Procurement Plan I. General 1. Project Information Country : Kenya Recipient : Republic of Kenya Project Name : National Agriculture and Rural Inclusive Growth Loan Credit No. : IDA 59000 2. Date of General Procurement Notice : 9th February 2018 3. Period Covered by this procurement plan : 18 months II. Goods, Works, and Non-Consulting Services 1. Thresholds for the Method of Procurement: Method of Procurement Thresholds for Method (US$ equivalent) Open International (Goods) Equal to or more than 3 million Open National ( Goods) – Open < $3 million Tender as per PPDA 2015 RFQ (Goods) Less than 20,000 or as stipulated in Kenya Procurement Regulations 2017 Open International (Works) Equal to or more than 15 million Open National (Works) - Open Less than 15 million Tender as per PPDA 2015 RFQ (works) Less than 20,000 or as stipulated in Kenya Procurement Regulations 2017 Method of Procurement Thresholds for Method (US$ equivalent) Open International (Non-consulting Equal to or More than 3 million Services) Open National (Non-consulting Less than 3 million Services) - Open Tender as per PPDA 2015 Direct Contracting No threshold; meet requirements of Bank’s Procurement Regulations Prior Review: The details of the Procurement review / oversight are defined in the Annex II of the Regulations for borrowers. The following would be subject to Prior review of the Bank regardless of the Method of selection (Project Procurement Risk Rating is “High”): (a) Goods, information technology and Non-consulting Services: First procurement under the project irrespective of value and all procurements estimated to cost more than USD 1.5 million (b) Works (including turnkey, supply & installation of plant and equipment and PPP); First procurement under the project irrespective of value and all procurements estimated to cost more than USD 5 million and The prior review thresholds will be reviewed during the implementation of the project and modified, based on the risk assessment. 2. For contracts subject to prior review, the Borrower shall seek the Bank’s no objection before agreeing to: a. an extension of the stipulated time for execution of a contract that has an impact on the planned completion of the project; b. any material modification of the scope of the Works, Goods, Non- consulting services or Consulting Services, or other significant changes to the terms and conditions of the contract; c. any variation order or contract amendment (except in cases of extreme urgency), including due to extension of time, that singly or combined with all previous variation orders or amendments, increases the original contract amount by more than 15% (fifteen percent); or d. the proposed termination of the contract. The Borrower / IA shall provide a copy of all amendments to the contract to the Bank for its records. 3. Prequalification Not Applicable Domestic Preference. The provision of domestic preference shall be applied in the procurement of goods following international market approach in accordance with Annex VI of the Regulations. Domestic preference shall not apply in the procurement of works. 4. Reference to Standard Procurement Documents Bank’s Standard RFB Goods and RFP Consulting Services dated July 2016 will be used as a base and incorporating suitable modifications and the same would be agreed with the Bank subject international competition. 5. Any Other Special Procurement Arrangements A. Procurement approach under CDD Approach by Communities: Applicable if stipulated in the PAD. B. When approaching the national market, as agreed in the Procurement Plan, the Open Tender procedure of Public Procurement and Asset Disposal Act 2015 and Regulations 2017 may be used. The specific Requirements for national open competitive procurement include the following: a. open advertising of the procurement opportunity at the national level; b. the procurement is open to eligible firms from any country; c. the request for bids/request for proposals document shall require that Bidders/Proposers submitting Bids/Proposals present a signed acceptance at the time of bidding, to be incorporated in any resulting contracts, confirming application of, and compliance with, the Bank’s Anti-Corruption Guidelines, including without limitation the Bank’s right to sanction and the Bank’s inspection and audit rights; d. contracts with an appropriate allocation of responsibilities, risks, and liabilities; e. publication of contract award information; f. rights for the Bank to review procurement documentation and activities; g. an effective complaints mechanism; and h. maintenance of records of the Procurement Process. Other national procurement arrangements (other than national open competitive procurement), that may be applied by the Borrower (such as limited/restricted competitive bidding, request for quotations/shopping, direct contracting), shall be consistent with the Bank’s Core Procurement Principles and ensure that the Bank’s Anti-Corruption Guidelines and Sanctions Framework and contractual remedies set out in its Legal Agreement apply. In all cases, the national procurement procedures to be used shall give due attention to quality aspects. 6. The bid evaluation will be carried out according to the agreed timeline in the Procurement Activity Schedule. III. Selection of Consultants 1. Methods and Prior Review Threshold Selection methods of procurement of Consultants' Services (Firms): The Approved Selection Methods as reflected in the Section VII of the procurement regulations Method of Procurement Thresholds for Methods Quality and Cost Based As per requirements of para 7.3 of the Selection (QCBS) Regulations Quality Based Selection As per requirements of para 7.8 to 7.10 (QBS) of the Regulations Selection based on a Fixed As per requirements of para 7.4 and 7.5 of the Budget (FBS) Regulations Selection Based on Least As per requirements of para 7.6 and 7.7 of the Cost Basis (LCS) Regulations Selection based on As per requirements of para 7.11 and 7.12 of Consultant’s Qualification the Regulations (CQ) Direct Must meet the requirements of Para 7.13 to 7.15 of the Regulations, and with prior agreement in PP with the Bank. The short list may consist of all National consultants in case the estimated cost is less than USD 300,000 Procurement methods for Selection of Individual Consultants (IC): The Approved Selection Methods as reflected in the Section VII of the procurement regulations Method of Procurement Thresholds for Methods Open Competitive As per requirements of para 7.36 and 7.37 of Selection the Regulations Limited Competitive As per requirements of para 7.38 of the Selection Regulations Direct Must meet the requirements of Para 7.39 of the Regulations, and with prior agreement in PP with the Bank *Shall meet the requirements as stated in Regulations Prior Review Thresholds: The details of the Procurement review / oversight are defined in the Annex II of the Regulations for borrowers. The following would be subject to Prior review of the Bank regardless of the Method of selection: (a). Consulting Firm: First procurement under the project irrespective of value and all procurements estimated to cost more than USD 0.5 million. (b). Individual Consultant: all procurements estimated to cost more than USD 0.2 million Terms of Reference (ToR) for all consultant contracts shall be furnished to the Bank for its prior review and No Objection. PROCUREMENT Kenya : National Agricultural and Rural Inclusive Growth Project PLAN General Information Country: Kenya Bank’s Approval Date of the Original Procurement Plan: 2020-02-14 2022-01-18 Revised Plan Date(s): (comma delineated, leave blank if none) Project ID: P153349 GPN Date: 2018-02-09 Project Name: National Agricultural and Rural Inclusive Growth Project Loan / Credit No: IDA / 59000 K Executing Agency(ies): itui County WORKS Activity Reference No. / Estimated Actual Draft Bidding Bid Evaluation Report Loan / Credit Procurement Prequalification High SEA/SH Procurement Process Draft Pre-qualification Prequalification Specific Procurement Bidding Documents as Proposal Submission / Contract Description Component Review Type Method Market Approach Amount Amount Document / and Recommendation Signed Contract No. Process (Y/N) Risk Document Type Status Documents Evaluation Report Notice / Invitation Issued Opening / Minutes Completion (US$) (US$) Justification for Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned KE-KITUI COUNTY-137138- Supporting County Under Request for Single Stage - One 2020-05- GO-RFB / Excavation of water IDA / 59000 Community-Led Post Limited 20,000.00 0.00 Implementat 2020-03-07 2020-04-29 2020-04-09 Quotations Envelope 09 pan at kwa isiki mbitini ward Development ion KE-KITUI COUNTY-119937- Project Coordination and Request for Single Stage - One 2020-10- CW-RFQ / Renovation of IDA / 59000 Post Limited 23,809.52 16,788.15 Completed 2020-02-21 2020-01-21 2020-04-17 2020-02-21 Management Quotations Envelope 14 office KE-KITUI COUNTY-234673- Supporting County Request for Under CW-RFQ / Kaliwa Water Pan Request for Single Stage - One 2021-07- IDA / 59000 Community-Led Post Limited Quotations (Non 5,607.47 0.00 Implementat 2021-06-04 2021-06-28 Construction of pit latrine and Quotations Envelope 28 Development Bank-SPD) ion a bathroom. KE-KITUI COUNTY-234675- Request for Pending Supporting Community- Request for Single Stage - One 2022-01- CW-RFQ / Kaliwa Water Pan IDA / 59000 Post Limited Quotations (Non 14,018.70 0.00 Implementat 2021-06-04 2021-07-30 Driven Development Quotations Envelope 26 perimeter fencing. Bank-SPD) ion KE-KITUI COUNTY-234477- Supporting County Request for Pending CW-RFQ / SILT TRAPAND Request for Single Stage - One 2021-09- IDA / 59000 Community-Led Post Limited Quotations (Non 5,073.00 0.00 Implementat 2021-07-05 2021-08-05 SPILLWAY STONE PITCHING Quotations Envelope 04 Development Bank-SPD) ion WORKS KE-KITUI COUNTY-234425- Supporting County Request for Under CW-RFQ / CONSRTUCTION OF Request for Single Stage - One 2021-08- IDA / 59000 Community-Led Post Limited Quotations (Non 5,757.00 0.00 Implementat 2021-07-05 2021-07-27 PIT LATRINE AND BATHROOM Quotations Envelope 26 Development Bank-SPD) ion AT KAVINGO WATER PAN KE-KITUI COUNTY-234676- Supporting County Request for Pending CW-RFQ / Kaliwa water pan Request for Single Stage - One 2021-08- IDA / 59000 Community-Led Post Limited Quotations (Non 6,916.00 0.00 Implementat 2021-07-05 2021-07-29 Silt trap and spillway stone Quotations Envelope 28 Development Bank-SPD) ion pitching works. KE-KITUI COUNTY-234475- Supporting County Request for Pending Request for Single Stage - One 2021-09- CW-RFQ / DAM PERIMETER IDA / 59000 Community-Led Post Limited Quotations (Non 10,732.00 0.00 Implementat 2021-07-05 2021-08-07 Quotations Envelope 06 FENCING Development Bank-SPD) ion GOODS Activity Reference No. / Draft Bidding Bid Evaluation Report Loan / Credit Procurement Prequalification Estimated Actual Amount Process Draft Pre-qualification Prequalification Specific Procurement Bidding Documents as Proposal Submission / Description Component Review Type Method Market Approach Document / and Recommendation Signed Contract Contract Completion No. Process (Y/N) Amount (US$) (US$) Status Documents Evaluation Report Notice / Invitation Issued Opening / Minutes Justification for Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual KE-KITUI COUNTY-136848- Project Coordination and Request for Single Stage - One GO-RFQ / procurement of IDA / 59000 Post Limited 17,142.85 6,143.23 Completed 2020-03-07 2019-12-28 2020-04-09 2020-02-21 2020-05-09 2020-06-11 Management Quotations Envelope office furniture KE-KITUI COUNTY-137136- Supporting County Request for Single Stage - One GO-RFQ / Procurement of soil IDA / 59000 Community-Led Post Limited 59,000.00 14,556.36 Completed 2020-03-04 2020-04-09 2020-04-29 2020-04-28 2020-05-29 2020-06-30 Quotations Envelope testing kits Development KE-KITUI COUNTY-137139- Supporting County Under Request for Single Stage - One GO-RFQ / procurement of IDA / 59000 Community-Led Post Limited 4,288.50 0.00 Implementati 2020-03-04 2019-09-19 2020-04-06 2020-05-06 Quotations Envelope honey harvesting equipment Development on KE-KITUI COUNTY-137470- Project Coordination and Request for Single Stage - One GO-RFQ / Procurement of 5 IDA / 59000 Post Limited 9,523.80 7,785.42 Completed 2020-04-11 2020-04-28 2020-05-01 2020-05-22 2020-05-31 2020-09-22 Management Quotations Envelope lap tops KE-KITUI COUNTY-170203- GO-RFQ / procurement of 20 Project Coordination and Request for Single Stage - One motorcycle for extension IDA / 59000 Post Limited 77,669.90 55,572.05 Signed 2020-05-29 2020-09-07 2020-07-10 2020-09-16 2020-10-08 Management Quotations Envelope services in the 20 NARIGP Wards KE-KITUI COUNTY-168041- NC-RFP / IT Equipment for Project Coordination and Request for Single Stage - One Audio - visual IDA / 59000 Post Limited 73,000.00 0.00 Canceled 2020-05-29 2021-01-19 2020-06-24 2020-07-24 Management Quotations Envelope teleconferencing and internet connections KE-KITUI COUNTY-173665- Project Coordination and Request for Single Stage - One GO-RFQ / storage and safety IDA / 59000 Post Limited 18,640.77 5,500.23 Completed 2020-05-29 2020-07-27 2020-06-24 2020-08-10 2020-07-24 2020-09-10 Management Quotations Envelope cabinets for 20 wards (CDDCs) KE-KITUI COUNTY-211653- GO-RFQ / Procurement of Project Coordination and Request for Single Stage - One IDA / 59000 Post Limited 5,057.47 3,647.97 Completed 2021-01-05 2021-06-05 2021-02-07 2021-06-23 2021-03-09 2021-08-03 mobile phones for CPCU for Management Quotations Envelope communication KE-KITUI COUNTY-237257- GO-RFQ / supply, Installation and testing of solar pump Supporting County Under with a pump house and Request for Single Stage - One IDA / 59000 Community-Led Post Limited 34,334.20 0.00 Implementati 2021-07-05 2021-08-05 2021-09-04 Construction of livestock Quotations Envelope Development on trough communal drawing water Point, draw Off System with pipe at Kaliwa Water pan Page 1 KE-KITUI COUNTY-237255- GO-RFQ / Supply ,installation and testing of Solar Pump Supporting County Under with a pump house and Request for Single Stage - One IDA / 59000 Community-Led Post Limited 34,988.00 0.00 Implementati 2021-07-05 2021-09-23 2021-08-05 2021-09-04 construction of livestock Quotations Envelope Development on trough, communal drawing water Point, draw Off System with pipe. KE-KITUI COUNTY-168041- NC-RFP-2 - REVISE / IT Project Coordination and Request for Single Stage - One EQUIPMENT FOR AUDIO - IDA / 59000 Post Limited 73,000.00 70,676.48 Signed 2021-09-08 2021-01-19 2021-10-04 2021-02-15 2021-11-03 Management Quotations Envelope VISUAL CONFERENCING AND INTERNET CONNECTION KE-KITUI COUNTY-269088- GO-RFQ / PROCUREMENT OF TOOLS AND DEVICES TO BE Pending Project Coordination and Request for Single Stage - One USED BY TRUE TRADE ( DAT IDA / 59000 Post Open - National 2,214.34 0.00 Implementati 2022-01-21 2022-03-18 2023-03-18 Management Quotations Envelope COHORT- WEIGHING SCALES, on TARPAULINS AND MOISTURE METER KE-KITUI COUNTY-270774- Pending GO-DIR / PROCUREMENT OF Supporting Community- IDA / 59000 Post Direct Selection Direct 7,918.70 0.00 Implementati 2022-01-16 2022-01-21 2022-02-18 2023-02-18 DIGITAL EXTENSION KIT FOR Driven Development on FARMPRIDE NON CONSULTING SERVICES Activity Reference No. / Draft Bidding Bid Evaluation Report Loan / Credit Procurement Prequalification Estimated Actual Amount Process Draft Pre-qualification Prequalification Specific Procurement Bidding Documents as Proposal Submission / Description Component Review Type Method Market Approach Document / and Recommendation Signed Contract Contract Completion No. Process (Y/N) Amount (US$) (US$) Status Documents Evaluation Report Notice / Invitation Issued Opening / Minutes Justification for Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual KE-KITUI COUNTY-269013- NC-RFQ / PROCUREMENT Pending Supporting Community- DIGITAL EXTENSION KITS IDA / 59000 Post Direct Selection Direct 14,268.90 0.00 Implementati 2022-01-16 2022-01-21 2022-02-25 2023-02-25 Driven Development (CUSTOMISED - KUZA on BIASHARA) KE-KITUI COUNTY-269154- Pending NC-DIR / PROCUREMENT OF Supporting Community- IDA / 59000 Post Direct Selection Direct 13,268.50 0.00 Implementati 2022-01-16 2022-01-21 2022-02-25 2023-02-25 FARMER REGISTRATION Driven Development on LICENCE BY FARMSHINE APP CONSULTING FIRMS Activity Reference No. / Combined Evaluation Loan / Credit Contract Type Estimated Actual Amount Expression of Interest Short List and Draft Request for Proposals Opening of Technical Evaluation of Description Component Review Type Method Market Approach Process Status Terms of Reference Report and Draft Signed Contract Contract Completion No. Amount (US$) (US$) Notice Request for Proposals as Issued Proposals / Minutes Technical Proposal Negotiated Contract Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual KE-KITUI COUNTY-168571- CS-CQS / consultancy Consultant Supporting Community- procurement of Mangoes IDA / 59000 Post Qualification Open - National 40,776.69 34,940.00 Signed 2020-05-17 2020-10-08 2020-05-24 2020-06-05 2020-12-16 2020-06-12 2021-03-10 2020-07-08 2021-03-10 2021-10-31 Driven Development value chain service provider in Selection Kitui county KE-KITUI COUNTY-168572- CS-CQS / procurement of Consultant Supporting Community- service provider consultancy IDA / 59000 Post Qualification Open - National 40,776.69 36,449.81 Signed 2020-05-17 2020-10-08 2020-05-24 2021-06-05 2020-06-05 2020-12-16 2020-06-12 2021-03-10 2020-07-03 2021-03-10 2021-10-26 Driven Development services in green grams value Selection chain in Kitui County KE-KITUI COUNTY-168574- Consultant CS-CQS / Procurement of Supporting Community- IDA / 59000 Post Qualification Open - National 40,776.69 36,365.45 Signed 2020-05-17 2020-10-08 2020-05-31 2021-06-02 2020-06-12 2020-12-16 2020-06-19 2021-03-10 2020-07-10 2021-03-24 2021-11-02 Apiculture Value chain service Driven Development Selection provider in kitui county KE-KITUI COUNTY-168743- Consultant CS-CQS / Procurement of Supporting Community- IDA / 59000 Post Qualification Open - National 40,776.69 37,519.07 Signed 2020-05-17 2020-10-08 2020-05-24 2021-06-05 2020-06-05 2020-12-16 2020-06-12 2021-03-10 2020-06-26 2021-03-10 2021-10-19 service provider to support Driven Development Selection farmers in poultry farming KE-KITUI COUNTY-270698- CS-CQS / Recruitment of Consultant Supporting Community- Pending consultancy services to IDA / 59000 Post Qualification Open - National 26,511.72 0.00 2022-01-16 2022-01-21 2022-02-11 2022-02-16 2022-03-23 2022-09-19 Driven Development Implementation support Implementation of Selection FIMG in pilot test Counties. INDIVIDUAL CONSULTANTS Activity Reference No. / Invitation to Loan / Credit Contract Type Estimated Actual Amount Draft Negotiated Description Component Review Type Method Market Approach Process Status Terms of Reference Identified/Selected Signed Contract Contract Completion No. Amount (US$) (US$) Contract Consultant Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual KE-KITUI COUNTY-137230- Individual Project Coordination and CS-CQS / Procurement of lead IDA / 59000 Post Consultant Limited 1,142.86 975.98 Signed 2020-04-05 2019-05-05 2020-04-10 2018-05-09 2020-04-17 2019-05-14 2020-05-01 2019-05-27 2020-05-31 Management expert for kwa isiki water pan Selection Page 2