The World Bank Implementation Status & Results Report Strengthening of State Universities in Chile (P163437) Strengthening of State Universities in Chile (P163437) LATIN AMERICA AND CARIBBEAN | Chile | Education Global Practice | IBRD/IDA | Investment Project Financing | FY 2018 | Seq No: 8 | ARCHIVED on 22-Dec-2021 | ISR49725 | Implementing Agencies: Ministry of Finance, Ministry of Education Key Dates Key Project Dates Bank Approval Date: 20-Oct-2017 Effectiveness Date: 22-Mar-2018 Planned Mid Term Review Date: 19-Oct-2020 Actual Mid-Term Review Date: 19-Jan-2021 Original Closing Date: 30-Dec-2022 Revised Closing Date: 30-Dec-2022 pdoTable Project Development Objectives Project Development Objective (from Project Appraisal Document) The objectives of the project are to improve quality and equity within State Universities and to strengthen their institutional capacity to address regional and national development challenges. Has the Project Development Objective been changed since Board Approval of the Project Objective? No Components Table Name Technical Assistance for Strengthening the Borrower's State Universities Sector Support to the Establishment of Networks in State Universities:(Cost $7.00 M) Support to the Implementation of Institutional Strengthening Development Plans:(Cost $43.00 M) Overall Ratings Name Previous Rating Current Rating Progress towards achievement of PDO Satisfactory Satisfactory Overall Implementation Progress (IP) Satisfactory Satisfactory Overall Risk Rating Moderate Moderate Implementation Status and Key Decisions The Project has made important progress, including the development of 10-year State University strengthening plans for the 18 State Universities and of three State University Structural Networks, which promote the capacity of universities to plan and implement both academic and non- academic activities and policies cooperatively. The networks on student mobility and information systems, in particular, will be critical in addressing some of the challenges posed by the COVID-19 pandemic. The network on mobility, for example, is important given the constraints on physical mobility, and can offer important opportunities for students from the most disadvantaged contexts. In terms of disbursements from 2018-2020, disbursements against eligible expenditures based on the achievement of Performance-Based Conditions (PBC, formerly Disbursement-Linked Indicators) have remained largely in line with what was envisioned at Project Appraisal. To date, the following PBC have been achieved:  PBC 1 State Universities Strengthening Plan Committee (SPC) has been established is operational (US$5.0 million)  PBC 2 Pertinence Diagnostic was completed and disseminated to at least 12 State Universities (US$5.0 million) 12/22/2021 Page 1 of 11 The World Bank Implementation Status & Results Report Strengthening of State Universities in Chile (P163437)  PBC 3 Definition of quality standards for Career Services was approved by the SPC and disseminated to at least 12 State Universities (US$5.0 million)  PBC 4 Definition of quality standards for Remedial Programs was approved by the SPC and disseminated to at least 12 State Universities (US$5.0 million)  PBC 5 18 Institutional Strengthening Development Plans (ISDPs) were approved by the SPC and adopted by each State University (US$2.5 million)  PBC 7 At least 3 pilot Structural Networks are operational (US$2,000,685)  PBC 9 At least 5% increase in the share of full-time faculty with Ph.Ds. in State Universities (US$3.0 million)  PBC 10 Central Information System is operational at each State University was achieved at 80 percent, with the remaining 20 percent expected in 2021 (disbursed US$2.0 million of US$2.5 million) For year 2021, evidence of compliance with PBCs 6, 8, 11 and 15 has been presented. The PIU and the Bank team have already agreed on holding a meeting in January to discuss potential issues with the remaining PBCs for year 2022. Risks Systematic Operations Risk-rating Tool Risk Category Rating at Approval Previous Rating Current Rating Political and Governance Substantial Substantial Substantial Macroeconomic Low Low Low Sector Strategies and Policies Moderate Moderate Moderate Technical Design of Project or Program Moderate Moderate Moderate Institutional Capacity for Implementation and Low Low Low Sustainability Fiduciary Moderate Moderate Moderate Environment and Social Moderate Low Low Stakeholders Low Low Low Other -- -- -- Overall Moderate Moderate Moderate Results PDO Indicators by Objectives / Outcomes Improve quality of State Universities. IN01084276 ►Improvement of the Institutional Quality Index of State Universities (Percentage, Custom, PBC) Baseline Actual (Previous) Actual (Current) End Target Value 51.00 58.70 60.90 54.00 12/22/2021 Page 2 of 11 The World Bank Implementation Status & Results Report Strengthening of State Universities in Chile (P163437) Date 30-Dec-2016 10-May-2021 14-Dec-2021 30-Dec-2022 Improve Equity of State Universities. IN01084277 ►Reduction of the dropout rate of 3rd year vulnerable students (Percentage, Custom, PBC) Baseline Actual (Previous) Actual (Current) End Target Value 36.60 32.90 29.88 35.60 Date 30-Dec-2016 10-May-2021 14-Dec-2021 30-Dec-2022 Strengthen SUs’ institutional capacity to address regional and national development challenges. IN01084278 ►Proportion of Conicyt-Nuevo Milenio projects in execution adjudicated to State Universities (Percentage, Custom, PBC) Baseline Actual (Previous) Actual (Current) End Target Value 49.30 48.80 48.35 50.00 Date 30-Dec-2016 10-May-2021 14-Dec-2021 30-Dec-2022 Intermediate Results Indicators by Components Technical Assistance for Strengthening the Borrower's State Universities Sector IN01084279 ►Development of Early-Warning Systems (EWS) (Text, Custom) Baseline Actual (Previous) Actual (Current) End Target EWS on hold due to the EWS on hold due to 12 state universities State universities do not Value pandemics the pandemics have operational early- have EWS warning systems Date 15-Aug-2017 10-May-2021 14-Dec-2021 30-Dec-2022 Due to the pandemics, the development of the EWS is on hold Comments: IN01084282 ►Improvement of State Universities' Information Systems (Text, Custom, PBC) Baseline Actual (Previous) Actual (Current) End Target State universities do not System developed and System developed and A central information Value have a central available in each available in each system is operational information system university university at state universities Date 15-Aug-2017 10-May-2021 14-Dec-2021 30-Dec-2022 IN01084285 ►Impact Evaluations (IEs) are designed and completed (Text, Custom) 12/22/2021 Page 3 of 11 The World Bank Implementation Status & Results Report Strengthening of State Universities in Chile (P163437) Baseline Actual (Previous) Actual (Current) End Target Two reports describing Ministry has asked Ministry has asked the main findings of Value 0.00 cancellation cancellation the Impact Evaluations are completed Date 15-Aug-2017 10-May-2021 14-Dec-2021 30-Dec-2022 Support to the Implementation of Institutional Strengthening Development Plans IN01084281 ►Peer reviewed publications at State Universities (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 4,952.00 7,828.00 7,828.00 6,000.00 Date 31-Dec-2015 10-May-2021 14-Dec-2021 30-Dec-2022 IN01084284 ►Percentage increase in the share of full-time faculty with PhDs (Percentage, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 16.70 16.70 9.00 Date 30-Dec-2016 10-May-2021 14-Dec-2021 30-Dec-2022 IN01084286 ►Number of institutions that improve their accreditation level (or equivalent) (Amount(USD), Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 4.00 4.00 7.00 Date 15-Aug-2017 10-May-2021 14-Dec-2021 30-Dec-2022 IN01084287 ►Dropout rate of 3rd year students (Percentage, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 36.10 33.10 33.10 35.00 Date 30-Dec-2016 10-May-2021 14-Dec-2021 30-Dec-2022 IN01084288 ►Number of Projects related to regional or national development (Text, Custom) Baseline Actual (Previous) Actual (Current) End Target 14 Regional projects 14 Regional projects 70% of all regional and corresponding to 14 corresponding to 14 national development Value n/a universities. Moreover universities. Moreover projects are deemed there is a regional aspect there is a regional satisfactory in the ISDP. aspect in the ISDP. 12/22/2021 Page 4 of 11 The World Bank Implementation Status & Results Report Strengthening of State Universities in Chile (P163437) Date 15-Aug-2017 10-May-2021 14-Dec-2021 30-Dec-2022 IN01084289 ►Share of last year students who have received quality career services (Percentage, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 20.00 Date 15-Aug-2017 10-May-2021 14-Dec-2021 30-Dec-2022 IN01084290 ►Number of state universities with Centers of Inclusion with gender Action Plans (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 16.00 Date 15-Aug-2017 10-May-2021 14-Dec-2021 30-Dec-2022 IN01084291 ►Institutional consolidation of the State University system (Text, Custom) Baseline Actual (Previous) Actual (Current) End Target 18 Institutional 18 Institutional "Ley de Fortalecimiento Strengthening Strengthening 12 State Universities de las Universidades Development Plans are Development Plans Value accomplish 70% of the Estatales" has been approved by the SPC are approved by the yearly ISDP objectives introduced in Congress and adopted by each SPC and adopted by university each university Date 15-Aug-2017 10-May-2021 14-Dec-2021 30-Dec-2022 IN01084292 ►Students benefiting from direct interventions to enhance learning (Number, Corporate) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 292,876.00 292,876.00 360,000.00 Date 30-Dec-2016 10-May-2021 14-Dec-2021 30-Dec-2022 IN01084293 Students benefiting from direct interventions to enhance learning - Female (Number, Corporate Supplement) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 149,349.00 149,349.00 180,000.00 IN01084294 ►Citizen engagement in Project design and implementation (Text, Custom) Baseline Actual (Previous) Actual (Current) End Target Focus groups on Project Focus groups on Project Focus groups on design were conducted design were conducted Project impact were No focus groups were Value with State University with State University conducted with State hold rectors and other key rectors and other key University rectors and stakeholders stakeholders other key stakeholders 12/22/2021 Page 5 of 11 The World Bank Implementation Status & Results Report Strengthening of State Universities in Chile (P163437) Date 30-Jun-2017 11-Sep-2020 14-Dec-2021 30-Dec-2022 Support to the Establishment of Networks in State Universities IN01084280 ►Number of structural networks that are operational (Amount(USD), Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 3.00 3.00 6.00 Date 15-Aug-2017 10-May-2021 14-Dec-2021 30-Dec-2022 IN01084283 ►Number of thematic networks that are operational (Text, Custom) Baseline Actual (Previous) Actual (Current) End Target At least 4 thematic networks accomplish Value 0.00 0.00 0.00 70% of their yearly performance targets Date 15-Aug-2017 10-May-2021 14-Dec-2021 30-Dec-2022 Performance-Based Conditions IN01084295 ►PBC 1 Improvement of the Institutional Quality Index of State Universities (Percentage, Process, 50,000,685.00, 10.00%) Baseline Actual (Previous) Actual (Current) 2022 Value 51.00 58.70 60.90 -- Date -- 10-May-2021 14-Dec-2021 -- Comments: PBC completed and disbursed IN01084296 ►PBC 2 Improvement of State Universities' Information Systems (Text, Process, 50,000,685.00, 10.00%) Baseline Actual (Previous) Actual (Current) 2022 State universities do not System developed and System developed and Value have a central information available in each available in each -- system university university Date -- 10-May-2021 14-Dec-2021 -- 12/22/2021 Page 6 of 11 The World Bank Implementation Status & Results Report Strengthening of State Universities in Chile (P163437) IN01084297 ►PBC 3 Improvement of the Institutional Quality Index of State Universities (Percentage, Process, 50,000,685.00, 10.00%) Baseline Actual (Previous) Actual (Current) 2022 Value 51.00 58.70 60.90 -- Date -- 10-May-2021 14-Dec-2021 -- Comments: PBC completed and disbursed IN01084298 ►PBC 4 Reduction of the dropout rate of 3rd year vulnerable students (Percentage, Process, 50,000,685.00, 10.00%) Baseline Actual (Previous) Actual (Current) 2022 Value 36.60 32.90 29.88 -- Date -- 10-May-2021 14-Dec-2021 -- Comments: PBC completed and disbursed IN01084299 ►PBC 5 Improvement of the Institutional Quality Index of State Universities (Percentage, Process, 50,000,685.00, 5.00%) Baseline Actual (Previous) Actual (Current) 2022 Value 51.00 58.70 60.90 -- Date -- 10-May-2021 14-Dec-2021 -- IN01084300 ►PBC 6 Improvement of the Institutional Quality Index of State Universities (Percentage, Process, 50,000,685.00, 0.00%) Baseline Actual (Previous) Actual (Current) 2022 Value 51.00 58.70 60.90 -- Date -- 10-May-2021 14-Dec-2021 -- 12/22/2021 Page 7 of 11 The World Bank Implementation Status & Results Report Strengthening of State Universities in Chile (P163437) IN01084301 ►PBC 7 Reduction of the dropout rate of 3rd year vulnerable students (Percentage, Process, 50,000,685.00, 5.00%) Baseline Actual (Previous) Actual (Current) 2022 Value 36.60 32.90 29.88 -- Date -- 10-May-2021 14-Dec-2021 -- IN01084302 ►PBC 8 Proportion of Conicyt-Nuevo Milenio projects in execution adjudicated to State Universities (Percentage, Process, 50,000,685.00, 0.00%) Baseline Actual (Previous) Actual (Current) 2022 Value 49.30 48.80 48.35 -- Date -- 10-May-2021 14-Dec-2021 -- IN01084303 ►PBC 9 Improvement of the Institutional Quality Index of State Universities (Percentage, Process, 50,000,685.00, 6.00%) Baseline Actual (Previous) Actual (Current) 2022 Value 51.00 58.70 60.90 -- Date -- 10-May-2021 14-Dec-2021 -- IN01084304 ►PBC 10 Improvement of the Institutional Quality Index of State Universities (Percentage, Process, 50,000,685.00, 4.00%) Baseline Actual (Previous) Actual (Current) 2022 Value 51.00 58.70 60.90 -- Date -- 10-May-2021 14-Dec-2021 -- IN01084305 ►PBC 11 Reduction of the dropout rate of 3rd year vulnerable students (Percentage, Process, 50,000,685.00, 0.00%) Baseline Actual (Previous) Actual (Current) 2022 12/22/2021 Page 8 of 11 The World Bank Implementation Status & Results Report Strengthening of State Universities in Chile (P163437) Value 36.60 32.90 29.88 -- Date -- 10-May-2021 14-Dec-2021 -- IN01084306 ►PBC 12 Proportion of Conicyt-Nuevo Milenio projects in execution adjudicated to State Universities (Percentage, Process, 50,000,685.00, 0.00%) Baseline Actual (Previous) Actual (Current) 2022 Value 49.30 48.80 48.35 -- Date -- 10-May-2021 14-Dec-2021 -- IN01084307 ►PBC 13 Improvement of the Institutional Quality Index of State Universities (Percentage, Process, 50,000,685.00, 0.00%) Baseline Actual (Previous) Actual (Current) 2022 Value 51.00 58.70 60.90 -- Date -- 10-May-2021 14-Dec-2021 -- IN01084308 ►PBC 14 Improvement of the Institutional Quality Index of State Universities (Percentage, Process, 50,000,685.00, 0.00%) Baseline Actual (Previous) Actual (Current) 2022 Value 51.00 58.70 60.90 -- Date -- 10-May-2021 14-Dec-2021 -- IN01084309 ►PBC 15 Reduction of the dropout rate of 3rd year vulnerable students (Percentage, Process, 50,000,685.00, 0.00%) Baseline Actual (Previous) Actual (Current) 2022 Value 36.60 32.90 29.88 -- Date -- 10-May-2021 14-Dec-2021 -- 12/22/2021 Page 9 of 11 The World Bank Implementation Status & Results Report Strengthening of State Universities in Chile (P163437) IN01084310 ►PBC 16 Proportion of Conicyt-Nuevo Milenio projects in execution adjudicated to State Universities (Percentage, Process, 50,000,685.00, 0.00%) Baseline Actual (Previous) Actual (Current) 2022 Value 49.30 48.80 48.35 -- Date -- 10-May-2021 14-Dec-2021 -- Data on Financial Performance Disbursements (by loan) Project Loan/Credit/TF Status Currency Original Revised Cancelled Disbursed Undisbursed % Disbursed P163437 IBRD-87850 Effective USD 50.13 50.13 0.00 30.13 20.00 60% Key Dates (by loan) Project Loan/Credit/TF Status Approval Date Signing Date Effectiveness Date Orig. Closing Date Rev. Closing Date P163437 IBRD-87850 Effective 20-Oct-2017 14-Dec-2017 22-Mar-2018 30-Dec-2022 30-Dec-2022 Cumulative Disbursements 12/22/2021 Page 10 of 11 The World Bank Implementation Status & Results Report Strengthening of State Universities in Chile (P163437) PBC Disbursement Achievement Disbursed amount in Disbursement % PBC ID PBC Type Description Coc PBC Amount Status Coc for PBC Restructuring History There has been no restructuring to date. Related Project(s) There are no related projects. 12/22/2021 Page 11 of 11