Capacity Strengthening for the Implementation of the Minamata Convention in China Project Procurement Plan May 2017 The procurement plan will cover the whole period of the project implementation. The pilot provinces shall update the procurement plan throughout the duration of the project at least annually by including contracts previously awarded. All procurement plans, their updates or modifications shall be subject to Bank’s prior review and no objection before implementation. I. General 1. Project information: Country( China Borrower: The People’s Republic of China Project Name: Capacity Strengthening for the Implementation of the Minamata Convention on Mercury in China Project No: P151281 Project Implementation Agency (PIA): Foreign Economic Cooperation Office of MEP 2. Bank’s approval Date of the procurement Plan [Original : July 22, 2016; Revision: May 5, 2017.] 3. Date of General Procurement Notice: January 13, 2017 4. Period covered by this procurement plan: July 2016- April 2021 II. Goods and Works and Non-consulting services. 1. Prior Review Threshold: Procurement Decisions subject to Prior Review by the Bank as stated in Appendix 1 to the Guidelines for Procurement: Expendit Contract Value Procurement Bank Prior ure (US$) Method Review Category ICB All ICB Goods/IT )=10 million contracts Systems NCB and Non- Remarks: Where All contracts Consultin )=500k - < 10 goods are not >= USD 4 g million normally available million. Services within China, the 1 method of procurement will be ICB even if the contract value is less than USD 10 million. < 500 K Shopping None All contracts N/A DC >= USD 4 million. Notes: ICB: International Competitive Bidding NCB: National Competitive Bidding DC: Direct Contracting NA: Not Applicable 2. Prequalification. Bidders for all ICB works contracts shall be prequalified in accordance with the provisions of paragraphs 2.9 and 2.10 of the Guidelines: NA. 3. Proposed Procedures for CDD Components (as per paragraph. 3.19 of the Guidelines: NA. 4. Reference to (if any) Project Operational/Procurement Manual: NA 5. Any Other Special Procurement Arrangements: Retroactive financing will be agreed under this project. All advance contracts are subject to Bank’s prior review. Payments will be made only for contracts procured in accordance with applicable Bank procurement procedures. 2 6. Procurement Packages with Methods and Time Schedule 1 2 3 4 5 6 7 8 9 10 11 Categor Estimat Estimate Procure Prequ Domesti Review Expect Contrac Ref. No. y Contract ed d ment alificat c by Bank ed t Period (Description) Cost Cost Method ion Prefere (Prior / Bid- (Months (USD (CNY 1, (yes/n nce Post) Openi ) 1,000) 000)* o) (yes/no) ng Date National Level procurement of equipment for pilot laboratories, includes laboratories retrofit for 2017.1 NCB-N1 Goods 990 6435 NCB No No Post 12 installation and 0 operation of equipment in pilot laboratory(activity 2.2.5and 2.2.6) Total 990 6435 3 III. Selection of Consultants 1. Prior Review Threshold: Selection decisions subject to Prior Review by Bank as stated in Appendix 1 to the Guidelines Selection and Employment of Consultants: Expendit Contract Selection Bank Prior Review ure Value (US$) Method Category >= 300,000 QCBS, QBS Firms: All contracts >=USD QCBS, QBS, 2 million; < 300,000 CQS Firms: All SSS contracts >= N/A SSS USD 1 million; Consultan Individual Consultant: All ts contracts >=400 K; N/A IC SSS for individual consultant: All contracts>=USD 400 K Notes QCBS: Quality- and Cost-Based Selection : QBS: Quality-Based Selection CQS: Selection Based on the Consultants’ Qualifications SSS: Single-Source Selection IC: Individual Consultant selection procedure NA: Not Applicable 2. Short list comprising entirely of national consultants: Short list of consultants for services, estimated to cost less than USD500,000 equivalent per contract, may comprise entirely of national consultants in accordance with the provisions of paragraph 2.7 of the Consultant Guidelines. 4 3. Any Other Special Selection Arrangements: Retroactive financing will be agreed under this project. Payments will be made only for contracts procured in accordance with applicable Bank procurement procedures. 4. Consultancy Assignments with Selection Methods and Time Schedule 5 1 2 3 4 5 6 7 8 9 Estimat Estimat Selecti Revie Expected Contrac Remarks Ref. Description of Assignment ed ed on w Proposals t No. Cost Cost Metho by Submissio Duratio (USD (CNY d Bank n n 1,000) 1,000)* (Prior Date (months / Post) ) CN-1 Project official assistant for project Retroactiv management(activity 1.1.1) 100 650 IC Post 2017.07 42 e Financing CN-2 National Technical Advisor for project Retroactiv implementation(activity 1.1.2) 60 390 IC Post 2017.12 36 e Financing CN-3 Technical experts supporting the project implementation: Individual expert for guidance and compilation strategies on five point sources(activity 1.1.3) Retroactiv Individual expert for reporting 99 643.5 IC Post 2017.7 18 e template development, data review Financing and conclusion report drafting(activity 2.1.1) Individual expert for guidance on the capacity building in pilot laboratories(activity 2.2.2) CN-4 Formulation of strategy for Retroactiv management of mercury supply 210 1365 CQS Post 2017.5 18 e sources and trade(activity 1.2&1.3) Financing CN-5 Formulation of strategy for reduction Retroactiv the use of mercury in mercury added e 90 585 CQS Post 2017.6 18 products and PVC production sector Financing (activity 1.4&1.5) CN-6 Formulation of strategy for reducing Retroactiv the emission and release of mercury e 290 1885 CQS Post 2017.6 36 and mercury compounds from coal- Financing fired power plants (activity 1.6) CN-7 Formulation of strategy for reducing Retroactiv 218 1417 CQS Post 2017.6 36 the emission and release of mercury e 6 1 2 3 4 5 6 7 8 9 Estimat Estimat Selecti Revie Expected Contrac Remarks Ref. Description of Assignment ed ed on w Proposals t No. Cost Cost Metho by Submissio Duratio (USD (CNY d Bank n n 1,000) 1,000)* (Prior Date (months / Post) ) and mercury compounds from coal- Financing fired industrial boilers (activity 1.7) CN- Formulation of strategy for reducing Retroactiv 8B the emission and release of mercury e and mercury compounds from waste Financing 560 3640 QBS Post 2017.6 36 incineration facilities and cement clinker production facilities (activity 1.8,1.9) CN-9 Formulation of strategy for reducing Retroactiv the emission and release of mercury e and mercury compounds from non- 130 845 CQS Post 2017.7 36 Financing ferrous smelting facilities (activity 1.10) CN- Formulation of strategy on Retroactiv 10A environment sound management of e 555 3607.5 QBS Post 2017.5 36 waste and contaminated site Financing containing mercury (activity 1.11) CN-11 Formulation of strategy for environmental monitoring and development of environmental and social management framework and 90 585 CQS Post 2017.12 36 social impact monitoring strategy for the implementation of the national strategy (activity 1.12.1,1.12.3) CN-12 Formulation of strategy for health 80 520 CQS Post 2017.9 36 monitoring (activity 1.12.2) CN-13 Formulation of Strategy for research and development and financing requirement and resources for 130 845 CQS Post 2017.12 30 Convention compliance (activity 1.13,1.14) CN-14 Formulation of NIP based on the 200 1300 CQS Post 2017.6 36 Retroactiv 7 1 2 3 4 5 6 7 8 9 Estimat Estimat Selecti Revie Expected Contrac Remarks Ref. Description of Assignment ed ed on w Proposals t No. Cost Cost Metho by Submissio Duratio (USD (CNY d Bank n n 1,000) 1,000)* (Prior Date (months / Post) ) outputs from activities 1.2 to 1.14 and e cover the other articles in Convention Financing (activity 1.15) CN-15 Formulation of Shaanxi Implementation Plan (PIP) policies improvement, IRMS 125 812.5 CQS Post 2017.9 12 running comparison (activity 1.16.1 ,1.17.1,2.1.4) CN-16 Formulation of Hunan Implementation Plan (PIP), policies improvement, IRMS 125 812.5 CQS Post 2017.9 12 running comparison (activity 1.16.2,1.17.2, 2.1.4( CN-17 Formulation of Guizhou Implementation Plan (PIP), (activity 1.16.3) 50 325 CQS Post 2017.9 12 CN-18 Formulation of Tongren Municipal Implementation Plan (MIP), policies improvement, IRMS running 125 812.5 CQS Post 2017.9 12 comparison (activity 1.16.4 and 1.17.3, 2.1.4) CN-19 Formulation of Brochure and video on national strategy for dissemination 150 975 CQS Post 2017.9 24 workshop (activity 1.18.4) CN-20 Development and troubleshooting of Retroactiv National Mercury Information e 140 910 CQS Post 2017.12 24 Reporting and Management System Financing (IRMS) (activity 2.1.2) CN-21 Standards samples gathering for comparison activity in pilot laboratories and development of the criterion for 146 364 CQS Post 2018.3 24 the laboratories establishment based on the experiences in pilot laboratories 8 1 2 3 4 5 6 7 8 9 Estimat Estimat Selecti Revie Expected Contrac Remarks Ref. Description of Assignment ed ed on w Proposals t No. Cost Cost Metho by Submissio Duratio (USD (CNY d Bank n n 1,000) 1,000)* (Prior Date (months / Post) ) (activity 2.2.3,2.2.4,2.2.8) , and capacity building activity in pilot laboratories of the pilot provinces(activity 2.2.7) CN-22 Environmental risk assessment of Retroactiv mercury contaminated site in primary e mercury mine area and closed choler- 450 2925 CQS Post 2018.3 12 Financing alkali manufactory in Shanxi (activitiy2.3.1,2.3.2,2.3.3) CN-23 Environmental risk assessment Retroactiv framework of mercury contaminated e 150 780 CQS Post 2018.3 18 site excluding primary mercury mining Financing in Hunan (activity 2.3.4) CN-24 Assessment on mercury recycling Retroactiv technology of waste mercury-added 420 2730 QBS Post 2018.3 24 e products in two plants (activity 2.4.1) Financing CN-25 Assessment on mercury recycling Retroactiv technology of solid waste from non- e 840 5460 QBS Post 2018.3 24 ferrous melting plants including lead, Financing zinc and copper (activity 2.4.2) CN-26 Propose the emission standard on the mercury emission and release from the 25 325 CQS Post 2018.3 20 waste recycle plants (activity 2.4.3) CN-27 Brochure and video for dissemination workshop on pilot experience in both 130 845 CQS Post 2017.9 12 national level and pilot provincial level (activity 2.5.1,2.5.2,2.5.3,2.5.4( Total 5688 36972 *: The ratio is 6.5 in January 2016. 9 PROCUREMENT China : Capacity Strengthening for Implementation of Minamata Convention on Mercury Project PLAN General Information Country: China 2016-10-07 Bank’s Approval Date of the Original Procurement Plan: 2022-05-30 Revised Plan Date(s): (comma delineated, leave blank if none) Project ID: P151281 GPN Date: 2017-01-16 Project Name: Capacity Strengthening for Implementation of Minamata Convention on Mercury Project Loan / Credit No: / , TF / A3066, TF / A3198 Mercury FECO Executing Agency(ies): WORKS Activity Reference No. / Estimated Actual Am Bid Evaluation Report Loan / Credit N Market Approac Procurement Pro Prequalification High SEA/SH R Procurement D Process St Draft Pre-qualification Prequalification Evalu Draft Bidding Docum Specific Procurement Bidding Documents a Proposal Submission / Contract Complet Description Component Review Type Method Amount (U ount (US$ and Recommendation Signed Contract o. h cess (Y/N) isk ocument Type atus Documents ation Report ent / Justification Notice / Invitation s Issued Opening / Minutes ion S$) ) for Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned GOODS Activity Reference No. / Bid Evaluation Report Loan / Credit N Market Approac Procurement Pro Prequalification Estimated Am Actual Amount Process St Draft Pre-qualification Prequalification Evalu Draft Bidding Docum Specific Procurement Bidding Documents a Proposal Submission / Description Component Review Type Method and Recommendation Signed Contract Contract Completion o. h cess (Y/N) ount (US$) (US$) atus Documents ation Report ent / Justification Notice / Invitation s Issued Opening / Minutes for Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual NCB-N1 / procurement of eq uipment for pilot laboratories Development of National Str , includes laboratories retrofit Single Stage - One E / ategy and Sectoral and Provi Prior Request for Bids Open - National 990,000.00 0.00 Canceled 2017-04-30 2017-05-05 2017-06-16 2017-07-16 2017-08-20 2018-08-20 for installation and operation nvelope ncial Action Plans of equipment in pilot laborat ory(activity 2.2.5and 2.2.6 NCB-N1A / procurement of e quipment for pilot laboratorie Development of National Str s, includes laboratories retrof Single Stage - One E TF / A3066 ategy and Sectoral and Provi Post Request for Bids Open - National 990,000.00 0.00 Canceled 2017-05-01 2017-05-06 2017-06-17 2017-07-17 2017-08-21 2018-08-21 it for installation and operati nvelope ncial Action Plans on of equipment in pilot labor atory(activity 2.2.5 and 2.2.6 ) NCB-N1B / procurement of e quipment for pilot laboratorie Capacity Strengthening for s, includes laboratories retrof Single Stage - One E TF / A3066 Mercury Management and Ri Post Request for Bids Open - National 990,000.00 0.00 Canceled 2018-05-31 2018-06-05 2018-07-17 2018-08-16 2018-09-20 2019-03-19 it for installation and operati nvelope sk Assessment on of equipment in pilot labor atory(activity 2.2.5 and 2.2.6 ) GS-1 / Procurement of sampl Capacity Strengthening for Request for Quota Single Stage - One E ing apparatus for pilot labora TF / A3066 Mercury Management and Ri Post Limited 200,000.00 55,250.67 Signed 2018-10-27 2019-05-14 2018-12-22 2019-06-25 2019-10-31 tions nvelope tories sk Assessment GS-2 / Procurement of fast d etectors for pilot laboratories Capacity Strengthening for Request for Quota Single Stage - One E includes installation and oper TF / A3066 Mercury Management and Ri Post Limited 250,000.00 259,234.84 Signed 2018-10-27 2019-05-14 2018-12-22 2019-07-10 2019-10-31 tions nvelope ation of equipment in Shaanx sk Assessment i, Hunan and Tongren city. NCB-2 / Purchasing 12 auto Capacity Strengthening for Single Stage - One E Pending Impl matic equipment for monitori TF / A3066 Mercury Management and Ri Post Request for Bids Open - National 2,520,000.00 0.00 2020-03-05 2020-03-20 2020-05-01 2020-05-31 2020-07-05 2021-01-01 nvelope ementation ng and analyzing atmospheri sk Assessment c mercury GS-3 / Procurement of Flue g Development of National Str Request for Quota Single Stage - One E Pending Impl as humidity multi-function de TF / A3066 ategy and Sectoral and Provi Post Limited 32,000.00 0.00 2022-05-20 2022-06-24 2022-09-30 tions nvelope ementation tector for pilot province ncial Action Plans GS-4 / Procurement of Super Capacity Strengthening for Request for Quota Single Stage - One E Pending Impl Microwave Chemical Worksta TF / A3066 Mercury Management and Ri Post Open - National 300,000.00 0.00 2022-05-23 2022-07-17 2022-09-30 tions nvelope ementation tion for pilot laboratory. sk Assessment GS-5 / Procurement of gas c Development of National Str Request for Quota Single Stage - One E Pending Impl hromatography-mass spectro TF / A3066 ategy and Sectoral and Provi Post Limited 150,000.00 0.00 2022-06-13 2022-07-11 2022-09-30 tions nvelope ementation metry for pilot province. ncial Action Plans NON CONSULTING SERVICES Activity Reference No. / Bid Evaluation Report Loan / Credit N Market Approac Procurement Pro Prequalification Estimated Am Actual Amount Process St Draft Pre-qualification Prequalification Evalu Draft Bidding Docum Specific Procurement Bidding Documents a Proposal Submission / Description Component Review Type Method and Recommendation Signed Contract Contract Completion o. h cess (Y/N) ount (US$) (US$) atus Documents ation Report ent / Justification Notice / Invitation s Issued Opening / Minutes for Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual CONSULTING FIRMS Activity Reference No. / Combined Evaluation Loan / Credit N Market Approac Contract Type Estimated Amo Actual Amount Expression of Interest Short List and Draft R Request for Proposals Opening of Technical Evaluation of Technic Description Component Review Type Method Process Status Terms of Reference Report and Draft Neg Signed Contract Contract Completion o. h unt (US$) (US$) Notice equest for Proposals as Issued Proposals / Minutes al Proposal otiated Contract Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual CN-5 / Formulation of strate Capacity Strengthening for gy for reduction the use of m Consultant Qualifi TF / A3066 Mercury Management and Ri Post Open - National 90,000.00 186,299.85 Signed 2017-06-30 2017-06-11 2017-07-21 2017-09-03 2017-11-05 2017-10-03 2018-05-10 2017-11-07 2018-05-10 2019-11-07 ercury in mercury added pro cation Selection sk Assessment ducts and PVC production se ctor (activity 1.4&1.5) CN-6 / Formulation of strate gy for reducing the emission Capacity Strengthening for Consultant Qualifi and release of mercury and TF / A3066 Mercury Management and Ri Post Open - National 290,000.00 284,302.59 Signed 2016-11-30 2018-01-12 2016-12-21 2017-02-03 2018-03-22 2017-03-05 2018-05-20 2017-04-09 2018-05-28 2019-04-09 cation Selection mercury compounds from c sk Assessment oal-fired power plants (activi ty 1.6) CN-7 / Formulation of strate gy for reducing the emission Capacity Strengthening for Consultant Qualifi and release of mercury and TF / A3066 Mercury Management and Ri Post Open - National 218,000.00 210,922.70 Signed 2016-11-30 2018-02-05 2016-12-21 2017-02-03 2017-04-13 2017-03-05 2018-07-01 2017-04-09 2018-06-06 2019-04-09 cation Selection mercury compounds from c sk Assessment oal-fired industrial boilers (a ctivity 1.7) CN-9 / Formulation of strate gy for reducing the emission Capacity Strengthening for Consultant Qualifi and release of mercury and TF / A3066 Mercury Management and Ri Post Open - National 130,000.00 123,371.29 Signed 2016-11-30 2018-03-07 2016-12-21 2017-02-03 2018-05-29 2017-03-05 2019-01-07 2017-04-09 2019-01-21 2019-04-09 cation Selection mercury compounds from no sk Assessment n-ferrous smelting facilities ( activity 1.10) Page 1 CN-11 / Formulation of strat egy for environmental monit oring and development of en Capacity Strengthening for vironmental and social mana Consultant Qualifi TF / A3066 Mercury Management and Ri Post Open - National 90,000.00 85,626.91 Signed 2017-12-31 2018-04-12 2018-01-21 2018-03-06 2018-06-22 2018-04-05 2018-11-07 2018-05-10 2018-11-12 2020-05-11 gement framework and soci cation Selection sk Assessment al impact monitoring strateg y for the implementation of t he national strategy (activity 1.12.1,1.12.3) CN-12 / Formulation of strat Capacity Strengthening for Consultant Qualifi egy for health monitoring (a TF / A3066 Mercury Management and Ri Post Open - National 80,000.00 77,265.51 Signed 2017-03-31 2018-03-07 2017-04-21 2017-06-04 2018-05-18 2017-07-04 2018-08-10 2017-08-08 2018-08-13 2019-08-08 cation Selection ctivity 1.12.2) sk Assessment CN-13 / Formulation of Strat egy for research and develop Capacity Strengthening for Consultant Qualifi ment and financing require TF / A3066 Mercury Management and Ri Post Open - National 130,000.00 135,823.62 Signed 2017-12-31 2019-07-10 2018-01-21 2018-03-06 2019-11-07 2018-04-05 2019-11-27 2018-05-10 2020-01-08 2020-05-10 cation Selection ment and resources for Con sk Assessment vention compliance (activity 1.13,1.14) CN-14 / Formulation of NIP b Capacity Strengthening for ased on the outputs from acti Consultant Qualifi TF / A3066 Mercury Management and Ri Post Open - National 200,000.00 188,661.16 Signed 2017-01-31 2017-08-17 2017-02-21 2017-04-06 2017-11-03 2017-05-06 2018-04-02 2017-06-10 2018-05-02 2019-06-10 vities 1.2 to 1.14 and cover t cation Selection sk Assessment he other articles in Conventio n (activity 1.15) CN-15 / Formulation of Shaa Development of National Str nxi Implementation Plan (PIP) Consultant Qualifi TF / A3066 ategy and Sectoral and Provi Post Open - National 125,000.00 121,368.38 Signed 2017-09-30 2018-06-01 2017-10-21 2017-12-04 2018-10-09 2018-01-03 2019-01-15 2018-02-07 2019-01-23 2019-02-07 policies improvement, IRMS r cation Selection ncial Action Plans unning comparison (activity 1.16.1 ,1.17.1,2.1.4) CN-16 / Formulation of Huna Development of National Str n Implementation Plan (PIP), Consultant Qualifi TF / A3066 ategy and Sectoral and Provi Post Open - National 125,000.00 137,244.96 Signed 2017-09-30 2018-06-01 2017-10-21 2017-12-04 2018-11-26 2018-01-03 2019-03-25 2018-02-07 2019-04-24 2019-02-07 policies improvement, IRMS r cation Selection ncial Action Plans unning comparison activity 1.16.2,1.17.2, 2.1.4 CN-17 / Formulation of Guizh Capacity Strengthening for Consultant Qualifi ou Implementation Plan (PIP), TF / A3066 Mercury Management and Ri Post Open - National 50,000.00 52,738.40 Signed 2017-09-30 2018-09-10 2017-10-21 2017-12-04 2018-12-21 2018-01-03 2019-02-01 2018-02-07 2019-02-22 2019-02-07 cation Selection (activity 1.16.3) sk Assessment CN-18 / Formulation of Tong ren Municipal Implementatio Development of National Str Consultant Qualifi n Plan (MIP), policies improve TF / A3066 ategy and Sectoral and Provi Post Open - National 125,000.00 122,434.12 Signed 2017-09-30 2018-06-01 2017-10-21 2017-12-04 2018-10-22 2018-01-03 2018-12-16 2018-02-07 2018-12-27 2019-02-07 cation Selection ment, IRMS running comparis ncial Action Plans on (activity 1.16.4 and 1.17. 3, 2.1.4) CN-19 / Formulation of Broch Capacity Strengthening for ure and video on national str Consultant Qualifi / Mercury Management and Ri Post Open - National 150,000.00 0.00 Canceled 2017-03-31 2017-04-21 2017-06-04 2017-07-04 2017-08-08 2019-08-08 ategy for dissemination work cation Selection sk Assessment shop (activity 1.18.4) CN-20 / Development and tr Development of National Str oubleshooting of National Me Consultant Qualifi TF / A3066 ategy and Sectoral and Provi Post Open - National 140,000.00 33,494.60 Signed 2016-12-31 2019-03-22 2017-01-21 2017-03-06 2019-05-15 2017-04-05 2019-06-08 2017-05-10 2019-06-21 2019-05-10 rcury Information Reporting cation Selection ncial Action Plans and Management System (IR MS) (activity 2.1.2) CN-23 / Environmental risk a ssessment framework of mer Development of National Str Consultant Qualifi Under Implement cury contaminated site exclu / ategy and Sectoral and Provi Post Open - National 150,000.00 1,300.05 2018-03-31 2018-07-18 2018-04-21 2020-11-10 2018-06-04 2018-11-26 2018-07-04 2019-01-23 2018-08-08 2020-02-07 cation Selection ation ding primary mercury mining ncial Action Plans in Hunan (activity 2.3.4) CN-26 / Propose the emissio Development of National Str n standard on the mercury e Consultant Qualifi Under Implement / ategy and Sectoral and Provi Post Open - National 25,000.00 25,855.40 2018-03-31 2020-05-15 2018-04-21 2018-06-04 2020-07-06 2018-07-04 2020-08-02 2018-08-08 2020-04-08 mission and release from the cation Selection ation ncial Action Plans waste recycle plants (activity 2.4.3) CN-27 / Brochure and video f or dissemination workshop o Development of National Str Consultant Qualifi n pilot experience in both nat / ategy and Sectoral and Provi Post Open - National 130,000.00 0.00 Canceled 2017-12-31 2018-01-21 2018-03-06 2018-04-05 2018-05-10 2019-05-10 cation Selection ional level and pilot provincia ncial Action Plans l level activity 2.5.1,2.5.2,2. 5.3,2.5.4 CN-21 / Standards samples gathering for comparison in pilot laboratories and develo Development of National Str Consultant Qualifi pment of criterion for laborat TF / A3066 ategy and Sectoral and Provi Post Open - National 146,000.00 156,328.73 Signed 2018-03-31 2020-03-12 2018-04-21 2018-06-04 2020-05-29 2018-07-04 2020-07-24 2018-08-08 2020-07-28 2020-08-08 cation Selection ories establishment based on ncial Action Plans experiences in pilot laborator ies, and capacity building in pilot laboratories of the pilot provinces CN-25 / Assessment on merc ury recycling technology of s Development of National Str Quality And Cost- Open - Internationa Pending Impleme olid waste from non-ferrous / ategy and Sectoral and Provi Post 840,000.00 0.00 2018-03-31 2018-04-21 2018-06-04 2018-07-02 2018-08-01 2018-09-05 2018-10-10 2020-10-10 Based Selection l ntation melting plants including lead, ncial Action Plans zinc and copper (activity 2.4. 2) CN-22 / Environmental risk a ssessment of mercury conta Development of National Str minated site in primary mer Quality And Cost- Open - Internationa / ategy and Sectoral and Provi Post 450,000.00 0.00 Canceled 2018-03-31 2018-04-21 2018-06-04 2018-07-02 2018-08-01 2018-09-05 2018-10-10 2019-10-10 cury mine area and closed ch Based Selection l ncial Action Plans oler-alkali manufactory in Sh anxi (activitiy2.3.1,2.3.2,2.3. 3) CN-24 / Assessment on merc Development of National Str ury recycling technology of w Quality And Cost- Open - Internationa / ategy and Sectoral and Provi Post 420,000.00 0.00 Canceled 2018-03-31 2018-04-21 2018-06-04 2018-07-02 2018-08-01 2018-09-05 2018-10-10 2020-10-10 aste mercury-added products Based Selection l ncial Action Plans in two plants (activity 2.4.1) PPG-1 / Provision of technica l support for the formulation Consultant Qualifi Pending Impleme of an environmental risk man TF / A3198 Project Management Post Open - National 150,000.00 0.00 2016-12-07 2016-12-28 2017-02-10 2017-03-12 2017-04-16 2017-10-13 cation Selection ntation agement framework for cont amination from a primary me rcury mine area. PPG-2 / Provision of technic al support for selection and a Consultant Qualifi Pending Impleme TF / A3198 Project Management Post Open - National 50,000.00 0.00 2016-12-07 2016-12-28 2017-02-10 2017-03-12 2017-04-16 2017-10-13 ssessment of potential techni cation Selection ntation cal approaches to remediatin g contaminated sites. CN-4A / Formulation of strat Capacity Strengthening for egy for management of merc Consultant Qualifi TF / A3066 Mercury Management and Ri Post Open - National 210,000.00 128,356.80 Signed 2017-02-03 2017-03-31 2017-02-24 2017-04-09 2017-12-03 2017-05-09 2018-02-25 2017-06-13 2018-03-29 2019-06-13 ury supply sources and trade cation Selection sk Assessment (activity 1.2 & 1.3) Page 2 CN-4 / Formulation of strate Capacity Strengthening for Consultant Qualifi gy for management of merc / Mercury Management and Ri Prior Open - National 210,000.00 0.00 Canceled 2016-11-30 2016-12-21 2017-02-03 2017-03-05 2017-04-09 2019-04-09 cation Selection ury supply sources and trade sk Assessment (activity 1.2&1.3) CN-8 / Formulation of strate gy for reducing the emission Capacity Strengthening for and release of mercury and Quality And Cost- Open - Internationa / Mercury Management and Ri Prior 560,000.00 0.00 Canceled 2017-01-31 2017-02-21 2017-04-06 2017-05-04 2017-06-03 2017-07-08 2017-08-12 2019-08-12 mercury compounds from w Based Selection l sk Assessment aste incineration facilities an d cement clinker production facilities (activity 1.8,1.9) CN-8B / Formulation of strat egy for reducing the emissio Capacity Strengthening for n and release of mercury and Quality Based Sel Open - Internationa TF / A3066 Mercury Management and Ri Post 560,000.00 0.00 Canceled 2017-06-30 2017-07-21 2017-09-03 2017-10-01 2017-10-31 2017-11-21 2017-12-26 2019-12-26 mercury compounds from wa ection l sk Assessment ste incineration facilities and cement clinker production fa cilities(activity 1.8,1.9) CN-10A / Formulation of stra tegy on environment sound Capacity Strengthening for Quality Based Sel Open - Internationa management of waste and c TF / A3066 Mercury Management and Ri Post 555,000.00 463,577.51 Signed 2017-06-30 2017-07-12 2017-07-21 2017-11-24 2017-09-03 2018-05-20 2017-09-17 2017-12-22 2017-10-17 2018-03-12 2017-11-07 2018-06-04 2017-12-12 2018-06-11 2019-12-12 ection l ontaminated site containing sk Assessment mercury (activity 1.11) CN-8A / Formulation of strat egy for reducing the emissio Capacity Strengthening for n and release of mercury and Quality And Cost- Open - Internationa TF / A3066 Mercury Management and Ri Post 560,000.00 0.00 Canceled 2017-02-03 2017-02-24 2017-04-09 2017-05-07 2017-06-06 2017-07-11 2017-08-15 2019-08-15 mercury compounds from wa Based Selection l sk Assessment ste incineration facilities and cement clinker production fa cilities (activity 1.8,1.9) CN-10 / Formulation of strat Capacity Strengthening for egy on environment sound m Quality And Cost- Open - Internationa / Mercury Management and Ri Post 555,000.00 0.00 Canceled 2017-01-31 2017-02-21 2017-04-06 2017-05-04 2017-06-03 2017-07-08 2017-08-12 2019-08-12 anagement of waste and con Based Selection l sk Assessment taminated site containing me rcury (activity 1.11) CN-8B-2 / Strategy for reduci ng the emission and release Development of National Str Consultant Qualifi of mercury and mercury com TF / A3066 ategy and Sectoral and Provi Post Open - National 270,000.00 247,537.90 Signed 2018-03-20 2018-05-28 2018-04-10 2018-05-24 2019-01-03 2018-06-23 2019-03-15 2018-07-28 2019-03-15 2019-01-24 cation Selection poundes from cement clinke ncial Action Plans r production facilities (Activit y 1.9) CN-8B-1 / Strategy for reduci ng the emission and release Development of National Str Consultant Qualifi of mercury and mercury com TF / A3066 ategy and Sectoral and Provi Post Open - National 290,000.00 280,411.05 Signed 2018-03-20 2019-01-21 2018-04-10 2018-05-24 2018-11-02 2018-06-23 2019-01-24 2018-07-28 2019-01-24 2019-01-24 cation Selection poundes from waste inciner ncial Action Plans ation facilities (Activity 1.8) CN-22A / Environmental risk assessment of mercury conta Capacity Strengthening for minated site in primary merc Consultant Qualifi TF / A3066 Mercury Management and Ri Post Open - National 150,000.00 156,761.43 Signed 2019-07-31 2019-07-11 2019-08-21 2019-10-04 2019-10-09 2019-11-03 2019-12-13 2019-12-08 2019-12-20 2020-06-05 ury mine area and closed chl cation Selection sk Assessment or-alkali manufactory in Shaa nxi (activitiy2.3.1,2.3.2,2.3.3) CN-24-1 / Assessment on pr Capacity Strengthening for omoting mercury recycling a Consultant Qualifi TF / A3066 Mercury Management and Ri Post Open - National 210,000.00 174,737.01 Signed 2019-12-10 2019-04-30 2019-12-31 2020-02-13 2020-10-16 2020-03-14 2020-11-02 2020-04-18 2020-11-10 2020-10-15 nd disposal technologies of cation Selection sk Assessment mercury-containing waste in Shaanxi province CN-24-2 / Assessment on pr omoting mercury recycling a Capacity Strengthening for Consultant Qualifi nd disposal technologies of TF / A3066 Mercury Management and Ri Post Open - National 210,000.00 155,844.45 Signed 2019-12-10 2019-04-30 2019-12-31 2020-02-13 2020-03-30 2020-03-14 2020-06-15 2020-04-18 2020-07-02 2020-10-15 cation Selection mercury-containing wastein sk Assessment Tongren of Guizhou province CN-28 / Improving mercury Capacity Strengthening for Quality Based Sel Open - Internationa Under Implement Eemission control technology TF / A3066 Mercury Management and Ri Post 1,099,403.00 0.00 2021-06-04 2021-06-01 2021-06-24 2021-06-22 2021-08-07 2021-07-30 2021-09-04 2021-07-30 2021-10-04 2021-09-29 2021-11-03 2022-01-03 2021-11-30 2022-10-15 ection l ation in cement clinker producing sk Assessment enterprises. CN-29 / Developing the risk management framework for Capacity Strengthening for Quality Based Sel Open - Internationa Under Implement sites contaminated by primar TF / A3066 Mercury Management and Ri Post 746,000.00 0.00 2021-06-01 2021-06-01 2021-06-22 2021-06-22 2021-08-05 2021-06-30 2021-09-02 2021-07-30 2021-10-02 2021-09-28 2021-11-01 2021-12-18 2021-11-30 2022-10-15 ection l ation y mercury mining and milling sk Assessment in Tongren in Guizhou Provin ce. CN-31 / Consultation Service Capacity Strengthening for for the Study of the Recovery Consultant Qualifi TF / A3066 Mercury Management and Ri Post Open - National 102,000.00 102,312.49 Signed 2021-07-23 2021-07-28 2021-08-13 2021-09-26 2021-08-25 2021-10-26 2021-12-17 2021-11-30 2021-12-27 2022-05-29 and Control Technology for Fl cation Selection sk Assessment ue Gas Mercury from Non-fer rous Metal Smelting CN-32 / Consultation Service for the Study on the Current Capacity Strengthening for Consultant Qualifi Status of Resource Utilization TF / A3066 Mercury Management and Ri Post Open - National 116,000.00 103,601.40 Signed 2021-07-24 2021-07-28 2021-08-14 2021-09-27 2021-08-24 2021-10-27 2021-11-16 2021-12-01 2021-11-26 2022-05-30 cation Selection of Mercury-Containing Waste sk Assessment s in Nonferrous Metal Smeltin g Industry CN-30-1 / Consultation Servi ce for the Assessment on the Status of Atmospheric Mercu Capacity Strengthening for Consultant Qualifi ry Emission Control and Envir TF / A3066 Mercury Management and Ri Post Open - National 110,000.00 100,164.84 Signed 2021-09-06 2021-09-06 2021-09-27 2021-10-30 2021-11-03 2021-11-15 2022-02-12 2022-01-27 2022-02-22 2022-07-26 cation Selection onmental Sound Managemen sk Assessment t of Mercury-Containing Wast es from Non-ferrous Metal S melting Industry in Shaanxi P rovince CN-30-5 / Consultation Servi ce for the Assessment on the Status of Atmospheric Mercu Capacity Strengthening for Consultant Qualifi ry Emission Control and Envir TF / A3066 Mercury Management and Ri Post Open - National 110,000.00 106,126.32 Signed 2021-09-05 2021-09-06 2021-09-26 2021-11-09 2021-10-19 2021-11-15 2022-01-15 2021-12-09 2022-01-25 2022-06-07 cation Selection onmental Sound Managemen sk Assessment t of Mercury-Containing Wast es from Non-ferrous Metal S melting Industry in Hunan Pr ovince CN-30-2 / Consultation Servi ce for the Assessment on the Status of Atmospheric Mercu Capacity Strengthening for Consultant Qualifi ry Emission Control and Envir TF / A3066 Mercury Management and Ri Post Open - National 110,000.00 104,289.60 Signed 2021-09-03 2021-09-06 2021-09-24 2021-11-07 2021-11-05 2021-12-07 2022-01-10 2022-01-11 2022-01-18 2022-07-10 cation Selection onmental Sound Managemen sk Assessment t of Mercury-Containing Wast es from Non-ferrous Metal S melting Industry in Sichuan P rovince Page 3 CN-30-3 / Consultation Servi ce for the Assessment on the Status of Atmospheric Mercu ry Emission Control and Envir Capacity Strengthening for Consultant Qualifi onmental Sound Managemen TF / A3066 Mercury Management and Ri Post Open - National 110,000.00 106,889.51 Signed 2021-09-03 2021-09-06 2021-09-24 2021-11-07 2021-11-04 2021-12-07 2022-01-11 2022-01-11 2022-01-21 2022-07-10 cation Selection t of Mercury-Containing Wast sk Assessment es from Non-ferrous Metal S melting Industry in Jiyuan Pro duction City Integration Dem onstration Zone CN-30-4 / Consultation Servi ce for the Assessment on the Status of Atmospheric Mercu Capacity Strengthening for ry Emission Control and Envir Consultant Qualifi TF / A3066 Mercury Management and Ri Post Open - National 110,000.00 101,861.56 Signed 2021-09-03 2021-09-06 2021-09-24 2021-11-07 2021-11-04 2021-12-07 2022-01-08 2022-01-11 2022-01-18 2022-07-10 onmental Sound Managemen cation Selection sk Assessment t of Mercury-Containing Wast es from Non-ferrous Metal S melting Industry in Shandong Province CN-34 / Consultant for Prepa ring Environmental and Socia Capacity Strengthening for l Management Instruments fo Consultant Qualifi TF / A3066 Mercury Management and Ri Post Open - National 144,000.00 142,615.49 Signed 2021-10-27 2021-10-28 2021-11-05 2021-11-11 2021-11-09 2021-12-31 2021-11-29 2022-01-10 2021-12-08 2022-08-31 r the GEF-Sustainable Mercur cation Selection sk Assessment y Management in Non-ferrou s Metal Industry Project in Ch ina CN-36 / Consultation Service for Performance Evaluation o Consultant Qualifi f China Capacity Building for TF / A3066 Project Management Post Open - National 100,000.00 97,359.46 Signed 2022-01-21 2022-01-20 2022-02-11 2022-03-27 2022-02-28 2022-04-26 2022-04-03 2022-05-09 2022-04-13 2022-09-30 cation Selection the Implementation of the Mi namata Convention on Meruc ry Project CN-19A / The Assignment on producing publicity and educ Development of National Str ational materials promoting Consultant Qualifi Under Implement TF / A3066 ategy and Sectoral and Provi Post Open - National 280,000.00 0.00 2022-05-07 2020-04-10 2022-05-10 2022-05-30 2020-06-09 2022-06-02 2020-12-14 2022-06-26 2022-07-06 public information under the cation Selection ation ncial Action Plans Capacity Strengthening for I mplementation of Minamata Convention on Mercury in Chi na INDIVIDUAL CONSULTANTS Activity Reference No. / Loan / Credit N Market Approac Contract Type Estimated Amo Actual Amount Invitation to Identifie Draft Negotiated Cont Description Component Review Type Method Process Status Terms of Reference Signed Contract Contract Completion o. h unt (US$) (US$) d/Selected Consultant ract Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual CN-1 / Project official assista Capacity Strengthening for Individual Consult Pending Impleme nt for project management(a / Mercury Management and Ri Post Limited 100,000.00 0.00 2016-11-30 2016-12-05 2016-12-26 2017-01-30 2021-01-29 ant Selection ntation ctivity 1.1.1) sk Assessment CN-2 / National Technical Ad Capacity Strengthening for Individual Consult Under Implement visor for project implementat / Mercury Management and Ri Post Limited 60,000.00 0.00 2016-11-30 2017-07-12 2016-12-05 2017-07-16 2016-12-26 2018-03-02 2017-01-30 2021-01-29 ant Selection ation ion(activity 1.1.2) sk Assessment CN-3 / Technical experts sup Development of National Str Individual Consult porting the project implemen / ategy and Sectoral and Provi Post Limited 99,000.00 0.00 Canceled 2016-11-30 2017-05-31 2016-12-05 2016-12-26 2017-01-30 2019-01-30 ant Selection tation(activity 1.1.3 2.1.1 2.2 ncial Action Plans .2) CN-3-1 / Technical experts s Development of National Str Individual Consult upporting the project implem TF / A3066 ategy and Sectoral and Provi Post Limited 45,000.00 46,647.53 Signed 2021-08-13 2017-06-29 2021-08-18 2017-08-02 2021-09-08 2017-09-12 2021-10-13 2017-09-21 2022-04-11 ant Selection entation(activity 1.1.3 2.1.1 ncial Action Plans 2.2.2) CN-3-2 / Individual Expert fo r Development of National M Development of National Str Individual Consult ercury Flow Reporting Syste TF / A3066 ategy and Sectoral and Provi Post Limited 30,000.00 26,877.21 Signed 2021-08-13 2018-01-30 2021-08-18 2018-03-13 2021-09-08 2018-04-08 2021-10-13 2018-04-13 2022-04-11 ant Selection m and Pilot Technology Unde ncial Action Plans r the Project of Capacity Stre ngthening CN-3-3 / Individual Expert fo Development of National Str r guidance on the capacity b Individual Consult TF / A3066 ategy and Sectoral and Provi Post Limited 24,000.00 21,255.41 Signed 2021-08-13 2017-09-11 2021-08-18 2017-10-11 2021-09-08 2017-11-22 2021-10-13 2017-11-28 2022-04-11 uilding in pilot laboratories U ant Selection ncial Action Plans nder the Project of Capacity Strengthening CN-35 / Individual expert pro Capacity Strengthening for viding technical support for P Individual Consult TF / A3066 Mercury Management and Ri Post Open 23,000.00 22,144.48 Signed 2021-11-01 2021-11-01 2021-12-29 2021-11-16 2022-01-19 2021-11-24 2022-01-31 2021-12-08 2022-09-30 roject Evaluation Document ( ant Selection sk Assessment PAD) preparation. CN-33 / The Assignment on r evising “Guideline on availab le technologies of pollution p Capacity Strengthening for revention and control for lea TF / A3066 Mercury Management and Ri Post Direct Selection 280,000.00 272,479.57 Signed 2021-11-11 2021-11-17 2021-11-24 2021-12-09 2021-12-30 2022-02-18 2022-09-30 d smelting industry” and dev sk Assessment eloping “Guideline on availab le technologies of pollution p revention and control for zinc smelting industry”. Page 4