The World Bank Implementation Status & Results Report Modernization of Water Supply and Sanitation Services (P157043) Modernization of Water Supply and Sanitation Services (P157043) LATIN AMERICA AND CARIBBEAN | Peru | Water Global Practice | IBRD/IDA | Investment Project Financing | FY 2019 | Seq No: 10 | ARCHIVED on 27-Jun-2022 | ISR51629 | Implementing Agencies: Republic of Peru, Technical Organization for the Administration of WSS Services (OTASS) Key Dates Key Project Dates Bank Approval Date: 26-Jul-2018 Effectiveness Date: 16-May-2019 Planned Mid Term Review Date: 28-Feb-2022 Actual Mid-Term Review Date: 24-Feb-2022 Original Closing Date: 31-Dec-2023 Revised Closing Date: 31-Dec-2023 pdoTable Project Development Objectives Project Development Objective (from Project Appraisal Document) The proposed Development Objective is to increase access to, and quality of, water and sanitation services in selected areas, and develop the Borrower’s sectoral institutions and participating EPS management capacity to provide efficient water and sanitation services. Has the Project Development Objective been changed since Board Approval of the Project Objective? No Components Table Name Improving Governance of Water Supply and Sanitation Service Providers:(Cost $38.73 M) Improving and Expanding Water Supply and Sanitation Services in the Participating EPS:(Cost $151.52 M) General Project Administration:(Cost $9.75 M) Overall Ratings Name Previous Rating Current Rating Progress towards achievement of PDO Moderately Unsatisfactory Moderately Unsatisfactory Overall Implementation Progress (IP) Moderately Unsatisfactory Moderately Unsatisfactory Overall Risk Rating Substantial Substantial Implementation Status and Key Decisions This ISR covers the March to June 2022 period, and has been developed to account for the progress made under the corporate mandate of Citizen Engagement: (i) some progress has been made regarding the WSS utility Customer Satisfaction measurement, as required by the sector regulator, SUNASS; (ii) the Grievance Redress Mechanism (GRM) is in place and active. Furthermore other social actions to promote stakeholder and community feedback and participation are under implementation, and are closely monitored by the team. 6/27/2022 Page 1 of 12 The World Bank Implementation Status & Results Report Modernization of Water Supply and Sanitation Services (P157043) Risks Systematic Operations Risk-rating Tool Risk Category Rating at Approval Previous Rating Current Rating Political and Governance Moderate Substantial Substantial Macroeconomic Low Moderate Moderate Sector Strategies and Policies Moderate Moderate Moderate Technical Design of Project or Program Moderate Low Low Institutional Capacity for Implementation and High Moderate Moderate Sustainability Fiduciary Substantial Substantial Substantial Environment and Social Moderate Moderate Substantial Stakeholders High Moderate Moderate Other -- -- -- Overall Substantial Substantial Substantial Results PDO Indicators by Objectives / Outcomes Improve access to, and quality of, water and sanitation services in selected areas IN01146969 ►People provided with access to improved water sources (Number, Corporate) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 161,000.00 Date 13-Mar-2018 28-Feb-2022 28-Feb-2022 30-Jun-2023 IN01147031 A.2. Of which female (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 80,661.00 Date 13-Mar-2018 28-Feb-2022 28-Feb-2022 30-Jun-2023 IN01147033 ►People provided with access to improved sanitation services (Number, Corporate) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 93,000.00 6/27/2022 Page 2 of 12 The World Bank Implementation Status & Results Report Modernization of Water Supply and Sanitation Services (P157043) Date 13-Mar-2018 28-Feb-2022 28-Feb-2022 30-Jun-2023 IN01147036 B.2. Of which female (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 46,593.00 Date 13-Mar-2018 28-Feb-2022 28-Feb-2022 30-Jun-2023 Develop Borrower’s sectoral institutions and EPS's mngmt capacity to provide efficient WSS services IN01146970 ►C. Working ratio reduced in selected utilities (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 1.00 1.00 6.00 Date 13-Mar-2018 28-Feb-2022 28-Feb-2022 30-Jun-2023 IN01147032 C.1. Working ratio reduced in SEDAPAR (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 77.49 68.00 68.00 62.00 Date 13-Mar-2018 28-Feb-2022 28-Feb-2022 30-Jun-2022 IN01147034 C.2. Working ratio reduced in SEDACUSCO (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 75.09 68.00 68.00 65.00 Date 13-Mar-2018 28-Feb-2022 28-Feb-2022 30-Jun-2022 IN01147035 C.3. Working ratio reduced in EMAPACOP (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 83.13 89.00 89.00 65.00 Date 13-Mar-2018 28-Feb-2022 28-Feb-2022 30-Jun-2022 IN01147037 C.4. Working ratio reduced in SEMAPA Barranca (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 127.16 88.00 88.00 75.00 Date 13-Mar-2018 28-Feb-2022 28-Feb-2022 30-Jun-2022 IN01147038 C.5. Working ratio reduced in EMAPA Huaral (Number, Custom Breakdown) 6/27/2022 Page 3 of 12 The World Bank Implementation Status & Results Report Modernization of Water Supply and Sanitation Services (P157043) Baseline Actual (Previous) Actual (Current) End Target Value 103.89 87.00 87.00 75.00 Date 13-Mar-2018 28-Feb-2022 28-Feb-2022 30-Jun-2022 IN01147039 C.6. Working ratio reduced in EMAPA Huacho (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 96.09 82.00 82.00 70.00 Date 13-Mar-2018 28-Feb-2022 28-Feb-2022 30-Jun-2022 IN01147040 ►D. Nonrevenue water reduction achieved in selected utilities (Percentage, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 2.00 2.00 6.00 Date 13-Mar-2018 28-Feb-2022 28-Feb-2022 30-Jun-2023 IN01147041 D.1. Nonrevenue water reduction achieved in SEDAPAR (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 34.13 33.00 33.00 27.00 Date 13-Mar-2018 28-Feb-2022 28-Feb-2022 30-Jun-2022 IN01147042 D.2. Nonrevenue water reduction achieved in SEDACUSCO (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 37.81 40.00 40.00 32.00 Date 13-Mar-2018 28-Feb-2022 28-Feb-2022 30-Jun-2022 IN01147043 D.3. Nonrevenue water reduction achieved in EMAPACOP (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 45.98 51.40 51.40 35.00 Date 13-Mar-2018 28-Feb-2022 28-Feb-2022 30-Jun-2022 IN01147044 D.4. Nonrevenue water reduction achieved in SEMAPA Barranca (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 60.04 51.20 51.20 40.00 Date 13-Mar-2018 28-Feb-2022 28-Feb-2022 30-Jun-2022 IN01147045 6/27/2022 Page 4 of 12 The World Bank Implementation Status & Results Report Modernization of Water Supply and Sanitation Services (P157043) D.5. Nonrevenue water reduction achieved in EMAPA Huaral (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 38.60 38.30 38.30 32.00 Date 13-Mar-2018 28-Feb-2022 28-Feb-2022 30-Jun-2022 IN01147046 D.6. Nonrevenue water reduction achieved in EMAPA Huacho (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 34.02 27.00 27.00 29.00 Date 15-Feb-2018 28-Feb-2022 28-Feb-2022 30-Jun-2022 IN01147047 ►E. Percentage of population served by service provider regulated by SUNASS (Percentage, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 63.00 63.00 63.00 80.00 Date 30-Mar-2017 28-Feb-2022 28-Feb-2022 30-Jun-2023 Overall Comments PDO Intermediate Results Indicators by Components Improving Governance of Water Supply and Sanitation Service Providers IN01147048 ►3. Development and integration of a performance-based mechanism in utilities' planning tools (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 6.00 Date 13-Mar-2018 28-Feb-2022 28-Feb-2022 30-Jun-2023 IN01147050 ►4. Comprehensive budgeting, planning and monitoring MIS established and operationalized (Yes/No, Custom) Baseline Actual (Previous) Actual (Current) End Target Value No No No Yes Date 13-Mar-2018 28-Feb-2022 28-Feb-2022 30-Jun-2023 IN01147059 6/27/2022 Page 5 of 12 The World Bank Implementation Status & Results Report Modernization of Water Supply and Sanitation Services (P157043) ►6. Number of utilities (EPS) supported by the Project that use gender-sensitive messages in their sanitary education activities (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 6.00 Date 13-Mar-2018 28-Feb-2022 28-Feb-2022 30-Jun-2023 Improving and Expanding Water Supply and Sanitation Services in the participating EPS IN01147049 ►1.1. New piped household water connections that are resulting from the Project intervention (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 23,239.00 Date 13-Mar-2018 28-Feb-2022 28-Feb-2022 30-Jun-2023 IN01147051 ►1.2. New household sewerage connections that are resulting from the Project intervention (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 19,418.00 Date 13-Mar-2018 28-Feb-2022 28-Feb-2022 30-Jun-2023 IN01147052 ►2.1. Piped household water connections that are benefiting from rehabilitation works undertaken by the Project (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 14,791.00 Date 13-Mar-2018 28-Feb-2022 28-Feb-2022 30-Jun-2023 IN01147053 ►2.2. Household sewerage connections that are benefiting from rehabilitation works undertaken by the Project (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 7,364.00 Date 13-Mar-2018 28-Feb-2022 28-Feb-2022 30-Jun-2023 IN01147054 ►5. Customer satisfaction increased in selected utilities (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 8.00 Date 13-Mar-2018 28-Feb-2022 28-Feb-2022 30-Jun-2023 IN01147055 6/27/2022 Page 6 of 12 The World Bank Implementation Status & Results Report Modernization of Water Supply and Sanitation Services (P157043) 5.1. Customer satisfaction in SEDAPAR (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 68.00 68.00 68.00 85.00 Date 13-Mar-2018 28-Feb-2022 28-Feb-2022 30-Jun-2023 IN01147056 5.2. Customer satisfaction in SEDACUSCO (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 78.00 78.00 78.00 85.00 Date 13-Mar-2018 28-Feb-2022 28-Feb-2022 30-Jun-2023 IN01147057 5.3. Customer satisfaction in EMAPACOP (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 66.00 66.00 66.00 75.00 Date 13-Mar-2018 28-Feb-2022 28-Feb-2022 30-Jun-2023 IN01147058 5.4. Customer satisfaction in SEMAPA BARRANCA (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 64.00 64.00 64.00 75.00 Date 13-Mar-2018 28-Feb-2022 28-Feb-2022 30-Jun-2023 IN01147060 5.5. Customer satisfaction in EMAPA HUARAL (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 67.00 67.00 67.00 75.00 Date 13-Mar-2018 28-Feb-2022 28-Feb-2022 30-Jun-2023 IN01147061 5.6. Customer satisfaction in EMAPA HUACHO (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 61.00 61.00 61.00 75.00 Date 13-Mar-2018 28-Feb-2022 28-Feb-2022 30-Jun-2023 IN01147062 ►7. Operating margin increased in selected utilities. (Percentage, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 2.00 2.00 5.00 Date 13-Jun-2018 28-Feb-2022 28-Feb-2022 30-Jun-2023 6/27/2022 Page 7 of 12 The World Bank Implementation Status & Results Report Modernization of Water Supply and Sanitation Services (P157043) IN01147063 7.1 Operating margin reduced in SEDAPAR (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 2.80 14.26 14.26 10.00 Date 13-Jun-2018 28-Feb-2022 28-Feb-2022 30-Jun-2023 IN01147064 7.2 Operating margin reduced in SEDACUSCO (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 16.50 0.00 0.00 21.00 Date 13-Jun-2018 28-Feb-2022 28-Feb-2022 30-Jun-2023 IN01147065 7.3 Operating margin reduced in EMAPACOP (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.58 0.58 8.00 Date 13-Jun-2018 28-Feb-2022 28-Feb-2022 30-Jun-2023 IN01147066 7.4 Operating margin reduced in SEMAPA BARRANCA (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 4.40 6.90 6.90 10.00 Date 13-Jun-2018 28-Feb-2022 28-Feb-2022 30-Jun-2023 IN01147067 7.5 Operating margin reduced in EMAPA Huaral (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 0.60 13.89 13.89 8.00 Date 13-Jun-2018 28-Feb-2022 28-Feb-2022 30-Jun-2023 IN01147068 7.6 Operating margin reduced in EMAPA Huacho (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 5.70 1.41 1.41 12.00 Date 13-Jun-2018 28-Feb-2022 28-Feb-2022 30-Jun-2023 IN01147069 ►8. Return on Assets (ROA) increased in selected utilities (Percentage, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 3.00 6/27/2022 Page 8 of 12 The World Bank Implementation Status & Results Report Modernization of Water Supply and Sanitation Services (P157043) Date 13-Jun-2018 28-Feb-2022 28-Feb-2022 30-Jun-2023 IN01147070 8.1 ROA increased in SEDAPAR (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 1.30 2.99 2.99 3.00 Date 13-Jun-2018 28-Feb-2022 28-Feb-2022 30-Jun-2023 IN01147071 8.2 ROA increased in SEDACUSCO (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 2.20 0.70 0.70 7.00 Date 13-Jun-2018 28-Feb-2022 28-Feb-2022 30-Jun-2023 IN01147072 8.3 ROA increased in EMAPACOP (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.19 0.19 3.00 Date 13-Jun-2018 28-Feb-2022 28-Feb-2022 30-Jun-2023 IN01147073 8.4 ROA increased in SEMAPA Barranca (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 0.20 1.11 1.11 3.00 Date 13-Jun-2018 28-Feb-2022 28-Feb-2022 30-Jun-2023 IN01147074 8.5 ROA increased in EMAPA Huaral (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 2.54 2.54 3.00 Date 13-Jun-2018 28-Feb-2022 28-Feb-2022 30-Jun-2023 IN01147075 8.6 ROA increased in EMAPA Huacho (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 0.60 1.19 1.19 4.00 Date 13-Jun-2018 28-Feb-2022 28-Feb-2022 30-Jun-2023 IN01147076 ►9. Return on Equity (ROE) increased in selected utilities. (Percentage, Custom) Baseline Actual (Previous) Actual (Current) End Target 6/27/2022 Page 9 of 12 The World Bank Implementation Status & Results Report Modernization of Water Supply and Sanitation Services (P157043) Value 0.00 1.00 1.00 2.00 Date 13-Jun-2018 28-Feb-2022 28-Feb-2022 30-Jun-2023 IN01147077 9.1 ROE increased in SEDAPAR (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 1.60 3.75 3.75 4.00 Date 13-Jun-2018 28-Feb-2022 28-Feb-2022 30-Jun-2023 IN01147078 9.2 ROE increased in SEDACUSCO (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 7.10 1.25 1.25 8.00 Date 13-Jun-2018 28-Feb-2022 28-Feb-2022 30-Jun-2023 IN01147079 9.3 ROE increased in EMAPACOP (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 0.10 0.59 0.59 4.00 Date 13-Jun-2018 28-Feb-2022 28-Feb-2022 30-Jun-2023 IN01147080 9.4 ROE increased in SEMAPA Barranca (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value -2.70 0.00 0.00 2.00 Date 13-Jun-2018 28-Feb-2022 28-Feb-2022 30-Jun-2023 IN01147081 9.5 ROE increased in EMAPA Huaral (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 6.00 6.00 4.00 Date 13-Jun-2018 28-Feb-2022 28-Feb-2022 30-Jun-2023 IN01147082 9.6 ROE increased in EMAPA Huacho (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 0.90 2.45 2.45 5.00 Date 13-Jun-2018 28-Feb-2022 28-Feb-2022 30-Jun-2023 IN01147083 ►10. Metering increased in selected utilities (Percentage, Custom) 6/27/2022 Page 10 of 12 The World Bank Implementation Status & Results Report Modernization of Water Supply and Sanitation Services (P157043) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 1.00 1.00 5.00 Date 13-Jun-2018 28-Feb-2022 28-Feb-2022 30-Jun-2023 IN01147084 10.1 Metering increased in SEDAPAR (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 80.00 89.45 89.45 90.00 Date 13-Jun-2018 28-Feb-2022 28-Feb-2022 30-Jun-2023 IN01147085 10.2 Metering increased in SEDACUSCO (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 89.00 93.48 93.48 94.00 Date 13-Jun-2018 28-Feb-2022 28-Feb-2022 30-Jun-2023 IN01147086 10.3 Metering increased in SEMAPA Barranca (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 15.00 45.41 45.41 70.00 Date 13-Jun-2018 28-Feb-2022 28-Feb-2022 30-Jun-2023 IN01147087 10.4 Metering increased in EMAPA Huaral (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 26.00 78.73 78.73 70.00 Date 13-Jun-2018 28-Feb-2022 28-Feb-2022 30-Jun-2023 IN01147088 10.5 Metering increased in EMAPA Huacho (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 80.00 87.87 87.87 90.00 Date 13-Jun-2018 28-Feb-2022 28-Feb-2022 30-Jun-2023 Performance-Based Conditions Data on Financial Performance Disbursements (by loan) 6/27/2022 Page 11 of 12 The World Bank Implementation Status & Results Report Modernization of Water Supply and Sanitation Services (P157043) Project Loan/Credit/TF Status Currency Original Revised Cancelled Disbursed Undisbursed % Disbursed P157043 IBRD-88990 Effective USD 70.00 70.00 0.00 10.39 59.61 15% Key Dates (by loan) Project Loan/Credit/TF Status Approval Date Signing Date Effectiveness Date Orig. Closing Date Rev. Closing Date P157043 IBRD-88990 Effective 26-Jul-2018 28-Jan-2019 16-May-2019 31-Dec-2023 31-Dec-2023 Cumulative Disbursements Restructuring History There has been no restructuring to date. Related Project(s) There are no related projects. 6/27/2022 Page 12 of 12