China Contaminated Site Management Project Procurement Plan The procurement plan will cover the whole period of the project implementation. The PMU shall update the procurement plan throughout the duration of the project at least annually by including contracts previously awarded. All procurement plans, their updates or modifications shall be subject to Bank’s prior review and no objection before implementation. I. General 1. Project information: Country： China Borrower: The People’s Republic of China Project Name: China Contaminated Site Management Project Loan No: P145533 Project Implementation Agency (PIA): Foreign Economic Cooperation Office of MEP, Chongqing PMU and Liaoning PMU 2. Bank’s approval Date of the procurement Plan [Original : March 10, 2015; Revision 2:December. 1, 2016, Revision 3:April. 7, 2017, Revision 4: ] 3. Date of General Procurement Notice: March 20, 2015 4. Period covered by this procurement plan: December 2016- June 2017 II. Goods and Works and Non-consulting services. 1. Prior Review Threshold: Procurement Decisions subject to Prior Review by the Bank as stated in Appendix 1 to the Guidelines for Procurement: Expendit Contract Value Procurement Bank Prior ure (US$) Method Review Category ＞=10 million ICB Goods/IT NCB All contracts Systems Remarks: Where >= USD 4 and Non- goods are not million ＞=500k - < 10 Consultin normally available million g within China, the Services method of procurement will be 1 ICB even if the contract value is less than USD 10 million. < 500 K Shopping None All contracts N/A DC >= USD 4 million >=40 million ICB All contracts ＞=500k - < 40 Works/ NCB >= USD 15 million Supply & million Installati < 500 K Shopping None on All contracts N/A DC >= USD 15 million Notes: ICB: International Competitive Bidding NCB: National Competitive Bidding DC: Direct Contracting NA: Not Applicable 2. Prequalification. Bidders for all ICB works contracts shall be prequalified in accordance with the provisions of paragraphs 2.9 and 2.10 of the Guidelines. 3. Proposed Procedures for CDD Components (as per paragraph. 3.19 of the Guidelines: NA. 4. Reference to (if any) Project Operational/Procurement Manual: The PMU has prepared a procurement management manual, which has been reviewed by the Bank. 5. Any Other Special Procurement Arrangements: Retroactive financing will be agreed under this project. Payments will be made only for contracts procured in accordance with applicable Bank procurement procedures. 2 6. Procurement Packages with Methods and Time Schedule III. Selection of Consultants 1. Prior Review Threshold: Selection decisions subject to Prior Review by Bank as stated in Appendix 1 to the Guidelines Selection and Employment of Consultants: Expendit Contract Selection Bank Prior Review ure Value (US$) Method Category >= 300,000 QCBS, QBS Firms: All contracts >=USD QCBS, QBS, 2 million; < 300,000 CQS Firms: All SSS contracts >= N/A SSS USD 1 million; Consultan Individual Consultant: All ts contracts >=400 K; N/A IC SSS for individual consultant: All contracts >=400 K Notes QCBS: Quality- and Cost-Based Selection : QBS: Quality-Based Selection CQS: Selection Based on the Consultants’ Qualifications SSS: Single-Source Selection IC: Individual Consultant selection procedure NA: Not Applicable 2. Short list comprising entirely of national consultants: Short list of consultants for services, estimated to cost less than USD500,000 equivalent per contract, may comprise entirely of national consultants in accordance with the provisions of paragraph 2.7 of the Consultant Guidelines. 3 3. Any Other Special Selection Arrangements: Retroactive financing will be agreed under this project. Payments will be made only for contracts procured in accordance with applicable Bank procurement procedures. 4. Consultancy Assignments with Selection Methods and Time Schedule 4 PROCUREMENT China : China Contaminated Site Management Project PLAN General Information Country: China Bank’s Approval Date of the Original Procurement Plan: 2017-05-26 2022-01-27 Revised Plan Date(s): (comma delineated, leave blank if none) Project ID: P145533 GPN Date: 2018-01-05 Project Name: China Contaminated Site Management Project Loan / Credit No: TF / A0193, TF / 15779 M Executing Agency(ies): EP FECO WORKS Procureme Activity Reference No. / Actual Draft Bidding Bid Evaluation Report Loan / Credit Procurement Prequalification High SEA/SH nt Process Draft Pre-qualification Prequalification Specific Procurement Bidding Documents as Proposal Submission / Contract Description Component Review Type Method Market Approach Amount Document / and Recommendation Signed Contract No. Process (Y/N) Risk Document Status Documents Evaluation Report Notice / Invitation Issued Opening / Minutes Completion (US$) Justification for Award Type Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual WN-2 / The remediation and Component 2: Cleanup Under risk control engineering of Demonstrations of Sites 1,156,126.5 2021-10- TF / A0193 Post Request for Bids Open - National Implementat 2020-07-01 2021-11-12 2020-07-15 2020-08-14 2021-12-13 2020-09-04 2021-12-23 2020-10-11 Qingyuan site(three sites Contaminated with POPs and 6 06 ion supported by GEF grant) Other Hazardous Chemicals GOODS Activity Reference No. / Draft Bidding Bid Evaluation Report Loan / Credit Procurement Prequalification Actual Amount Process Draft Pre-qualification Prequalification Specific Procurement Bidding Documents as Proposal Submission / Description Component Review Type Method Market Approach Document / and Recommendation Signed Contract Contract Completion No. Process (Y/N) (US$) Status Documents Evaluation Report Notice / Invitation Issued Opening / Minutes Justification for Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual GN-1-1 / Two notebook Component 3: Project Request for Single Stage - One TF / A0193 Post Limited 1,409.95 Signed 2020-05-05 2020-04-10 2020-06-30 2020-04-29 2020-10-28 computers Management Quotations Envelope Component 1: Capacity Pending GN-2 / Published works of 4 Development for Prevention Request for Single Stage - One TF / A0193 Post Limited 0.00 Implementati 2022-05-05 2022-06-30 2023-03-31 books and Control of Site Quotations Envelope on Contamination NON CONSULTING SERVICES Activity Reference No. / Draft Bidding Bid Evaluation Report Loan / Credit Procurement Prequalification Actual Amount Process Draft Pre-qualification Prequalification Specific Procurement Bidding Documents as Proposal Submission / Description Component Review Type Method Market Approach Document / and Recommendation Signed Contract Contract Completion No. Process (Y/N) (US$) Status Documents Evaluation Report Notice / Invitation Issued Opening / Minutes Justification for Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Component 1: Capacity NI-1 / Development Development for Prevention Request for Single Stage - One operation and maintenance of TF / A0193 Post Open - National 0.00 Canceled 2020-06-06 2020-08-15 2021-03-13 and Control of Site Quotations Envelope on-line course system Contamination CONSULTING FIRMS Activity Reference No. / Combined Evaluation Loan / Credit Contract Type Actual Amount Expression of Interest Short List and Draft Request for Proposals Opening of Technical Evaluation of Description Component Review Type Method Market Approach Process Status Terms of Reference Report and Draft Signed Contract Contract Completion No. (US$) Notice Request for Proposals as Issued Proposals / Minutes Technical Proposal Negotiated Contract Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual CN-11 / International Component 1: Capacity Consultant consulting firm to provide Development for Prevention TF / A0193 Prior Qualification Open - International 119,270.00 Signed 2015-08-25 2015-11-23 2015-12-23 2016-03-18 2016-02-21 2016-04-01 2017-02-15 technical support to FECO and and Control of Site Selection two PMUs Contamination Component 1: Capacity Consultant Development for Prevention CL-7 / Procurement Agent TF / 15779 Prior Qualification Open - International 40,013.93 Signed 2016-11-21 2016-11-22 and Control of Site Selection Contamination CN-1 / Policy review, Guidelines and training materials for soil pollution prevention: an administrative Component 1: Capacity Consultant and technical system for Development for Prevention TF / A0193 Post Qualification Open - National 287,797.09 Signed 2018-01-05 2016-03-02 2018-01-26 2018-03-11 2016-03-22 2018-04-10 2016-04-26 2018-05-15 2016-04-26 2018-11-11 prevention of contaminated and Control of Site Selection site, development of General Contamination Guidelines for establishment of ESMS, general guidelines for prevention and CN-2 / Guidelines and training materials for cleanup process: environment and social management plan and Component 1: Capacity post assessment: Consultant Development for Prevention development of technical TF / A0193 Post Qualification Open - National 189,505.21 Signed 2018-01-05 2017-10-31 2018-02-28 2018-04-30 2017-12-01 2018-06-02 2018-03-06 2018-07-19 2018-03-06 2019-01-15 and Control of Site guideline for long-term risk Selection Contamination assessment after site cleanup, technical guideline for environmental and social manag CN-3 / Development of technical guideline for Component 1: Capacity Consultant information disclosure and Development for Prevention TF / A0193 Post Qualification Open - National 60,391.60 Signed 2018-01-05 2017-11-23 2018-02-21 2018-04-06 2018-01-23 2018-05-03 2018-05-14 2018-06-23 2018-05-14 2018-10-31 public participation on and Control of Site Selection prevention and control of Contamination contaminated sites. CN-6 / Development of technical guideline for site Component 1: Capacity Consultant remediation engineering Development for Prevention TF / A0193 Post Qualification Open - National 148,726.42 Signed 2018-01-05 2017-07-31 2018-01-26 2018-03-11 2017-09-14 2018-04-10 2017-12-11 2018-05-15 2017-12-11 2018-11-11 design and technical and Control of Site Selection guidelines for remediation Contamination treatability studies Component 1: Capacity Consultant CN-8 / POPs contaminated Development for Prevention TF / A0193 Post Qualification Open - National 201,141.70 Signed 2018-01-05 2016-02-22 2018-01-26 2018-03-11 2016-03-14 2018-04-10 2016-04-26 2018-05-15 2016-04-26 2018-11-11 site national database design and Control of Site Selection Contamination Page 1 CN-10 / Prevention and Control of Agricultural Land Contamination:policy gay analysis and development of Component 1: Capacity Consultant methodology for assessment Development for Prevention TF / A0193 Post Qualification Open - National 181,849.81 Signed 2018-01-05 2016-01-27 2018-01-26 2018-03-11 2016-03-11 2018-04-10 2016-05-06 2018-05-15 2016-05-06 2018-11-11 of environmental and health and Control of Site Selection risk, and a proposal for Contamination establishing a pollution warning and environmental monitoring system for Hunan CN-14 / Studies on Component 1: Capacity Consultant Prevention and Reduction of Development for Prevention TF / A0193 Post Qualification Open - National 70,510.29 Signed 2018-01-05 2017-06-05 2018-01-26 2018-03-11 2017-07-28 2018-04-10 2017-11-03 2018-05-15 2017-11-03 2018-11-11 Soil and Groundwater and Control of Site Selection Pollution Contamination Component 1: Capacity Consultant CN-5 / Design of a Green Development for Prevention TF / A0193 Post Qualification Open - National 250,689.11 Signed 2019-05-27 2019-07-05 2019-06-26 2019-08-09 2019-11-05 2019-09-08 2019-12-06 2019-10-13 2020-05-11 2020-07-09 Finance Facility in Chongqing and Control of Site Selection Contamination CN-19 / Research on Soil Component 1: Capacity Consultant Pollution Control Strategies Development for Prevention TF / A0193 Post Qualification Open - National 131,017.86 Signed 2020-04-09 2020-04-14 2020-04-30 2020-06-13 2020-06-10 2020-07-13 2020-06-15 2020-08-17 2020-07-21 2021-02-13 for the Copper, Lead, and Zinc and Control of Site Selection Industry Contamination CN-16 / The investigation, Component 2: Cleanup Consultant risk assessment and Demonstrations of Sites TF / A0193 Post Qualification Open - National 278,203.64 Signed 2020-05-06 2020-04-29 2020-05-27 2020-07-10 2020-07-03 2020-08-09 2020-08-04 2020-09-13 2020-09-09 2021-03-12 remediation plan preparing Contaminated with POPs and Selection for Qingyuan site Other Hazardous Chemicals CN-17 / The environmental Component 2: Cleanup Consultant and engineering supervision Demonstrations of Sites Pending TF / A0193 Post Qualification Open - National 0.00 2020-08-01 2020-08-22 2020-10-05 2020-11-04 2020-12-09 2022-02-02 for Qingyuan site (three sites Contaminated with POPs and Implementation Selection supported by GEF grant) Other Hazardous Chemicals CN-18 / The remediation Component 2: Cleanup Consultant effect evaluation for Qingyuan Demonstrations of Sites TF / A0193 Post Qualification Open - National 106,160.50 Signed 2020-10-08 2020-10-29 2020-10-29 2020-12-12 2021-01-31 2021-01-11 2021-02-08 2021-02-15 2021-04-23 2021-11-30 site (three sites supported by Contaminated with POPs and Selection GEF grant) Other Hazardous Chemicals CN-20 / Study on the Component 1: Capacity countermeasures of Consultant Development for Prevention remediation and management TF / A0193 Post Qualification 134,289.01 Signed 2020-07-15 2020-06-11 2020-08-05 2020-09-18 2020-08-10 2020-10-18 2020-08-28 2020-11-22 2020-10-16 2021-08-19 and Control of Site of POPs pesticide Selection Contamination contaminated sites CN-21 / Study on Component 1: Capacity countermeasures for Consultant Development for Prevention prevention, rehabilitation and TF / A0193 Post Qualification Open - National 243,433.99 Signed 2020-07-15 2020-06-18 2020-08-05 2020-09-18 2020-09-29 2020-10-18 2020-10-16 2020-11-22 2020-11-27 2021-08-19 and Control of Site management of new POPs Selection Contamination contaminated sites CN-15 / Environmental and Component 2: Cleanup Consultant Social Assessment for Demonstrations of Sites TF / A0193 Post Qualification Open - National 144,163.02 Signed 2020-04-27 2020-04-28 2020-05-18 2020-07-01 2020-07-15 2020-07-31 2020-07-31 2020-09-04 2020-08-20 2021-08-30 Qingyuan and Dacheng Contaminated with POPs and Selection Contaminated Sites Other Hazardous Chemicals CN-7 / Videos for project Component 1: Capacity publicity and recording the Consultant Development for Prevention whole process of TF / A0193 Post Qualification Open - National 126,964.72 Signed 2020-06-02 2020-06-01 2020-06-23 2020-08-06 2020-08-04 2020-09-05 2020-08-04 2020-10-10 2020-08-26 2021-12-31 and Control of Site demonstration site cleanup Selection Contamination (for sites managed by FECO) Component 2: Cleanup CN-15-1 / Environmental Consultant Demonstrations of Sites and Social Assessment for TF / A0193 Post Qualification Open - National 161,038.94 Signed 2020-07-21 2020-06-10 2020-08-11 2020-09-24 2020-08-03 2020-10-24 2020-08-03 2020-11-28 2020-09-21 2021-05-27 Contaminated with POPs and Dacheng Contaminated Sites Selection Other Hazardous Chemicals CN-22 / System of online Component 1: Capacity Consultant training courses for capacity- Development for Prevention TF / A0193 Post Qualification Open - National 29,502.75 Signed 2020-09-30 2020-09-27 2020-10-21 2020-12-04 2020-12-24 2021-01-03 2021-01-05 2021-02-07 2021-01-22 2021-02-08 building on soil pollution and Control of Site Selection prevention and control Contamination CN-23 / Improve the soil and Component 1: Capacity groundwater pollution Consultant Development for Prevention Under prevention management TF / A0193 Post Qualification Open - National 0.00 2021-05-25 2021-05-26 2021-06-15 2021-07-29 2021-08-28 2021-10-02 2022-03-31 and Control of Site Implementation capabilities of Qingdao Selection Contamination Haiwan Chemical Co., Ltd. CN-24 / Environmental and Engineering Supervision for Component 2: Cleanup Consultant key Electronic waste Demonstrations of Sites TF / A0193 Post Qualification Open - National 62,051.81 Signed 2021-09-15 2021-09-15 2021-10-10 2021-11-23 2021-10-28 2021-12-23 2021-11-12 2022-01-27 2021-11-12 2022-11-23 Accumulation Contaminated Contaminated with POPs and Selection Sites in Qingcheng District, Other Hazardous Chemicals Qingyuan City CN-26 / Soil ecological Component 1: Capacity environmental protection Consultant Development for Prevention popularization and public TF / A0193 Post Qualification Open - National 0.00 Under Review 2022-01-12 2021-09-10 2022-02-02 2022-03-18 2022-04-17 2022-05-22 2023-01-31 and Control of Site awareness promotion Selection Contamination consulting services CN-27 / Design and Component 1: Capacity application research of risk Consultant Development for Prevention management and control TF / A0193 Post Qualification Open - National 0.00 Under Review 2022-01-12 2021-09-09 2022-02-02 2022-03-18 2022-04-17 2022-05-08 2023-02-14 and Control of Site technology for POPs Selection Contamination contaminated sites CN-28 / Verification of risk c ontrol and soil remediation fo Component 2: Cleanup r key Electronic Waste Contam Consultant Demonstrations of Sites Under inated Sites in Qingcheng Dist TF / A0193 Post Qualification Open - National 0.00 2022-01-21 2022-01-13 2022-02-11 2022-03-27 2022-04-26 2022-05-31 2023-03-31 Contaminated with POPs and Implementation rict, Qingyuan City Minping V Selection Other Hazardous Chemicals illage incineration site 1&2, Ba ihetang solid waste site CN-25 / POPs contaminated Component 1: Capacity Consultant site remediation technology Development for Prevention Pending TF / A0193 Post Qualification Open - National 0.00 2022-01-12 2022-02-02 2022-03-18 2022-04-17 2022-05-22 2023-02-28 design and application and Control of Site Implementation Selection research consulting services Contamination Page 2 INDIVIDUAL CONSULTANTS Activity Reference No. / Invitation to Loan / Credit Actual Amount Draft Negotiated Description Component Review Type Method Market Approach Contract Type Process Status Teams of Reference Identified/Selected Signed Contract Contract Completion No. (US$) Contract Consultant Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual CN-11-1 / International Component 1: Capacity expert on Green Sustainable Individual Development for Prevention Remediation to provide TF / A0193 Post Consultant Open 260,729.00 Signed 2018-01-05 2018-03-15 2018-05-31 2018-04-15 2018-07-05 2018-05-10 2018-08-09 2018-05-20 2019-12-31 and Control of Site technical support to FECO and Selection Contamination two PMUs (A new contract) CN-11-2 / International Component 1: Capacity expert on Pollution Prevention Individual Development for Prevention at Source to provide technical TF / A0193 Post Consultant Open 249,780.00 Signed 2018-01-05 2018-03-16 2018-05-17 2018-04-13 2018-06-20 2018-05-22 2018-08-17 2018-05-22 2019-12-31 and Control of Site support to FECO and two Selection Contamination PMUs (A new contract) Component 1: Capacity CN-12 / National technical Individual Development for Prevention expert on -site pollution TF / A0193 Post Consultant Open 28,463.45 Signed 2018-01-05 2015-07-28 2018-02-23 2016-01-14 2018-03-16 2016-01-21 2018-04-20 2016-01-21 2018-10-17 and Control of Site prevention and site cleanup Selection Contamination Component 1: Capacity Individual CN-12-1 / National technical Development for Prevention TF / A0193 Post Consultant Open 40,425.41 Signed 2018-01-05 2017-10-12 2018-03-29 2017-12-06 2018-04-19 2018-01-22 2018-05-24 2018-01-22 2019-10-31 expert on site cleanup and Control of Site Selection Contamination Component 1: Capacity CN-12-2 / National technical Individual Development for Prevention expert on site pollution TF / A0193 Post Consultant Open 40,425.41 Signed 2018-01-05 2017-10-12 2018-04-17 2017-12-06 2018-05-16 2018-01-20 2018-07-05 2018-01-20 2019-10-31 and Control of Site prevention Selection Contamination Component 1: Capacity Individual CN-13 / Project management Development for Prevention TF / A0193 Post Consultant Open 37,288.16 Signed 2018-01-05 2016-10-11 2018-02-23 2016-11-29 2018-03-16 2017-01-03 2018-04-20 2017-01-03 2018-06-30 officer and Control of Site Selection Contamination CN-12-3 / National technical Individual Component 3: Project expert on site management TF / A0193 Post Consultant Limited 42,963.47 Signed 2020-10-15 2019-12-30 2020-10-20 2020-05-12 2020-11-10 2020-05-22 2020-12-15 2020-06-29 2021-12-31 Management and cleanup Selection Individual CN-13-1 / Project Component 3: Project TF / A0193 Post Consultant Limited 27,875.64 Signed 2020-10-15 2020-01-03 2020-10-20 2020-06-02 2020-11-10 2020-06-05 2020-12-15 2020-07-06 2021-07-31 management officer Management Selection CN-12-4 / National Component 1: Capacity Technical Expert on Site Individual Development for Prevention Under Management and Cleanup for TF / A0193 Post Consultant Limited 0.00 2022-01-23 2022-01-10 2022-01-28 2022-02-18 2022-03-25 2023-03-31 and Control of Site Implementation China Contaminated Site Selection Contamination Management Project Page 3