Procurement Plan (This is only a sample with the minimum content that is required to be included in the PAD. The detailed procurement plan is still mandatory for disclosure on the Bank’s website in accordance with the guidelines. The initial procurement plan will cover the first 18 months of the project and then updated annually or earlier as necessary). I. General 1. Bank’s approval Date of the procurement Plan [Original: October 2017] 2. Date of General Procurement Notice: Oct, 2017 3. Period covered by this procurement plan: The procurement period of project covered from year October 2017 to December 2017 II. Goods and Works and non-consulting services. 1. Prior Review Threshold: Procurement Decisions subject to Prior Review by the Bank as stated in Appendix 1 to the Guidelines for Procurement: [Thresholds for applicable procurement methods (not limited to the list below) will be determined by the Procurement Specialist /Procurement Accredited Staff based on the assessment of the implementing agency’s capacity.] Procurement Method Prior Review Comments Threshold US$ 1. ICB and LIB (Goods) Above US$ 500,000 All 2. NCB (Goods) Above US$ 100,000 First contract 3. ICB (Works) Above US$ 15 million All 4. NCB (Works) Above US$ 5 million All 5. (Non-Consultant Services) Below US$ 100,000 First contract [Add other methods if necessary] 2. Prequalification. Bidders for _Not applicable_ shall be prequalified in accordance with the provisions of paragraphs 2.9 and 2.10 of the Guidelines. 3. Proposed Procedures for CDD Components (as per paragraph. 3.17 of the Guidelines: July 9, 2010 4. Reference to (if any) Project Operational/Procurement Manual: Project Implementation Manual for World Bank Loan Project XYZ 04/01/2010 issued by 5. Any Other Special Procurement Arrangements: [including advance procurement and retroactive financing, if applicable] 5 ICB works packages will be financed under retroactive financing 6. Summary of the Procurement Packages planned during the first 18 months after project effectiveness ( including those that are subject to retroactive financing and advanced procurement) [List the Packages which require Bank’s prior review first and then the other packages] 1 2 3 4 5 6 7 Ref. Descripti Estimat Packages Dome Review Comme No. on ed stic by Bank nts Cost Prefe (Prior / US$ rence Post) million (yes/ no) Summary of the ICB (Works) Summary of the ICB (Goods) Summary of the NCB (Works) Summary 0.237 1 YES Post of the NCB (Goods) Summary of the ICB (Non- Consultant Services) Summary 0.02 2 YES Post of the Shopping III. Selection of Consultants 1. Prior Review Threshold: Selection decisions subject to Prior Review by Bank as stated in Appendix 1 to the Guidelines Selection and Employment of Consultants: Selection Method Prior Review Comments July 9, 2010 Threshold 1. Competitive Methods (Firms) Above US$ 100,000 2. Single Source (Firms) All 3. Individual Above US$ 50,000 2. Short list comprising entirely of national consultants: Short list of consultants for services, estimated to cost less than $_300,000_equivalent per contract, may comprise entirely of national consultants in accordance with the provisions of paragraph 2.7 of the Consultant Guidelines. 3. Any Other Special Selection Arrangements: [including advance procurement and retroactive financing, if applicable or delete if not applicable] 4. Consultancy Assignments with Selection Methods and Time Schedule 1 2 3 4 5 6 Ref. No. Description Estimat Package Review Comment of ed s by Bank s Assignmen Cost (Prior / t US$ Post) million Summary 0.4 1 Prior of number of contracts that will be let under QCBS Summary 1.868 13 Prior CQS of number of contracts that will be let under other methods Summary 0.0128 4 Prior IC of number of contracts that will be let under July 9, 2010 other methods July 9, 2010 PROCUREMENT China : GEF Mainstreaming Integrated Water and Environment Management PLAN General Information Country: China Bank’s Approval Date of the Original Procurement Plan: 2018-03-21 2021-08-23 Revised Plan Date(s): (comma delineated, leave blank if none) Project ID: P145897 GPN Date: Project Name: GEF Mainstreaming Integrated Water and Environment Management Loan / Credit No: TF / A2428 Foreign Economic Cooperation Office, Ministry of Environmental Protection Executing Agency(ies): WORKS Activity Reference No. / Estimated Actual Draft Bidding Bid Evaluation Report Loan / Credit Procurement Prequalification High SEA/SH Procurement Process Draft Pre-qualification Prequalification Specific Procurement Bidding Documents as Proposal Submission / Contract Description Component Review Type Method Market Approach Amount Amount Document / and Recommendation Signed Contract No. Process (Y/N) Risk Document Type Status Documents Evaluation Report Notice / Invitation Issued Opening / Minutes Completion (US$) (US$) Justification for Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned GOODS Activity Reference No. / Draft Bidding Bid Evaluation Report Loan / Credit Procurement Prequalification Estimated Actual Amount Process Draft Pre-qualification Prequalification Specific Procurement Bidding Documents as Proposal Submission / Description Component Review Type Method Market Approach Document / and Recommendation Signed Contract Contract Completion No. Process (Y/N) Amount (US$) (US$) Status Documents Evaluation Report Notice / Invitation Issued Opening / Minutes Justification for Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Component 3: Scaling up the Integrated Water and MEE-G-3-2-1 / LED screen Request for Single Stage - One TF / A2428 Environment Management Post Limited 125,000.00 124,936.09 Signed 2021-01-16 2021-01-15 2021-03-13 2021-02-08 2021-12-31 procurement Quotations Envelope Approach in Three River Basins Component 4: Institutional Pending MEE-G-4-10-12 / Request for Single Stage - One TF / A2428 Capacity Building and Project Post Limited 50,000.00 0.00 Implementati 2021-09-03 2021-10-10 2021-12-12 Publications of project results Quotations Envelope Management on NON CONSULTING SERVICES Activity Reference No. / Draft Bidding Bid Evaluation Report Loan / Credit Procurement Prequalification Estimated Actual Amount Process Draft Pre-qualification Prequalification Specific Procurement Bidding Documents as Proposal Submission / Description Component Review Type Method Market Approach Document / and Recommendation Signed Contract Contract Completion No. Process (Y/N) Amount (US$) (US$) Status Documents Evaluation Report Notice / Invitation Issued Opening / Minutes Justification for Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual CONSULTING FIRMS Activity Reference No. / Combined Evaluation Loan / Credit Contract Type Estimated Actual Amount Expression of Interest Short List and Draft Request for Proposals Opening of Technical Evaluation of Description Component Review Type Method Market Approach Process Status Terms of Reference Report and Draft Signed Contract Contract Completion No. Amount (US$) (US$) Notice Request for Proposals as Issued Proposals / Minutes Technical Proposal Negotiated Contract Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Component 4: Institutional Consultant MEP-C-4-9 / Project TF / A2428 Capacity Building and Project Post Qualification Open - National 150,000.00 98,925.47 Signed 2018-11-16 2020-01-06 2018-12-07 2019-01-20 2020-01-22 2019-02-19 2020-03-05 2019-03-26 2020-04-03 2019-09-22 monitoring and evaluation Management Selection MEP-3-10 / Hai River Component 3: Scaling up the Basin/MEP: Annual M&E on Integrated Water and Consultant scaling-up IWEM Approach in TF / A2428 Environment Management Post Qualification Open - National 200,000.00 211,385.21 Signed 2018-12-28 2020-01-09 2019-01-18 2019-03-03 2019-03-22 2019-04-02 2020-01-19 2019-05-07 2020-01-20 2019-11-03 Water Pollution Areas selected Approach in Three River Selection (in Cities of Xing-Tai, Tang- Basins Shan and Lang-Fang) MEP-C-3-3 / Assessment on Component 3: Scaling up the Effectiveness of Water Integrated Water and Consultant Pollution Prevention moving TF / A2428 Environment Management Post Qualification Open - National 150,000.00 211,385.21 Signed 2019-01-04 2019-06-30 2019-01-25 2019-03-10 2019-06-21 2019-04-09 2019-11-01 2019-05-14 2020-03-20 2019-11-10 towards River Basin District Approach in Three River Selection (RBD) Approach (Pilot in Basins Chengde) MEP-C-3-2A / Component 3: Scaling up the Development,Operations and Integrated Water and Quality And Cost- Management of Pollution TF / A2428 Environment Management Prior Open - International 400,000.00 428,647.23 Signed 2019-06-28 2020-03-25 2019-07-19 2020-04-07 2019-09-01 2020-09-18 2019-09-29 2020-12-21 2019-10-29 2020-12-24 2019-12-03 2021-03-04 2020-01-07 2021-03-31 2021-01-06 Based Selection Control Technology Extension Approach in Three River Platform (3iPET) Basins MEP-C-3-2B / Development Component 3: Scaling up the of big data analysis tool of Integrated Water and Consultant International Platform for TF / A2428 Environment Management Post Qualification Open - National 200,000.00 191,049.00 Signed 2019-05-27 2019-04-01 2019-06-17 2019-07-31 2019-07-19 2019-08-30 2019-08-09 2019-10-04 2019-09-30 2020-04-01 Environment Technology ( Approach in Three River Selection 3iPET) Basins MEE-4-6-1 / Technical Component 4: Institutional Consultant assistance for project TF / A2428 Capacity Building and Project Post Qualification Open - National 50,000.00 48,009.31 Signed 2019-05-27 2019-09-30 2019-06-17 2019-07-31 2019-09-05 2019-08-30 2019-11-20 2019-10-04 2019-12-27 2020-04-01 procurement and monitoring. Management Selection MEE-C-3-1-2 / Construction Component 3: Scaling up the and Visualization of Haihe Integrated Water and Consultant Mainstream Application TF / A2428 Environment Management Post Qualification Open - National 85,500.00 93,004.51 Signed 2020-11-02 2020-12-07 2020-11-23 2021-01-06 2021-02-08 2021-02-05 2021-04-12 2021-03-12 2021-04-12 2021-11-07 Center Based on EC Approach in Three River Selection Management Technology Basins MEE-C-3-1-1 / Measurement Component 3: Scaling up the and Dynamic Characteristics Integrated Water and Consultant Research of water TF / A2428 Environment Management Post Qualification Open - National 64,100.00 62,252.93 Signed 2020-11-16 2020-12-07 2020-12-07 2021-01-20 2021-03-10 2021-02-19 2021-05-08 2021-03-26 2021-05-08 2021-11-21 environment capacity in Haihe Approach in Three River Selection River Basin Basins MEE-4-10-4 / Design and Component 4: Institutional Consultant printing of project TF / A2428 Capacity Building and Project Post Qualification Open - National 26,560.00 22,376.02 Signed 2021-03-01 2021-02-09 2021-03-22 2021-05-05 2021-07-13 2021-06-04 2021-07-23 2021-07-09 2021-07-23 2021-12-31 deliverables Management Selection INDIVIDUAL CONSULTANTS Activity Reference No. / Invitation to Loan / Credit Contract Type Estimated Actual Amount Draft Negotiated Description Component Review Type Method Market Approach Process Status Terms of Reference Identified/Selected Signed Contract Contract Completion No. Amount (US$) (US$) Contract Consultant Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Page 1 MEP-C-1-2 / Study on Component 1: Mainstreaming Individual Assessment of EC for Urban of Innovative Approach on TF / A2428 Post Consultant Open 100,000.00 87,687.25 Signed 2018-02-01 2018-11-01 2018-03-12 2018-12-12 2018-04-02 2019-01-17 2018-05-07 2019-01-17 2018-11-03 Environment (Pilot in Integrated Water and Selection Chengde) Environment Management MEP-C-1-3 / Study on Component 1: Mainstreaming Policies on Point Water Individual of Innovative Approach on Pollution Source Emission TF / A2428 Post Consultant Open 100,000.00 88,648.12 Signed 2018-02-01 2019-11-01 2018-03-12 2018-12-14 2018-04-02 2019-01-15 2018-05-07 2019-01-15 2018-11-03 Integrated Water and Rights and Their Trading (Pilot Selection Environment Management in Chengde) MEP-C-1-4 / Operational Component 1: Mainstreaming Individual Manual on RS-based None- of Innovative Approach on TF / A2428 Post Consultant Open 100,000.00 88,530.40 Signed 2018-02-01 2018-11-01 2018-03-12 2018-12-11 2018-04-02 2019-01-15 2018-05-07 2019-01-15 2018-11-03 Point Pollution Source Control Integrated Water and Selection Approach (Pilot in Chengde) Environment Management MEP-C-1-5 / Operational Component 1: Mainstreaming Manual on IWEM based Individual of Innovative Approach on Integrated Toxic Symptoms TF / A2428 Post Consultant Open 100,000.00 88,648.12 Signed 2018-02-01 2018-11-01 2018-03-12 2018-12-14 2018-04-02 2019-01-18 2018-05-07 2019-01-18 2018-11-03 Integrated Water and (Pilot in Selection Environment Management Chengde) MEP-C-2-1 / Assessment on Effectiveness of Water Component 1: Mainstreaming Individual Pollution Prevention moving of Innovative Approach on TF / A2428 Post Consultant Open 200,000.00 0.00 Canceled 2018-02-01 2018-03-12 2018-04-02 2018-05-07 2018-11-03 towards Integrated Water and Selection River Basin District (RBD) Environment Management Approach (Pilot in Chengde) MEP-C-2-2 / Liao River Basin/MEP: Annual M&E on Component 1: Mainstreaming scaling-up the IWEM Individual of Innovative Approach on Approach in Liao TF / A2428 Post Consultant Open 150,000.00 128,750.84 Signed 2018-02-01 2018-11-01 2018-03-12 2018-12-11 2018-04-02 2019-01-09 2018-05-07 2019-01-09 2018-11-03 Integrated Water and River Basin (in Cities of Shen- Selection Environment Management Yang, An-Shan, Pan-Jing, and Fu-Shun) MEP-C-2-3 / Hai River Basin/MEP: Annual M&E on Component 1: Mainstreaming scaling-up IWEM Approach in Individual of Innovative Approach on Water TF / A2428 Post Consultant Open 200,000.00 0.00 Canceled 2018-02-01 2018-03-12 2018-04-02 2018-05-07 2018-11-03 Integrated Water and Pollution Areas selected (in Selection Environment Management Cities of Xing-Tai, Tang-Shan and Lang-Fang) MEE-4-10-1 / Project Component 4: Institutional Individual Assistant for Finance and TF / A2428 Capacity Building and Project Post Consultant Open 30,000.00 44,708.89 Signed 2020-04-16 2020-04-20 2020-06-04 2020-06-04 2020-06-25 2020-06-18 2020-07-30 2020-06-30 2021-07-30 Procurement Management Management Selection MEE-4-10-2 / Project Component 4: Institutional Individual Assistant for Technical TF / A2428 Capacity Building and Project Prior Consultant Open 30,000.00 0.00 Under Review 2020-04-16 2020-04-23 2020-06-04 2020-06-25 2020-07-30 2021-07-30 Support Management Selection MEE-4-6-2 / Preparation of Component 4: Institutional Individual environmental management TF / A2428 Capacity Building and Project Post Consultant Limited 25,000.00 24,299.96 Signed 2020-04-16 2020-03-01 2020-04-21 2020-03-11 2020-05-12 2020-03-27 2020-06-16 2020-03-27 2021-12-31 policy implementation Management Selection assessment report Component 4: Institutional Individual MEE-4-6-3 / Water TF / A2428 Capacity Building and Project Post Consultant Limited 15,000.00 15,505.25 Signed 2020-05-25 2020-06-30 2020-06-04 2020-07-20 2020-06-19 2020-09-15 2020-07-24 2020-09-15 2021-12-31 Environment Specialist Management Selection Component 4: Institutional Individual MEE-4-6-4 / Water TF / A2428 Capacity Building and Project Post Consultant Limited 15,000.00 14,766.90 Signed 2020-05-24 2020-07-06 2020-05-29 2020-07-20 2020-06-19 2020-09-15 2020-07-24 2020-09-15 2021-12-31 Resources Specialist Management Selection Component 4: Institutional Individual MEE-4-6-7 / International TF / A2428 Capacity Building and Project Post Consultant Limited 15,000.00 15,130.62 Signed 2020-05-24 2020-06-30 2020-05-29 2020-07-20 2020-06-19 2020-09-21 2020-07-24 2020-09-21 2021-12-31 Project Management Specialist Management Selection Component 4: Institutional Individual MEE-4-6-5 / Ecological TF / A2428 Capacity Building and Project Post Consultant Limited 15,000.00 15,388.03 Signed 2020-05-24 2020-06-29 2020-05-29 2020-07-20 2020-06-19 2020-09-17 2020-07-24 2020-09-17 2021-12-31 Environment Specialist Management Selection Component 4: Institutional Individual MEE-4-6-6 / Integrated River TF / A2428 Capacity Building and Project Post Consultant Limited 15,000.00 15,360.64 Signed 2020-05-24 2020-06-30 2020-05-29 2020-07-20 2020-06-19 2020-09-16 2020-07-24 2020-09-16 2021-12-31 Basin Management Specialist Management Selection Component 4: Institutional Individual MEE-4-1 / Web Development TF / A2428 Capacity Building and Project Post Consultant Limited 10,000.00 9,936.56 Signed 2020-06-01 2021-01-26 2020-06-06 2021-02-05 2020-06-27 2021-03-19 2020-08-01 2021-03-19 2021-12-31 and Application Management Selection MEE-4-10-3 / Project Component 4: Institutional Individual Assistant for Technical TF / A2428 Capacity Building and Project Post Consultant Open 30,000.00 25,439.54 Signed 2020-06-28 2020-04-23 2020-08-16 2020-06-04 2020-09-06 2020-06-16 2020-10-11 2020-06-16 2021-10-11 Support Management Selection MEE-4-1-1 / Project Component 4: Institutional Individual experience note and results TF / A2428 Capacity Building and Project Post Consultant Limited 15,000.00 14,995.73 Signed 2021-03-01 2021-01-21 2021-03-06 2021-02-05 2021-03-27 2021-03-10 2021-05-01 2021-03-10 2021-12-31 note Management Selection MEE-4-10-8 / Specialist for scaling up integrated water Component 4: Institutional Individual and environment management TF / A2428 Capacity Building and Project Post Consultant Limited 13,000.00 13,004.77 Signed 2021-02-08 2021-02-09 2021-02-13 2021-05-13 2021-03-06 2021-05-28 2021-04-10 2021-06-02 2021-12-31 approach in targeted river Management Selection basins Component 4: Institutional Individual MEE-4-10-9 / Specialist for TF / A2428 Capacity Building and Project Post Consultant Limited 10,000.00 9,780.85 Signed 2021-02-08 2021-02-08 2021-02-13 2021-03-01 2021-03-06 2021-04-02 2021-04-10 2021-04-02 2021-12-31 Project pre-acceptance Management Selection Component 4: Institutional Individual MEE-4-10-7 / Project officer TF / A2428 Capacity Building and Project Post Consultant Open 26,400.00 20,989.05 Signed 2021-02-08 2021-03-29 2021-03-29 2021-04-20 2021-04-19 2021-05-07 2021-05-24 2021-05-07 2021-12-31 for publicity Management Selection MEE-4-6-8 / Technical Component 4: Institutional assistance for project TF / A2428 Capacity Building and Project Post Direct Selection Direct 16,000.00 15,686.17 Signed 2021-02-19 2021-02-22 2021-03-01 2021-03-01 2021-05-05 2021-03-30 2021-12-31 procurement and monitoring Management (supplementation) Page 2 MEE-4-10-10 / Project Component 4: Institutional Individual Assistant (technical TF / A2428 Capacity Building and Project Post Consultant Open 12,540.00 8,794.53 Signed 2021-06-29 2021-06-29 2021-07-12 2021-07-07 2021-07-14 2021-08-04 2021-07-18 2021-08-04 2021-12-31 coordination support) Management Selection MEE-4-10-11 / Project Component 4: Institutional Individual Assistant (Final acceptance TF / A2428 Capacity Building and Project Post Consultant Open 12,540.00 8,485.95 Signed 2021-06-29 2021-06-29 2021-07-12 2021-07-26 2021-07-14 2021-08-04 2021-07-18 2021-08-04 2021-12-31 support) Management Selection Page 3