PROCUREMENT PLAN (Textual Part) Project information: Uzbekistan Institutional Capacity Building Project - P168180 Project Implementation agency: PIU under the MOF Date of the Procurement Plan: Apr 23, 2019 Period covered by this Procurement Plan: From 2019 through 2024 Preamble In accordance with paragraph 5.9 of the “World Bank Procurement Regulations for IPF Borrowers” (July 2016) (“Procurement Regulations”) the Bank’s Systematic Tracking and Exchanges in Procurement (STEP) system will be used to prepare, clear and update Procurement Plans and conduct all procurement transactions for the Project. This textual part along with the Procurement Plan tables in STEP constitute the Procurement Plan for the Project. The following conditions apply to all procurement activities in the Procurement Plan. The other elements of the Procurement Plan as required under paragraph 4.4 of the Procurement Regulations are set forth in STEP. The Bank’s Standard Procurement Documents: shall be used for all contracts subject to international competitive procurement and those contracts as specified in the Procurement Plan tables in STEP. National Procurement Arrangements: In accordance with paragraph 5.3 of the Procurement Regulations, when approaching the national market, procurement under World Bank financed operations may be carried out in accordance with “Single-Stage Bidding” method set forth in the Public Procurement Law of the Republic of Uzbekistan dated April 9, 2018(the “PPL), provided that such arrangements continue to meet requirements of the paragraph 5.4 of the Procurement Regulations and the following conditions: • The request for bids/request for proposals document shall require that bidders/proposers submitting bids/proposals present a signed acceptance at the time of bidding, to be incorporated in any resulting contracts, confirming application of, and compliance with, Bank Anti- Corruption Guidelines, including without limitation the Bank’s right to sanction and the Bank’s inspection and audit rights; • Bidding documents, including contract forms, acceptable to the Bank shall be used. • The Bidding process shall not be cancelled sole on the reason that minimum bid price is larger than the amount allocated by procuring entity for this procurement. • There shall be no preference applied during procurement of goods and works. • Implementing agency shall have an option to publish procurement notice without disclosing cost estimate. Other national procurement arrangements (other than national open competitive procurement) that may be applied by the Borrower shall be consistent with paragraphs 5.5 and 5.6 of the Procurement Regulations. E-Procurement system in Republic of Uzbekistan will be used to facilitate the e- procurement transactions for World Bank financed projects when the country’s own national procurement procedures will be used. In this regard, the e-Reverse Auction module and e-Catalog module can be used for Bank-funded procurement following national market approach for simple goods and works. Leased Assets as specified under paragraph 5.10 of the Procurement Regulations: Leasing - Not Applicable. Procurement of Second Hand Goods as specified under paragraph 5.11 of the Procurement Regulations – Not Applicable. Domestic preference as specified under paragraph 5.51 of the Procurement Regulations for Goods only. Hands-on Expanded Implementation Support (HEIS) as specified under paragraphs 3.10 and 3.11 of the Procurement Regulations is not Applicable. Other Relevant Procurement Information. None. PROCUREMENT Uzbekistan : Institutional Capacity Building Project PLAN General Information Country: Uzbekistan Bank’s Approval Date of the Original Procurement Plan: 2019-11-19 2021-02-24 Revised Plan Date(s): (comma delineated, leave blank if none) Project ID: P168180 GPN Date: Project Name: Institutional Capacity Building Project Loan / Credit No: TF / A9742, IDA / 64310 Ministry of Finance of the Republic of Uzbekistan Executing Agency(ies): WORKS Procureme Activity Reference No. / Actual Draft Bidding Bid Evaluation Report Loan / Credit Procurement Prequalification High SEA/SH nt Process Draft Pre-qualification Prequalification Specific Procurement Bidding Documents as Proposal Submission / Contract Description Component Review Type Method Market Approach Amount Document / and Recommendation Signed Contract No. Process (Y/N) Risk Document Status Documents Evaluation Report Notice / Invitation Issued Opening / Minutes Completion (US$) Justification for Award Type Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual UZ-MOF-152877-CW-RFQ / Procurement of development Request for Single Stage - One 2020-12- and maintenance of the 1C IDA / 64310 Project Management Post Open - National 9,169.82 Signed 2020-01-12 2020-01-24 2020-04-21 Quotations Envelope 31 accountant software for the PIU activity support GOODS Activity Reference No. / Draft Bidding Bid Evaluation Report Loan / Credit Procurement Prequalification Actual Amount Process Draft Pre-qualification Prequalification Specific Procurement Bidding Documents as Proposal Submission / Description Component Review Type Method Market Approach Document / and Recommendation Signed Contract Contract Completion No. Process (Y/N) (US$) Status Documents Evaluation Report Notice / Invitation Issued Opening / Minutes Justification for Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual UZ-MOF-152875-GO-RFQ / Procurement of IT equipment Request for Single Stage - One IDA / 64310 Project Management Post Open - National 4,470.17 Signed 2020-01-07 2020-01-20 2021-02-08 2020-01-30 to support PIU activities: Quotations Envelope shopping of Goods UZ-MOF-PROJECT-VEHICLE- Under GO-DIR / Acquiring a locally IDA / 64310 Project Management Post Direct Selection Direct 0.00 Implementati 2021-01-25 2021-02-17 2021-01-30 2021-02-12 2021-03-14 manufactured car for the on Project’s transportation needs NON CONSULTING SERVICES Activity Reference No. / Draft Bidding Bid Evaluation Report Loan / Credit Procurement Prequalification Actual Amount Process Draft Pre-qualification Prequalification Specific Procurement Bidding Documents as Proposal Submission / Description Component Review Type Method Market Approach Document / and Recommendation Signed Contract Contract Completion No. Process (Y/N) (US$) Status Documents Evaluation Report Notice / Invitation Issued Opening / Minutes Justification for Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual CONSULTING FIRMS Activity Reference No. / Combined Evaluation Loan / Credit Contract Type Actual Amount Expression of Interest Short List and Draft Request for Proposals Opening of Technical Evaluation of Description Component Review Type Method Market Approach Process Status Terms of Reference Report and Draft Signed Contract Contract Completion No. (US$) Notice Request for Proposals as Issued Proposals / Minutes Technical Proposal Negotiated Contract Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual UZ-MOF-145362-CS-CQS / Technical assistance on preparation of detailed Consultant costing of all components, Improving Public Financial TF / A9742 Post Qualification Open - International 0.00 Canceled 2019-11-17 2019-11-18 2019-11-29 2019-11-30 2019-12-02 2019-12-16 including costing and Management Selection budgeting principles, project budget, budget review and monitoring manuals Consultant UZ-MOF-150003-CS-CQS / TF / A9742 Project Management Post Qualification Open - National 2,750.00 Completed 2019-12-13 2019-12-13 2019-12-13 2019-12-13 2019-12-13 2019-12-13 2019-12-13 2019-12-16 2019-12-16 2020-04-30 2020-03-30 Financial Audit of Grant Selection UZ-MOF-151776-CS-QCBS / Assessment of the existing opportunities for optimization, re-engineering, Improving Public Financial Quality And Cost- IDA / 64310 Prior Open - International 287,000.00 Signed 2019-12-26 2020-02-18 2020-01-10 2020-03-07 2020-02-17 2020-04-06 2020-02-17 2020-05-18 2020-02-24 2020-06-15 2020-03-09 2020-08-30 2020-03-29 2020-10-08 2020-09-25 and automation of business Management Based Selection processes in the Ministry of Finance of the Republic of Uzbekistan. UZ-MOF-158897-CS-QCBS / Reform of Public Sector Improving Public Financial Quality And Cost- Internal Control and Internal IDA / 64310 Prior Open - International 425,000.00 Signed 2020-02-20 2020-03-10 2020-03-12 2020-03-13 2020-04-11 2020-05-25 2020-04-26 2020-07-14 2020-05-26 2020-10-07 2020-06-30 2020-11-30 2020-07-25 2020-12-25 2022-11-12 Management Based Selection Audit in the Republic of Uzbekistan UZ-MOF-163851-CS-QCBS / Consulting services for Developing a Improving Public Financial Quality And Cost- Program/performance based IDA / 64310 Post Open - International 342,175.00 Signed 2020-03-25 2020-03-25 2020-04-15 2020-04-03 2020-05-25 2020-06-24 2020-06-04 2020-08-11 2020-06-14 2020-11-11 2020-07-19 2020-12-15 2020-08-23 2021-02-05 2021-08-23 Management Based Selection budgeting within Sustainable Fiscal Policy under sub- component 1.1 of the Project. UZ-MOF-173905-CS-INDV- ASAM-STUDYTOUR / Consulting services for Improving Conditions for Consultant Programming and Leading a Under IDA / 64310 Market Operation of the Post Qualification Open - International 0.00 2020-06-12 2020-06-12 2020-06-27 2020-07-14 2020-07-26 2020-09-08 2020-08-25 2020-09-29 2020-10-29 Study Tour to Germany for Implementation Corporate Sector Selection Employees of the ASAM under sub-component 2.6 of the Project. ASAM-TRAININGS / Selection of a Consultant for training of Improving Conditions for Consultant implementation common IDA / 64310 Market Operation of the Post Qualification Open - National 0.00 Canceled 2020-07-16 2020-07-13 2020-07-26 2020-07-16 2020-08-15 2020-08-25 2020-09-09 2020-11-08 national standards for Corporate Sector Selection assessing objects based on international standards Page 1 UZ-MOF-AUDIT2020-CS- CQS / Annual audit of Consultant Under Institutional Capacity Building IDA / 64310 Project Management Post Qualification Open - National 10,550.00 2020-11-16 2020-11-16 2020-12-01 2020-12-11 2020-12-16 2021-01-13 2020-12-21 2021-02-18 2021-01-03 2021-05-23 Implementation Project's financial statements Selection for 2020 year period PPDA-LOCALLEGAL-CS-CQS Improving Conditions for Consultant / Local Legal Consultant for Pending IDA / 64310 Market Operation of the Post Qualification Open - National 0.00 2021-02-19 2021-03-03 2021-04-12 2021-04-22 2021-05-07 2023-04-27 Uzbekistan Radiotherapy PPP Implementation Corporate Sector Selection Project PPDA- INTERNATIONALLEGALS-CS- Improving Conditions for Consultant Pending CQS / International Legal IDA / 64310 Market Operation of the Post Qualification Open - International 0.00 2021-02-19 2021-03-03 2021-04-12 2021-04-22 2021-05-02 2023-04-22 Implementation Consultant for Uzbekistan Corporate Sector Selection Radiotherapy PPP Project INDIVIDUAL CONSULTANTS Activity Reference No. / Invitation to Loan / Credit Actual Amount Draft Negotiated Description Component Review Type Method Market Approach Contract Type Process Status Teams of Reference Identified/Selected Signed Contract Contract Completion No. (US$) Contract Consultant Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual UZ-MOF-145370-CS-INDV / Individual Technical assistance on Improving Public Financial TF / A9742 Post Consultant Open 10,000.00 Completed 2019-11-17 2019-11-18 2019-11-29 2019-12-04 2019-11-30 2019-12-04 2019-12-02 2019-12-04 2019-12-16 2019-12-13 developing TORs of sub Management Selection component 1.1 UZ-MOF-145392-CS-INDV / Individual Technical assistance on Improving Public Financial TF / A9742 Post Consultant Open 18,000.00 Completed 2019-11-17 2019-11-17 2019-11-29 2019-12-04 2019-11-30 2019-12-04 2019-12-02 2019-12-04 2019-12-16 2019-12-13 developing TORs of sub Management Selection component 1.4 Individual UZ-MOF-145438-CS-INDV / Improving Public Financial TF / A9742 Post Consultant Open 0.00 Canceled 2019-11-17 2019-11-30 2019-12-02 2019-12-05 2019-12-31 Procurement Specialist Management Selection Individual UZ-MOF-145448-CS-INDV / Improving Public Financial TF / A9742 Post Consultant Open 0.00 Canceled 2019-11-17 2019-11-30 2019-12-02 2019-12-05 2019-12-31 Coordinator of 1st component Management Selection UZ-MOF-145450-CS-INDV / Improving Conditions for Individual Coordinator of 2nd TF / A9742 Market Operation of the Post Consultant Open 0.00 Canceled 2019-11-17 2019-11-30 2019-12-02 2019-12-05 2019-12-31 component Corporate Sector Selection UZ-MOF-145453-CS-INDV / Individual Improving Support Coordinator of 3rd TF / A9742 Post Consultant Open 0.00 Canceled 2019-11-17 2019-11-30 2019-12-02 2019-12-05 2019-12-31 Mechanisms for Reforms component Selection Individual UZ-MOF-145458-CS-INDV / Improving Public Financial TF / A9742 Post Consultant Open 0.00 Canceled 2019-11-17 2019-11-30 2019-12-02 2019-12-05 2019-12-31 Accountant Management Selection Individual UZ-MOF-145463-CS-INDV / Improving Public Financial TF / A9742 Post Consultant Open 0.00 Canceled 2019-11-17 2019-11-30 2019-12-02 2019-12-05 2019-12-31 Interpreter / Referent Management Selection UZ-MOF-154296-CS-INDV / Individual consultant to coordinate, provide technical Individual Improving Public Financial leadership, and manage IDA / 64310 Post Consultant Open 0.00 Canceled 2020-01-17 2019-12-24 2020-02-01 2020-02-06 2020-02-10 2020-09-07 Management implementation of the Sub- Selection component 1.2. - Treasury System Improvement. UZ-MOF-163849-CS-CDS / Direct contract for Consulting services with the George Washington University School Improving Support IDA / 64310 Prior Direct Selection Direct 0.00 Canceled 2020-03-11 2020-04-24 2020-03-13 2020-04-13 2020-10-10 of Business under the sub- Mechanisms for Reforms component 3.1 of the Project - Technical Assistance to the Economic Council. UZ-MOF-173898-CS-INDV- ASAM-MONITORSYST / Consulting services for Development of Technical Specifications for the Improving Conditions for Individual Selection of a Company IDA / 64310 Market Operation of the Post Consultant Open 26,535.00 Signed 2020-06-15 2020-06-14 2020-07-15 2020-10-16 2020-08-05 2020-10-20 2020-09-09 2020-10-20 2021-01-07 Engaged in the Development Corporate Sector Selection of Software for the Automation of a System for Monitoring the Activities of Enterprises with Public Participation. UZ-MOF-178072-CS-INDV- PPDA / Engaging Individual Improving Conditions for Individual Consultant - International IDA / 64310 Market Operation of the Prior Consultant Open 0.00 Canceled 2020-06-25 2020-07-13 2020-08-19 2020-09-09 2020-10-14 2021-06-11 Expert in PPP under Corporate Sector Selection component 2 of the Project for the PPP projects development. UZ-MOF-178074-CS-INDV- KPI-SOB / Financing the development and implementation of key performance indicators (KPIs) Improving Conditions for Individual for supervisory boards and IDA / 64310 Market Operation of the Post Consultant Open 0.00 Canceled 2020-06-24 2020-08-17 2020-08-12 2020-09-02 2020-10-07 2021-04-05 executive bodies of Corporate Sector Selection commercial banks with government participation under component 2 of the Project. ASAM-LAW-ON INSOLVENCY / Selection of an Individual Improving Conditions for Individual consultant to assist in the IDA / 64310 Market Operation of the Post Consultant Open 18,000.00 Signed 2020-07-16 2020-07-13 2020-08-15 2020-10-05 2020-08-25 2020-10-12 2020-09-14 2020-10-12 2020-10-14 development of the draft law Corporate Sector Selection of the Republic of Uzbekistan “On insolvency” Page 2 ASAM-EVALUATESYST / Selection of an Individual Consultant on the development of technical specifications for the selection Improving Conditions for Individual of a company engaged in the IDA / 64310 Market Operation of the Post Consultant Open 7,000.00 Signed 2020-07-16 2020-07-13 2020-08-10 2020-10-05 2020-08-20 2020-10-09 2020-09-09 2020-10-12 2021-03-08 development and Corporate Sector Selection implementation of a unified information platform for evaluation activities in Republic of Uzbekistan ASAM-MLS / Individual Consultant for the development of technical specifications for the selection Improving Conditions for Individual of a company engaged in the IDA / 64310 Market Operation of the Post Consultant Open 9,000.00 Signed 2020-07-16 2020-07-13 2020-08-15 2020-10-05 2020-08-25 2020-10-09 2020-09-14 2020-10-12 2021-03-13 development and Corporate Sector Selection implementation of a unified multi-listing system (EMLS) of real estate activities of the Republic of Uzbekistan AMC-CS-INDV- DOMPOSITION / Selection of an Economist-Competition Specialist for designing Individual Improving Support guidelines to identify the IDA / 64310 Post Consultant Open 14,000.00 Signed 2020-07-22 2020-08-26 2020-08-21 2021-01-15 2020-08-31 2021-01-25 2020-09-15 2021-01-25 2020-12-14 Mechanisms for Reforms presence and the abuse of Selection dominant position in markets, with a focus on the legislation of the Republic of Uzbekistan AMC-CS-INDV-MANALYSIS / Selection of an Economist- Competition Specialist for Individual Improving Support Under development of a IDA / 64310 Post Consultant Open 0.00 2020-07-22 2020-08-26 2020-08-21 2020-08-31 2020-09-10 2020-12-09 Mechanisms for Reforms Implementation methodology for assessment Selection of competition in markets of the Republic of Uzbekistan AMC-CS-INDV-PREGULATION / Selection of an Economist- Individual Competition Specialist for Improving Support Under IDA / 64310 Post Consultant Open 0.00 2020-07-22 2020-08-26 2020-08-26 2020-09-05 2020-09-30 2020-12-29 development of guidelines for Mechanisms for Reforms Implementation Selection streamlining price controls in the Republic of Uzbekistan PM-MOF-CS-INDV / Project Improving Conditions for Individual Manager to coordinate IDA / 64310 Market Operation of the Post Consultant Open 47,568.00 Signed 2020-08-28 2020-08-27 2020-09-12 2020-10-06 2020-09-17 2020-10-19 2020-09-22 2020-11-09 2021-02-19 reforms focused on State- Corporate Sector Selection Owned Banks ASAM-TRAININGS-INDV / Selection of an Individual Consultant for training of Improving Conditions for Individual Under implementation common IDA / 64310 Market Operation of the Post Consultant Open 0.00 2020-09-18 2020-10-30 2020-10-13 2020-10-18 2020-10-31 2021-04-29 Implementation national standards for Corporate Sector Selection assessing objects based on international standards UZ-MOF-PPDA-CS- FINANCIALADVISORPPP / Selection of a PPP Financial Improving Conditions for Individual Advisor for the Public-Private Under IDA / 64310 Market Operation of the Prior Consultant Open 0.00 2020-11-18 2020-11-20 2021-01-06 2021-01-27 2021-02-15 2023-02-11 Partnerships Development Implementation Corporate Sector Selection Agency (PPPDA) under the Ministry of Finance of the Republic of Uzbekistan UZ-MOF-ECONOMICCOUNCIL- CS-CDS / Direct contract for Consulting services with the George Washington University Improving Support Under IDA / 64310 Prior Direct Selection Direct 0.00 2020-12-10 2021-02-17 2020-12-20 2021-02-23 2022-02-18 School of Business under the Mechanisms for Reforms Implementation sub-component 3.1 of the Project - Technical Assistance to the Economic Council. MOF-PRIVATIZATION-ASAM- CS-INDV / Selection of a Improving Conditions for Individual Resident Privatization Advisor Under IDA / 64310 Market Operation of the Prior Consultant Open 0.00 2021-01-26 2021-01-29 2021-02-24 2021-03-06 2021-03-19 2022-09-10 in the Republic of Uzbekistan Implementation Corporate Sector Selection for the State Assets Management Agency UZ-TRANSFORMATION-SOE- ASAM-CS-INDV / Selection of a Resident Advisor on the transformation of state- Improving Conditions for Individual Under owned enterprises and IDA / 64310 Market Operation of the Prior Consultant Open 0.00 2021-01-28 2021-01-29 2021-02-26 2021-03-08 2021-03-28 2022-09-19 Implementation preparing them for Corporate Sector Selection privatization in the Republic of Uzbekistan for the State Assets Management Agency Page 3