Procurement Plan (This is only a sample with the minimum content that is required to be included in the PAD. The detailed procurement plan is still mandatory for disclosure on the Bank’s website in accordance with the guidelines. The initial procurement plan will cover the first 18 months of the project and then updated annually or earlier as necessary). I. General 1. Bank’s approval Date of the procurement Plan [Original: October 2017] 2. Date of General Procurement Notice: Oct, 2017 3. Period covered by this procurement plan: The procurement period of project covered from year October 2017 to December 2017 II. Goods and Works and non-consulting services. 1. Prior Review Threshold: Procurement Decisions subject to Prior Review by the Bank as stated in Appendix 1 to the Guidelines for Procurement: [Thresholds for applicable procurement methods (not limited to the list below) will be determined by the Procurement Specialist /Procurement Accredited Staff based on the assessment of the implementing agency’s capacity.] Procurement Method Prior Review Threshold Comments US$ 1. ICB and LIB (Goods) Above US$ 500,000 All 2. NCB (Goods) Above US$ 100,000 First contract 3. ICB (Works) Above US$ 15 million All 4. NCB (Works) Above US$ 5 million All 5. (Non-Consultant Services) Below US$ 100,000 First contract [Add other methods if necessary] 2. Prequalification. Bidders for _Not applicable_ shall be prequalified in accordance with the provisions of paragraphs 2.9 and 2.10 of the Guidelines. 3. Proposed Procedures for CDD Components (as per paragraph. 3.17 of the Guidelines: 4. Reference to (if any) Project Operational/Procurement Manual: Project Implementation Manual for World Bank Loan Project XYZ 04/01/2010 issued by 5. Any Other Special Procurement Arrangements: [including advance procurement and retroactive financing, if applicable] 5 ICB works packages will be financed under retroactive financing July 9, 2010 6. Summary of the Procurement Packages planned during the first 18 months after project effectiveness ( including those that are subject to retroactive financing and advanced procurement) [List the Packages which require Bank’s prior review first and then the other packages] 1 2 3 4 5 6 7 Ref. Description Estimated Packages Domest Review Comments No. Cost ic by Bank US$ Prefere (Prior / Post) million nce (yes/no) Summary of the ICB (Works) Summary of the ICB (Goods) Summary of the NCB (Works) Summary of 0.237 1 YES Post the NCB (Goods) Summary of the ICB (Non- Consultant Services) Summary of 0.02 2 YES Post the Shopping III. Selection of Consultants 1. Prior Review Threshold: Selection decisions subject to Prior Review by Bank as stated in Appendix 1 to the Guidelines Selection and Employment of Consultants: Selection Method Prior Review Threshold Comments 1. Competitive Methods (Firms) Above US$ 100,000 2. Single Source (Firms) All 3. Individual Above US$ 50,000 2. Short list comprising entirely of national consultants: Short list of consultants for services, estimated to cost less than $_300,000_equivalent per contract, may comprise entirely of national consultants in accordance with the provisions of paragraph 2.7 of the Consultant Guidelines. 3. Any Other Special Selection Arrangements: [including advance procurement and retroactive financing, if applicable or delete if not applicable] 4. Consultancy Assignments with Selection Methods and Time Schedule July 9, 2010 1 2 3 4 5 6 Ref. No. Description of Estimated Packages Review Comments Assignment Cost by Bank US$ (Prior / million Post) Summary of 0.4 1 Prior number of contracts that will be let under QCBS Summary of 1.868 13 Prior CQS number of contracts that will be let under other methods Summary of 0.0128 4 Prior IC number of contracts that will be let under other methods July 9, 2010 PROCUREMENT China : GEF Mainstreaming Integrated Water and Environment Management PLAN General Information Country: China Banks Approval Date of the Original Procurement Plan: 2018-03-21 Revised Plan Date(s): (comma delineated, leave blank if none) 2018-03-21 Project ID: P145897 GPN Date: Project Name: GEF Mainstreaming Integrated Water and Environment Management Loan / Credit No: TF / A2428 Executing Agency(ies): CIDDC, Foreign Economic Cooperation Office, Ministry of Environmental Protection WORKS Activity Reference No. / Bid Evaluation Report Procurement Prequalification Estimated Actual Amount Process Draft Pre-qualification Prequalification Draft Bidding Document Specific Procurement Bidding Documents as Proposal Submission / Description Loan / Credit No. Component Review Type Method Market Approach and Recommendation Signed Contract Contract Completion Process (Y/N) Amount (US$) (US$) Status Documents Evaluation Report / Justification Notice / Invitation Issued Opening / Minutes for Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual GOODS Activity Reference No. / Bid Evaluation Report Procurement Prequalification Estimated Actual Amount Process Draft Pre-qualification Prequalification Draft Bidding Document Specific Procurement Bidding Documents as Proposal Submission / Description Loan / Credit No. Component Review Type Method Market Approach and Recommendation Signed Contract Contract Completion Process (Y/N) Amount (US$) (US$) Status Documents Evaluation Report / Justification Notice / Invitation Issued Opening / Minutes for Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual MWR-G-4-1 / PC, LAPTOP, Component 4: Institutional tablet PC, printer, camera, Request for Single Stage - One Pending TF / A2428 Capacity Building and Project Post Open - National 20,000.00 0.00 2017-10-05 2017-11-30 2018-05-29 Shredder, duplicator, scanner,air Quotations Envelope Implementation Management purifier. etc. HB-G-4-1 / PC, laptop, Tablet Component 4: Institutional PC, printer, duplicator, fax, video Request for Single Stage - One Pending TF / A2428 Capacity Building and Project Post Open - National 60,000.00 0.00 2017-10-05 2017-11-30 2018-05-29 camera, camera, air conditioning, Quotations Envelope Implementation Management Mobile hard disk. etc. NON CONSULTING SERVICES Activity Reference No. / Bid Evaluation Report Procurement Prequalification Estimated Actual Amount Process Draft Pre-qualification Prequalification Draft Bidding Document Specific Procurement Bidding Documents as Proposal Submission / Description Loan / Credit No. Component Review Type Method Market Approach and Recommendation Signed Contract Contract Completion Process (Y/N) Amount (US$) (US$) Status Documents Evaluation Report / Justification Notice / Invitation Issued Opening / Minutes for Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual CONSULTING FIRMS Activity Reference No. / Combined Evaluation Contract Type Estimated Actual Amount Expression of Interest Short List and Draft Request for Proposals Opening of Technical Evaluation of Technical Description Loan / Credit No. Component Review Type Method Market Approach Process Status Terms of Reference Report and Draft Signed Contract Contract Completion Amount (US$) (US$) Notice Request for Proposals as Issued Proposals / Minutes Proposal Negotiated Contract Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual MWR-C-1-4 / Study on Policies Component 1: Mainstreaming of on Local Water Service Delivery Innovative Approach on System (Pilot in Jin-Zhou) and Integrated Water and Consultant Study on Demonstration of Water TF / A2428 Environment Management Post Qualification Open - National 150,000.00 152,215.32 Signed 2017-09-30 2017-09-30 2017-10-21 2017-10-18 2017-12-04 2017-11-24 2018-01-03 2017-12-20 2018-02-07 2017-12-22 2018-08-06 Pricing Reformation and Local Component 2: Demonstration in Selection Water Service Delivery System Hai Basin on Integrated Water (Jin-Zhou) and Environment Management MWR-C-1-8 / Operational Component 1: Mainstreaming of Manual on ET-based Water Innovative Approach on Accounting and Auditing (Pilot in Integrated Water and Consultant Cheng-de and Gao-Cheng) and TF / A2428 Environment Management Post Qualification Open - National 250,000.00 495,891.72 Signed 2017-09-30 2017-09-30 2017-10-21 2017-10-18 2017-12-04 2017-11-24 2018-01-03 2017-11-24 2018-02-07 2017-11-28 2018-08-06 Study on Demonstration on ET- Component 2: Demonstration in Selection based Water Accounting and Hai Basin on Integrated Water Auditing in Industrial Area and Environment Management MWR-C-1-9 / Operational Component 1: Mainstreaming of Manual on ET-based Dual Innovative Approach on Control for Groundwater Integrated Water and Consultant Management(Pilot in Gao-Cheng) TF / A2428 Environment Management Post Qualification Open - National 200,000.00 446,713.37 Signed 2017-09-30 2017-09-30 2017-10-21 2017-10-18 2017-12-04 2017-11-24 2018-01-03 2017-11-24 2018-02-07 2017-11-28 2018-08-06 and Study on Demonstration on Component 2: Demonstration in Selection ET-based Dual Control for Hai Basin on Integrated Water Groundwater Management(Gao- and Environment Management Cheng) HB-C-2-10 / Study on Component 2: Demonstration in Consultant Demonstration on Scientific TF / A2428 Hai Basin on Integrated Water Post Qualification Open - National 250,000.00 253,692.21 Signed 2017-09-30 2017-09-30 2017-10-21 2017-10-18 2017-12-04 2017-12-13 2018-01-03 2017-12-13 2018-02-07 2017-12-20 2018-08-06 Irrigation Management at WUA and Environment Management Selection (Jin-Zhou) Component 4: Institutional Consultant HB-C-4-9 / Project monitoring TF / A2428 Capacity Building and Project Post Qualification Open - National 150,000.00 297,297.66 Signed 2017-09-30 2017-09-30 2017-10-21 2017-10-19 2017-12-04 2017-11-24 2018-01-03 2017-11-24 2018-02-07 2017-11-28 2018-08-06 and evaluation Management Selection Component 1: Mainstreaming of MWR-C-1-3 / study on policies Innovative Approach on on ET-based water rights and Integrated Water and Consultant trading (Pilot in Jin-Zhou) and TF / A2428 Environment Management Post Qualification Open - National 150,000.00 147,535.03 Signed 2017-10-11 2017-09-30 2017-11-01 2017-10-18 2017-12-15 2017-11-24 2018-01-14 2017-11-24 2018-02-18 2017-11-28 2018-08-17 Study on Demonstration of ET- Component 2: Demonstration in Selection based Water Rights and Trading Hai Basin on Integrated Water (Jin-Zhou) and Environment Management INDIVIDUAL CONSULTANTS Activity Reference No. / Invitation to Contract Type Estimated Actual Amount Draft Negotiated Description Loan / Credit No. Component Review Type Method Market Approach Process Status Terms of Reference Identified/Selected Signed Contract Contract Completion Amount (US$) (US$) Contract Consultant Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Component 1: Mainstreaming of MEP-C-1-2 / Study on Innovative Approach on Individual Consultant Pending Assessment of EC for Urban TF / A2428 Post Open 100,000.00 0.00 2018-02-01 2018-03-12 2018-04-02 2018-05-07 2018-11-03 Integrated Water and Selection Implementation Environment (Pilot in Chengde) Environment Management MEP-C-1-3 / Study on Policies Component 1: Mainstreaming of on Point Water Pollution Source Innovative Approach on Individual Consultant Pending TF / A2428 Post Open 100,000.00 0.00 2018-02-01 2018-03-12 2018-04-02 2018-05-07 2018-11-03 Emission Rights and Their Integrated Water and Selection Implementation Trading (Pilot in Chengde) Environment Management Page 1 MEP-C-1-4 / Operational Manual Component 1: Mainstreaming of on RS-based None-Point Innovative Approach on Individual Consultant Pending TF / A2428 Post Open 100,000.00 0.00 2018-02-01 2018-03-12 2018-04-02 2018-05-07 2018-11-03 Pollution Source Control Integrated Water and Selection Implementation Approach (Pilot in Chengde) Environment Management MEP-C-1-5 / Operational Manual Component 1: Mainstreaming of on IWEM based Integrated Toxic Innovative Approach on Individual Consultant Pending TF / A2428 Post Open 100,000.00 0.00 2018-02-01 2018-03-12 2018-04-02 2018-05-07 2018-11-03 Symptoms (Pilot in Integrated Water and Selection Implementation Chengde) Environment Management MEP-C-2-1 / Assessment on Component 1: Mainstreaming of Effectiveness of Water Pollution Innovative Approach on Individual Consultant Pending Prevention moving towards TF / A2428 Post Open 200,000.00 0.00 2018-02-01 2018-03-12 2018-04-02 2018-05-07 2018-11-03 Integrated Water and Selection Implementation River Basin District (RBD) Environment Management Approach (Pilot in Chengde) MEP-C-2-2 / Liao River Basin/MEP: Annual M&E on Component 1: Mainstreaming of scaling-up the IWEM Approach Innovative Approach on Individual Consultant Pending in Liao TF / A2428 Post Open 150,000.00 0.00 2018-02-01 2018-03-12 2018-04-02 2018-05-07 2018-11-03 Integrated Water and Selection Implementation River Basin (in Cities of Shen- Environment Management Yang, An-Shan, Pan-Jing, and Fu-Shun) MEP-C-2-3 / Hai River Basin/MEP: Annual M&E on Component 1: Mainstreaming of scaling-up IWEM Approach in Innovative Approach on Individual Consultant Pending Water TF / A2428 Post Open 200,000.00 0.00 2018-02-01 2018-03-12 2018-04-02 2018-05-07 2018-11-03 Integrated Water and Selection Implementation Pollution Areas selected (in Environment Management Cities of Xing-Tai, Tang-Shan and Lang-Fang) Page 2