Translating Plans to Development Impact and Effectiveness of Urban Planning in Tanzania Secondary Cities October 2018 Chyi-Yun Huang Ally Namangaya MaryGrace W. Lugakingira Isabel D. Cantada © 2018 The World Bank 1818 H Street NW, Washington DC 20433 Telephone: 202-473-1000; Internet: www.worldbank.org Some rights reserved This work is a product of the staff of The World Bank. The findings, interpretations, and conclusions expressed in this work do not necessarily reflect the views of the Executive Directors of The World Bank or the governments they represent. The World Bank does not guarantee the accuracy of the data included in this work. The boundaries, colors, denominations, and other information shown on any map in this work do not imply any judgment on the part of The World Bank concerning the legal status of any territory or the endorsement or acceptance of such boundaries. Rights and Permissions The material in this work is subject to copyright. Because The World Bank encourages dissemination of its knowledge, this work may be reproduced, in whole or in part, for noncommercial purposes as long as full attribution to this work is given. Attribution—Please cite the work as follows: “Huang, CY; Namangaya, A.; Lugakingira M. W.; Cantada, I. D. 2018. Translating Plans to Development: Impact and Effectiveness of Urban Planning in Tanzania Secondary Cities. Washington, DC: World Bank. © World Bank.” All queries on rights and licenses, including subsidiary rights, should be addressed to World Bank Publications, The World Bank Group, 1818 H Street NW, Washington, DC 20433, USA; fax: 202-522-2625; e-mail: pubrights@ worldbank.org. TRANSLATING PLANS TO DEVELOPMENT Impact and Effectiveness of Urban Planning in Tanzania Secondary Cities OCTOBER 2018 Chyi-Yun Huang Ally Namangaya MaryGrace W. Lugakingira Isabel D. Cantada This report was prepared by a core team led by Chyi-Yun Huang and comprising Dr. Ally Namangaya of Ardhi University, MaryGrace W. Lugakingira, and Isabel D. Cantada. Various spatial analyses and data were contributed through the support of the Earth Observation for Sustainable Development (EO4SD) Urban Project, a partnership between the European Space Agency and the World Bank, and for this study executed primarily by GAF Germany, led by Sharon Gomez and Thomas Hausler, together with Amelie Broszeit and Daniela Angelova. The team would also like to thank Prosper Tugonzomukama and Xiang Xu for their technical inputs, and Roderick Babijes for his administrative support. The report benefited from guidance and support from Andre Bald, Program Leader of the Tanzania Country Man- agement Unit, and was developed under the overall leadership of Bernice K. Van Bronkhorst, Practice Manager of the East and South Africa Region Urban and Disaster Risk Management Unit. The team extends its gratitude to the counterparts in the Ministry of Lands, Housing and Human Settlements Development (MLHHSD), particularly under the guidance of Prof. John Lupala, with Mr. Amulike Mahenge and their teams, as well as the President’s Office of Regional Administration and Local Governments (PO-RALG) under the guidance of Eng. Davis Shemengale, Eng. Ezron Kilamhama, Mr. Charles Mariki, and their teams, for the timely feedback, the support offered in the elaboration of this study, and the excellent collaboration throughout. Last but not least, the team thanks the Local Government Authorities of Arusha, Dodoma, Kigoma, Mbeya, Mtwara, Mwanza, and Tanga and their staffs for their close cooperation in providing critical data and insights on the subject. This study was made possible through the generous support of the Korea Green Growth Trust Fund (KGGTF) and the Korea-World Bank Group Partnership Facility (KWPF). The KGGTF is a partnership between the World Bank Group and the Republic of Korea. As an implementation-focused trust fund that prioritizes the World Bank’s inclusive green growth objectives, this partnership supports countries in their sustainable growth strategies and investments. In addition to funding, the KGGTF enhances other World Bank tools and value-added services by providing access to technical experts and facili- tating dialogue between practitioners of green growth policies and investments. The KGGTF strength- ens and expands the World Bank’s climate smart investment portfolio. The findings, interpretations, and conclusions expressed in this report do not necessarily reflect the views and position of the Executive Directors of the World Bank or the Government of Tanzania. Contents List of Acronyms . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . vii Executive Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 1. Background and Study Scope . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4 Rationale for Study . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4 Scope of Study . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5 Organization of the Report . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7 Endnotes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7 2. Development Context . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8 Urban Development Context . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8 Policy and Institutional Context . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13 Endnotes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25 3. Key Findings . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27 Land-Use and Land-Cover Conformity to Master Plans and Detailed Area Plans . . . . . . . . . . . . 27 Observable Spatial Development Trends and Analysis of Secondary Cities . . . . . . . . . . . . . . . . . 35 Endnotes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 48 4. Key Takeaways . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 50 Endnotes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 53 5. Recommendations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 54 References and Bibliography . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .61 iii List of Figures Figure 1.1: Phases of the Study . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6 Figure 2.1: Census Data Population (1988–2017) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8 Figure 2.2: Decomposing Urban Change into Natural Growth and Migration (2002–12) . . . . . . . . . . . 9 Figure 2.3: Share of Employed Population by Main Occupation in Case Cities . . . . . . . . . . . . . . . . . . 10 Figure 2.4: Characteristics of Current Urban Planning Framework and Mechanisms . . . . . . . . . . . . . 17 Figure 2.5: Urban Planning Solutions and Strategies at the National, City, and Neighborhood Levels . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19 Figure 3.1: Arusha: Conformity to 1985 Master Plan . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28 Figure 3.2: Conformity of Major Land Uses in Mid-2010s with Master Plans . . . . . . . . . . . . . . . . . . . . . 29 Figure 3.3: Mwanza: Conformity to 1992 Master Plan . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .32 Figure 3.4: Level of Conformity for Economic Land Uses in Core Urban Area . . . . . . . . . . . . . . . . . . . 33 Figure 3.5: Arusha: Conformity to Detailed Area Plan . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 34 Figure 3.6: Size and Expansion Comparison of Arusha, Dodoma, and Kigoma . . . . . . . . . . . . . . . . . . 36 Figure 3.7: Urban Growth Type and Rate of Arusha, Dodoma, and Kigoma, 2000 to 2015 . . . . . . . . 36 Figure 3.8: Discontiguity Index Results of Arusha, Dodoma, and Kigoma (2000–15) . . . . . . . . . . . . . 39 Figure 3.9: Population Density Comparison . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 42 Figure 3.10: Changes in Planned and Unplanned Settlement Areas (Arusha, Dodoma, Kigoma) between 2005 to 2015 (percent of residential land area) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 45 Figure 3.11: Presence of Housing on No-Build Areas and Flood-Prone Areas . . . . . . . . . . . . . . . . . . . . . 4 List of Tables Table 2.1: State of Infrastructure and Services in Selected Cities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11 Table 2.2: Characteristics of Formally Planned and Unplanned Settlements (observed in Dar es Salaam) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12 Table 2.3: Key Urban Sector Development Policies in Tanzania . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15 Table 2.4: Summary Status of Master Plan Development in the Case Cities . . . . . . . . . . . . . . . . . . . . . 20 Table 2.5: Status and Nature of Master Plan Development in the Case Cities (since independence) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21 Table 3.1: Conformity of Major Land Uses with Arusha 1985 Master Plan and Dodoma 1976 Master Plan across Time . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30 Table 3.2: Conformity of Major Land Uses in Mid-2010s with Detailed Plan Samples . . . . . . . . . . . . . 33 Table 5.1: Summary of Recommendations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 54 List of Boxes Box 2.1: The Role of Draft GPSs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25 List of Maps Map B2.1.1: 1976 versus 2010 Land-Use Maps . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25 Map 3.1: Typical Land-Use and Land-Cover Conformity Analysis Performed for Case Cities, Showing Arusha . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27 Map 3.2: Changes from Agricultural Areas to other Land-Cover Classes between 2005 and 2015, Core Urban Area of Arusha . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30 Map 3.3: Unplanned and Planned Residential Areas for Mwanza Core Urban Area . . . . . . . . . . . . . . 31 Map 3.4: Example of a Detailed Area Plan in Arusha . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 34 iv ■ Translating Plans to Development Map 3.5: Growth Analysis 2000–2015 for Arusha, Dodoma, and Kigoma . . . . . . . . . . . . . . . . . . . . . . . 37 Map 3.6: Directional Distribution of Arusha, Dodoma, and Kigoma Over Time (2000–15) . . . . . . . . 41 Map 3.7: Spatial Distribution of Changes from Agricultural Areas to Other Land Use between 2005/06 and 2015/16 (at similar scale) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 43 Map 3.8: Changes in Road Networks in Selected Cities, from Mid-2000s to Mid-2010s . . . . . . . . . . 44 Map 3.9: Changes in Planned and Unplanned Settlement Areas in Arusha from 2005 to 2015 . . . . 46 Map 3.10: Service Network Analysis on Access to Health Facilities, Schools, and Urban Parks, Example of Kigoma . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 47 Impact and Effectiveness of Urban Planning in Tanzania Secondary Cities ■  v List of Acronyms DPS detailed planning scheme EO4SD Earth Observation for Sustainable Development FAR floor area ratio GIS geographic information system GPS general planning scheme KGGTF Korea Green Growth Trust Fund LGAs local government authorities LGRCIS Local Government Revenue Collection Information System MLHHSD Ministry of Lands, Housing and Human Settlements Development MP master plan mtaa subward division NBS National Bureau of Statistics NLUFP National Land-Use Framework Plan PO-RALG President’s Office of Regional Administration and Local Governments pph people per hectare ROWs right-of-ways vii Executive Summary Translating Plans to Development is a study investigating the impact and effectiveness of urban plan- ning on city spatial development in seven Tanzania secondary cities: Arusha, Dodoma, Kigoma, Mbeya, Mtwara, Mwanza, and Tanga. It was conducted in support of the Tanzania Strategic Cities Project. The study employed a combination of desk research and literature review, site visits, and interviews in all of the case cities. Spatial metrics and analysis using satellite and remote sensing imagery were also undertaken. The team’s first wish is to contribute to data and information on secondary cities’ urban growth and developments in Tanzania, which are currently lacking. The study also aims to pro- vide insights into the key urban planning tools—master plans, general planning schemes, and detailed planning schemes (DPSs)—that have been used in (or are absent from) these cities, and understand how these tools influenced the trends, patterns, and modality of urban growth. The detailed city-by- city information and analyses also serve as useful information for local policy makers and technical staff to understand how their cities are growing or developing spatially, thereby allowing them to iden- tify potential problem areas or to inform locational decisions about future intervention or investment choices. Gathering from the study’s key observations and findings, we further strive to provide some concrete and action-oriented recommendations to key stakeholders in three main areas: (i) urban plan- ning and development (plan formulation, plan quality, and key implementation strategies), (ii) devel- opment controls and enforcement, and (iii) economics and financing. In the process, a rich set of spatial and qualitative data was collected and created; these are supplied as the background papers to this study—the “Background Profile of Tanzania Secondary Cities” and “Atlas of Tanzania Secondary Cities” to inform future research or study. We observed that early master plans are somewhat successful in providing broad guidance on each city’s population projections and main structural forms. However, they were implemented only to a limited extent or proved rather ineffective in concretely guiding development, especially in terms of major land uses and supporting infrastructure and facilities. For example, actual development in core urban areas exhibited around 35 to 45 percent of land-use and land-cover conformity to early master plans, while that in peri-urban areas varies greatly. Further, cities with master plans existing from earlier decades did not show better conformity compared to cities that adopted master plans later, and over time, this conformity did not change or improve significantly. However, notably, residential conformity in core urban areas is generally high (ranging from around 48 percent to 78 percent conformity), while economic uses (considering mainly of commercial and industrial areas) have relatively lower levels of conformity—averaging around 17 percent and 25 percent, respectively. The ineffectiveness of master plans is also reflected in cities experiencing substantial unplanned growth and lack of infrastructure and services. Further, many cities face increased fragmentation and 1 dispersion, with the urban expansion process strongly aligned with development of major roads, form- ing ribbon developments or leapfrogged islands. Severe infrastructure and facilities backlogs exist, and new investments are not growing fast enough to match the pace of urban growth. This is evi- denced in the fact that less than half of the case cities’ populations have adequate access to health facilities, schools, and urban parks (defined as within one kilometer distance, or a 20-minute walk). In addition, the case cities all have sizeable unplanned settlement areas and continue to experience sig- nificant expansion of these areas (from around 20 percent to 30 percent growth), with little conversion into planned settlements. The already low service accessibility is, unsurprisingly, worse for unplanned settlements. Less than 10 percent of serviced areas in all observed settlements are in unplanned areas. Tanzania’s secondary cities are developing at extremely low density and low floor area ratio (FAR)— with a median gross population density of around 21 people per hectare (pph) in the case cities at the ward level, compared to a UN Habitat recommendation of more than 150 pph for viable commu- nities. The extremely low densities and FAR makes them inefficient and costly to service, and exacer- bates sprawl and loss of benefits from agglomeration. Notably, guidance on density is not sufficiently detailed in master plans. Similarly, master plans lack sufficient granular guidance and considerations for disaster risk management; case cities see sizeable developments on high-risk and flood-prone areas. On average, an estimated 13 percent of houses in our case cities are within legally defined “no build” areas, and around 6 percent of houses are in flood-prone areas. The study also found that certain aspects of master plans themselves were weak and hence ren- dered implementation implausible. The challenges in the quality of master plans are especially evi- dent in their need to (i) be more realistic and base the proposed land uses on more robust analysis and considerations, such as recognizing and planning for unplanned settlements; (ii) provide better and more detailed guidance on density, urban resilience, and disaster risk management; (iii) consider urban mobility and public mass transport options; (iv) be more granular or establish mechanisms and systems to allow the formulation of the next level of plans; (v) plan for realistic sources and amounts of financing and hence better estimate the time required for implementation; and (vi) better consider market forces and private sector contributions to implementation. One critical reason for the lack of effectiveness or implementation of master plans is the disconnect between (i) economic plans (the three-to-five-year strategic plans, the one-year budgets summarized in medium-term expenditure frameworks, and work plans coordinated and monitored by each munic- ipality’s economics department; (ii) urban plans (master plans and detailed planning schemes); and (iii) sector or infrastructure plans (utilities, roads, water, and electricity). The lack of effective develop- ment controls, planning review system and mechanisms and ability or resources for enforcement also contributes greatly to ineffectiveness of plans. Interestingly, the samples of inner-city area detailed plans used in this study were found to be more effective in guiding development, demonstrating much better land-use conformity (overall ranging from almost 50 percent to 94 percent), although their coverage is generally low (only small areas of the city have detailed plans) and not readily available in city planning offices. This apparent higher conformity to the DPS could be attributed mainly to its inherent affiliation with the formal planning process (the adoption of a DPS classifies an area as planned) and/or the less developed or orderly 2 ■ Translating Plans to Development nature of the areas selected for detailed planning. The more detailed and granular nature of DPSs also enables municipalities to better enforce actions against nonconforming development. However, the majority of DPSs are currently being led by the private sector and not developed according to a strategic sequence or with the goal of serving the wider public; thus, they may not produce optimal outcomes. The government should play a more active role in collaborating, guiding, and supporting private-sector-led DPSs. From the key findings, we recommend innovative yet practical approaches and solutions to enhance the implementation and effectiveness of urban plans. Fundamentally, the quality of master plans and the process of their formulation could be improved, while the coverage of DPSs could be increased. Densification of currently developed areas should be aggressively pursued through infill or regenera- tion or redevelopment. Further, the development of major roads and key utilities should be intention- ally used as a strategic tool to lead and induce developments. Vertical and horizontal coordination could be improved through perhaps (i) setting up a regional or metropolitan administration or zonal authority or core working groups consisting of planners, key sector experts, and economists or munic- ipal finance experts; (ii) conducting regular coordination meetings; and (iii) instituting standard pro- tocols for internal consultations among these departments during the formulation process of various urban, sector, and economic plans. More can be done to empower local authorities and increase the reliance on and leverage of ward and subward (or mtaa)-level efforts by devolving some develop- ment control to them, as they have the keenest on-the-ground knowledge of specific transactions and developments in their areas. Some effective short-term measures could include systematically demarcating road networks and plot boundaries through physical markers, which creates awareness and allows easier enforcement. Improving communication of information and data among stakeholders and the public is also essen- tial. For the medium and longer term, there needs to be an honest exploration of establishing sustain- able financing options for plan implementation and enforcement vis-à-vis the overall municipal fiscal position and own-source revenue situation for each city. Further, the development of planned neigh- borhoods could be piloted through more innovative models, such as land pooling or public-private partnerships, which have proven to be successful in previous instances. There is much more we wish to explore on this topic, but unfortunately there is always the constraint of time and resources. Foremost, the spatial analysis could be deepened. For example, we are looking for- ward to continued support from the Earth Observation for Sustainable Development (EO4SD) Urban Project to complete the in-depth spatial analysis for Mtwara, Mbeya, Tanga, and Mwanza. The results can be dissected in a multitude of ways to explore different angles of analysis, which may yield further insights. Future possible research topics could include creative econometric studies that build on the extension of current data to tease out causality and weight of factors that may affect the implemen- tation and effectiveness of plans. Improvements in institutional framework and structure, alignment of various levels of policies and guidance, as well as financial and fiscal aspects of urban planning are other potential areas of interests. Impact and Effectiveness of Urban Planning in Tanzania Secondary Cities ■  3 1. Background and Study Scope Rationale for Study Tanzania is urbanizing rapidly and its cities are the country’s engines for economic growth. The coun- try’s urban population share increased from 5.7 percent to 29.1 percent from 1967 to 2012, and it is projected to exceed 50 percent by 2050. Cities already produce more than half of the country’s gross domestic product and accounted for around 56 percent of its economic growth from 1990 to 2004 (Kessides 2006). They also account for most of the country’s physical, financial, human, academic, and technological capital. But as for many countries in Africa, more can be done for Tanzania to better capture the benefits of urbanization in terms of economies of scale and agglomeration. Cities in Tanzania are largely growing informally, owing much to the lack of strategic and integrated spatial guidance, as well as ineffective coordination of land uses, infrastructure, services, and jobs. This is further exacerbated by insufficient enforcement of development control and generally limited resources in and supply of affordable land and housing. Furthermore, most cities have been develop- ing without spatial guiding tools such as master plans or detailed local area plans.1 The urbanization process needs to be better managed to improve cities’ economic efficiencies and livability. General and detailed planning schemes are intended to guide future development direction and pref- erences by coordinating land uses, development density, and strategic sector plans and investment priorities. The purpose of the general planning schemes (GPS) is to guide the physical development of land by indicating main land-use zones such as for residential, commercial, industrial, institutional, rec- reational, and agricultural use, as well as by coordinating and safeguarding provisions for trunk trans- portation, utilities, and other network services. Detailed planning schemes (DPSs) are then prepared following the broader guidance of the GPS, with further defined density, detailed land-use types, and local infrastructure and services, to coordinate detailed development activities and enable a clear set of guidance for enforcing development control. However, most cities in Tanzania have been without a GPS since the country’s independence, and there is low coverage of DPSs. Many Tanzanian cities have seen extended periods of urban development without a functioning GPS in place. Tanzania’s current urban form is largely the product of growth in the absence of plans and enforcement over decades. Even those with existing plans have developed beyond their purview. The absence of general and detailed plans and the resulting unchecked organic growth is lock- ing in inefficient land use that will make future service provision more challenging and costly. There is a renewed focus on development and adoption of urban plans in the past decade, but there is also a need to understand the impacts of historic and existing plans alongside the reality of 4 implementation on the ground. Tanzania’s Ministry of Lands, Housing and Human Settlements Devel- opment (MLHHSD) and the President’s Office of Regional Administration and Local Governments (PO-RALG) recognize the need to be more responsive and practical in their approach to urban plan- ning. Particularly in the past decade, there have been renewed efforts to encourage and support com- pletion of GPSs in all cities, with the collaboration of local government authorities (LGAs). In addition, DPSs for peri-urban and new areas in various cities, as well as regularization schemes and central area redevelopment schemes for existing urban areas, seem to increase in number as well. However, whether these plans are of good quality, sufficiently coordinated and consulted, and could be mean- ingfully implemented remain in question. Knowledge on the spatial development impacts of master plans and the reality of implementation progress on the ground are not well researched or documented in Tanzania, especially for secondary cities. A better understanding of this will enable more effective policy, planning, and enforcement efforts moving forward and contribute to regional development around the country. In this context, the World Bank conducted this study to investigate the impact and effectiveness of urban planning on city spatial development in Tanzania cities in seven selected secondary cities (Arusha, Dodoma, Kigoma, Mbeya, Mtwara, Mwanza, and Tanga). The study seeks to enhance the urban development agenda and inform policies and development strategies of cities in Tanzania by gaining insights on the urban planning system and development processes and the effectiveness of master and detailed urban plans. It also aims to enhance the appreciation of practitioners and local authorities for the importance of urban plans for guiding urban growth and mitigating the potential problems and higher costs of retrofitting unplanned development. Further, it attempts to assess the tools available to urban practitioners for the implementation of adopted plans, while informing policy that might strengthen enforcement mechanisms. Finally, the study is meant to add to the growing literature in this area, particularly to inform the understanding of secondary cities, for which informa- tion is lacking. Scope of Study The study investigated the spatial development characteristics of Tanzania’s cities with and without urban plans—that is, GPSs and/or DPSs2—and attempted to assess the impact and effectiveness of such urban plans. The study was conducted through three phases (figure 1.1): (i) background review and research, (ii) development of case studies and detailed spatial and temporal analysis of selected cities, and (iii) consolidation of findings and recommendations. The study carried out the following main tasks: ■■ Through a combination of site visits and interviews conducted with all case cities, as well as desk research and literature review: • Provide background context and qualitative and empirical descriptions of cities, includ- ing (i)  geography and physical characteristics, (ii) demographic and social context, (iii) economic conditions and financing, (iv) infrastructure and services, (v) environmental Impact and Effectiveness of Urban Planning in Tanzania Secondary Cities ■  5 FIGURE 1.1: Phases of the Study Phase 1: Background Phase 2: Develop case Phase 3: Consolidate review and research studies and detailed findings and spatial and temporal recommendations analysis • Determine case cities and • Provide background • Consolidate analysis, key study area; rapidly profile context and description of findings, and cities urban development and recommendations as a • Set up study premise, growth final report data collection, and • Investigate (i) urban form • Final workshop with client literature review and city development and and key stakeholders (ii) effectiveness in the implementation of urban plans conditions, and (vi) urban planning context, related institutions, and political economy, which exert significant influence on urban growth and development. • Examine the prevailing planning practice, national and local level institutional elements, relevant policies and mechanisms, and other factors that may impact the effectiveness of urban plans. ■■ Employing spatial metrics and analysis and satellite and remote sensing imagery (on both his- torical and current imagery): • Investigate the conformity of actual urban spatial structures and spatial development pat- terns with current and past planning schemes (that is, intended or recommended vis-à-vis actual urban structure, infrastructure, and land use). • Characterize actual growth and spatial development patterns (for example, infill develop- ment, urban expansion or leapfrog development, planned versus unplanned settlements) and changes in the urban fabric and pattern, land-cover, and land-use dynamics over time.3 • Analyze spatial conditions of service coverage and accessibility and levels of socioeco- nomic development. (The detailed methodology and various definitions used in the study are discussed in a background paper for this study “Detailed Methodology and Other Detailed Spatial Analysis Explored for Tanzania Secondary Cities.”) This report consolidates all the analysis and findings from the first two phases and proposes some lessons learned and policy recommendations to MLHHSD, PO-RALG, LGAs, and other stakeholders. In addition, a rich set of spatial and qualitative data was collected and created in the process of the study and these are presented in background papers, the “Background Profile of Tanzania Secondary Cities” and “Atlas of Tanzania Secondary Cities” to this study to inform any future research or study. 6 ■ Translating Plans to Development Organization of the Report After the initial introduction on the background, rationale, and scope of the study, a summary of the urban development context and policy and institutional context is provided. Section 2, “Development Context,” is important in that it provides the backdrop and introduces readers to pertinent issues around urban development (including urbanization trends as well as the state of the economy, employment, infrastructure, services, and land) as well as policies and institutions that affect the way Tanzania’s cities are developing spatially and interacting with the plans and policies in place. Section 3 then high- lights key findings that emerged from the study. This is further grouped in two main areas in Section 4: (i) an analysis of whether and how urban development conformed to the plans and guidance (GPS and DPS) and (ii) actual observable spatial development trends and analysis. Finally, Section 4 draws from the study to derive key takeaways and Section 5 provides action-oriented recommendations. Endnotes 1. In Tanzania, and throughout this paper, local area plans are referred to as either detailed planning schemes (DPSs) or town planning schemes; master plans are in some cases referred to as general planning schemes (GPSs), consistent with Tanzania’s urban planning legislation. 2. DPSs may be short- or long-term physical development schemes for renewal or redevelopment of any part of the planning area. The purpose of DPSs is to coordinate all development activities, control the use and development of land, including intensive use of urban land, and, in particular, inform vertical and compact urban development (Tanzania Urban Planning Act of 2007). 3. Due to resource and time constraints, this detailed growth and spatial development analysis was performed as a pilot only for three case cities: Arusha, Dodoma, and Kigoma so as to illustrate the possibilities of the analysis. It is our hope to scale this up to include all case cities and beyond in the future. Impact and Effectiveness of Urban Planning in Tanzania Secondary Cities ■  7 2. Development Context Urban Development Context Urbanization trends and prospects Tanzania’s urban population is growing rapidly. Between 1988 and 2012, urban areas in Tanzania’s sec- ondary cities experienced an overall rapid increase in population, with an estimated total of 1.46 million people added to the seven case cities during the period (figure 2.1). The population growth rates from 2002 to 2012 for these cities ranged from 1.2 percent in Tanga to 4.0 percent in Kigoma-Ujiji (Census 2012), and these trends are expected to continue. Three different perspectives on urban have been adopted in mainland Tanzania that imply different urbanization levels: (i) a political-administrative perspective adopted by the PO-RALG focuses on geo- graphic boundaries of local government authorities and classifies them as cities, municipalities, or town councils; (ii) a human settlements perspective used by the MLHHSD defines urban areas based on population size, level of services, economic bases, and financial budget; and (iii) a statistical per- spective adopted by the National Bureau of Statistics (NBS) applies the concept of urban to enumera- tion areas—the smallest statistical unit of analysis on census data. These perspectives do not explicitly FIGURE 2.1: Census Data Population (1988–2017) 900,000 800,000 700,000 600,000 500,000 400,000 300,000 200,000 100,000 0 Arusha city Dodoma Kigoma-Ujiji Mbeya city Mtwara Mwanza city Tanga city municipality municipality municipality (Ilemela and Nyamagana districts) Municipalities 1988 2002 2012 2017 (projections based on 2012 Population and Housing Census growth rates) Source: Tanzanian National Bureau of Statistics (NBS), census 2012. 8 account for population density, thereby running the risk of estimating different levels of urbanization and having weak or ineffective policies and plans (Muzzini and Lindeboom 2008). Rapid urban growth in Tanzania is mainly attributed to natural population growth and not rural urban migration. There are three sources of urban growth: statistical changes, whereby changes in the admin- istrative boundaries or more places being recognized as urban increase urban population; natural population growth; and rural-urban migration. Considering cities with more than 200,000 inhabitants, natural urban population growth contributes around 70 percent of total urban growth. While all Tanzanian cities and towns have growing populations, some are experiencing net out-­ migration (yet are still growing due to high natural growth rates). This was the case for three of the cities included in this study—Dodoma, Mtwara, and Tanga (see figure 2.2). Reasons for out-migration are difficult to pin-point; however, interviewees generally attributed this trend to weak economic pros- pects in the concerned cities over the 2002–12 census period which was the basis for this analysis. FIGURE 2.2: Decomposing Urban Change into Natural Growth and Migration (2002–12) Tanga (30,853) 55,485 Mwanza 28,241 182,102 Mtwara (9,551) 20,424 Mbeya 21,918 88,275 Net migration Natural growth Kigoma 9,241 58,100 Dodoma (19,927) 95,914 Arusha 5,451 88,145 –40% –20% 0% 20% 40% 60% 80% 100% Source: Adapted from World Bank 2017; computed using NBS censuses 2002 and 2012. Economy and employment Despite rapid urbanization, a large share of jobs in cities is concentrated in small-scale (peasant) agri- culture, which includes subsistence farming and gardening. There is a significant rural population not fully integrated into urban activities, which translates to a large share of households that still rely on subsistence agriculture and low productivity jobs. According to the 2012 census data, this averages around 25 percent in the case cities, and ranges from more than 40 percent in Dodoma to less than 10 percent in Arusha (figure 2.3). Employment in Tanzania’s secondary cities is largely informal and in the nontradable sector. Beyond agriculture, workers are engaged in low productivity jobs mainly in services. The majority works in the informal services sector, producing only locally traded goods and services with limited returns and economies of scale. Examples of informal services are food stalls, tailoring shops, beauty salons, automobile repair services, and furniture production, among others. The ability to attract and establish larger firms and diversify the types of products and services in secondary cities seems constrained. Impact and Effectiveness of Urban Planning in Tanzania Secondary Cities ■  9 FIGURE 2.3: Share of Employed Population by Main Occupation in Case Cities Farmers Livestock keepers Tanga Fishermen Street vendors and Mwanza related workers Crafts and related workers Mtwara Service workers, shop and stall sales workers Mbeya Plant machine operators, assemblers, and various Kigoma elementary occupations Clerks and small business Dodoma managers Professionals and associate Arusha professionals, technicians Legislators, administrators, 0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100% and managers Others Source: NBS census 2012. Household enterprises are growing as a major livelihood source. The household enterprise sector plays a significant role in the Tanzanian economy. Within the nonagricultural sector, its share in the labor force increased to over 50 percent for males and 75 percent for females. In 2006, household enter- prises in urban areas employed a larger share of the labor force than wage employment: 40 percent, the largest category. These are uniquely placed within the informal sector, where they represent both conditions of informal employment and informal enterprise (Kweka and Fox 2011). Infrastructure and services Key economic growth constraints of secondary cities in Tanzania are the quality and coverage of trans- port infrastructure. Cities and rural communities are interdependent for exchanges in goods, products, and services. However, poor transport linkages make exchange and trade costly and limit growth poten- tial. Low-quality regional roads and deteriorated rail networks create a significant drag on trade logistics between cities. According to the Partnerships for Growth diagnostic, almost 76 percent of the rural pop- ulation lives within two kilometers of an all-weather road. However, in some parts of western Tanzania, residents are more than 10 kilometers from the nearest road, and it takes farmers an average of over two hours to reach the nearest city with a population of over 100,000. Of the roads that exist, only 5 percent are paved and more than half of the total network is in fair or poor condition (World Bank 2016). Access to infrastructure and services, particularly water, electricity, sewerage, and solid waste collec- tion, are better in urban areas—but vary considerably within and across cities. Service levels in cities are generally higher than in rural areas. However, nominal access to improved drinking water, electricity, improved toilet facilities, and solid waste collection varies considerably across cities (table 2.1). Cities need to grow with compatible expansions of service networks to keep pace with rapid urbanization. Cities are also not comprehensively planning for and managing their drainage systems, and are unable to capture, treat, and drain stormwater. Drainage networks in the case cities are essentially nonexistent. 10 ■ Translating Plans to Development TABLE 2.1: State of Infrastructure and Services in Selected Cities Access Access to electricity Access to improved as primary to improved Access to solid drinking water source of toilet facilitiesb waste collectionc Case cities sourcesa (%) lighting (%) (%) (%) Arusha 94.6 52.1 87.6 60.0 Dodoma 75.6 32.0 53.9 12.6 Kigoma 66.5 39.8 51.1 25.5 Mbeya 95.8 46.3 71.9 28.0 Mtwara 91.5 31.6 49.0 14.8 Mwanza 90.3 42.5 76.5 20.8 Tanga 93.8 49.4 74.4 26.9 National urban 78.0 46.2 71.2 24.7 average National average 53.6 18.9 32.8 8.3 Source: NBS census 2012. Note: a“Improved drinking water sources” refers to piped water on premise, such as piped water into dwelling, piped water into yard or plot, public taps and standpipes, tube wells and boreholes, protected dug wells, and protected springs. b“Improved sanitation facilities” include flush or pour to piped sewer system, flush or pour to pit latrine, ventilated improved pit latrine, pit latrine with washable slab with lid, pit latrine with washable slab without lid, and com- posting/ecosan toilet. c“Solid waste collection” refers to both regular and irregular collection of refuse disposal. Except for Tanga, case cities that participated in a Climate Risk Assessment survey conducted by the World Bank reported no drainage master plans or primary drainage system. No city surveyed has more than 40 percent of roads with proper drains. Drains that do exist are typically not well maintained, leaving them clogged with solid waste and siltation from stormwater runoff. In unplanned areas, most households depend on on-site sanitation, such as pit latrines and septic tanks, which tend to overflow when it rains. When uncaptured rain is mixed with untreated sewage and other pollutants, it could result in highly contaminated floods that damage property, cause traffic paralysis, inhibit access to businesses and social services, and make communities vulnerable to disease outbreaks during and after floods (World Bank 2015). Urban land development The urban growth pattern in most Tanzanian cities is predominantly monocentric; coupled with inad- equate transportation and basic service networks and an insufficient mix of jobs, services, and resi- dential areas, high costs result. Studies (Bertaud 2004) about large cities around the world reveal that their growth patterns tend to become less monocentric over time; many trip-generating activities have spread in clusters over a wide area outside the traditional central business district (CBD)—thereby los- ing the CBD’s primacy and dissolving progressively into a polycentric structure. This, however, is not Impact and Effectiveness of Urban Planning in Tanzania Secondary Cities ■  11 the case in Tanzania. Jobs, main services, and other central functions are still largely concentrated in CBDs or downtown areas of cities. (Further details on urban forms are discussed in Section 3 under “Observable Spatial Development Trends and Analysis of Secondary Cities.”) Informal developments remain the main form of growth for cities, particularly in the urban fringe areas. Land-use development has emerged sporadically and horizontally in peri-urban areas (Kombe 2005). These settlement patterns are characterized by low-rise construction, smaller plot sizes, and unplanned and informal development. Some of the differences between residing in planned and unplanned set- tlements are observed in communal living, plot boundaries, residential licenses, access to roads, com- munity spaces, access to water and sanitation, and enforcement of development controls (table 2.2). (This phenomenon is explored further in Section 3 through spatial analysis.) TABLE 2.2: Characteristics of Formally Planned and Unplanned Settlements (observed in Dar es Salaam) Formally planned Unplanned (informal) Tenure security Perceived security of tenure associated with favorable land policies Structural Use of permanent and modern quality building materials (for example, of housing cement, tiles, baked or burnt bricks, concrete, stone, and metal sheets) Communal living Existence of exclusive residential Wide range of social and economic neighborhoods groups live side by side Plot boundaries Clearly demarcated and surveyed Not physically demarcated but (that is, cadastral surveys) known to plot holders and adjoining neighbors and defined by hedges, trees, or other artifacts Residential Relatively easy to obtain through May be obtained only once the area is licenses right of occupancy and occupancy regularized under letter of offer Access to roads Clearly demarcated and in compliance Only obtained through “social with design standards regulation”; internal circulation is poor and dependent on nonstandardized and uncoordinated roads and footpaths Community Provided for in the plan Depends on what is stated in the spaces “social regulation” Access to water Varies from one settlement to the Varies from one settlement to another and sanitation other and, when provided, is generally inadequate to meet demand Development Enforceable Preparation of planning layouts is controls cumbersome and difficult to enforce Source: Derived from Sheuya 2010 and Kironde 1997. 12 ■ Translating Plans to Development Peri-urban areas are sprawling and poorly connected, resulting in high costs of public infrastructure and services provision and increasing environmental challenges. Low-rise and low-density development characterizing peri-urban growths make the provision of infrastructure, including piped water, electricity, sewerage, and roads, difficult and expensive. It also adds greatly to the costs of providing services such as education, health, and social assistance. In addition, the unchecked horizontal expansion of built-up areas has resulted in additional challenges, such as impingements on water resources and pollution where urban wastes are deposited without treatment, loss of agricultural land, and land speculation. There is a large gap in the current system for monitoring land development and transactions. Only 5 percent of land in Tanzania is registered (Kironde 2006).1 This is in contrast to 70–100 percent in Rwanda, 35 percent in Kenya, and 18 percent in Uganda (World Bank 2014). And majority of land transactions occur without review or approval, leading to unregulated land use and nonadherence to urban planning and building standards. There are formal procedures, requiring detailed steps, to have the land surveyed and registered. However, acquiring formal land titles incurs prohibitive costs and a lengthy approval process.2 In parallel to this, there are alternative informal procedures and systems, which do not lead to a legal registration of the property but are considered socially legitimate and, in some cases, offer greater security, especially to informal settlement dwellers. Urban plan implementation efforts are largely done through a conventional approach of mass land acquisition and compensation, followed by resale of planned and surveyed plots. All case cities reported that they have historically relied on this conventional model of delivering planned neighborhoods. This is not a sustainable model moving forward, since cities acknowledge that they are unable to apply this method at a scale sufficient to produce an entirely planned city and do not have sufficient funds to pay the required compensation. In response, several cities have begun to trial innovative alternatives to this conventional approach. In Mbeya, the planning department cooperates with communities to jointly develop a detailed planning scheme for the area. It then surveys plots and enters into an agree- ment with land holders that when plots are sold, 40 percent of the sale proceeds will go directly to the city government (which oversees the land sale and gives the sign offs necessary for approval and Certificate of Residential Occupancy documentation from the MLHHSD). Mtwara has piloted a similar process, but instead splits the parcels themselves, with 60 percent of produced parcels resting with the original land holders to sell or keep as they see fit, and 40 percent of the produced parcels being handed over to the municipality to put up for sale. This method was discussed with interviewees in many cities. Most agreed that it was workable (although not without its challenges) and observed that private planners have been using this method for some time. Policy and Institutional Context Decentralization and local governments Tanzania has a long and uneven history of local government and administration with significant gains in decentralization achieved only in recent decades. Local governments in Tanzania were first estab- lished in 1926 during the British colonial period through the Native Authorities Ordinance. Authorities operated under a system of indirect rule, and by the 1940s grew to become elected representative Impact and Effectiveness of Urban Planning in Tanzania Secondary Cities ■  13 local bodies. As a result, the Municipalities Ordinance was enacted in 1946 followed by the Local Government Act in 1953. However, approximately a decade after the country’s independence in 1961, district and urban authorities were abolished in the early 1970s and replaced by central government rule. Only in 1982 were local governments reestablished through a series of acts.3 This was a response to the economic crisis in the late 1970s and 1980s that resulted in the rapid decline of infrastructure and services in urban areas. Fiscal decision making and administration were transferred to local governments only in the late 1990s. Despite the reinstatement of local government authorities, at the beginning, they were not empowered to raise their own revenue, and whatever revenue they were able to collect they did so as agents of the central government. Decentralization-by-devolution reforms aimed at increas- ing responsibility by local governments were enacted later, under the 1996–2005 Local Government Reform Program. The decentralization of urban functions—including planning, infrastructure, and services—was accompanied by formula-based intergovernmental transfers and harmonization of tax ­ and revenue guidelines across local governments (PO-RALG 2000). The central government also intended to improve central-local relations by moving from a top-down approach in which the cen- tral government dictated what municipal councils should do to a partnership between both levels of government. Some trends toward recentralization have been observed in recent years and are reducing local gov- ernments’ overall own-source revenue (OSR) as well as control over local budgets. Intergovernmen- tal transfers increased from 79 percent of total LGA revenues in 2001/02 to 93 percent in 2006/07 (Sarzin and Raich 2012) and remained at approximately 90 percent over the period 2012 to 2015. The remaining 10 percent is collected through OSR, local taxes, levies, and fees (Mollel and Tollenaar 2013). In addition, the parallel structure of regional and district commissioners, combined with hiring and payment of municipal personnel by the central government, suggest a significant amount of cen- tral control over local government decision making and limitations on local autonomy. Recent policy changes4 also recentralized the function of property tax administration (in 2016) and billboard taxes (in 2017) to the Tanzania Revenue Authority and imposed restrictions on other revenue sources,5 while uncertainty remains over the redistribution of such revenue back to local governments. Hence, local governments’ OSRs are likely to decrease if the trend continues, and local budget accuracy and predictability will be a challenge, ultimately impacting their ability and accountability to deliver infra- structure and services.6 Certain responsibility for local functions to deliver infrastructure and services is also being trans- ferred to the national level. National agencies created recently, such as the Tanzania Rural and Urban Roads Authority, established in May 2017, took over local governments’ responsibility for the devel- opment, rehabilitation, maintenance, and road reserve management of the rural and urban roads network in Tanzania. While the impacts are too early to be observed, there is worry that this may result in central priorities overriding that of local communities and stakeholders. These trends have a direct relation to the effectiveness and implementation of physical plans. With an eroding fiscal autonomy and a diminishing mandate to deliver on infrastructure and services, there is little align- ment and motivation for or ability by local governments to both plan and implement their general and detailed plans. 14 ■ Translating Plans to Development Urban planning policy and regulatory framework Legislation specific to urban planning has flourished only in the past two decades; it is supported by broader urban sector development policies. Urban planning legislation constitutes a wide range of policies and acts to regulate land ownership and physical development (table 2.3). The Urban Planning Act and Urban Planning and Space Standards Regulations are the overarching policy instruments that guide future urban growth and development. They are based on the fundamental principles laid out in the National Land Policy and Human Settlements Development Policy. These policy instruments are still at a nascent stage and are continuously evolving. For example, the 2015 draft introduced consid- eration of minimum plot size for housing in unplanned settlement, which were otherwise not found in the adopted 2011 version (World Bank 2016a). TABLE 2.3: Key Urban Sector Development Policies in Tanzania Year Policy Major reforms 1995 National Land Seeks to establish, support, and guarantee a secure land-tenure Policy system, which will facilitate the sustainable use of resources and land management. It also seeks to ensure that sensitive areas (forests, river basins, areas of biodiversity, and national parks) are not allocated to individuals for development activities. Land is owned by the president in trust for present and future generations. Finally, the policy recognizes two main types of tenure: customary land rights and granted right of occupancy. 1999 Land Act No. 4 Provides the basic law in relation to land other than the village land, the management of land, settlement of disputes, and related matters. 2000 National Human Envisions well-organized, efficient, healthy, safe and secure, and Settlements Policy aesthetic sustainable human settlements. It puts a limit to physical growth by directing development to satellite towns, discouraging rural-urban migration, and facilitating the construction and operation of efficient transport systems in urban areas. It also calls for more participatory planning and encourages village land-use planning. 2007 Urban Planning Act Provides for the sustainable development of land in urban areas, the preservation of basic amenities, and the framework for development control. Planning authorities (every city, municipal, and town councils as well as township authorities) are vested with the power to prepare a general planning scheme, to control the use and development of land in the interests of proper and orderly development, as well as to formulate bylaws to regulate zoning in respect of use and density of development. 2011 Urban Planning and Include standards for residential areas, unplanned settlements, Space Standards building lines and setbacks, plot coverage and plot ratio, health Regulations facilities, education facilities, recreation facilities, beach facilities, golf courses, passive and active recreation, public facilities by planning levels, public facilities by population size, parking and road width, and agricultural show grounds. Source: World Bank 2016a. Impact and Effectiveness of Urban Planning in Tanzania Secondary Cities ■  15 Currently, the National Land-use Framework (2013–33) is proposed to be the overarching guiding document for spatial and land-use planning.7 The National Land-Use Framework Plan (NLUFP) was developed and updated by the National Land-Use Planning Commission to provide guidance for the determination of land uses of national concern—particularly protected areas, wetlands, and areas for agriculture, grazing, urban and rural settlements, and infrastructure. More important, it seeks to depart from the historical ad hoc planning practice to a more systematic and comprehensive approach by translating national priorities and development goals into spatial terms and minimizing existing and potential conflicts that arise from sectoral land uses and activities. In this way, the NLUFP is intended to serve as a guide for land-use planning and to create compatibility between land uses and land ­ ownership—at zonal, special areas, regional, district, and village levels (URT 2013). Even though national level policies and planning guidance exist, the quality and consistency of the pol- icies and guidance, as well as the alignment of plans themselves to these policies, could be improved. In addition, the ability of national planning guidance in assisting the direction of development and managing urbanization are, at best, weak, as evidenced by the various economic, infrastructure, land, and other challenges discussed earlier. Analysis of the current urban planning framework (figure 2.4) suggests that there is a missing link—regional or metropolitan plans—required to translate national planning to the city level. The absence of such zonal, regional, and metropolitan plans compounds the issues of sprawl and lack of coordination and strategic thinking regarding trunk infrastructure and development priorities. In addition, there are few inbuilt mechanisms to ensure that services and infra- structure are developed according to plan. Current national level planning standards may unintentionally prevent densification and application of suitable built forms according to specific local context. The 2011 Urban Planning and Space Stan- dards Regulations is the one in effect currently, although revisions have been in the works. Among five East African countries reviewed, Tanzania has the highest minimum plot size (300–600 square meters) for detached housing in high-density residential areas.8 It also limits a maximum plot ratio of 0.4, sets a maximum plot coverage of 40 percent, and defines setback distances (3.0 meters for the front, 1.5 meters for the side and rear) for this typology. Similar specifications are provided for terraced house and multistory and blocks of flats, where even the high-density multistory devel- opment allows only for a maximum plot ratio of 1.5. It is recommended that such regulation of very specific development controls be undertaken at a very local and granular level to allow adaptation to specific city context and localities within each city, instead of as a blanket requirement at the national level. Key stakeholders and coordination The primary responsibility for preparing, enforcing, and monitoring planning schemes rests with the local authorities. According to the Urban Planning Act, the institutional framework comprised (i) the Minister of Lands, Housing and Human Settlements Development, who is responsible for approving the planning schemes and ensuring that the national development vision is incorporated into plans at all levels of the planning process; (ii) the director of urban planning, who advises the minister on land-use planning issues and sets guidelines and standards to all planning authorities; and (iii) local planning authorities, that is, every city council, municipal council, town council, and township authority, who are 16 ■ Translating Plans to Development FIGURE 2.4: Characteristics of Current Urban Planning Framework and Mechanisms National legislation regulating urban development • Land Use Framework (2013–2033): facilitates the rational allocation of land resources and decision making on resources management while ensuring the sustainability of the natural environment National level • Land Act: defines hazard lands including land within 60 meters of a river, defines role of LGAs in land administration, provides for granted rights of occupancy and derivative rights of occupancy (residential licenses) • Urban Planning Act: enabling legislation for land use regulations, sets foundation for planning and space regulations • Environmental Management Act: protects environmentally sensitive areas and hazard land • Roads Act: established road rights of way General planning scheme Interim land-use plan Enforcement mechanisms (master plan) • Short and medium term • Staff review and signs off on • Long-term (20-year time frame) general planning scheme, building permit applications City level • City-wide not to exceed 10 years • Approval of building permit • Outlines development vision • Can serve a period applications by Municipal • Establishes broad land use with no master plan Council committee framework and investment • Legal measures (stop orders, priorities court cases) Detailed Planning Schemes Enforcement mechanisms • Applies to a smaller geographic area (e.g. ward/mtaa/neighborhood level) Ward level • Provides specific land use regulations, building height restrictions, • Ward staff and elected officers allowable densities, etc. sometimes report Ward/Subward/Neighborhood level • Includes infrastructure plan, as well as planning scheme action plan unauthorized development and budget • Ward development committees (specifically Urban Planning Detailed schemes Regularization Redevelopment and Environment Standing for new areas schemes schemes Committees assigned with • Used in areas that • Used in informally • Urban renewal plans local planning and are predominantly developed to guide public and monitoring responsibilities) undeveloped settlements private investment • Establish local road • Plans to restructure in an already built- Mtaa level network; designates existing land tenure out area • Mtaa executive officers and land for infrastructure arrangements to • Establishes revised mtaa chairperson and community provide space for planning and space sometimes report facilities community standards and unauthorized development facilities and basic provides framework infrastructure for changes in land use Source: World Bank 2016. responsible for preparing, enforcing, and monitoring the progress of the planning schemes. In practice, however, MLHHSD and PO-RALG frequently play a much more hands-on role in the development of urban plans. It is also the local planning authority’s duty to regulate and enforce development controls within its planning area, and to review or amend detailed planning schemes every five years—but in practice, this rarely happens.9 In the first place, the coverage of detailed planning schemes is generally low in the case cities and not well documented in the local planning offices.10 Further, extremely little is being done on a regular basis to ensure enforcement of development controls.11 The minister has the authority to intervene when necessary; however, interventions at the ministerial level rarely occur (Lubuva 2006). Urban management suffers from institutional fragmentation and complex relationships among multi- ple governing bodies. Both national level and city level agencies are often still involved in the various Impact and Effectiveness of Urban Planning in Tanzania Secondary Cities ■  17 aspects of land and urban management and infrastructure and services provision with overlapping or unclear regulatory scope and responsibilities, whether it is according to legal mandates or adopted practice. This creates ambiguity in terms of accountability and complicates the processes for planning, implementation, monitoring, and enforcement in urban development. A silo mentality between differ- ent sectors and departments (very often seen among planners, engineers, economists, or environment and social scientists) also perpetuates the institutional fragmentation, working against a coordinated approach (World Bank 2016). For example, previous sections have discussed the central government’s continued role in local fiscal administration; several central-level government agencies or national parastatals also play crucial roles in services provision (roads, water, electricity, drainage) under the jurisdiction of the LGAs (Kironde 2009). Furthermore, investment decisions made by utility agencies are guided largely by financial viability considerations rather than coordinated planning or development priorities (as indicated in a GPS or DPS), as there are little incentive and no mechanism for them to do so. A criticism that urban planners commonly make of utility agencies is that the utilities extend infrastructure into unplanned settle- ments, even those in hazardous areas. During the field visit interviews conducted for this study, utility agency representatives were asked about the factors that guide their investments and network expan- sion decisions. They unanimously reported that such decisions are driven primarily by financial viability considerations. Utility agencies typically gauge where development is growing, note the prevalence of requests for service from various areas, and then extend infrastructure to those areas—with very little coordination or consultation with local governments, and generally without using GPS or DPS as guiding tools. Except for Dodoma, utility agencies in the case cities do not require building permits or formal land titles as a prerequisite to service extensions. Further, utility agencies rely heavily on sub- ward (or mtaa) officials and their knowledge of local land tenure arrangements when placing service network infrastructure, as cadastral surveys or maps of property boundaries are very limited. Once services are provided, they grant a sense of legitimacy and permanence to unplanned development. Practical approaches to urban planning The government of Tanzania and planning authorities implemented a wide range of solutions and strategies at the national, city, and neighborhood levels—but these were primarily delivered as proj- ects that come and go as resources are available, and have not been mainstreamed. The solutions and strategies (summarized in figure 2.5) were intended to direct future development and curb the growth of informal settlements. Other planning tools used to facilitate the government directive include demarcations or nontitle surveying, participatory or bottom-up planning, and land pooling or readjustment. These approaches are discussed in detail in the background paper to this study—­ “Background Profile of Tanzania Secondary Cities.” 18 ■ Translating Plans to Development FIGURE 2.5: Urban Planning Solutions and Strategies at the National, City, and Neighborhood Levels National strategies Integrated development planning Growth pole centers or central places Articulated through national frameworks including Adopted in 10 regional centers during the 1960s the National Five Year Development Plan and and early 1970s to serve as economic poles of Development Vision 2025 attraction for the neighboring population City-level strategies (general planning schemes) Traditional master plans and interim Strategic urban development plans land-use plans (or environmental planning and management) In practice during the 1960s through the 1990s Adopted briefly in the 1990s and produced a set and continued to date: these were focused on a of interrelated development strategies aimed at more traditional master planning approach—plans enabling public, private, and community were conceived as broad land-use zoning schemes participation District, ward, and neighborhood-level strategies Detailed planning Site and services New area planning Settlement Private-sector- schemes, central projects (for example, upgrading, led planning area Provision of land 20,000 Plots regularization A recent redevelopment parcels in planned Initiative) schemes approach to plans, and urban neighborhoods with Development of In parallel with the regularizing renewal schemes a basic in-situ self-sufficient issuance of informal Enabled land-use infrastructure satellite towns in residential licenses settlements changes that could network (roads, peri-urban areas to as initial step to support water, and address land formalization of densification efforts schools) shortage property rights in urban core areas Source: NBS census 2012. Status of master plan development There is wide variation in the number of plans adopted, time periods covered and planning strategies developed for each of the case cities. Tables 2.4 and 2.5 illustrate the status and nature of approved and draft master plans. A combination of at least one city from each of the following “plan coverage categories” is included for analysis in this study: ■■ Cities that have most consistently been covered by master plans (had no, or only short, periods for which no plan existed) include Arusha and Dodoma. ■■ City that was not governed by a master plan for the majority of the 1970s and 1980s, but that did adopt a plan in the 1990s and 2000s includes Mwanza. ■■ Cities that adopted master plans in the 1970s and 1980s but did not replace (or have not yet replaced) these in later decades include Mbeya and Tanga. ■■ Cities that have had no master plans since independence include Kigoma and Mtwara. Impact and Effectiveness of Urban Planning in Tanzania Secondary Cities ■  19 TABLE 2.4: Summary Status of Master Plan Development in the Case Cities Approved master plans  City 1970s 1980s 1990s 2000s 2010s Mwanza     X  X X Arusha X X   * Dodoma X X     * Mbeya X X   *  Tanga X X     * Kigoma-Ujiji   *    *  * Mtwara       *  X Note: X indicates prepared in year; brown highlighting indicates the decade was at least partially covered by a Master Plan; * indicates plans being drafted. Overall, many cities in Tanzania see extended periods of urban development without a functioning plan in place. Even for cities with some earlier GPSs, most of them have developed beyond the purview of these existing plans. Thus, the current form of Tanzanian cities is largely the product of growth in the absence of plans and enforcement over decades, locking in an inefficient spatial form and resulting in the proliferation of unplanned settlements. Cities are now playing catch-up to prepare GPSs. There are ongoing efforts by MLHHSD and PO-RALG to encourage the completion of GPSs for all Tanzanian cities, especially in the recent years. MLHHSD and LGAs as planning authorities have also recently prepared and approved detailed plot subdivision plans for peri-urban and new areas in several cities, as well as regularization schemes and central area redevelopment schemes for existing urban areas. While these efforts are encouraging, progress is overall slow with GPSs typically taking a few years to be prepared and adopted. In several cities, draft plans were prepared but never adopted, although in some cases these are implemented to some degree nevertheless (refer to Box 2.1). 20 ■ Translating Plans to Development TABLE 2.5: Status and Nature of Master Plan Development in the Case Cities (since independence) Case Available master plans cities 1970s 1980s 1990s 2000s 2010s Other plans Arusha 1977–1997 1985–2005 2015–2035 (under 2009 Usa River The main concern Developed to review) Township Master is to improve the support the city’s A comprehensive Plan standard of living urban growth plan that integrates Prepared to offset by facilitating the trajectory by the strategies the negative provision of essential ensuring the and proposals impacts of services, utilities, economic viability developed for the previously unguided and infrastructure, and capacity of city’s key areas of development in the and optimizing communication urban development: area by establishing existing facilities and routes as well as employment, a framework that provision to meet municipal services housing, public accentuates the future demand amenities, road and town’s development mass transport, potential utilities and green infrastructure, 2001 Central Area food security and Redevelopment Plan resilience, and Aimed to increase tourism vertical development to meet the growing housing demand, and to promote greater mixed-use development Dodoma 1976–1996 1988–2008 Structure 2010–2030 (draft) Strong vision to Plan Aimed at hastening develop Dodoma Strategic plan the Capital Transfer as the national developed to revise Program through capital city—the the 1976 master appropriate administrative, plan in view of the development control economic, and country’s economic policies, effective political functions decline by rectifying legal enforcement, of which would be its previous and a public- supplemented by a strategies, proposing private partnership diversified industrial a new town concept system to stimulate and commercial for its population, the city’s social base and linear and continuing and economic urban growth system the relocation of development for its population government offices Impact and Effectiveness of Urban Planning in Tanzania Secondary Cities ■  21 (continued) Case Available master plans cities 1970s 1980s 1990s 2000s 2010s Other plans Kigoma 1985–1995 Interim 2008–2028 (draft) 2017–2037 (draft) 2002 Central Area Land-Use Plan Meant to overcome Provides a Redevelopment Plan (draft) the development framework and Aimed to improve Implementation changes during spatial development the physical duration of implementation of strategies to infrastructure of the 10 years, which the 1985 Interim improve access to planning area (that only presented the Land-Use Plan (It basic infrastructure is, buildings) by existing conditions was never approved, facilities and security encouraging vertical of the planning because the plan of land tenure development for area with no new failed to clearly map future expansion proposals developed the existing situation 2009 Land-Use Plan (The plan was of the planning for Special Economic never formally area—for example, Zone approved but in the special economic Aimed to assist and 22 ■ Translating Plans to Development effect it was used to zone was mapped stimulate the growth guide development as an existing of industries in the and detailed residential area.) municipality through neighborhood a broad zoning land- planning.) use plan 2013–2033 Redevelopment Plan for Ujij Historical Town (draft) Developed strategies to assist the municipality to address the shortage of land to accommodate future expansion (It was never approved due to its poor quality— the existing situation was not mapped clearly.) Case Available master plans cities 1970s 1980s 1990s 2000s 2010s Other plans Mbeya 1974–1994 1985–2005 Mbeya 2003 Central Area A direct product Master Plan Review Redevelopment Plan of the country’s Proposed new An integral part Second Five Year strategies of the city’s Plan—which selected (for example, Strategic Urban Mbeya as one of cluster model, Development Plan— the nine growth self-contained the redevelopment centers outside neighborhoods) scheme is intended Dar es Salaam to where existing to address the concentrate urban conditions and deterioration of the development development trends infrastructure system were at variance and dilapidation of with assumptions houses in the central supported by the area 1974 Master Plan Mtwara 2008–2027 (draft) 2015–2035 1947–1954 Layout Never approved (approved) Plan but aimed to assist Compact city Only approved in the control approach and high- master plan to date, and guidance of density mixed-use was prepared in developmental urban forms to conjunction with growth arising from achieve Mtwara’s the Port of Mtwara high levels of rural desire to become (Interviewees cite to urban migration a “green city” (The this plan as the (It sought to provide core principles guiding document growth direction and of this plan are of the city up until opportunities for resilience, livability, 2001.) hierarchical service resource efficiency, 2001 Central Area centers within the inclusivity, and Redevelopment Plan planning area.) integration.) Developed to ensure that prime land urban areas were used effectively and efficiently and that manageable services and infrastructure were provided as well (continued) Impact and Effectiveness of Urban Planning in Tanzania Secondary Cities ■  23 Case Available master plans cities 1970s 1980s 1990s 2000s 2010s Other plans Mwanza 1992–2012 2008–2028 2015–2035 1993 Central Area Prepared to guide A guide for policy (approved) Redevelopment Plan and promote the makers on future Envisions Mwanza Intensify use orderly growth and land use and as a “vibrant” and of central area efficient utilization infrastructure “picturesque” city by proposing of land by grouping development by preserving and planning and compatible land because of rapid enhancing the city’s capacity standards, uses together and growth, city council’s image, prioritizing circulation system, developing new low capacity, ad hoc economic efficient land- neighborhoods land-use changes development, use distribution, and district centers in the city, changes prioritizing and measures to (Ilemela, Buswelu, in national policies specific areas for uplift skyline and and Nyegezi) and strategies, and development, townscape attainment of “city” minimizing the need status for acquisition, 24 ■ Translating Plans to Development and integrating existing projects and planning initiatives Tanga 1975–1995 1985–2005 2016–2035 (draft) 1997 Sustainable Direct product Aiming at an overall Utilizing the Tanga Programme of the country’s reduction in density concepts of A product of the Second Five Year and more compact “core city” and environmental Plan—which selected growth, as well as “satellite centers planning and Tanga as one of the improvements in development” to management nine growth centers the level of services ensure and guide process that sought by integrating available to future orderly development to address the different income residents over the in the city and city’s environmental groups, improving planning period absorb growth from issues through the distribution the urban core and a participatory of facilities, peripheries planning approach and creating 2007 Central Area self-sufficient Redevelopment Plan communities Urban renewal plan seeking to strategically address the city’s issues of dilapidating housing stock, increasing traffic density, lack of traffic signs, and conflicting land use in the central area BOX 2.1: The Role of Draft GPSs In some cases in Tanzania, draft plans are used to guide urban development despite not being formally approved and officially adopted. This was the case in Kigoma, where a draft land-use plan from 1985 was being actively used at the time of the study team’s field visit in April 2017. In Dodoma, a draft master plan (MP) had been developed and was awaiting approval. Planners in the former Capital Development Authority office were using a hybrid of proposed land uses from the 1976 MP and the 2010 draft MP. Although their preference was to apply the proposed land uses from the 2010 draft MP, it was technically difficult due to the conceptual nature of the land-use map in that plan (it does not follow the actual road network and does not accurately reflect exist- ing land uses). The proposed land-use map in the 1976 MP was far more detailed and realistic, and thus a more practical tool for planners, despite the fact that it was outdated. MAP B2.1.1: 1976 versus 2010 Land-Use Maps a. Proposed stage 1 land uses, Dodoma MP 1976 b. Proposed land uses, draft Dodoma MP 2010 Endnotes 1. This was the most recent and available figure that was found at the time of this report. However, it is to be noted that, since then, further efforts and different approaches have been employed to increase the delivery of formal land, such as through the Plots Development Revolving Fund from MLHHSD, or projects undertaken by the National Housing Corporation, local authorities, and the private sector. 2. Registering a property takes an average of 68 days, ranking Tanzania consistently among the low- est quartile of countries on this Doing Business indicator; some suggest even longer periods, up to years, for other land transactions, such as transferring and registering a property; for valuation, planning, surveying, and titling procedures; and for land allocation for urban purposes. 3. The laws enacted in this period included (i) The Local Government (District Authorities), Act 1982 (Act No. 7 of 1982); (ii) The Local Government (Urban Authorities), Act 1982 (Act No. 8 of 1982); (iii) The Local Government Finance Act, 1982 (Act No. 9 of 1982); (iv) The Local Government Ser- vice Act, 1982 (Act No. 10 of 1982); and (v) The Urban Authorities Rating Act, 1983 (Act No. 2 of 1983). These laws were subsequently amended in 1992, 1993, 1999, 2002, 2004, and 2006. Impact and Effectiveness of Urban Planning in Tanzania Secondary Cities ■  25 4. The Finance Acts of 2016 and 2017 that amend the Tanzania Revenue Authority Act (CAP 399) and the Urban Authorities (Rating) Act (CAP 289) provided the definitive legislative power that authorizes the TRA to assume responsibility for the administration of local government property rates. These legislative changes give TRA collection not only responsibility for property rates but full administrative control. The functions of valuation, identifying rateable properties, billing, and enforcement have also been transferred to TRA. 5. For example, the central government reduced the rate of the guest house levy from 20 percent to 10 percent; the maximum permitted service levy is 0.3 percent; the legally established 30 percent collections attributed to land rent (which is already criticized for being undercollected) would be retained (at least in part) by the central government. 6. The importance of linking who decides on revenues with who decides on expenditures (for account- ability and to improve the level of services) has been emphasized in the literature (see, for example, Bird and Slack 2017). International experience tells us that the most responsible and accountable local governments are those that raise their own revenues and set their own tax rates (Bird 2011). 7. The legal basis of this plan are sections 19, 29, 34, 45 and 46 of the Land-Use Planning Act 2007, which stipulate the preparation, approval, and implementation of the National Land-Use Frame- work Plan. 8. The review included five countries—Kenya, Ethiopia, Uganda, Rwanda and Tanzania—with Ethiopia including a minimum plot range of between 75 and 300 m2. 9. Recent changes in the way municipal accounts are structured are reported to have made it more difficult to set aside and access the finances necessary to achieve planning priorities. In the past, planning departments generally had a designated account; however, a mandate from the central government has required that LGAs limit the number of accounts to just six, which resulted in the cancellation of the accounts previously designated for the planning departments alone. Heads and staff of planning departments report that all revenue that would previously have been earmarked for urban planning budgets now flows into their city’s general fund, and that it is often immediately used for whatever the pressing priority is at the time it arrives. 10. The percentage of land area covered by detailed planning schemes varies substantially from city to city; however, planning staff in the majority of cities self-reported less than 50 percent coverage. 11. In practice, monitoring and enforcement of urban plans is handled by the municipal level of gov- ernment. All cities pointed to insufficient numbers of staff and limited budgets as key barriers to effectively controlling development. Both municipal staff and officials at the ward and mtaa levels observed that devolution of responsibilities related to development control would greatly improve performance; however, concerted efforts to actually do this were limited.  Currently, municipali- ties rely on occasional field visits by planning staff, or on more regular rounds made by a limited number of building inspectors. For example, in Kigoma there were just two building inspectors for the whole city, and planners reported that they have limited qualifications and there is no quality control over their work. Dodoma, again, is a notable exception. Here, both city-level (Dodoma Municipality and Capital Development Authority) staff and ward or mtaa officials observed that within planned neighborhoods, very limited illegal development occurs, as stop orders are quickly issued and are closely followed. Dodoma had divided the surveyed areas of the city into four build- ing-inspection zones, each of which had one building inspector and two land rangers conducting regular patrols. In other cities, planning staff sometimes have strong relationships with the officers of certain wards or mtaa and they will report in an ad hoc way on illegal development activities, which the municipality will then follow up on with stop orders. 26 ■ Translating Plans to Development 3. Key Findings Land-Use and Land-Cover Conformity to Master Plans and Detailed Area Plans The level of land-use and land-cover conformity is used as one of the proxies to evaluate the degree of impact and effectiveness of master plans and detailed plans, since one main function of plans is to coordinate land-use developments spatially. Spatial analysis was conducted to compare major land uses from digitized master plans, with land cover deduced from satellite images to arrive at the levels of conformity.1 This is further examined in terms of major land-use categories: urban parks, residential, institutional, industrial, forest and shrubs, commercial, arterial and collector roads, and agriculture. Dif- ferentiation was also made between core urban area and peri-urban area, as these exhibit vastly differ- ent characteristics and shed light on different types of strategies or policies required. (See map 3.1 and figure 3.1 for the example of Arusha, which demonstrates a typical land-use and land-cover conformity analysis performed for case cities. Detailed analysis for all seven case cities are provided in the back- ground paper, “Atlas of Tanzania Secondary Cities” for this study. MAP 3.1: Typical Land-Use and Land-Cover Conformity Analysis Performed for Case Cities, Showing Arusha a. 1985 master plan b. 2015 actual land use c. Diversion from proposed land uses Source: Satellite image, European Space Agency, World Bank and Ardhi team interpreted land cover using open source satellites and Local Government Revenue Collection Information System. 27 FIGURE 3.1: Arusha: Conformity to 1985 Master Plan a. Core urban area Urban parks Residential 1985 MP major land uses Institutional Industrial Forest and shrubs Commercial Arterial and collector roads Agriculture 0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100% Actual 2015 land cover Residential, 0–10% Institutional Natural areas Residential, 10%–30% Commercial Parks, open space, recreational Residential, 30%–50% Industrial Forest, shrubs, and woodlands Residential, 50%–80% Transportation Others Residential, 80%–100% Agriculture b. Peri-urban area 1985 MP major land uses Forest and shrubs Arterial and collector roads Agriculture 0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100% Actual 2015 land cover Residential, 0–10% Agriculture Residential, 10%–30% Natural areas Transportation Forest, shrubs, and woodlands Source: Compiled from EO4SD operations report (for this study). The level of land-use and land-cover conformity is only one of many pieces of the puzzle as to whether master and detailed plans are effective. It must be noted that while the ability of plans to guide development could be reflected to some extent as the realized land uses, the level of conformity is also determined critically by, inter alia, (i) the planning and implementation time horizon of the plan, (ii)  actual speed of development, (iii) the quality of plans themselves (discussed in later sections), (iv) level of granularity of the plans, and (v) ability of the system and processes to allow timely adjust- ments or amendments to plans to reflect changing needs or situations on the ground. Hence, beyond 28 ■ Translating Plans to Development land-use conformity, we also examined other spatial development trends and characteristics in Sec- tion  3’s “Observable Spatial Development Trends and Analysis of Secondary Cities” to further shed light on the effectiveness of plans. Land-use and land-cover conformity to master plans Actual development in core urban areas exhibited around 35–45 percent of land-use and land-cover conformity to early master plan proposals. Results from the spatial analysis comparing major land uses from previous master plans, with land cover deduced from satellite images (circa 2015), show gener- ally low levels of conformity in the case cities (figure 3.2). For core urban areas, the results are fairly consistent—with around 35–45 percent of land-use conformity in all five cities. ­ However, in peri-urban areas, the rate of conformity varies greatly. Three of the cities cluster around 25 percent (which is significantly lower than in core urban areas), while it is higher in Mbeya (44.5 per- cent) and extremely low in Tanga (less than 3 percent). (The reasons for these exceptions in Mbeya and Tanga were better revealed when we dove deep into the conformity by land-use types, as discussed in later paragraphs.) Cities with master plans existing from earlier decades did not show better conformity than cities that adopted master plans late. For example, Mwanza adopted its first GPS in the early 1990s, but overall its levels of conformity are similar to the other cities which had GPS since the 1970s. However, this could be due to a “late comer advantage,” in which the master plans prepared were reflecting on-the-ground conditions in the 1990s. Conformity to master plan land uses did not change or improve significantly over the years. For exam- ple, in Arusha and Dodoma, where conformity with land cover from satellite images was compared FIGURE 3.2: Conformity of Major Land Uses in Mid-2010s with Master Plans Arusha 50% 40% 30% 20% Tanga Dodoma 10% 0% Percentage of major land uses in master plan realized (core urban area) Percentage of major land uses in master plan realized (peri-urban Mwanza Mbeya area) Source: Based on study calculations and EO4SD operations report for this study. Note: For Kigoma and Mtwara, as there have been no master plans since independence, comparison on land-use conformity could not be performed. Impact and Effectiveness of Urban Planning in Tanzania Secondary Cities ■  29 across two time periods (2005 and 2015 for the former, and 2006 and 2016 for the latter), very small changes were registered, whether in the core urban area or peri-urban area. The only exception is in the core urban area of Arusha, which seemed to have developed more in accordance to the master plan in the 2005 to 2015 period, seeing an improvement in conformity raising from 34.70 percent to 43.40 percent (table 3.1). This is mainly attributed to the conversion of agricultural areas to other uses, especially to residential (map 3.2). TABLE 3.1: Conformity of Major Land Uses with Arusha 1985 Master Plan and Dodoma 1976 Master Plan across Time Case cities Major land uses in master plan realized (%) Arusha City 2005 land cover 2015 land cover Core urban area 34.7% 43.4% Peri-urban area 19.7% 19.8% Dodoma Municipality 2006 land cover 2016 land cover Core urban area 36.3% 34.6% Peri-urban area 28.3% 27.2% Source: Compiled from EO4SD operations report (for this study). MAP 3.2: Changes from Agricultural Areas to other Land-Cover Classes between 2005 and 2015, Core Urban Area of Arusha Core city Larger urban zone Primary & secondary road Agricultural area to residential Agricultural area to industrial, commericial, public or military area Agricultural area to forest Source: EO4SD operations report for Arusha (for this study). 30 ■ Translating Plans to Development Further analysis was conducted for each type of land use and land cover to assess the different chal- lenges for each land-use category. Main highlights from these are discussed as follows for the core urban areas: 1. Residential conformity is generally high (ranging from around 48 percent to 78 percent confor- mity). Of those with lower conformity, such as in Arusha and Tanga, a sizeable area of designated residential areas is occupied by agriculture use (30.2 percent and 19.9 percent, respectively). Further of interest, Mwanza’s 1992 master plan included specific land-use categories for both planned and unplanned residential areas, which is a good first step in recognizing the existence of unplanned areas. In reality, while the planned and unplanned residential areas are not exactly where they are specified (and there are large areas of unplanned settlements in areas that are not designated for residential according to the master plan), there is substantial conformity as a residential category overall. Also notably, more than 20 percent of the designated “Haz- ard land and hills” area is occupied by unplanned settlements, and more than 15 percent by planned settlements. This likely reflects both encroachment (for the unplanned area) as well as lack of enforcement (for the planned area). See map 3.3 and figure 3.3. MAP 3.3: Unplanned and Planned Residential Areas for Mwanza Core Urban Area a. Mwanza general land-use plan, 1992–2012 b. Actual land-cover plan, 2014 Source: Satellite image; interpreted land cover using open source satellites and LGRCIS. Impact and Effectiveness of Urban Planning in Tanzania Secondary Cities ■  31 FIGURE 3.3: Mwanza: Conformity to 1992 Master Plan Core urban area Residential, unplanned Residential, planned 1992 major land uses Institutional Industrial Hazard land and hills Commercial 0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100% Actual 2014 land cover Residential, planned Industrial Residential, unplanned Parks, open space, recreational Institutional Others Commercial Source: Satellite image; interpreted land cover using open source satellites and LGRCIS. 2. Economic uses (consisting mainly of commercial and industrial areas) have relatively lower lev- els of conformity (averaging around 17 percent and 25 percent, respectively) than residential and most other uses. Further, conformity for commercial uses is overall lower than those for industrial uses (except in Mbeya). Of the five cities, Arusha and Dodoma also do much worse than Mbeya, Mwanza, or Tanga in terms of conformity, with Arusha having a conformity of less than 10 percent for both commercial and industrial uses (see figure 3.4). In this case, the 1985 master plan envisioned very polycentric development for Arusha, with multiple commercial nodes distributed somewhat evenly across the core urban area. However, in reality, commercial activities are very concentrated in the existing downtown area and only a few small pockets of commercial spaces are beginning to emerge outside of the downtown. This could be due to multiple reasons, such as insufficient economic activities and lack of efficient connections to sustain sizable commercial centers outside of the downtown area. Further, Arusha’s 1985 master plan also called for huge swaths of industrial areas (as compared to other cities). Such provisions may be unrealistic to begin with, and the largest chunks conceived to be located near the eastern and western edge are yet to be realized. 3. Consistent with secondary cities’ primary economic activities, agriculture remains the dominant land use in both core urban areas (as seen for Arusha, Dodoma, Mbeya and Tanga) and peri-­ urban areas. However, different approaches were adopted in the master plans with respect to the intentions for agriculture development. For example, in Arusha, a significant area (3,741.58 hectares) was allocated for agriculture in the core urban area in the 1985 master plan (and con- formity of this was very high at 73.7 percent); this is similarly observed for Mbeya and Dodoma. However, in Tanga, the master plan did not allocate for agriculture use at all in both the core urban area and peri-urban area. This is one main reason for Tanga’s extremely low level of conformity (3 percent) in the peri-urban area, as mentioned earlier, because in reality, around 32 ■ Translating Plans to Development FIGURE 3.4: Level of Conformity for Economic Land Uses in Core Urban Area 2,500 45 Allocated area in master plan (hectares) 40 2,000 35 30 Conformity (%) 1,500 25 20 1,000 15 500 10 5 0 0 Arusha Dodoma Mbeya Mwanza Tanga Commercial total area in MP 211.54 416.43 92.51 275.17 129.2 Industrial total area in MP 1,981.65 412.93 217.79 166.60 504.3 Commercial % conformed 5.1% 6.4% 38.9% 23.3% 13.8% Industrial % conformed 9.7% 17.2% 30.5% 41.3% 29.1% Source: Compiled from EO4SD Operations Report (for this study). 58 percent of the peri-urban area remains in agricultural use. (This points to the issue of realism and quality of master plans.) Land-use and land-cover conformity to detailed plans Sampled detailed plans overall have better conformity than master plans, ranging from almost 50 per- cent to 94 percent. For each city (except for Mtwara),2 one detailed planning scheme in the downtown area was selected for analysis (see example of Arusha in map 3.4 and figure 3.5, and detailed analysis for other case cities in the background paper “Atlas of Tanzania Secondary Cities” for this study). Based on these sample detailed planning schemes examined, actual land-use and land-cover conformity at the neighborhood level are much higher than in the cases of master plans (table 3.2). In most cases, TABLE 3.2: Conformity of Major Land Uses in Mid-2010s with Detailed Plan Samples Year of actual land uses Major land uses Detailed plans Wards approximately covered compared realized (%) Arusha (1997) Ngarenaro, Levolosi, Kaloleni 2015 86.7 Dodoma (2006) Ipagala, Tambukareli, Makole 2016 87.6 Kigoma (2003) Kigoma 2014 59.9 Mbeya (1997) Sisimba, Mbalizi Road, Forest, Nzovwe, Iyela 2014 76.6 Mwanza (2003) Mirongo, Nyamagana, Pamba 2014 49.4 Tanga (2005) Makorora 2014 94.0 Source: Satellite imagery and various detailed plans; study-interpreted land cover using open source satellites and LGRCIS. Impact and Effectiveness of Urban Planning in Tanzania Secondary Cities ■  33 MAP 3.4: Example of a Detailed Area Plan in Arusha a. 1997 detailed area plan b. 2015 actual land use c. Diversion from proposed land uses Source: Satellite image, European Space Agency, World Bank and Ardhi team interpreted land cover using open source satellites and Local Government Revenue Collection Information System. FIGURE 3.5: Arusha: Conformity to Detailed Area Plan  hare of land-use categories in a. S Conformity sample taken from Ngarenaro, b.  Arusha 1997 detailed area plan Levolosi, Kaloleni wards 1.6% 6.3% Open space and recreational 1997 detailed plan major land uses Institutional 46.0% Residential 40.7% Commercial 0% 20% 40% 60% 80% 100% Open space and recreational Actual 2015 land uses Commercial Residential Open space and recreational Institutional Commercial Residential Institutional the actual development of the neighborhood followed the structure of the detailed plans closely, as well as the location of major allocated land uses. The least level of conformity is seen frequently in the commercial areas, open spaces, and vacant land. In reality, commercial areas are greater in number and spread more evenly across the planning area than was stipulated in detailed plans. However, the coverage of detailed plans is low and not well documented in LGA planning offices. The percentage of land area covered by detailed planning schemes varies substantially from city to city. However, planning staff in most cities self-reported less than 50 percent coverage. Further, from our 34 ■ Translating Plans to Development interviews and visits to cities’ planning offices, there is rarely an up-to-date and comprehensive record of all the DPSs for the city. This poses challenges in the enforcement of the DPSs as well as the devel- opment of new ones (to coordinate coverage, alignment of infrastructure, and so forth). Dodoma, how- ever, is a notable exception. City staff attribute their relative planning success to the fact that so many DPSs exist in Dodoma. New schemes are not developed in isolation but instead connect to neighbor- ing schemes (which connect in a similar fashion to the way pieces in a puzzle interlock). Observable Spatial Development Trends and Analysis of Secondary Cities Beyond comparing the conformity of land use and land cover for each city, overall spatial development trends were observed for the case cities to shed light on the way they are developing over the years. Specifically, detailed spatial analysis for three of the case cities was performed to look at trends in urban size and expansion and the patterns of growth (such as whether growth takes place in the form of infill, extension or leapfrogging, or the level of fragmentation, and compactness and dispersion), as well as, direction of growth. In addition, aspects on development density, access to infrastructure and services and a special focus on urban parks provision and urban resilience were analyzed for all the case cities. At various instances, the reasons behind these growth patterns and service provision levels were discussed. This section provides useful information for local policy makers and technical staff to understand how their cities are growing and vis-à-vis the service provision levels spatially, thereby allowing them to identify potential problem areas or to inform decisions about future intervention or investment choices. Trends of urban size and expansion, fragmentation, and compactness and dispersion including In-depth spatial analysis was performed for three case cities—Arusha, Dodoma and Kigoma—­ their rates of growth and expansion, as well as patterns and mode of growth. The three cities are inherently different, demonstrating a spectrum of population sizes and areas, location and geographic attributes, as well as institutional capacity and governance. Spatially, all three cities have been grow- ing but at different rates (figure 3.6, bars, right axis) and extents (lines, left axis). Arusha, the biggest city in terms of build-out, shows the highest growth rates, while Kigoma, the smallest city, exhibits the lowest growth rates. Dodoma lies in between. Dodoma accelerated its growth from 2005 to 2010, but apart from that exception, all three expansion processes run more or less linearly. Overall, the size of the urban footprint has grown steadily since the year 2000 for all three cities. In Arusha and Dodoma’s case, the urban footprints have roughly doubled since then, while Kigoma’s urban footprint grew by nearly 80 percent. The amount of land that was converted to urban area (proxied by impermeable sur- face observed from satellite imagery) during the 15 years sums up to 73 square kilometers in Arusha, 35 in Dodoma, and 15 in Kigoma. Arusha, Dodoma, and Kigoma exhibit varying degrees of edge and infill growth versus leapfrog growth (figure 3.7 and map 3.5). The expansion analysis described in this study divides each city’s growth into two main categories—edge expansion (including infill) and leapfrog expansion. Leapfrog growth Impact and Effectiveness of Urban Planning in Tanzania Secondary Cities ■  35 FIGURE 3.6: Size and Expansion Comparison of Arusha, Dodoma, and Kigoma 140 60 130.39 Urban footprint area (km2) 120 50 Total growth rate (%) 100 104.31 40 80 80.07 65.46 56.90 55.90 30 60 40.16 20 40 30.89 27.86 23.09 33.94 20 10 18.50 0 0 2000 2005 2010 2015 Growth rate Arusha Growth rate Dodoma Growth rate Kigoma Size Arusha Size Dodoma Size Kigoma Source: EO4SD urban metrics final report (for this study). often triggers urban fragmentation and poses various problems (such as costly infrastructure provi- sion), while infill growth (and depending on specific cases—edge growth) generally promotes a more compact city shape. The patterns and range vary across the three cities and between 2000 to 2015. Overall, Arusha and Kigoma have a higher edge and infill growth rate (around 30 percent) in this period, while Dodoma has a much smaller corresponding one, except for a surge in 2005–10 (which corresponds with its growth rate changes). Nevertheless, inside the core area of Dodoma, densifica- tion and compaction are observed. For Arusha, significant edge growth can be observed in the central area, which is a more desirable type of growth. However, many new patches of edge growth are also occurring far away from the city center, expanding from settlements in the outskirts, which already existed before 2000; these may not be desirable, as they promote a more sprawling form. FIGURE 3.7: Urban Growth Type and Rate of Arusha, Dodoma, and Kigoma, 2000 to 2015 60 50 Growth rate (%) 40 30 20 10 0 2000–2005 2005–2010 2010–2015 2000–2005 2005–2010 2010–2015 2000–2005 2005–2010 2010–2015 Arusha Dodoma Kigoma Sample cities and over different time periods Leapfrog growth Edge and infill growth Source: Compiled from EO4SD operations report (for this study). 36 ■ Translating Plans to Development MAP 3.5: Growth Analysis 2000–2015 for Arusha, Dodoma, and Kigoma a. Arusha 2000–2015 Pronounced scattering Linear strip Leapfrog Islands Developments Urban extent in 2000 Suburbanization process is Infill and edge growth mainly guided by major Leapfrog growth transport infrastructure b. Dodoma 2000–2015 The process of suburbanization is In the core area, guided by the densification and accessibility of compaction can be regions. Suburbs observed are commonly aligned to major road infrastructure. They develop in the form of linear strips or ribbon developments. More than 90% of all leapfrog developments Urban extent in 2000 are residential, characterized mostly by Infill and edge growth low building densities Leapfrog growth (continued) Impact and Effectiveness of Urban Planning in Tanzania Secondary Cities ■  37 MAP 3.5: Continued. c. Kigoma 2000–2015 Nearly all developments in the urban core area are edge or infill growth. The development of new settlement as well as the densification of existing settlements are guided by the connectivity to the city center. Urban extent in 2000 Infill and edge growth Leapfrog growth Source: EO4SD operations report for Arusha, Dodma, and Kigoma (for this study). While Dodoma has a comparatively much more significant leapfrog growth rate overall (ranging from 15.2 to 20.5 percent) than Arusha or Kigoma (ranging from 4.5 to 7.2 percent for Arusha and 2.9 to 3.1 percent for Kigoma), it does not experience a strong scattering type of sprawl, but rather individ- ual growing ‘islands’ in the outskirts. This could be attributed to the relatively large peri-urban area of Dodoma, and most of these leapfrog “islands” may be considered individual villages. (More than 90 percent of all Dodoma leapfrog developments are residential—characterized mostly by low building densities.) This categorization is not necessarily negative in this case. In Arusha, the leapfrog islands could be due to other reasons. For example, the westernmost island observed is due to the setting up of a textile factory. As for Kigoma, leapfrogging was not very pronounced during the 15-year period except in some outlying settlements in the north. In all three cities, the urban expansion process is strongly aligned with development of major roads, forming linear strips or ribbon developments. For example, in Arusha, linear strips are forming toward the east and southeast—especially along Arusha-Himo Road. Similarly, in Dodoma and Kigoma, set- tlements are developing in the form of linear strips along major roads, and the spatial analysis clearly shows that the process of urban expansion is guided by the reachability (or connectivity) of outer regions to the main city. This is one of the most common phenomena in rapidly growing secondary cities of developing countries around the world. 38 ■ Translating Plans to Development Arusha and Kigoma are facing challenges of fragmentation, while Dodoma shows trends of consolida- tion. Fragmentation is a key attribute of urban sprawl. Fragmented urban footprints are characterized by unused or vacant land interpenetrating the city, resulting in a more scattered and/or leapfrogged form. The discontiguity index measures the relative size difference between discontinuous urban clus- ters, weighted by the size of each cluster, thereby measuring the cities’ fragmentation. The discon- tiguity indexes for Dodoma and Kigoma for the years 2000, 2005, 2010, and 2015 are illustrated in figure 3.8. Arusha overall faces a fragmentation challenge; it has comparatively high values of discon- tiguity (observed as the construction of low-density residential subdivisions in isolated locations such as satellite towns),3 and the pace of this has increased from 2000 to 2015. In contrast, Dodoma’s dis- contiguity index shows a decreasing trend of fragmentation or a consolidation, which means that infills or densification processes are taking place. In fact, when Dodoma was experiencing a high growth rate FIGURE 3.8: Discontiguity Index Results of Arusha, Dodoma, and Kigoma (2000–15) Dodoma is experiencing Arusha sees strong fragmentation consolidation over the period. Its process since 2010 with high discontiguity index dropped values, and increasing speed. significantly when the city Large amount of new low-density experienced strong growth rates developments in the northeast is of nearly 50% during 2005–2010. contributing to this trend. 500 50 400 40 300 30 200 20 Relative discontiguity change (%) 100 10 Discontiguity index 0 0 2000 2005 2010 2015 –100 –10 In Kigoma, the overall –200 discontiguity is very low, –20 but saw a jump in the last 10 years. The increase –300 during the recent years –30 results mainly from linear strip developments in the –400 north of the city. –40 –500 –50 Years Relative change Arusha Relative change Dodoma Relative change Kigoma Arusha Dodoma Kigoma Source: EO4SD urban form metrics report for Arusha, Dodoma, and Kigoma (for this study). Impact and Effectiveness of Urban Planning in Tanzania Secondary Cities ■  39 of nearly 50 percent during 2005–10, its discontiguity dropped by almost 50 percent. Finally, Kigoma’s absolute discontiguity numbers are the lowest among the three, although they are showing signs of increasing in the past 10 years. While the fragmentation metric targets the number and size of discontinuous patches, the dispersion metric describes the average distances between such separated parts of a city and is another import- ant indicator for sprawl. Compactness and sprawl can be interpreted as the two extremes on a scale that describe urban form and development patterns. The dispersion metric provides information about urban compactness and can be visualized in an abstracted manner with standard deviational ellipses. The resulting maps (see map 3.6) support this metric by illustrating the spatial characteristics of each city and their changes over time: centralizing tendency, dispersion, and directional trend. More pronounced dispersions are observed for Arusha and Kigoma. In Arusha, the standard deviations of distances between new residences and the city’s core are growing, which indicates a dispersion or decompaction of the overall shape. Due to Mount Meru as a natural obstacle in the north, the set- tlements have not expanded in this direction, while new buildings in the east contribute to an overall elongation of the city’s shape in the eastern direction. Dodoma’s newly developed settlements overall have resulted in very little changes in the standard distances. There are also no significant modifica- tions of eccentricity observable, and spatial extension proceeded more or less similarly in all directions. Growth mostly took place at the edges of already existing development. Since Dodoma’s buildable land is not really restricted by natural obstacles, the city exhibits a circle-like shape. Kigoma, which is bordered by Lake Tanganyika to the south and west, is experiencing a notable change in its ellipse rotation. Its leapfrogging development elongated the overall shape into the northeast and triggered increasing dispersion rates in this direction, while the northwest-southeast extent remains more or less unchanged. Nonetheless, overall dispersion is relatively low and the direction of expansion is natural, considering the geographical constraint of the waterfront to the city’s west and south. Development density Overall, Tanzania’s secondary cities are developing at very low density—and low floor area ratios (FARs)—which are inefficient and costly for servicing. The median gross population density for the case cities studied (at the ward level) is around 21.15 people per hectare (pph),4 with the highest observed in Madukani ward in Dodoma of around 209 pph and lowest in another Dodoma ward of around 0.5 pph. UN Habitat advises that high density communities should exceed 150 pph to be via- ble (figure 3.9).5 In the case cities, only Dodoma’s central area and Arusha’s inner-city neighborhood achieved this density requirement. Further, the FAR, which reflects building density, is also extremely low,6 ranging from 0 to a maximum of 0.71 in Iyela ward in Mbeya, with most wards hovering around 0.1–0.2 FAR. (More details about population and building densities for each case city are found in the background paper “Atlas of Tanzania Secondary Cities” for this study.) The current extremely low development densities create high costs for infrastructure and service pro- vision; there is abundant room for densification to rein in sprawl and encourage more livable cities. Reinforced by our earlier findings on the rapid growth in cities’ urban footprint, patterns of leapfrog growth, and trends of increasing fragmentation and dispersion, this current low development density 40 ■ Translating Plans to Development MAP 3.6: Directional Distribution of Arusha, Dodoma, and Kigoma Over Time (2000–15) a. Arusha b. Dodoma c. Kigoma Source: EO4SD urban form metrics report for Arusha, Dodoma, and Kigoma (for this study). Impact and Effectiveness of Urban Planning in Tanzania Secondary Cities ■  41 FIGURE 3.9: Population Density Comparison 600 554 Density (people per hectare) 500 400 357 294 300 UN 209 207 recommended 200 density 104 110 100 62 51 Median of 0.5 21 15 case cities 0 Dodoma-ZuZu Dodoma—Madukani Median of case cities Dar es Salaam-Goba Dar es Salaam-Ubungo Dar es Salaam-Manzese Boston New York City Malmo Singapore Curitiba Barcelona Case cities Dar es Salaam International Source: Compiled for study from various sources. is highly unsustainable. This highlights the critical importance of increasing development density, espe- cially through infill development (such as inner-city densification, regeneration, or redevelopment). The benefits go beyond economies of scale and the associated savings on infrastructure and services. Densification through infill development could also reduce environmental burdens such as encroach- ment into ecologically sensitive lands. It could also enhance social interaction, improve access to jobs, and create a more livable city overall. The very low development densities in our case cities are partially due to continued high prevalence of agriculture use. However, this appears to be changing quickly. Case cities experienced an overall increase in the conversion of agricultural land to other land-use classes, particularly in the urban core areas over a 10-year period, but mostly due to an increase in residential uses. A spatial change analy- sis was performed in both urban core and peri-urban areas for Arusha, Dodoma, and Kigoma, which identifies the change of agricultural area to (i) residential; (ii) industry, commercial, public, or military area; and (iii) plantations and forest (map 3.7). In the case of Arusha, agricultural conversion was mainly caused by residential extension (88.41 percent) and reforestation (6.23 percent). This was true particularly in the southwestern part of the city, where large agricultural areas were replaced by urban settlements. Similarly, Dodoma’s agricultural areas were mostly converted to residential, especially in the northwest and southeast. The case is slightly different in Kigoma, where agricultural conversion largely took place in the peri-urban area because of natural or artificial reforestation (or perhaps abandonment of farms). This conversion type (in green in map 3.7) is seen pervasively in the northern part. Within the core urban area, however, agriculture uses were again mostly converted to residential areas and had mainly taken place along the main roads and are scattered throughout the city. 42 ■ Translating Plans to Development MAP 3.7: Spatial Distribution of Changes from Agricultural Areas to Other Land Use between 2005/06 and 2015/16 (at similar scale) a. Dodoma b. Arusha c. Kigoma Core city Larger urban zone Primary & secondary road Agricultural area to residential Agricultural area to industrial, commercial, public or military area Agricultural area to forest Source: EO4SD urban form metrics report for Arusha, Dodoma, and Kigoma (for this study). Connectivity and urban mobility Critical road infrastructure, especially arterial and collector roads, have hardly increased or densified from the mid-2000s to mid-2010s in the case cities and do not keep pace with urban growth and expansion. Taking the example of Arusha, Dodoma, and Kigoma, it is observed that there were min- imal changes and increases in arterial or collector roads, while some densification in local roads has occurred (map 3.8). The average distance from residential areas to industrial sites, central business districts, and second-­ order commercial centers is approximately six kilometers in the case cities, much longer than common standards in other cities around the world. Average commuting distances from residences to jobs (institutional, commercial, and industrial areas) were spatially analyzed in the case cities. The results Impact and Effectiveness of Urban Planning in Tanzania Secondary Cities ■  43 MAP 3.8: Changes in Road Networks in Selected Cities, from Mid-2000s to Mid-2010s a. 2005 Arusha b. 2015 Arusha c. 2006 Dodoma d. 2016 Dodoma e. 2006 Kigoma f. 2016 Kigoma Source: EO4SD operations report for Arusha, Dodoma, and Kigoma (for this study). 44 ■ Translating Plans to Development are, on average, greater than current standards in other countries, which is around four kilometers (see Peng 1977; Boussauw, Neutens, and Witlox 2010). Further, on the average, according to spatial analysis performed for this study, only about 20 percent of residential developments are within one kilometer to a commercial center in our case cities.7 Planned and unplanned settlements and their access to infrastructure and services The case cities all have sizeable unplanned settlement areas, and they exhibited similar trends but varying degrees in their expansion or conversion. For example, a close examination of the changes of planned and unplanned settlements in three case cities—Arusha, Dodoma, and Kigoma—between 2005 and 2015 showed that all have significant expansion of unplanned areas (the largest being in Arusha, at around 30 percent, to around 25 percent in Dodoma and 18 percent in Kigoma). In addition, there is observable expansion in planned settlements, but only significantly so in Dodoma (around 13 percent). Interestingly, some conversion (or upgrading) of unplanned to planned areas has taken place as well, and this is sizeable foremost in Kigoma (around 10 percent) as well as in Dodoma (around 5 percent). The spatial location of these trends is useful to inform each city’s decision for service provi- sion or upgrading actions (see figure 3.10 and map 3.9 and in the background paper “Atlas of Tanzania Secondary Cities” for this study). FIGURE 3.10: Changes in Planned and Unplanned Settlement Areas (Arusha, Dodoma, Kigoma) between 2005 to 2015 (percent of residential land area) Unplanned settlement area Arusha Dodoma Kigoma (no change) Unplanned 60% settlement area 51.86% 26.96% 27.54% (no change) 50% Expansion of Unplanned to Expansion of 40% unplanned 31.35% 25.44% 18.63% planned unplanned settlement area settlement 30% settlement Decrease of area 20% area unplanned 0.27% 0.33% 0.88% 10% settlement area 0% Planned settlement 11.46% 28.48% 40.11% area (no change) Decrease of Decrease of planned unplanned Expansion of settlement settlement planned settlement 3.93% 13.52% 2.88% area area area Decrease of Expansion of Planned planned settlement 0.32% 0.13% 0% area planned settlement settlement area Unplanned to area (no change) planned settlement 0.81% 5.16% 9.97% area Arusha Dodoma Kigoma Total 100% 100% 100% Source: EO4SD operations report (for this study). Impact and Effectiveness of Urban Planning in Tanzania Secondary Cities ■  45 MAP 3.9: Changes in Planned and Unplanned Settlement Areas in Arusha from 2005 to 2015 0.28% 0.32% 0.81% 3.96% 31.53% 52.17% 11.53% No change in unplanned settlement area No change in planned settlement area Expansion of unplanned settlement area Expansion of planned settlement area Decrease of unplanned settlement area Decrease of planned settlement area Unplanned to planned settlement area 70 60 Area (km2) Changes in settlement types No change in unplanned settlement area 50 No change in planned settlement area 40 Expansion of unplanned settlement area Expansion of planned settlement area 30 Decrease of unplanned settlement area Decrease of planned settlement area 20 Unplanned to planned settlement area 10 Overview map 0 Core urban area 2005 2015 Peri-urban area Unplanned settlement area Planned settlement area Source: EO4SD Arusha operations report (for this study). Overall, less than half of the case cities’ populations have adequate access to health facilities, schools and urban parks; this already low service accessibility is, unsurprisingly, worse for unplanned set- tlements. For the case cities in general, less than half of cities’ populations are within one kilometer (approximately equivalent to 20 minutes walking distance)8 of a health facility, school, and urban park. Apart from Arusha, access to these services are higher in planned and nonresidential settlements. Less than 10 percent of serviced areas in all observed settlements are in unplanned areas. Such service accessibility conditions are related to a city’s population density, size, and connectivity overall and to the nearest city center or downtown where most of the facilities are located. The analysis provided here has significant planning and provision implications to help improve the support for the needs of residents, particularly in the unplanned areas, and for the marginalized and most vulnerable. (See the example of Kigoma in map 3.10). Detailed service accessibility data and maps are provided in the background paper “Atlas of Tanzania Secondary Cities” for this study. Urban resilience Tanzanian cities are increasingly vulnerable to disasters and climate-related hazards. Government sta- tistics reveal that urban areas have witnessed widespread flooding in recent decades. Dar es Salaam and Mwanza (the two largest cities in the country) are especially impacted by river floods. Arusha, Mbeya, and Mwanza, which have more rugged terrain and steep slopes, are affected by landslides, although to a lesser extent. Coastal municipalities including Tanga and Kigoma are potentially vul- nerable to sea level rise and coastal flooding (World Bank 2016). With future conditions expected to become increasingly variable,9 climate impacts will likely exacerbate floods and droughts and increase the occurrences of diseases like cholera, which could present an undue social and economic burden on 46 ■ Translating Plans to Development MAP 3.10: Service Network Analysis on Access to Health Facilities, Schools, and Urban Parks, Example of Kigoma a. Access to health facilities b. Access to schools c. Access to urban parks Source: Study interpretation based on EO4SD data, NBS census 2012, satellite imagery, and LGRCIS. cities and households. The ability of cities to adapt, mitigate, and learn from acute shocks and chronic stresses resulting from climate change is therefore critical. Case cities see substantial development on legally defined “no-build” and flood-prone areas. National legislation through the Land Act prohibits development within 60 meters of rivers, hazard lands, and other sensitive areas.10 Subsidiary legislation to the Tanzania Roads Act of 2007 designates right-of- ways of up to 30 meters (but not less than 12.5 meters), depending on a road’s classification. However, development on these no-build and flood-prone areas such as river valleys and wetlands is widespread in Tanzania—on average, an estimated 13 percent of houses in the case cities are within legally defined no-build areas, and around 6 percent of houses are located in flood-prone areas (figure 3.11). Typically, these residents are driven by land and development costs. Proximity to jobs is also a significant con- sideration, as the only cheap and vacant land close to city centers are found in hazard-prone areas. Enforcement has been insufficient or ineffective to either prevent encroachment into hazard-prone areas or to ensure that developments occur according to adopted master plans. The analysis suggests the importance of physically demarcating no-build zones and the need to adopt stronger enforcement mechanisms to prevent encroachment from occurring in the first place. Municipalities reported hav- ing bylaws to prevent unplanned settlements, as well as enforcement mechanisms including building inspection and penalties for violating land-use laws, and building codes, among others. However, the study notes significant constraints in enforcing these plans and regulations effectively. Nearly all cities reported political interference as a major issue in enforcing informal settlements and encroachment on hazard lands (World Bank 2016). Impact and Effectiveness of Urban Planning in Tanzania Secondary Cities ■  47 FIGURE 3.11: Presence of Housing on No-Build Areas and Flood-Prone Areas 30 25 Percent of houses 20 15 Proportion of houses existing in legally 10 defined “no-build” areas 5 Proportion of houses existing in flood-prone areas (within 60 meters 0 Arusha Dodoma Kigoma Mbeya Mtwara Mwanza Tanga of valleys and wetlands) Cities Source: Study calculations and interpretations based on various data, satellite imagery, and LGRCIS. Note: The legally defined standards for no-build areas are (i) arterial roads using right-of-way of 60 meters, (ii) collector roads using right-of-way of 30 meters, (iii) railway by buffering 60 meters, and (iv) rivers by buffering 60 meters. Figure calculations do not consider areas with rugged terrain and steep slopes, which may underesti- mate data. Increasing the share of public green spaces or using green infrastructure solutions will assist in reduc- ing flooding vulnerability. As seen earlier, there is overall a low provision of and low access to green open spaces in the case cities.11 Green open spaces provide many environmental and physical bene- fits in cities: formal and informal sport, leisure and recreational activities, and preservation of natural environments—which are necessary to provide healthy habitats for humans, wildlife, and plants, espe- ­ cially in densely built areas. Further, such green spaces combined with green infrastructure solutions (such as swales, rain gardens, and retention ponds) would assist in addressing flooding vulnerability. To illustrate, retention ponds are naturally low-lying areas that can flood during extreme storm events and function as public green spaces during non-storm events. These lessen peak water flows during floods, thereby reducing the risk of inundation and potential consequences to surrounding and downstream communities, as well as potential resulting resettlement (World Bank 2016). Endnotes 1. The spatial analysis was performed to varying depth for different groups of cities due to constraints on resources. For Arusha, Dodoma, and Kigoma, two different time periods (2005/06 for Arusha and 2015/16 for Dodoma and Kigoma) of land cover were developed from satellite images, while for the other cities (Mbeya, Mwanza, and Mtwara), only the 2015 period was developed. While com- paring the derived land-cover types with master plan land-use categories, we focused on doing so for eight major land-use categories: urban parks, residential, institutional, industrial, forest and shrubs, commercial, arterial and collector roads, and agriculture. Other land-use categories were omitted either because they are relatively insignificant (for example, cemeteries) or greatly distort the analysis (for example, water bodies). For the conformity analysis, boundaries from the master plans were used as the limiting outer boundary (although satellite images covering a larger area were typically examined). Differentiation was also made between core urban area and peri-urban area. Further, for Kigoma and Mtwara, as there have been no master plans since independence, comparison on land-use conformity could not be performed. However, later sections will compare 48 ■ Translating Plans to Development the various urban development characteristics (for example, prevalence of informality, access to services and amenities etc) across all seven cities. For detailed methodology, please refer to the background paper, “Detailed Methodology and Other Detailed Spatial Analysis Explored for Tan- zania Secondary Cities” for this study. 2. For Mtwara, no formally adopted detailed plan was made available for analysis. 3. This type of scattering development is characterized by few buildings, occupying large parcels. 4. Calculated based on 2012 census data. 5. Internationally, most urban built-up areas have average population densities ranging between 70 and 90 pph. This is lower in U.S. cities, with 20–25 pph, and higher in Chinese and Indian cities, with more than 140 pph. Other studies suggest similar figures, such as the lower range of urban population density should be at least 40–50 dwelling units per hectare, approximately, or 160– 200 pph assuming average household size to be four (Gordon and Richardson 1997). 6. Data derived from LGRCIS core data and ward map 2014. 7. Percentage in terms of number of houses. Commercial centers were identified by looking at the aggregated building with primary use having commercial and institutional use with a presence of major or collector roads. 8. The analysis assumes that typical walking speed is five kilometers per hour. 9. More details are found in the World Bank’s Climate Change Knowledge Portal, http://sdwebx .worldbank.org/climateportal/index.cfm. 10. This Land Act was adopted in 1999. The appropriateness and realism of this guidance being applied uniformly across the board is debatable, especially in denser urban areas. 11. Land-use categories defined in this study includes open space, urban parks, forest and shrubs, recreation, wetlands, natural areas and/or reserves, and cemeteries. Impact and Effectiveness of Urban Planning in Tanzania Secondary Cities ■  49 4. Key Takeaways Early master plans are somewhat successful in providing broad guidance on each city’s population projections and main structural forms. Many of the early master plans provided rather accurate and realistic population projections, which formed the foundation for estimates in land use, employment, and infrastructure needs in these plans. Further, the development of arterial and collector roads (where realized) were overall similar to the layout prescribed in the master plans, which provide a foundational structural form for the cities. However, master plans were only implemented to a limited extent (or conversely, master plans were rather ineffective in guiding development), especially in terms of major land uses and supporting infra- structure and facilities. As discussed earlier, actual development in core urban areas exhibited around 35–45 percent of land-use and land-cover conformity to early master plan proposals, while development in peri-urban areas varies greatly. Further, cities with master plans existing from earlier decades did not show better conformity as compared to cities that adopted master plans later, and over time, this con- formity did not change or improve significantly. However, notably, residential conformity in core urban areas is generally high (ranging from around 48 percent to 78 percent) while economic uses (consisting mainly of commercial and industrial areas) have relatively lower levels of conformity—averaging around 17 percent and 25 percent, respectively. At the same time, agricultural use remains a dominant function even in core urban areas, despite much earlier aspirations and this not being the most productive land use for urban core areas. Infrastructure and facilities provision are both much lacking and not growing fast enough—less than half of the case cities’ populations have adequate access to health facilities, schools, and urban parks (within one kilometer distance or a 20-minutes walk). The ineffectiveness of master plans is also reflected in cities experiencing substantial unplanned growth, many facing increased fragmentation and dispersion; at the same time, the urban expansion process is strongly aligned with development of major roads, forming ribbon developments or leapfrogged islands. The case cities all have sizeable unplanned settlement areas and continue to experience significant expan- sion of these areas (from around 20 to 30 percent growth) and with little conversion into planned set- tlements. The already low service accessibility is, unsurprisingly, worse for unplanned settlements. This challenge is exacerbated by the spatial growth pattern of these cities—especially observed in Arusha and Kigoma, where there are increased fragmentation and dispersion (an interesting exception being Dodoma). Further, spatial analysis clearly shows that the process of urban expansion is guided by the development of major roads—providing reachability (or connectivity) of outer regions to the main city centers. Tanzania’s secondary cities are developing at extremely low density and low floor area ratio (FAR), which renders servicing inefficient and costly as well as exacerbates sprawl and loss of benefits from agglom- eration; guidance on density is not adequately provided in master plans. As discussed earlier, the median 50 gross population density for the case cities studied is around 21.15 people per hectare (pph),1 which is extremely low for an urban context where the UN Habitat recommended density is around 150  pph. Notably, master plans generally do not provide guidance on density or FARs at the block or even neigh- borhood level,2 and this is left to detailed plans (which, as we noted, have very low coverage). Similarly, master plans lack granular guidance and considerations for disaster risk management, and case cities see sizeable developments in high-risk and flood-prone areas. On average, an estimated 13 percent of houses in our case cities are within legally defined “no-build” areas, and around 6 percent of houses are in flood-prone areas. While national-level guidance on the definition of no-build zones exist, the old master plans typically did not have analysis or explicit guidance and spatial specifications in this area. While the majority of the case cities have established right-of-ways (ROWs), they are not well enforced and are subject to encroachment. While these ROWs are recorded in plans (usually paper based) or in laws (for example, the Roads Act of 2007), they are rarely demarcated on the ground, making awareness and enforcement of no-build regulations challenging. During the field visits, the study team found that, aside from Dodoma, the cities with the seemingly best-established road networks (Kigoma 2016; Mtwara 2016) were also those that have not had a formal master plan since the country’s inde- pendence. Planning staff in these cities noted that, in the past, demarcation-only methods of planning were applied, in which road networks and plot boundaries were established and physically marked throughout the majority of the city. The study also found that certain aspects of master plans themselves were weak, hence rendering the implementation implausible; master plan quality could be improved. Examples of challenges faced include the following: 1. Lack of appropriate data or failure to use available data 2. The need to be more realistic and base the proposed land uses on more robust analysis and considerations, for example: a. There is typically an overemphasis on residential provision (average of 70 percent versus standard of 40 to 50 percent), while productive functions (commercial and industrial) are underplayed (or with huge variations of provision across master plans). b. Further emphasis needs to be placed on economic uses. For example, industrial land is some- times underprovided for, or the provided locations are not necessarily appropriate; this is also the case for commercial centers. Similarly, the needs of ports and associated industries (includ- ing surrounding land uses and connective infrastructure) are many times not considered. c. There is a need to recognize and identify unplanned areas in master plans and provide corresponding appropriate planning guidance and regulations; some master plans do not even acknowledge the prevalence of unplanned areas. d. There is inadequate consideration of major infrastructure besides roads—such as water treatment plants or power stations and their associated buffer areas. 3. The need to provide better guidance on density, especially to encourage urban regeneration and more appropriate density coupled with efficient servicing 4. Lack of guidance on urban resilience and disaster risk management issues (for example, most master plans did not consider high-risk zones or demarcate no-build areas) Impact and Effectiveness of Urban Planning in Tanzania Secondary Cities ■  51 5. Critical need to consider urban mobility and public mass transport options, which have mostly been absent 6. The need for proposed land-use maps to be more granular or mechanisms and systems need to be established to allow the formulation of the next level of plans (for example, detailed plans) 7. Unrealistic sources and amounts of financing available and hence large underestimation of time required for implementation, and insufficient consideration of market forces and private sector contributions to implementation 8. Disconnect between various levels of guidance and development or planning standards—from national-level policy to city-level master plan and neighborhood detailed plans 9. The need for stakeholder consultations to happen earlier in the process—during existing situa- tion analysis stage and before a draft is developed One critical reason for the lack of effectiveness or implementation of master plans is due to poor align- ment of these spatial plans with budgeting and investment planning decisions, and lack of coordination and agreement among key agencies and parties. One of the most common and prevalent problems iden- tified in this study is the disconnect between economic plans (the three- to five-year strategic plans, one- year budgets summarized in medium-term expenditure frameworks, and work plans coordinated and monitored by each municipality’s economics department) and urban plans (master plans and detailed planning schemes). Master plans often place the responsibility of implementation on each city’s five-year development plan (and other sector plans) and rely on these to integrate with the guidance laid out in the master plan. However, when such economic plans are formulated, more often they do not refer to the master plans. Hence, in reality, there is often a major disconnect, especially a spatial and economic one, between the master plan and the budgeting and investment decisions for implementation. The master plans were not able to directly inform cities’ strategic plans and capital budget programs. Other commonly noted constraints in the implementation of master plans as noted by local officials and municipal planners include (i) limited human resources and skills for enforcement, (ii) insufficient data and sharing of knowledge,3 (iii) competing interests and political intervention, (iv) limited green- fields available for development, and (v) lack of alignment with government priorities. However, it is important to note that there is a common misconception and a prevalent expectation of planners having the ability to plan and implement in a command economy. Another damaging misconception is that planning can happen only where planners or local authorities first acquire land, resettle existing users, survey, and then sell surveyed parcels. Poor coordination among planning authorities, private developers, and parastatals (such as the water and electric utilities) also exacerbate this issue. The lack of effective development controls, planning review systems and mechanisms, and resources for enforcement contributes greatly to ineffectiveness of plans. Enforcement has been insufficient or ineffective to ensure that developments occur according to adopted master plans. Municipalities reported having bylaws to prevent unplanned settlements, as well as enforcement mechanisms, includ- ing building inspection and penalties for violating land-use laws, and building codes, among others. However, the study notes significant constraints in enforcing these plans and regulations effectively. Nearly all cities also reported political interference as a major issue in enforcement. Overall governance and institutional failures in enforcing law affect the enforcement of physical planning proposals. 52 ■ Translating Plans to Development Detailed plans were found to be more effective in guiding development (demonstrating much better land-use conformity, ranging from almost 50 percent to 94 percent), although their coverage is gener- ally low and not well documented. The percentage of land area covered by detailed planning schemes (DPSs) varies substantially from city to city; however, planning staff in the majority of case cities self-reported less than 50 percent coverage. Further, from our interviews and visits to cities’ planning offices, there is rarely an up-to-date and comprehensive record of all the DPSs for the city. This poses challenges in the enforcement of the DPSs as well as the development of new ones (to coordinate coverage, alignment of infrastructure, and so forth). The apparent higher conformity to detailed plans could be attributed to a variety of reasons. First, the adoption of a DPS classifies an area as planned. This inherently affiliates such areas’ developments with the formal planning process, often resulting in regularization of unplanned informal developments. The more detailed and granular nature of the detailed plans also enables municipalities to enforce various mechanisms in planned areas (unplanned areas are without a DPS and are typically not regulated by municipal councils). In addition, there is greater ownership and willingness in the community to come together in these areas perhaps because the majority of DPSs are being led by the private sector, as was revealed during some of the field visits and interviews conducted with private landowners. Government should play a more active role in collaborating, guiding, and supporting private-sector-led DPSs. Private-sector-led DPSs, in themselves, are neither good nor bad; it can be argued that, at the moment, the private sector is almost entirely driving the agenda of where DPS should be developed and what land uses they contain. While private sector demand for planning is an asset, urban plans should be equally driven by strategic interest and public priorities, which would be guided by a shared vision for the city. Hence, it is critical for the government to acknowledge the growing role of the private sector and provide guidance and support, where necessary, to make the urban land market process effective and efficient by mainstreaming emerging best practices led by the private sector. This includes planning without acquisition of land by local authorities and owners contributing land for planning and surveying costs and infrastructure provision. Endnotes 1. Calculated based on 2012 census data. 2. The density provisions in early master plans tend to be broad-stroked and general, recommending a density figure for “residential areas” or “central areas.” For example, the 1976 Dodoma plan mentions “Recommended average net residential density of 152 persons/hectare” and the 1974 Mbeya plan states, “The proposed gross density in all new residential areas, except Sites and Services projects, is 100 people per hectare” and “The population density in central areas for mixed commercial/­residential use should be 150 people per ha or more (consequently, multi-storey structures are required).” 3. The degree to which electricity, water, sewer, drainage, and road networks are mapped—either dig- itally in AutoCAD/geographic information system (GIS) or on paper—varies from city to city. This is also true for urban plans: while more recent master plans typically have associated GIS shapefiles designating proposed land uses, older master plans and detailed planning schemes are generally not digitized. (Dodoma’s detailed planning schemes are digitized on AutoCAD, however.) Where electronic shapefiles do exist, they tend not to be shared with other agencies unless they were requested as inputs for preparing recent master plans. Otherwise, they would be requested on a “friendly” basis by or from lower level staff as opposed to via official channels. Impact and Effectiveness of Urban Planning in Tanzania Secondary Cities ■  53 5. Recommendations Innovative approaches and practical solutions to urban planning, development controls and enforce- ment, economics and financing, and coordination need to be adopted at the city level. Based on the study’s key findings and takeaways, recommendations on specific actions are provided to various lev- els of government and key stakeholders in three main areas: 1. Urban planning and development (plan formulation, quality, and key implementation strategies) 2. Development controls and enforcement 3. Economics and financing Each recommendation includes an indication of whether they are likely to be implementable in the short to medium or long term. They are summarized in table 5.1. TABLE 5.1: Summary of Recommendations Potential time frame Areas of Key Short Medium Long recommendation recommendations Elaboration term term term Urban planning (plan 1 Improve the quality of master plan and • Note specific areas of weaknesses observed in       formulation, the process of their the Key Takeaways section, quality, and key formulation. and mainstream specific implementation countermeasures for each. strategies) 2 Expand the coverage of • Use practical and contextual solutions.       detailed plans for better • Consider formulating scaled-down GPSs for implementation smaller cities or an interim and enforcement, land-use plan developed supported by local at the ward level as a step governments. between the GPS and DPS. • Municipal councils should be playing a leading role in the development of DPS—even if they do this in partnership with the private sector. 54 Potential time frame Areas of Key Short Medium Long recommendation recommendations Elaboration term term term 3 Densify currently developed areas • Given current extreme low density, there is large scope aggressively available for densification through infill or to optimize infrastructure regeneration and and services, rein in sprawl, redevelopment. and encourage more livable cities. • Couple with appropriate densification of infrastructure and services, noting areas that are currently lacking. • Regeneration and redevelopment efforts should carefully consider social and environmental impacts, especially on existing communities. • Focus on appropriate upgrading of unplanned settlements. • Review national-level planning standards, which may unintentionally prevent densification; allow application of appropriate density and suitable built forms to be determined at the local level according to specific local context.       4 Ramp up development • Development of major roads could be a tool of major roads, and perhaps a shortcut but carefully and in leading and signaling strategically. the desired development direction. • However, this needs to be carefully balanced with regeneration and densification efforts (see above). • This further needs to be integrated and coordinated   with the other land uses   and necessary services.       (continued) Impact and Effectiveness of Urban Planning in Tanzania Secondary Cities ■  55 Potential time frame Areas of Key Short Medium Long recommendation recommendations Elaboration term term term 5 Use provision of utilities as a • Similar to the function of major roads, utilities and strategic tool to services are a useful tool to lead and induce lead and signal the desired development. development direction. • Develop structure to allow cascading levels of utility plans and provision—from GPS to DPS. • Further detailed analysis is required (and see below on economics and financing of utilities).       6 Explore viability of a regional or • Further detailed analysis is required. metropolitan administration or • However, generally there is a missing link that translates zonal authority. national-level planning to the city level. • Potentially, having a regional or metropolitan administration or zonal authority could play a significant role in guiding development at sub- national levels. This is critical for integrative thinking and improved coordination across cities.       7 Improve capacity, in terms of staff • There is an overall critical shortage in the number strengths and skills. of skilled planners and enforcers in all case cities. • A critical minimum of staff (in number and capacity) is required for day-to-day effective urban planning functions, management, development control, and enforcement. • While cities may continue to rely on external consultants for the formulation of plans, necessary training, skills development, and capacity need to be developed to enable plan implementation and enforcement.       56 ■ Translating Plans to Development Potential time frame Areas of Key Short Medium Long recommendation recommendations Elaboration term term term Development controls and 8 Empower local authorities • Increase reliance on and leverage of ward and enforcement and establish subward or mtaa-level a realistic and efforts by devolving some coherent system development control to and mechanisms lower levels of government. of development (This is particularly useful at control and the subward level, as mtaa enforcement. leaders can follow land transactions closely and are well informed of any construction preparations in their area.) • Provide copies of GPS and DPS in every ward and mtaa office.       9 Emphasize responsibility and • Develop channels to systematically inform accountability of developers of available relevant planning guidelines (land uses and enforcement if planned and road/ authorities. infrastructure right- of-ways) in respective jurisdiction.       10 Physically demarcate right-of- • Systematically establish physical markers to ways and high-risk, demarcate road networks no-build zones. and plot boundaries, to create awareness and allow easier enforcement.       11 Strengthen data collection, sharing, • Explore setting up a joint mapping platform to and management— consolidate various sector both for maps and plans (electricity, formulation of GPSs water, sewer, drainage, and and DPSs as well road networks) with land- as for enforcement use and other master plan and development layers. control. • Possibly build on the existing LGRCIS, through collecting, uploading, and maintaining more robust data.       (continued) Impact and Effectiveness of Urban Planning in Tanzania Secondary Cities ■  57 Potential time frame Areas of Key Short Medium Long recommendation recommendations Elaboration term term term Economics and financing 12 Strengthen links among urban plans, • Institute mainstream protocols for the sector plans, and development of economic economic plans. plans (capital investment plans, budgeting plans, medium-term expenditure frameworks, and so forth) that refer and establish links with GPSs and DPSs; where not followed, appropriate considerations and justifications should be provided. • Develop and share standard material, simplified summary and key maps from GPSs and DPSs and build in regular education and awareness raising sessions for all key departments of city government, especially the economic and financial ones. • Establish regular coordination meetings, as required when issues emerge, between economic branches, sector units, and urban planning units. • Establish protocols for internal consultations during the formulation process of various urban, sector, and economic plans. • Establish core working group or secretariat consisting of planners, key sector experts, and economists or municipal finance experts from the city council for better coordination.       58 ■ Translating Plans to Development Potential time frame Areas of Key Short Medium Long recommendation recommendations Elaboration term term term 13 Explore establishing sustainable • Further detailed analysis is required. financing options for plan • However, overall enhancement in own-source implementation and revenue and first estimating enforcement. costs for implementation, as well as development control and enforcement, followed by dedicating and safeguarding of funds for these purposes in the regular budget, would be helpful.       14 Pilot innovations in developing planned • Explore alternatives to the conventional approach neighborhoods. of mass land acquisition, compensation, and resale. • Alternative models such as different forms of land pooling or public-private partnerships have seen successful implementations (for example, in Mbeya and Mtwara) and could be further supported, refined, adopted, or scaled up.       15 Reconcile national- level policies • Further detailed analysis is required. with local fiscal situations. • However, as a first step, dialogues and channels between national and local governments need to be established to discuss the local fiscal situation for cities’ development vis- à-vis local government budgets and mandates, mindful of the various   recentralization policies of   previous local government   revenue sources.       (continued) Impact and Effectiveness of Urban Planning in Tanzania Secondary Cities ■  59 Potential time frame Areas of Key Short Medium Long recommendation recommendations Elaboration term term term 16 Align incentives of utility agencies • Further detailed analysis is required. with development priorities rather • However, currently utility agencies provide than have them services largely based on guided only by financial viability and in financial viability. the absence of sufficient or comprehensive and objective information. • Strategies and mechanisms to align such service provision with development intentions and perhaps user fees or other financial   means should be explored.       60 ■ Translating Plans to Development References and Bibliography Agwanda, A., and H. 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