Contract Value Prior Review Threshold (US$ Expenditure Category Threshold(US$ Procurement Method thousands) thousands) Goods and Non- >=10,000 ICB ALL Consulting Services <10,000 NCB >=USD4,000 <500 Shopping No prior review. -- Framework Agreement First contract and all contracts valued >=USD4,000 -- Direct Contracting >=USD4,000 Consultants Services >=300 QCBS/QBS >=USD2,000 <300 CQS No prior review. Single-Source Selection >=USD1,000 (firm) Individual Consultant and >=400 SSS Individual PROCUREMENT China : Building a Modern Fiscal System Technical Assistance PLAN General Information Country: China Bank’s Approval Date of the Original Procurement Plan: 2018-05-18 2021-09-23 Revised Plan Date(s): (comma delineated, leave blank if none) Project ID: P154694 GPN Date: Project Name: Building a Modern Fiscal System Technical Assistance Loan / Credit No: IBRD / 86160 Fiscal TA2 Executing Agency(ies): WORKS Activity Reference No. / Estimated Actual Draft Bidding Bid Evaluation Report Loan / Credit Procurement Prequalification High SEA/SH Procurement Process Draft Pre-qualification Prequalification Specific Procurement Bidding Documents as Proposal Submission / Contract Description Component Review Type Method Market Approach Amount Amount Document / and Recommendation Signed Contract No. Process (Y/N) Risk Document Type Status Documents Evaluation Report Notice / Invitation Issued Opening / Minutes Completion (US$) (US$) Justification for Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned GOODS Activity Reference No. / Draft Bidding Bid Evaluation Report Loan / Credit Procurement Prequalification Estimated Actual Amount Process Draft Pre-qualification Prequalification Specific Procurement Bidding Documents as Proposal Submission / Description Component Review Type Method Market Approach Document / and Recommendation Signed Contract Contract Completion No. Process (Y/N) Amount (US$) (US$) Status Documents Evaluation Report Notice / Invitation Issued Opening / Minutes Justification for Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual NON CONSULTING SERVICES Activity Reference No. / Draft Bidding Bid Evaluation Report Loan / Credit Procurement Prequalification Estimated Actual Amount Process Draft Pre-qualification Prequalification Specific Procurement Bidding Documents as Proposal Submission / Description Component Review Type Method Market Approach Document / and Recommendation Signed Contract Contract Completion No. Process (Y/N) Amount (US$) (US$) Status Documents Evaluation Report Notice / Invitation Issued Opening / Minutes Justification for Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual CN-FISCAL TA2-72328-NC- RFQ / Department of Personnel and Education, Key elements of China's Request for Single Stage - One Ministry of Finance is to hire a IBRD / 86160 Post Open - National 10,000.00 6,959.78 Signed 2018-08-01 2018-08-03 2018-08-02 2018-08-12 public finance system Quotations Envelope company to print the five resports delivered by the consulting service company SZS201802-4 / The service is to procure a company to print Key elements of China's Request for Single Stage - One the research output of the real IBRD / 86160 Post Open - National 3,000.00 3,000.00 Signed 2019-02-18 2019-02-22 2019-01-28 2019-02-22 public finance system Quotations Envelope estate tax base evaluation system construction GJZX-2019-02 / The service is to procure a company to translate the research results of the study on the Key elements of China's Request for Single Stage - One IBRD / 86160 Post Open - National 5,000.00 4,900.00 Signed 2019-02-18 2019-02-22 2019-02-15 2019-03-15 operational mechanism of public finance system Quotations Envelope cadre education and training oriented to the needs of fiscal and taxation system reform. GSS-2019-01 / The service is to procure a company to print fourteen reserch reports Fiscal Policy and Sustainable Request for Single Stage - One delivered by the two IBRD / 86160 Post Open - National 35,000.00 31,515.73 Signed 2019-04-09 2019-04-27 2019-07-10 2019-06-08 Development Quotations Envelope consulting firms under the subproject of Department of Customs. GJZX-2019-03 / The service is to proucre a publishing house to publish and pirnt the Key elements of China's Request for Single Stage - One IBRD / 86160 Post Open - National 23,480.00 18,806.00 Signed 2019-05-01 2019-05-10 2019-05-17 2019-06-13 research results of the public finance system Quotations Envelope subproject of Cadre Education Center, MOF. KJS-2019-01 / The service is to procure a printing company to print the International Key elements of China's Request for Single Stage - One Public Sector Accounting IBRD / 86160 Post Open - National 6,075.00 2,169.52 Signed 2019-08-02 2019-08-24 2019-08-27 2019-10-05 public finance system Quotations Envelope Proclamation Manual (2018) for Accounting Department, MOF. XXZX-2019-01 / The Information Center,MOF is to Key elements of China's Request for Single Stage - One to procure a printing IBRD / 86160 Post Open - National 5,000.00 4,923.80 Signed 2019-09-29 2019-10-10 2019-10-14 2019-10-20 public finance system Quotations Envelope company to print the research results of its subproject. ZCS-2020-01 / The Department of Assets Management, MOF is to hire a Key elements of China's Request for Single Stage - One publishing firm to publish the IBRD / 86160 Post Open - National 8,000.00 0.00 Canceled 2020-05-20 2020-05-31 2020-06-12 public finance system Quotations Envelope research reports delivered by the consulting firm under its subproject. IEFI-2020-01 / The International Economics and Finance Institute is to procure Fiscal Policy and Sustainable Request for Single Stage - One IBRD / 86160 Post Open - National 5,000.00 4,451.24 Signed 2020-09-12 2020-09-21 2020-10-10 2020-10-19 a printing house to print the Development Quotations Envelope research reports under its subproject. TFS-2020-02 / The Legal Department of MOF is to Key elements of China's Request for Single Stage - One procure a printing house to IBRD / 86160 Post Open - National 25,800.00 16,235.26 Signed 2020-12-03 2020-12-31 2020-12-23 2021-04-12 public finance system Quotations Envelope print the deliverables under the Sub-project of A07- 2017. KJZZW-2021-01 / China Accounting Standards Committee, MOF is to Fiscal Policy and Sustainable Request for Single Stage - One IBRD / 86160 Post Open - National 5,150.00 4,800.00 Signed 2021-03-24 2021-04-02 2021-05-25 2021-06-18 translate the key research Development Quotations Envelope outputs into English under its subproject B08-2018. Page 1 KJZZW-2021-02 / The service is to procure a printing company to print the Fiscal Policy and Sustainable Request for Single Stage - One IBRD / 86160 Post Open - National 25,000.00 9,950.56 Signed 2021-06-02 2021-06-08 2021-06-07 2021-06-18 outputs under the subproject Development Quotations Envelope of China Accounting Standards Committee(B08- 2018). CONSULTING FIRMS Activity Reference No. / Combined Evaluation Loan / Credit Contract Type Estimated Actual Amount Expression of Interest Short List and Draft Request for Proposals Opening of Technical Evaluation of Description Component Review Type Method Market Approach Process Status Terms of Reference Report and Draft Signed Contract Contract Completion No. Amount (US$) (US$) Notice Request for Proposals as Issued Proposals / Minutes Technical Proposal Negotiated Contract Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual CN-FISCAL TA2-66280-CS- CQS / To carry out research on the international development models and trends of CPA industry, Consultant Key elements of China's evaluate the current IBRD / 86160 Post Qualification Open - National 23,000.00 23,000.00 Signed 2018-06-12 2018-06-13 2018-07-10 2018-07-19 2018-08-10 2018-08-05 2018-09-30 2018-10-22 2018-10-20 2018-10-08 2019-10-01 public finance system conditions of China, and Selection propose the suitable development&supervision models for CPA industry in China ultimately. FISCAL TA2-IEFI-02 / The consulting service is to hire a consulting firm to carry out research on the development Consultant Fiscal Policy and Sustainable and integration of the Asia- IBRD / 86160 Post Qualification Open - National 47,000.00 47,000.00 Signed 2018-08-21 2018-09-03 2018-09-17 2018-11-09 2018-11-13 2018-11-12 2018-11-23 2019-01-23 2018-12-28 2018-12-12 2020-02-28 Development pacific economic cooperation Selection mechanism and China's countermeasures In the next five years. FISCAL TA2-IEFI-03 / The consulting service is to hire a consulting firm to carry out Consultant research on the cooperation Fiscal Policy and Sustainable IBRD / 86160 Post Qualification Open - National 47,000.00 47,000.00 Signed 2018-08-21 2018-09-03 2018-09-17 2018-11-09 2018-11-13 2018-11-13 2018-11-23 2018-12-03 2018-12-28 2018-12-10 2020-02-28 of new multilateral Development Selection development agencies and existing multilateral development agencies. FISCAL TA2-IEFI-04 / The consulting service is to hire a consulting firm to carry out Consultant Fiscal Policy and Sustainable research on Strategic IBRD / 86160 Post Qualification Open - National 47,000.00 47,000.00 Signed 2018-08-21 2018-09-03 2018-09-17 2018-11-09 2018-11-13 2018-11-13 2018-11-23 2018-12-10 2018-12-28 2018-12-10 2020-02-28 Development cooperation between China Selection and OECD in the next five years. FISCAL TA2-IEFI-05 / The consulting service is to hire a Consultant consulting firm to carry out Fiscal Policy and Sustainable IBRD / 86160 Post Qualification Open - National 47,700.00 47,700.00 Signed 2018-08-21 2018-09-03 2018-09-17 2018-11-13 2018-11-13 2018-11-23 2019-01-23 2018-12-28 2018-12-28 2020-02-28 research on development of Development Selection the international financial and economic think tank system. ZYSGJC-2018-01 / The consulting service is to hire a cousulting firm to carry out Consultant Fiscal Policy and Sustainable research on the development IBRD / 86160 Post Qualification Open - National 60,000.00 60,000.00 Signed 2018-12-11 2018-12-14 2019-01-15 2019-02-04 2019-02-20 2019-03-10 2019-05-22 2019-03-25 2019-05-14 2020-03-25 Development trends and prospects of the Selection International investment and trade rules KJZZW-01 / The consulting service is to hire a consulting firm to carry out research on Consultant the study and formulation on Fiscal Policy and Sustainable IBRD / 86160 Post Qualification Open - National 210,000.00 210,000.00 Signed 2019-02-15 2019-02-15 2019-03-14 2019-04-05 2019-04-02 2019-05-15 2019-05-20 2019-06-19 2019-05-20 2020-06-18 the accounting standards for Development Selection carbon emission trading of China in the context of green development ZYSGJC-2019-01 / The consulting service it to porcure a consulting firm to Consultant carry out research on the Fiscal Policy and Sustainable IBRD / 86160 Post Qualification Open - National 60,000.00 60,000.00 Signed 2019-03-04 2019-03-01 2019-03-24 2019-04-13 2019-04-19 2019-05-17 2019-05-22 2019-05-31 2019-05-14 2020-05-31 evolution trend of global Development Selection economic governance structure and China's strategic choice ZYSGJC-2019-02 / The consulting service is to Consultant procure a consulting firm to Fiscal Policy and Sustainable IBRD / 86160 Post Qualification Open - National 45,000.00 45,000.00 Signed 2019-03-04 2019-03-01 2019-03-24 2019-04-13 2019-05-22 2019-05-17 2019-07-29 2019-05-31 2019-07-29 2020-05-31 carry out research on China's Development Selection position and promotion strategy in global value chain SZS-2019-01 / To procure a consulting firm to carry out Consultant research on the Key elements of China's IBRD / 86160 Post Qualification Open - National 290,000.00 290,000.00 Signed 2019-03-11 2019-03-12 2019-03-25 2019-04-12 2019-04-04 2019-05-22 2019-05-14 2019-06-07 2019-05-27 2020-05-20 implementation evaluation public finance system Selection and system improvement of environmental protection tax SZS-2019-02 / To procure a consulting firm to carry out research on design and Consultant implementation effect Key elements of China's IBRD / 86160 Post Qualification Open - National 60,000.00 60,000.00 Signed 2019-03-11 2019-03-12 2019-03-25 2019-04-12 2019-04-04 2019-05-22 2019-05-14 2019-06-07 2019-05-27 2020-05-20 comparison of environmental public finance system Selection protection tax system in representative countries or regions ZHS-2019-01 / The consulting service is to hire a Consultant consulting firm oto carry out Fiscal Policy and Sustainable IBRD / 86160 Post Qualification Open - National 250,000.00 250,000.00 Signed 2019-04-11 2019-04-10 2019-04-30 2019-05-08 2019-05-20 2019-06-08 2019-12-24 2019-06-21 2019-11-29 2020-11-09 studies on economic growth Development Selection drivers, space and strategic issues of China Page 2 GKS-2019-01 / The service is to proucre a consulting firm Consultant to carry put research on Key elements of China's IBRD / 86160 Post Qualification Open - National 217,000.00 217,000.00 Signed 2019-08-26 2019-08-28 2019-09-06 2019-10-10 2020-01-07 2019-11-16 2020-04-01 2019-11-30 2020-04-09 2021-03-29 Operation Mechanism of public finance system Selection Modern Treasury Revenue and Expenditure SBS-2020-01 / The consulting service is to procure a consulting firm to Consultant Fiscal Policy and Sustainable carry out research on IBRD / 86160 Post Qualification Open - National 259,600.00 259,600.00 Signed 2020-03-17 2020-05-12 2020-03-30 2020-05-13 2020-05-25 2020-06-12 2020-06-17 2020-07-17 2020-06-17 2021-06-09 Development Improving Enrolling Selection Mechanism of Basic Health Insurance SBS-2020-02 / The Consultant consulting service is to hire a Fiscal Policy and Sustainable IBRD / 86160 Post Qualification Open - National 20,000.00 20,000.00 Signed 2020-04-20 2020-05-12 2020-05-03 2020-05-11 2020-05-25 2020-06-10 2020-06-17 2020-06-19 2020-06-16 2021-06-09 consulting firm to carry out Development Selection M&E work for the sub-project. GKS-A17-2020 / The consulting service is to hire a consulting firm to carry out Consultant Key elements of China's research on the IBRD / 86160 Post Qualification Open - National 213,000.00 213,000.00 Signed 2020-04-20 2020-05-12 2020-05-04 2020-05-14 2020-06-03 2020-06-13 2020-06-17 2020-06-20 2020-06-17 2021-06-10 public finance system implementation plan of fiscal Selection target balance management system. ZHS-B10-2020-01 / The consulting service is to carry Consultant Fiscal Policy and Sustainable out research on the fiscal IBRD / 86160 Post Qualification Open - National 170,000.00 170,000.00 Signed 2020-04-20 2020-05-12 2020-05-04 2020-05-16 2020-08-25 2020-06-15 2021-01-14 2020-06-26 2021-01-27 2021-07-09 Development policy of ecological civilization Selection construction. ZHS-B10-2020-02 / The consulting service is to carry out research on fiscal policies Consultant Fiscal Policy and Sustainable for integrated protection, IBRD / 86160 Post Qualification Open - National 70,000.00 70,000.00 Signed 2020-04-20 2020-05-12 2020-05-04 2020-05-16 2020-08-25 2020-06-15 2021-01-14 2020-06-26 2021-01-27 2021-07-09 Development restoration and management Selection of mountains, rivers, forests, fields, lakes and grasses. ZHS-B10-2020-03 / The consulting service is to carry Consultant out research on fiscal policy Fiscal Policy and Sustainable IBRD / 86160 Post Qualification Open - National 70,000.00 70,000.00 Signed 2020-04-24 2020-05-12 2020-05-08 2020-05-20 2020-08-25 2020-06-19 2021-01-14 2020-06-30 2021-01-27 2021-07-09 of nature conservation system Development Selection with national parks as the main body. GKS-A18-2020 / The consulting service is to hire a Consultant consulting firm to carry our Key elements of China's IBRD / 86160 Post Qualification Open - National 237,000.00 237,000.00 Signed 2020-04-24 2020-05-12 2020-05-08 2020-05-18 2020-06-28 2020-06-17 2020-08-03 2020-06-24 2020-07-30 2021-07-08 research on the auditing and public finance system Selection publication framework of government financial reports. TFS-A19-2020 / The consulting service is to carry Consultant Key elements of China's out research on construction IBRD / 86160 Post Qualification Open - National 223,000.00 223,000.00 Signed 2020-04-24 2020-05-12 2020-05-08 2020-05-18 2020-06-05 2020-06-17 2020-08-03 2020-06-24 2020-07-30 2021-07-08 public finance system of the legal system of state- Selection owned assets in China. ZYSZHC-A20-2020 / The consulting service is to carry Consultant Key elements of China's out research on construction IBRD / 86160 Post Qualification Open - National 260,000.00 260,000.00 Signed 2020-04-24 2020-05-12 2020-05-08 2020-05-18 2020-06-05 2020-06-17 2020-07-09 2020-06-24 2020-07-09 2021-05-08 public finance system and application of fiscal Selection development index system. KJS-2020-01 / The consulting service is to procure a consulting firm to Consultant Fiscal Policy and Sustainable carry out research on IBRD / 86160 Post Qualification Open - National 239,000.00 239,000.00 Signed 2020-05-25 2020-07-14 2020-06-15 2020-06-24 2020-09-14 2020-07-24 2021-07-21 2020-08-02 2021-07-21 2021-07-08 Development improving internal Selection governnance machanism of CPA firms. SBS-2020-03 / The consulting service is to carry Consultant Key elements of China's out research on regional IBRD / 86160 Post Qualification Open - National 190,000.00 210,000.00 Signed 2020-07-14 2020-07-21 2020-07-28 2020-08-07 2020-07-27 2020-09-06 2021-03-26 2020-09-13 2021-03-30 2021-07-20 public finance system health resource allocation Selection standards in China. SBS-2020-04 / The consulting service is to carry Consultant Key elements of China's out research on improvement IBRD / 86160 Post Qualification Open - National 180,000.00 210,000.00 Signed 2020-07-14 2020-07-21 2020-07-28 2020-08-07 2020-07-27 2020-09-06 2021-03-23 2020-09-13 2021-03-30 2021-07-20 public finance system of the China's fiscal health Selection investment policies. YSS-2020-01 / The consulting service is to carry Consultant out International Comparative Key elements of China's IBRD / 86160 Post Qualification Open - National 126,600.00 140,000.00 Signed 2020-07-29 2020-07-31 2020-08-20 2020-08-30 2021-01-22 2020-09-29 2021-06-11 2020-10-06 2021-06-16 2021-07-20 Study of Budget Disclosure public finance system Selection Practices and Measurement Criteria. YSS-2020-02 / The consulting service is to carry out International Comparative Consultant Key elements of China's Study and Policy IBRD / 86160 Post Qualification Open - National 126,600.00 0.00 Canceled 2020-07-29 2020-07-31 2020-08-20 2020-08-30 2021-01-27 2020-09-29 2020-10-06 2021-07-20 public finance system Recommendations on the Selection Legal System of Budget Disclosure. JDPJJ-2020-01 / The consulting service is to carry out research on Innovative Consultant Research on Budget Key elements of China's IBRD / 86160 Post Qualification Open - National 67,000.00 67,000.00 Signed 2020-08-21 2020-09-02 2020-09-04 2020-09-14 2020-11-24 2020-10-14 2021-06-30 2020-10-21 2021-06-30 2021-07-20 Performance Evaluation in the public finance system Selection Context of Comprehensive Implementing Performance- based Budget Management. Page 3 JDPJJ-2020-02 / The consulting service is to carry Consultant out research on the 14th five- Key elements of China's IBRD / 86160 Post Qualification Open - National 66,600.00 66,600.00 Signed 2020-08-21 2020-09-02 2020-09-04 2020-09-14 2020-11-24 2020-10-14 2021-06-30 2020-10-21 2021-06-30 2021-07-20 year Plan for the development public finance system Selection of budget performance evaluation. JDPJJ-2020-03 / The consulting service is to carry out research on Research on international comparison and Consultant reference of budget Key elements of China's IBRD / 86160 Post Qualification Open - National 145,900.00 145,900.00 Signed 2020-08-21 2020-09-02 2020-09-04 2020-09-14 2020-11-24 2020-10-14 2021-06-30 2020-10-21 2021-06-30 2021-07-20 performance evaluation and public finance system Selection mechanism research on the participation of third party institutions in budget performance evaluation. JDPJJ-2020-04 / The consulting service is to Consultant Key elements of China's provide support for project IBRD / 86160 Post Qualification Open - National 55,500.00 55,500.00 Signed 2020-08-21 2020-09-02 2020-09-04 2020-09-14 2020-11-24 2020-10-14 2021-06-30 2020-10-21 2021-06-30 2021-07-20 public finance system implementation and quality Selection control. RJS-2021-01 / The consulting service is to procure a consulting firm to Consultant Key elements of China's Pending provide M&E and IBRD / 86160 Post Qualification Open - National 199,500.00 0.00 2021-09-23 2021-10-07 2021-10-17 2021-11-16 2021-11-30 2022-07-20 public finance system Implementation implementation support to Selection Department of Personnel and Education of MOF. INDIVIDUAL CONSULTANTS Activity Reference No. / Invitation to Loan / Credit Contract Type Estimated Actual Amount Draft Negotiated Description Component Review Type Method Market Approach Process Status Terms of Reference Identified/Selected Signed Contract Contract Completion No. Amount (US$) (US$) Contract Consultant Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Individual PMO Procurement Specialist / Key elements of China's IBRD / 86160 Prior Consultant Open 0.00 46,658.10 Canceled 2016-09-26 PMO Procurement Specialist public finance system Selection FISCAL TA2-IEFI-01 / The consulting service is to hire an Individual individual consultant to carry Fiscal Policy and Sustainable IBRD / 86160 Post Consultant Open 9,200.00 9,200.00 Signed 2018-08-21 2018-09-03 2018-10-24 2018-10-15 2018-10-31 2018-11-15 2018-12-03 2018-12-20 2020-04-19 out project management work Development Selection for International Economics and Finance Institute. ZYSGJC-2019-03 / The consulting service is to procure an individual consultant to carry out Individual Fiscal Policy and Sustainable research on transformation of IBRD / 86160 Post Consultant Open 40,000.00 40,000.00 Signed 2019-03-04 2019-03-01 2019-04-13 2019-04-19 2019-04-25 2019-05-22 2019-05-12 2019-05-14 2020-05-12 Development scientific and technological Selection achievements: experience of major economies and China's strategy Page 4