SFG3830 World Bank-financed Jiangxi Integrated Rural and Urban Water Supply and Wastewater Management Project Jiangxi Integrated Rural and Urban Water Supply and Wastewater Management Project Summary Resettlement Action Plan Jiangxi PMO October 2017 Contents 1 OVERVIEW .......................................................................................................................................... 1 1.1 BACKGROUND AND COMPONENTS OF THE PROJECT ........................................................................................... 1 1.2 DESCRIPTION OF THIS REPORT............................................................................................................................... 6 1.3 DUE DILIGENCE ........................................................................................................................................................ 6 1.4 SUMMARY OF RESETTLEMENT SURVEY AND IMPACTS ......................................................................................... 6 2 SOCIOECONOMIC PROFILE OF THE PROJECT AREA..................................................................... 9 2.1 AFFECTED COUNTIES (DISTRICTS)......................................................................................................................... 9 2.2 AFFECTED TOWNSHIPS ............................................................................................................................................ 9 2.3 AFFECTED VILLAGES .............................................................................................................................................. 10 3 LA AND RESETTLEMENT IMPACTS ................................................................................................ 11 3.1 LA ............................................................................................................................................................................ 11 3.1.1 Permanent Acquisition of Collective Land ............................................................................................. 11 3.1.2 Impact Analysis ............................................................................................................................................ 12 3.2 PERMANENT OCCUPATION OF STATE-OWNED LAND .......................................................................................... 16 3.3 TEMPORARY LAND OCCUPATION .......................................................................................................................... 16 3.4 AFFECTED POPULATION ........................................................................................................................................ 17 3.5 OTHER IMPACTS ..................................................................................................................................................... 17 3.5.1 Small Waterworks Closedown ................................................................................................................. 17 3.5.2 Impact on Power Generation .................................................................................................................... 18 4 RESETTLEMENT POLICIES ............................................................................................................. 20 4.1 POLICY BASIS ......................................................................................................................................................... 20 2 4.2 RESETTLEMENT POLICIES OF THE PROJECT ....................................................................................................... 21 5 COMPENSATION RATES .................................................................................................................. 22 5.1 COLLECTIVE LAND .................................................................................................................................................. 22 5.2 PERMANENT OCCUPATION OF STATE-OWNED LAND .......................................................................................... 22 5.3 TEMPORARY LAND OCCUPATION .......................................................................................................................... 22 6 LIVELIHOOD RESTORATION ........................................................................................................... 24 6.1 RESTORATION MEASURES FOR LA ...................................................................................................................... 24 6.2 RESTORATION MEASURES FOR TEMPORARY LAND OCCUPATION .................................................................... 25 6.3 RESTORATION MEASURES FOR OTHER IMPACTS ............................................................................................... 25 6.3.1 Employee Resettlement for Small Waterworks Closedown .............................................................. 25 6.3.2 Compensation for Power Generation ..................................................................................................... 26 7 ORGANIZATIONAL STRUCTURE FOR RESETTLEMENT ................................................................ 27 7.1 ORGANIZATIONAL STRUCTURE ............................................................................................................................. 27 7.2 ORGANIZATIONAL RESPONSIBILITIES ................................................................................................................... 27 7.3 INSTITUTIONAL CAPACITY AND TRAINING............................................................................................................. 28 8 PUBLIC PARTICIPATION AND GRIEVANCE REDRESS ................................................................... 30 8.1 PUBLIC PARTICIPATION .......................................................................................................................................... 30 8.2 GRIEVANCE REDRESS ........................................................................................................................................... 31 9 RESETTLEMENT IMPLEMENTATION ............................................................................................... 33 10 RESETTLEMENT BUDGET ........................................................................................................... 35 10.1 BUDGET ................................................................................................................................................................... 35 3 10.2 FUNDING SOURCES ................................................................................................................................................ 35 10.3 FUND DISBURSEMENT AND MANAGEMENT .......................................................................................................... 35 11 RESETTLEMENT M&E .................................................................................................................. 37 11.1 INTERNAL MONITORING ......................................................................................................................................... 37 11.2 EXTERNAL MONITORING ........................................................................................................................................ 37 11.3 POST-EVALUATION ................................................................................................................................................. 38 12 ENTITLEMENT MATRIX................................................................................................................. 39 APPENDIXES ........................................................................................................................................... 42 APPENDIX 1 DUE DILIGENCE ON RELATED PROJECT—LAND FOR NANFENG COUNTY NO.2 W ATERWORKS........... 42 APPENDIX 2 DETAILED IMPACTS OF SMALL W ATERWORKS CLOSEDOWN .................................................................... 46 4 List of Tables TABLE 1-1 COMPONENTS OF THE PROJECT............................................................................................................................ 3 TABLE 1-2 SUMMARY OF RESETTLEMENT IMPACTS OF THE PROJECT ................................................................................. 8 TABLE 2-1 SUMMARY OF ECONOMIC AND SOCIAL INDICATORS OF THE AFFECTED COUNTIES (DISTRICTS) .................... 9 TABLE 2-2 SUMMARY OF ECONOMIC AND SOCIAL INDICATORS OF THE AFFECTED TOWNSHIPS ....................................... 9 TABLE 2-3 SUMMARY OF ECONOMIC AND SOCIAL INDICATORS OF THE AFFECTED VILLAGES ......................................... 10 TABLE 3-1 IDENTIFICATION OF RESETTLEMENT IMPACTS .................................................................................................... 11 TABLE 3-2 SUMMARY OF ACQUIRED COLLECTIVE LAND ...................................................................................................... 11 TABLE 3-3 IMPACT ANALYSIS OF W OODLAND ACQUISITION IN YONGXIN COUNTY........................................................... 13 TABLE 3-4 LAND AND INCOME LOSS ANALYSIS OF AHS...................................................................................................... 13 TABLE 3-5 LA IMPACT ANALYSIS OF DONGXIANG DISTRICT................................................................................................ 15 TABLE 3-6 SUMMARY OF LA IMPACTS IN DONGXIANG DISTRICT......................................................................................... 16 TABLE 3-7 INCOME LOSS ANALYSIS OF DONGXIANG DISTRICT ........................................................................................... 16 TABLE 3-8 SUMMARY OF PERMANENTLY OCCUPIED STATE-OWNED LAND ........................................................................ 16 TABLE 3-9 SUMMARY OF TEMPORARILY OCCUPIED LAND ................................................................................................... 17 TABLE 3-10 SUMMARY OF AFFECTED POPULATION ............................................................................................................. 17 TABLE 3-11 IMPACT ANALYSIS OF SMALL WATERWORKS CLOSEDOWN ............................................................................. 17 TABLE 3-12 AGE STRUCTURE OF AFFECTED EMPLOYEES .................................................................................................. 18 TABLE 3-13 EDUCATIONAL LEVELS OF AFFECTED EMPLOYEES.......................................................................................... 18 TABLE 3-14 IMPACT ON POWER GENERATION ...................................................................................................................... 18 TABLE 5-1 COMPENSATION RATES FOR LA........................................................................................................................... 22 TABLE 5-2 COMPENSATION RATES FOR PERMANENT OCCUPATION OF STATE-OWNED LAND ......................................... 22 TABLE 5-3 COMPENSATION RATES FOR TEMPORARY LAND OCCUPATION......................................................................... 22 TABLE 6-1 SUMMARY OF LOCAL SKILLS TRAINING PROGRAMS .......................................................................................... 24 5 TABLE 6-2 CONTRIBUTION AND BENEFIT LEVELS OF ENDOWMENT INSURANCE FOR LEFS IN DONGXIANG DISTRICT . 25 TABLE 8-1 SUBSEQUENT PUBLIC PARTICIPATION PLAN ....................................................................................................... 30 TABLE 8-2 REGISTRATION FORM OF GRIEVANCES AND APPEALS ....................................................................................... 31 TABLE 8-3 CONTACT INFORMATION FOR GRIEVANCES AND APPEALS ................................................................................ 32 TABLE 9-1 RESETTLEMENT IMPLEMENTATION SCHEDULE ................................................................................................... 34 TABLE 10-1 RESETTLEMENT BUDGET (UNIT: 0,000 YUAN) ................................................................................................. 36 TABLE 11-1 SAMPLE RESETTLEMENT SCHEDULE ................................................................................................................ 37 TABLE 11-2 SAMPLE FUND UTILIZATION SCHEDULE ........................................................................................................... 37 TABLE 11-3 RESETTLEMENT M&E SCHEDULE ..................................................................................................................... 38 List of Figures FIGURE 1-1 LOCATIONS OF THE PROJECT COUNTIES (DISTRICTS) ...................................................................................... 1 FIGURE 1-2 RESETTLEMENT IMPACT SURVEY AND PUBLIC CONSULTATION IN THE PROJECT COUNTIES (DISTRICTS)... 7 FIGURE 6-1 WATER COMPENSATION AGREEMENT OF XIUSHUI COUNTY........................................................................... 26 FIGURE 7-1 ORGANIZATIONAL CHART ................................................................................................................................... 27 6 ABBREVIATIONS AH - Affected Household AP - Affected Person DMS - Detailed Measurement Survey FGD - Focus Group Discussion HD - House Demolition LA - Land Acquisition LEF - Land-expropriated Farmer M&E - Monitoring and Evaluation PRC - People’s Republic of China PMO - Project Management Office RAP - Resettlement Action Plan RIB - Resettlement Information Booklet Units Currency unit = Yuan (RMB) 1.00 yuan = $0.15 1 hectare = 15 mu 7 1 Overview 1.1 Background and Components of the Project The Jiangxi Provincial Government plans to implement the Jiangxi Integrated Rural and Urban Water Supply and Wastewater Management Project (hereinafter, the “Project”) using a Bank loan of USD200 million and domestic counterpart funds of USD132 million. The objectives of the Project are: 1) demonstrating the construction of integrated urban and rural water supply and drainage infrastructure; 2) demonstrating the construction and improvement of centralized rural water supply and drainage infrastructure; 3) demonstrating the construction of scattered rural water supply and drainage systems in preferred villages; and 4) establishing an innovative sustainable operation mechanism for rural water supply and drainage systems. The Project involves Yongxin County in Ji’an City, Linchuan and Dongxiang Districts, and Jinxi and Nanfeng Counties in Fuzhou City, Xiushui County in Jiujiang City, and Leping City (county level) in Jingdezhen City, Jiangxi Province. Figure 1-1 Locations of the Project Counties (Districts) According to the Feasibility Study Report, the Project consists mainly of Improvement of Urban Water Supply Infrastructure, Enhancement and Improvement of Rural Drinking Water Safety, and Construction of Rural Wastewater Management Facilities. 1) Improvement of Urban Water Supply Infrastructure: including urban waterworks and water -1- supply network construction and construction 2) Enhancement and Improvement of Rural Drinking Water Safety: including rural pipeline extension, rural water supply network reconstruction and extension, and rural waterworks construction, reconstruction and expansion 3) Construction of Rural Wastewater Management Facilities: Since rural wastewater treatment has not been implemented on a large scale in Jiangxi Province, Zhajin Town has been selected as a pilot site for the Project to identify potential risks. After project completion, 5 urban waterworks will be constructed or expanded 1, the water supply networks of 6 county towns reconstructed or constructed 2, pipelines in 6 county towns and 3 rural water supply networks extended, and a rural waterworks constructed or expanded. The Project has an additional water supply capacity of 248,000 m3/d, including 24,000 m3/d in urban areas and 8,000 m3/d in rural areas, reduces network leakage by 66,520 m3/d, and benefits a population of 29.6 million. According to the project framework, implementation arrangements and integrated feasibility study 3, the Project involves 270 villages, with a gross investment of CNY 2.25311 billion (including contingencies and financial costs), including a Bank loan of USD200 million (CNY1.394 billion), accounting for 61.8% of gross investment. See Table 1-1. 1 Being Yongxin County, Linchuan District, Dongxiang District, Xiushui County and Leping City, where new waterworks will be built in Yongxin, Linchuan and Dongxiang, involving the acquisition of collective woodland and cultivated land; the existing waterworks of Xiushui and Leping will be expanded, not involving LA; 2 Being Yongxin County, Linchuan District, Dongxiang District, Jinxi County, Xiushui County and Leping City 3 Draft final report prepared by Shanghai Urban Planning and Design Research Institute -2- Table 1-1 Components of the Project LA Mode of Land Cultivate Water No. Type Subcomponent Nature Scope of construction area procure ownership d land? source (mu) ment I. Construction and Rehabilitation of Water Supply Infrastructure 1 Urban water supply facility construction and reconstruction 3 Construction of a 100,000 m /d gravity flow Construction of urban pontoon, construction of DN1200 pipelines of Longyuanko Urban waterworks construction and reconstruction waterworks of Yongxin Construction 21.21km; construction of a waterworks, with a 108.8 Collective LA No 3 u Reservoir County near-term capacity of 50,000 m /d, construction of DN900 delivery mains of 11.2km Construction of intake works, with a near-term 3 Construction of urban capacity of 55,000 m /d inlet pump station, Chongren waterworks of Linchuan Construction construction of two 2.4km DN800 pipelines; 82.1 Collective LA No River District construction of a waterworks, with a near-term 3 capacity of 50,000 m /d 3 Construction of intake works, two 30,000 m /d inlet 1.1 Construction of urban Hefang & pump stations; construction of DN800 pipelines of waterworks of Dongxiang Construction 91 Collective LA Yes Hengshan 17.4km; construction of a waterworks, with a District 3 Reservoirs near-term capacity of 40,000 m /d Construction of intake works, expansion of the inlet Expansion of urban 3 Expansion / pump station to 105,000 m /d; construction of State- Dongjin waterworks of Xiushui 50 Existing No construction DN1200 pipelines of 22.6km, expansion of the owned Reservoir County 3 3 waterworks from 50,000 m /d to 100,000 m /d 3 Construction of intake works, 120,000 m /d inlet Expansion of urban Expansion / pump station; construction of DN1,000 pipelines of State- Communis 108.8 Existing No waterworks of Leping City construction 36.2km, expansion of the waterworks from 50,000 owned m Reservoir 3 3 m /d to 100,000 m /d Urban water supply Reconstruction of DN200-DN500 water supply Urban water supply network network reconstruction of Reconstruction pipelines of 6.6km, construction of DN300-DN800 / / Yongxin County water supply pipelines of 39.5km construction and reconstruction Urban water supply Reconstruction of DN200-DN600 pipelines of network reconstruction and Reconstruction 13.4km, construction of DN200-DN1,000 pipelines / / 1.2 construction of Linchuan / construction of 22.9km District Urban water supply Reconstruction of DN200-DN1,000 pipelines of Reconstruction network reconstruction of 16.3 km, construction of DN600-DN800 pipelines of / / / construction Dongxiang District 6.74 km Urban water supply Reconstruction Reconstruction of DN500-DN600 pipelines of / / -3- LA Mode of Land Cultivate Water No. Type Subcomponent Nature Scope of construction area procure ownership d land? source (mu) ment network reconstruction and / construction 10.5km, construction of DN300-DN500 pipelines of construction of Jinxi County 24.1km Urban pipeline reconstruction and Reconstruction Construction and reconstruction of / / construction of Xiushui / construction DN200-DN1,000 pipelines of 149km County Urban pipeline Reconstruction of DN200-DN1,000 ductile iron Reconstruction reconstruction and pipelines of 15.1km; construction of DN200-DN700 / / / construction construction of Leping City ductile iron pipelines of 40.9km 2 Rural water supply facility construction and reconstruction Extension of the pipeline of the county town Rural pipeline extension of Construction waterworks to 40 villages in 5 townships, / / Yongxin County construction of DN200-DN500 pipelines of 24.7km Extension of the pipeline of the county town Rural pipeline extension of Construction waterworks to 22 villages in 3 townships, / / Jinxi County Rural pipeline extension construction of DN200-DN300 pipelines of 34.4km Extension of the pipeline of the county town Rural pipeline extension of Construction waterworks to 3 townships, construction of / / Linchuan District DN200-DN300 pipelines of 14km 2.1 Extension of the pipeline of the county town Rural pipeline extension of Construction waterworks to 54 villages in 7 townships, / / Dongxiang District construction of DN200-DN300 pipelines of 40.9km Extension of the pipeline of the county town Rural pipeline extension of Construction waterworks to 27 villages in 3 townships, / / Nanfeng County construction of DN200-DN400 pipelines of 19.5km Extension of the pipeline of the county town Rural pipeline extension of waterworks to 28 villages in 3 townships, Construction / / Leping City construction of DN200-DN300 pipelines of 21.3km, 2 integrated booster pump stations Rural water supply reconstruction and Enhancement and Construction of DN80-DN100 branch pipelines of improvement of rural extension Construction 5,000 m in 3 townships; construction of a booster / / network drinking water safety of pump station, covering 22 villages 2.2 Yongxin County Rural pipeline construction Construction and reconstruction of existing and reconstruction of Construction pipelines in 6 townships, covering 62 villages, / / Xiushui County construction of DN200-DN600 pipelines of 95.6km -4- LA Mode of Land Cultivate Water No. Type Subcomponent Nature Scope of construction area procure ownership d land? source (mu) ment Pipeline extension of 9 existing rural waterworks, Rural pipeline extension of covering 77 villages, and construction of Construction / / Leping City DN200-DN300 pipelines of 44.3km and 17 integrated booster pump stations Construction of an intake head with a capacity of Upstream reconstruction and Rural waterworks 3 Construction of Huangtong 1,200 m /d; construction of two DN200 pipelines of mountain construction, expansion Xiang waterworks of Jinxi Construction 90 m; construction of the Huangtong Xiang 4.4 Collective LA Yes stream of County waterworks of 1,200 m³/d and DN200-DN250 the Gaofang 2.3 pipelines of 8km, covering 4 villages River Rural waterworks 3 Reconstruction Expansion of the Lilin Waterworks from 5,000 m /d State- reconstruction and 3 5 Existing No / / expansion to 10,000 m /d, serving 26 village in Lilin Town owned expansion of Leping City II. Construction and Rehabilitation of Wastewater Treatment Infrastructure 3 Construction of sewer network and Construction of 2000 m /d WWTP, construction of 1 WWTP in Zhajin Town, Xiushui Construction DN300-DN400 sewer lines of 27.2km, connection 2 Collective LA Yes / County of 2,800 houses III. Improving the Quality of Services for Rural Water Supply and Wastewater Management -5- 1.2 Description of this Report According to the agreement between the Jiangxi Provincial Government and the Bank, the Jiangxi PMO, local PMOs and IAs have identified the resettlement impacts of the subprojects according to the Bank policy on involuntary resettlement (OP4.12), and prepared RAPs for the subprojects. This report is a summary report of these 7 RAPs, and covers LA and resettlement impacts, resettlement policies, compensation rates, IAs, resettlement budget, resettlement implementation schedule, resettlement M&E arrangements, etc. 1.3 Due Diligence The Jiangxi PMO and IAs have identified any project related to the Project. According to the survey, the reconstruction or expansion of the existing waterworks does not involve extra LA, and the land used for such waterworks had been obtained by 2012. Although the Nanfeng County No.2 Waterworks is not part of the Project, its water source is the Project, so it is identified as a related project. Its resettlement work has been completed. See Appendix 1—Due Diligence on Land for Nanfeng County No.2 Waterworks. 1.4 Summary of Resettlement Survey and Impacts In early 2016, the General Offices of the Yongxin County, Dongxiang District, Jinxi County, Nanfeng County and Leping City Governments, and the Linchuan District Development and Reform Bureau established their respective project leading groups and PMOs. From June 2016 to October 2017, the task force organized by the Jiangxi PMO conducted a survey on the local socioeconomic profile, resettlement impacts, expected resettlement modes, and household income and expenditure, and extensive consultation during the survey. In addition, the task force interviewed the county (district) statistics bureaus, land and resources bureaus, LA and HD management offices, social security bureaus, development and reform commissions, women’s federations, civil affairs bureaus, etc., collected relevant information, and held FGDs with township and village officials, and representatives of APs. Yongxin Linchuan -6- Dongxiang Jinxi Nanfeng Leping Xiushui Figure 1-2 Resettlement Impact Survey and Public Consultation in the Project Counties (Districts) 285.4 mu of collective land will be acquired, 1 mu of state-owned land occupied permanently, and 988.6 mu of land occupied temporarily for the Project. 332 households with 1,242 persons will be affected by permanent LA, and 485 households with 2,085 persons affected by temporary land occupation. 6 small waterworks in 6 townships in 3 counties (districts) will be closed down for the Project, affecting 36 employees. In addition, the Project will also affect scattered trees, telegraph poles and other ground attachments. The Project involves neither house demolition nor tomb relocation. See Table 1-2. During resettlement impact survey, the rosters of affected households who contract woodland and cultivated land have been documented in village groups. -7- Table 1-2 Summary of Resettlement Impacts of the Project No. Item Unit Yongxin Linchuan Dongxiang Jinxi Nanfeng Xiushui Leping Subtotal 1 LA mu 108.8 79.18 91 4.4 0 2 0 285.4 2 Occupation of state-owned land mu 0 1 0 0 0 0 0 1 3 Temporary land occupation mu 184.9 61.1 109.7 53.3 57.31 90.6 431.7 988.6 Directly affected HH 17 275 31 3 0 6 0 332 Permanent LA population Person 74 973 145 15 0 35 0 1242 4 Temporarily Temporary HH 156 2 52 80 39 158 85 485 affected land Person 638 6 169 326 99 574 279 2085 population occupation -8- 2 Socioeconomic Profile of the Project Area 2.1 Affected Counties (Districts) Among the 7 project counties (districts), Linchuan District has the highest GDP of 34.16 billion yuan, and Jinxi County has the lowest of 7.22 billion yuan; Linchuan District has the highest per capita disposable income of urban residents of 30,530 yuan, Yongxin County has the lowest of 17,938 yuan; Nanfeng County has the highest per capita disposable income of rural residents of 17,147 yuan, and Yongxin County has the lowest of 6,667 yuan; Linchuan District has the highest per capita GDP of 83,834 yuan, and Xiushui County has the lowest of 14,950 yuan. See Table 2-1. Table 2-1 Summary of Economic and Social Indicators of the Affected Counties (Districts) Per capita Per capita GDP (00 Land area disposable disposable income Population Per capita Division 2 million (km ) income of urban of rural residents (0,000) GDP (yuan) yuan) residents (yuan) (yuan) Jiangxi 166,900 28673 13138 18364.4 4592.3 40106 Province Yongxin 2194.6 17938 6667 80.2 52.5 16398 Linchuan 2121 30530 13925 341.6 121.09 83834 Dongxiang 1270 19325 9495 97.9 43.8 22176 Jinxi 1358 23914 11582 72.2 30.1 22705 Nanfeng 72.5 25513 17147 115.04 31.6 30994 Xiushui 4504 22224 7599 130.17 87.1 14950 Leping 1980 26785 12729 265.8 93.19 28445 Source: Statistical Bulletin 2016 on National Economic and Social Development of Jiangxi Province, Statistical Yearbook 2015 of Yongxin County, Statistical Yearbook 2016 of Linchuan District, Statistical Yearbook 2016 of Dongxiang District, Statistical Yearbook 2016 of Jinxi County, Statistical Yearbook 2016 of Nanfeng County, Statistical Yearbook 2016 of Xiushui County, Statistical Yearbook 2016 of Leping City LA affects 6 villages in 5 townships in 5 counties (districts). Their socioeconomic profile is as follows: 2.2 Affected Townships Among the 5 affected townships, Shangdundu Town, Linchuan District is the largest, with 35 administrative villages, Huangtong Xiang, Jinxi County is the smallest, with 6 administrative villages. Shangdundu Town has the largest population of 127,000, and Huangtong Xiang has the smallest of 12,000. Xiaogang Town, Dongxiang District has the largest land area of 160 km2, and Shangdundu Town, Linchuan District has the smallest of 52.6 km2. Shangdundu Town, Linchuan District has the highest GDP of 2.4 billion yuan, and Caifeng Xiang, Yongxin County has the lowest of 340 million yuan. Xiaogang Town, Dongxiang District has the highest per capita net income of farmers of 9,495 yuan, and Yongxin County has the lowest of 5,137 yuan. See Table 2-2. Table 2-2 Summary of Economic and Social Indicators of the Affected Townships Per capita net County / Land area GDP (00 Township Villages Population 2 income of district (km ) million yuan) farmers (yuan) Yongxin Caifeng Xiang 7 14756 83 3.4 5137 Linchuan Shangdundu Town 35 126900 52.6 24 7486 Dongxiang Xiaogang Town 10 127076 160.0 22.2 9495 Jinxi Huangtong Xiang 6 11990 105 4.7 4500 Xiushui Zhajin Town 16 60000 144 4.2 2018 Source: socioeconomic survey, 2017 -9- 2.3 Affected Villages Among the 6 affected villages, Zhangfang Village has the largest land area of 206.6 km2, and Cangxia Village has the smallest of 4.5 km2. Putian Village has the largest population of 2,500, and Cangxia Village has the smallest of 1,570. Zhangfang Village has the largest rural labor force of 1,675, including 792 women, and Cangxia Village has the smallest of 782, including 383 women. Cangxia Village has the highest agricultural output value of 10.25 million yuan, and Hewan Village has the lowest of 1.54 million yuan. Zhangfang Village has the highest per capita annual income of 13,458 yuan, and Putian Village has the lowest of 5,000 yuan. The APs’ main income sources are crop cultivation, outside employment and sidelines (forestry mainly), accounting for about 20%, 60% and 20% of gross income respectively. The main crops are food crops (paddy rice mainly, followed by rape, peanut, sesame and potato) and tealeaf. The affected villages have a per capita woodland area of about 2 mu, and woodland is used to grow artificial forests, bamboo and fruit trees mainly. Outside employment is an important part of household income, and many villagers are working outside, including in and out of the county. Those working in the county deal mainly with construction or labor-intensive operations, and would return home for sowing or harvest in the busy season of farming, while those working out of the county work in Zhejiang, Fujian, Shanghai and Guangdong mainly, dealing with construction, apparel making, decoration, textile, etc. mainly. Since most laborers are working outside, farm work and housework is done by women and old people mainly. See Table 2-3. Table 2-3 Summary of Economic and Social Indicators of the Affected Villages Rural labor Agricutlural Per Land output capita County / Township Village area HHs Population value annual district 2 Total Female (km ) (0,000 income yuan) (yuan) Yongxin Caifeng Xiang Long’an 15 530 2035 1455 715 218 5400 Shangdundu Cangxia 4.5 410 1570 782 383 1025 6529 Linchuan Town Lyufang 5.4 480 1939 965 473 978 5044 Dongxiang Xiaogang Town Zhangfang 206.6 1112 2264 1675 792 885.1 13458 Huangtong Jinxi Hewan 18 430 1710 918 428 154 10819 Xiang Xiushui Zhajin Town Putian 17 525 2500 1200 500 180 5000 Source: socioeconomic survey, 2017 The AHs have the following concerns mainly: 1) They prefer cash compensation due to the relatively minor LA impact on income; and 2) Cash compensation should be paid directly to them with minimum intermediate links. - 10 - 3 LA and Resettlement Impacts The main types of resettlement impacts of the Project area the acquisition and temporary occupation of collective land, and permanent and temporary occupation of state-owned land, and it does not involve house demolition. See Table 3-1. Table 3-1 Identification of Resettlement Impacts Temporary Acquisition of Temporary occupation Permanent occupation County / district occupation of collective land of state-owned land of state-owned land collective land Yongxin √ √ √ Linchuan √ √ √ √ Dongxiang √ √ √ Jinxi √ √ √ Nanfeng √ √ Xiushui √ √ Leping √ √ It can be seen from Table 3-1 that the Linchuan Subproject involves all types of resettlement impacts, the Yongxin, Dongxiang and Jinxi Subprojects do not involve the permanent occupation of state-owned land, the Nanfeng and Leping Subprojects do not involve the acquisition of collective land and permanent occupation of state-owned land, and the Xiushui Subproject does not involve the permanent and temporary occupation of state-owned land. Permanent and temporary land occupation for the Project involves 277 villages / communities in 49 townships in the 7 counties (districts), in which permanent LA affects 1,242 persons permanently and 2,085 persons temporarily in 6 villages in 5 townships in 5 counties (districts). 285.38 mu of collective land will be acquired, 1 mu of state-owned land occupied permanently, and 988.58 mu of land occupied temporarily for the Project. 6 small waterworks in 6 townships in 3 counties (districts) will be closed down for the Project, affecting 36 employees. In addition, the Project will also affect scattered trees, telegraph poles and other ground attachments. The Project involves neither house demolition nor tomb relocation. 3.1 LA 3.1.1 Permanent Acquisition of Collective Land 285.38 mu of collective land will be acquired for the Project, including 95.4 mu of cultivated land, accounting for 33.4%, affecting 45 households with 212 persons; 187.98 mu of woodland, accounting for 65.9%, affecting 292 households with 1047 persons; and 2 mu of other land, accounting for 0.7%, affecting 6 households with 35 persons. Among the 5 counties (districts) affected by LA, the acquisition of cultivated land will affect Dongxiang District and Jinxi County, mostly in Dongxiang District, while the acquisition of woodland will affect Yongxin County and Linchuan District. See Table 3-2. Table 3-2 Summary of Acquired Collective Land County / LA area (mu) Affected No. district Cultivated land Woodland Other Subtotal HHs Population 1 Yongxin 0 108.8 0 108.8 17 74 - 11 - County / LA area (mu) Affected No. district Cultivated land Woodland Other Subtotal HHs Population 2 Linchuan 0 79.18 0 79.18 275 973 3 Dongxiang 91 0 0 91 31 145 4 Jinxi 4.4 0 0 4.4 3 15 5 Xiushui 0 0 2 2 6 35 Subtotal 95.4 187.98 2 285.38 332 1242 Percent 33.40% 65.90% 0.70% 100% / / 3.1.2 Impact Analysis It can be seen from Table 3-2 that LA is caused by the Yongxin, Linchuan and Dongxiang Subprojects mainly, involving cultivated land (Dongxiang District) and woodland (Yongxin County and Linchuan District). 1) Yongxin County 108.8 mu of woodland in Long’an Village, Caifeng Xiang will be acquired for the Longyuankou backup water source, in which 95.3 mu is contracted to households, with a woodland loss rate of 1.9%, affecting 17 households with 74 persons. All AHs in Long’an Village have woodland loss rates of over 10%, but their income loss rates are below 10%. See Tables 3-3 and 3-4 for a detailed analysis. It can be seen that woodland acquisition in Yongxin County has a relatively minor impact. - 12 - Table 3-3 Impact Analysis of Woodland Acquisition in Yongxin County Before LA After LA LA impacts Income loss (yuan) population (%) households (%) Percent Woodland area Cultivated area cultivated area Land loss rate Percentage of Percentage of Per capita Population Per capita to per woodland Average Per (mu) (mu) (mu) Xiang Village (%) Annual capita HHs AHs APs area after loss per capita 4 loss net 6 LA (mu) household loss income 7 (%) 5 Caifeng Long’an 535 2035 5000 2.5 17 74 95.3 2.4 3.2 3.6 1.9 28590 1681.8 386.4 7.2% Table 3-4 Land and Income Loss Analysis of AHs Land loss rate Income loss rate Total Total 10% or less 11-50% 50-100% 10% or less 10-20% >20% Xiang Village HH Populatio HH Populatio HH Populatio HH Populatio HH Populatio HH Populatio HH Populatio HH Populatio s n s n s n s n s n s n s n s n Caifen Long’a 0 0 7 39 10 35 17 74 17 74 0 0 0 0 17 74 g n 41. 58. Percent (%) 0 0 52.7 47.3 100 100 100 100 0 0 0 0 100 100 2 8 4 Percentage of households = number of households affected by LA / total number of households 5 Percentage of population = population affected by LA / total population 6 Land loss rate = acquired cultivated area / total woodland area (AAOV of woodland in Huayuan Group of Long’an Village: 300 yuan/mu); annual loss = acquired land area * AAOV 7 Percentage to per capita income = per capita income loss / per capita net income (per capita annual net income of Long’an Village: 5,400 yuan) - 13 - 2) Linchuan District 79.18 mu of collective woodland in Cangxia and Lyufang Villages, Shangdundu Town will be acquired for Linchuan No.2 Waterworks Construction, with a woodland loss rate of 3.8%, affecting 275 households with 973 persons. Since the acquired woodland is not contracted to households, there will be no livelihood or income impact. 3) Dongxiang District 91 mu of collective cultivated land will be acquired for Chengdong Waterworks Construction, affecting 31 households with 145 persons in Xialonggang and Longgangsan Groups of Zhangfang Village, Xiaogang Town, including 79.55 mu and 27 households with 130 persons in Xialonggang Group, and 11.45 mu and 4 households with 15 persons in Longgangsan Group. Xialonggang and Longgangsan Groups have land loss rates of 81.5% and 5.0%, and income loss rates of 4.5% and 5.7% respectively. Since the affected groups are close to the urban area of Dongxiang District, crop cultivation is no longer a main income source. The income from agriculture plantation ranges from 10% to 20% of total. In 2016, the net income per capita is about CNY 13500. See detailed analysis in Table 3-5. - 14 - Table 3-5 LA Impact Analysis of Dongxiang District 8 Before LA After LA LA impacts Income loss (yuan) Per Cultivated area Cultivated area Percent households (% cultivated area population (%) Percentage of Percentage of capita Population Per capita Land to per cultivated Average Per (mu) (mu) (mu) Village Group HHs loss Annual capita AHs APs area loss per capita rate loss net after LA household loss (%) income (mu) (%) Xialonggang 27 130 97.6 0.75 27 130 79.55 0.14 100.0% 100.0% 81.5% 79550 2946.3 611.9 4.5% Zhangfang Longgangsan 51 242 230 0.95 4 15 11.45 0.9 7.8% 6.2% 5.0% 11450 2862.5 763.3 5.7% Total 78 372 327.6 0.88 31 145 91 0.64 39.7% 39.0% 27.8% 91000 2935.5 627.6 4.7% 8 The calculation method here is the same as that in Table 3-4. In the project area, cultivated land is used to grow paddy rice and rape mainly, with annual average net income of about 1,000 yuan; the per capita annual net income of the affected village group is 13,500 yuan. - 15 - Among the 31 AHs:  No AH has a land loss rate of below 20%;  4 AHs have land loss rates of 20-30%, accounting for 12.9%;  17 AHs have land loss rates of 30%-50%, accounting for 54.8%;  10 AHs have land loss rates of over 50%, accounting for 32.3%. See Table 3-6. In addition, 6 households (22 persons, 19.4% of all AHs) will have per capita cultivated areas of less than 0.3 mu after LA. Table 3-6 Summary of LA Impacts in Dongxiang District Affected group 0-20% 20-30% 30-50% Over 50% Subtotal Longgangsan 0 0 1 3 4 Xialonggang 0 4 16 7 27 Subtotal 0 4 17 10 31 Percent 0.0% 12.9% 54.8% 32.3% 100.0% As described above, crop cultivation is no longer a main source of household income. Among the 34 AHs:  No AH has an income loss rate of over 20%;  30 AHs have income loss rates of 10% or less, accounting for 96.8%;  One AH has an income loss rate of 10-20%, accounting for 3.2%. See Table 3-7. Table 3-7 Income Loss Analysis of Dongxiang District Affected group 0-10% 10-20% Over 20% Subtotal Longgangsan 4 0 0 4 Xialonggang 26 1 0 27 Subtotal 30 1 0 31 Percent 96.8% 3.2% 0.0% 100.0% It can be seen that Dongxiang District is affected relatively more severely by cultivated land acquisition. However, the Project’s LA impact is relatively minor, and the AHs’ lost income can be made by through cash compensation, and direct or indirect employment. Almost all APs support the Project, and prefer cash compensation for LA. 3.2 Permanent Occupation of State-owned Land The permanent occupation of state-owned land for the Project is caused by the Linchuan Subproject, involving 1 mu of state-owned land. See Table 3-8. Table 3-8 Summary of Permanently Occupied State-owned Land No. District State-owned land (mu) Percent 1 Linchuan 1 100% Subtotal 1 100% 3.3 Temporary Land Occupation Temporary land occupation is caused by the construction of waterworks and pipelines. According to the project design, pipelines will be constructed along existing village roads where possible, so the temporarily occupied land will be collective construction land mainly, plus a small amount of state-owned land. Such two types of land will not be compensated for in principle. 988.58 mu of land will be occupied temporarily for the Project, including 799.94 mu of collective land, accounting for 80.9%; and 188.64 mu of state-owned land, accounting for 19.1%; or 377.56 - 16 - mu cultivated land, accounting for 38.2%, 63.9 mu of woodland, accounting for 6.5%, 188.64 mu of state-owned land, accounting for 19.1%, 328.91 mu of collective construction land, accounting for 33.3%; and 29.4 mu of unused land, accounting for 2.9%. Temporary land occupation will affect 572 households with 2,091 persons. See Table 3-9. Table 3-9 Summary of Temporarily Occupied Land Temporarily occupied land area (mu) Affected County / State- Collective No. Cultivated Wood Unused district owned constructi Subtotal HHs Population land land land land on land 1 Yongxin 125.1 28.7 8.5 0 22.5 184.9 156 638 2 Linchuan 0 3 58.1 0 0 61.1 2 6 3 Dongxiang 6.2 0 42.1 61.4 0 109.7 52 169 4 Jinxi 17 26.3 1.3 8.7 0 53.3 80 326 5 Nanfeng 18.76 0 7.03 31.52 0 57.31 39 99 6 Xiushui 58.5 5.9 0 19.3 6.9 90.6 158 574 7 Leping 152 0 71.61 207.99 0 431.67 85 279 Subtotal 377.56 63.9 188.64 328.91 29.4 988.58 572 2091 Percent 38.2% 6.5% 19.1% 33.3% 2.9% 100% / / 3.4 Affected Population 332 households with 1,242 will be affected by permanent LA, and 572 households with 2,091 persons affected by temporary land occupation. The affected population includes no minority population. See Table 3-10. Table 3-10 Summary of Affected Population Item Unit Yongxin Linchuan Dongxiang Jinxi Nanfeng Xiushui Leping Subtotal Directly HH 17 275 31 3 0 6 0 332 Permanent affected LA Person 74 973 145 15 0 35 0 1242 population Temporarily Temporary HH 156 2 52 80 39 158 85 572 affected land Person 368 6 169 326 99 574 279 1821 population occupation 3.5 Other Impacts 3.5.1 Small Waterworks Closedown When integrated urban-rural water supply is realized under the Project, some existing rural small waterworks will be purchased and closed down. These small waterworks were completed mostly after the year of 2000, responsible for scattered rural water supply mainly, with no guarantee in water quality and volume. After the completion of the Project, they will no longer be necessary. The Project will affect 36 employees of 6 small waterworks in 6 townships in 3 counties (regions), including 6 females, all being temporary contract employees, with monthly pays of 2,500-5,000 yuan. See Table 3-10. Table 3-11 Impact Analysis of Small Waterworks Closedown County / district Township Waterworks Affected employees Females Xiushui Zhajin Town Jinda 10 2 Shishan Town Shishan 3 1 Nanfeng Qiawan Town Qiawan 3 1 Bogan Xiang Huimin 4 1 Dongxiang Xiaohuang Town Xiaohuang 4 0 Gangshangji Town Shengwang 12 1 - 17 - County / district Township Waterworks Affected employees Females Subtotal 36 6 1) Age structure Among the 36 employees, 5 are aged 18-30 years, accounting for 13.9%; 17 aged 30-45 years, accounting for 47.2%; 13 aged 45-50 years, accounting for 36.1%; and one aged 60 years or above, accounting for 2.8%. See Table 3-12. Table 3-12 Age Structure of Affected Employees Age Population Percent 18-30 years 5 13.9% 30-45 years 17 47.2% 45-59 years 13 36.1% 60 years or above 1 2.8% Subtotal 36 100.0% 2) Educational level The overall educational level of the affected employees is low. Among them, 4 have received primary school education, accounting for 11.1%; 23 have received junior high school education, accounting for 63.9%; 6 have received senior high school education, accounting for 16.7%; and 3 have received junior college or above education, accounting for 8.3%. See Table 3-13. Table 3-13 Educational Levels of Affected Employees Educational level Population Percent Primary school 4 11.1% Junior high school 23 63.9% Senior high school 6 16.7% Junior college or above 3 8.3% Subtotal 36 100.0% 3) Expected resettlement modes All affected employees prefer cash compensation at replacement cost, and also expect a resettlement subsidy and priority in reemployment. See Appendix 2 for details. 3.5.2 Impact on Power Generation The Leping and Xiushui Subprojects will take water from existing reservoirs, such as the Communism, Dakouwu and Dongjin Reservoirs. Although this will have a minor impact on the reservoir function and environment, the Leping Subproject will reduce the discharge of the Chexi River by 0.365×108 m³ per annum directly, and the generating capacity of the downstream Chongshan, Gutian and Guxi hydropower stations by 260,000 kWh. In addition, the Xiushui Subproject will also reduce the generating capacity of the Dongjin Reservoir. Therefore, the coordination of interests between water supply companies and hydropower stations is also an important factor in project implementation. For example, in order to ensure water supply for the Xiushui Subproject, Xiushui County Water Company has entered into an agreement with Dongjin Power Generation Co., Ltd. to grant compensation for reduced generating capacity at 0.07 yuan/m³. Table 3-14 Impact on Power Generation County / Subcomponent Reservoir Impact analysis district Leping City Urban waterworks Communism Reducing the discharge of the Chexi River by - 18 - County / Subcomponent Reservoir Impact analysis district expansion Reservoir 0.365×108 m³ per annum directly, and the generating capacity of the downstream Chongshan, Gutian and Guxi hydropower stations by 260,000 kWh Xiushui Urban waterworks Dongjin Reducing the generating capacity of the Dongjin County expansion Reservoir Reservoir In addition, the Project will also affect scattered trees, telegraph poles and other ground attachments. The Project does not involve tomb relocation. - 19 - 4 Resettlement Policies 4.1 Policy Basis According to the PRC laws and regulations, and the Bank Operational Policy OP4.12 on Involuntary Resettlement, the objective of resettlement is to restore or even improve the income level and living standard of those inevitably affected by the Project. These policies provide basic guidelines for the preparation of this RAP. 1) State laws and regulations  Land Administration Law of the PRC  Regulations on the Implementation of the Land Administration Law of the PRC (Decree No.256 of the State Council)  Decision of the State Council on Deepening the Reform and Rigidly Enforcing Land Administration (SC [2004] No.28)  Interim Regulations on Farmland Occupation Tax of the PRC  Guidelines on Improving Compensation and Resettlement Systems for Land Acquisition (MLS [2004] No.238)  Notice of the Ministry of Land and Resources on Doing a Practical Job in Compensation for Land Acquisition (MLR [2004] No.58) 2) Local regulations and policies  Measures of Jiangxi Province for the Implementation of the Land Administration Law of the PRC (December 30, 2009)  Regulations for Master Land Utilization Planning of Jiangxi Province (July 1, 2011)  Measures for the Review of Master Land Utilization Plans of Jiangxi Province (October 10, 2014)  Notice of the Jiangxi Provincial Government on Adjusting Uniform AAOV Rates and Location-based Composite Land Prices for Land Acquisition (JPG [2015] No.81) (September 1, 2015)  Measures for the Implementation of Farmland Occupation Tax of Jiangxi Province (Decree No.170 of the Jiangxi Provincial Government)  Measures for Minimum Living Security for Rural Residents of Jiangxi Province (Decree No.183 of the Jiangxi Provincial Government)  Opinions on Compensation and Resettlement for Collective Land and House Acquisition in the New Area of the Yongxin County Town (YCGO [2012] No.16) (December 2012)  Implementation Plan for Temporary Land Use and House Demolition of the Natural Gas Network of Jiangxi Province in Yongxin County (YCGO [2016] No.131) (October 2016)  Implementation Plan for Land Acquisition and House Demolition for the East Outer Ring Expressway (Jinxi County Segment) Project of Fuzhou City (JCG [2016] No.39) (September 2016)  Notice on the Assessment of Rural Farmland Occupation Tax in Linchuan District (LDGO [2015] No.41)  Administrative Measures for Land Acquisition of Leping City (Decree No.45 of the Leping City Government)  Notice on Adjusting Compensation Rates for Land Acquisition, Young Crops and Ground Attachments of Nanfeng County (NCGO [2015] No.9)  Opinions on Compensation for Land and House Acquisition for Key Projects in Downtown Dongxiang District (DDG [2016] No.15) - 20 -  Measures for Compensation and Resettlement for Land Acquisition of Xiushui County (XCGO [2009] No.16) (April 2009)  Measures for Compensation and Resettlement for House Acquisition on Collective Land in the Urban Planning Area of Xiushui County (XCGO [2016] No.36) (December 2016) 3) Bank policies  Operational Policy OP4.12 on Involuntary Resettlement and appendixes (effective from January 1, 2002)  Bank Procedure BP4.12 on Involuntary Resettlement and appendixes (effective from January 1, 2002) 4.2 Resettlement Policies of the Project The Jiangxi PMO, local PMOs and IAs have developed the resettlement policies of the Project, as summarized below.  LA Compensation for LA includes land compensation, resettlement subsidies, and compensation for young crops and ground attachments. 1) Acquired land should be compensated for based on its former use and for young crops attached thereto. 2) LA compensation will be paid directly to the AHs, which may attend labor employment training organized by the district civil affairs bureau. Eligible APs may cover endowment insurance for LEFs voluntarily. 3) Compensation fees for young crops and ground attachments will be paid to their proprietors. In addition, the resettlement measures for LEFs in the Dongxiang Subproject are: 1) cash compensation; 2) allocating 30 m2 of reserved land per capita, which could be developed as tertiary industry land or compensating for reserved land at 120,000 yuan/mu; and 3) endowment insurance.  Permanent occupation of state-owned land Only the Linchuan Subproject involves the permanent occupation of state-owned land, being river flat, which will be compensated for as woodland.  Temporary land occupation The land user should enter into a temporary land use contract with the local government or village collective, and pay compensation, which includes compensation for ground attachments and young crops, and land reclamation costs, where compensation for ground attachments and young crops will be paid to their proprietors, and land reclamation costs used for land restoration and field facility construction. The specific compensation policy is as follows: 1) The temporarily occupied land will be compensated for at the output value of such land for the period of occupation in principle; 2) The land user should use the land as specified in the contract, and should not construct permanent building thereon; 3) In order to minimize the impact on agricultural income, construction should be conducted after harvest or before sowing, and the AHs notified in advance; and 4) Upon expiry of the contract, the land user should return the land and restore it to the original condition.  Compensation for small waterworks closed down and resettlement of employees 1) An independent third party will conduct appraisal at replacement cost, and compensation will be granted to the proprietors of the affected small waterworks. 2) Closedown will be notified to the affected proprietors and employees 3 months in advance so that they can make preparations in advance. 3) Local water companies will make suitable jobs first available to the affected employees under equal conditions, and offer suitable training. - 21 - 5 Compensation Rates The compensation rates of the Project have been fixed through consultation with the agencies concerned, affected township governments and APs. 5.1 Collective Land The compensation rates for LA are based on the Land Administration Law of the PRC, and applicable local policies. LA involves Yongxin County, Jinxi County, Linchuan District, Dongxiang District and Xiushui County and Xiushui County. See Table 5-1. Table 5-1 Compensation Rates for LA Compensation rate (0,000 County / yuan/mu) Subproject Township district Irrigated land Woodland Other Yongxin Longyuankou Backup Water Source Caifeng Xiang — 1.1 — Jinxi Huangtong Xiang Water Supply Huangtong Xiang 3.7 — — Linchuan Linchuan No.2 Waterworks Construction Shangdundu Town — 1.5 — Dongxiang Chengdong Waterworks Construction Xiaogang Town 3.9 — — Xiushui Zhajin Town Waterworks Construction Zhajin Town — — 1.3 5.2 Permanent Occupation of State-owned Land Only the Linchuan Subproject involves the permanent occupation of state-owned land, which will be compensated for at the rate for acquired woodland. See Table 5-2. Table 5-2 Compensation Rates for Permanent Occupation of State-owned Land Compensation rate (0,000 yuan/mu) Land type 1 (cultivated land, Land type Land type Subproject Town Remarks garden land, other farmland, 2 3 (unused construction land) (woodland) land) Linchuan No.2 Waterworks Involving Shangdundu 4.1582 1.4937 0.8078 Construction LA 5.3 Temporary Land Occupation The state-owned land and collective construction land occupied temporarily for the Project will be restored to the original condition by the construction agency after construction without compensation. Compensation for temporary land occupation includes fertility loss compensation, reclamation costs and young crop compensation. See Table 5-3. Table 5-3 Compensation Rates for Temporary Land Occupation Compensation (yuan/mu) County / Type Fertility loss Reclamation Young crop Remarks district Total compensation costs compensation Cultivated land 200 1000 2300 3500 Compensation for Yongxin Woodland 60 280 660 1000 temporary land Unused land 37.5 175 412.5 625 occupation includes Cultivated land / fertility loss Linchuan 280 2020 2200 4500 woodland compensation, Dongxiang Cultivated land 60 280 660 1000 reclamation costs Cultivated land 200 1000 2300 3500 and young crop Jinxi compensation. Woodland 110 500 1190 1800 - 22 - Compensation (yuan/mu) County / Type Fertility loss Reclamation Young crop Remarks district Total compensation costs compensation Nanfeng Cultivated land 200 1000 2300 3500 Cultivated land 200 1000 2300 3500 Xiushui Woodland 60 280 660 1000 Unused land 37.5 175 412.5 625 Leping Cultivated land 200 1000 2300 3500 - 23 - 6 Livelihood Restoration The objective of resettlement of the Project is to develop an action plan for restoration and restoration for those affected by the Project so that they benefit from the Project, and their living standard is improved or at least restored to the pre-project level. 6.1 Restoration Measures for LA In general, LA will have a minor impact. According to the survey, almost all APs support the Project, and think that the Project will improve the rural environment, and their living quality. An FGD has been held in each affected village to discuss a resettlement program, which includes such options as cash compensation, employment training and social security. LA for the Project affects Yongxin County, Dongxiang District and Linchuan District mainly, in which woodland will be acquired in Yongxin County and Linchuan District, and cultivated land in Dongxiang District mainly. 108.8 mu of woodland in Yongxin County will be acquired, affecting 17 households with 74 persons, 79.18 mu of woodland in Linchuan District will be acquired, affecting 275 households with 973 persons, and 91 mu of cultivated land in Dongxiang District will be acquired, affecting 31 households with 145 persons. The livelihood restoration measures taken based on local conditions are as follows:  Yongxin County 108.8 mu of woodland in Huayuan Group of Long'an Village, Caifeng Xiang, Yongxin County will be acquired, affecting 17 households with 74 persons. The measures to be taken include: ① cash compensation at 11,000 yuan/mu, to be paid directly to the AHs; and ② skills and employment training, which will be offered to the AHs with priority. See Table 6-1. Table 6-1 Summary of Local Skills Training Programs Training program Trainees Venue Scope Duration Remarks Telecom bureau, Theory and practice of e-commerce 30 vocational high domestic and cross- 2018-2019 school border e-commerce Special Business startup 10 Yongxin County Reemployment 2018-2019 government Shuobo funds Electronics 34 Electronics Co., Employee skills training 2018-2019 Ltd.  Linchuan District 79.18 mu of woodland in Cangxia and Lyufang Villages, Shangdundu Town, Linchuan District will be acquired. Such woodland is not contracted to households, and will be compensated for in cash. The compensation will be paid directly to the affected village collectives, and used as resolved at village meetings, usually for infrastructure construction or public affairs.  Dongxiang District 91 mu of cultivated land in Zhangfang Village, Xiaogang Town, Dongxiang District will be acquired, affecting 31 households with 145 persons. Only one AH has an income loss rate of over 10% (10.1%). After LA, 6 households with 22 persons will have per capita cultivated areas of less than 0.3 mu. The following restoration measures will be taken: ① Cash compensation: Compensation will be based on the rate of 38,808 yuan/mu for cultivated land, and paid directly to the AHs. In addition, 30 m2 of reserved land per capita will be offered, or compensation at 120,000 yuan/mu paid in lieu of such land; ② Skills and employment training: Unskilled jobs at the construction and operation stage, and jobs offered by local enterprises will be first made available to LEFs; and ③ Social security. Eligible LEFs (6 households with 22 persons) under the Project will be entitled to endowment insurance for LEFs in Dongxiang District. See Table 6-2. - 24 - Table 6-2 Contribution and Benefit Levels of Endowment Insurance for LEFs in Dongxiang District Benefit (yuan) Age Individual Government Eligibility Benefit contribution contribution 40% of standard 60% of standard Losing all land or with 70% of local minimum Above 60 years subsidy for 15 subsidy for 15 per capita cultivated wage standard after for men, above 55 years years area of less than 0.3 one-time contribution for years for women mu after LA 15 years 16-60 years for 40% of standard 60% of standard Month following 70% of local minimum men, 16-55 years subsidy for 15 subsidy for 15 participation wage standard after for women years years contribution for 15 years 6.2 Restoration Measures for Temporary Land Occupation Restoration measures for temporary land occupation will be determined through consultation. The key principles for the restoration of temporarily occupied land are as follows: 1) The AHs will have priority, so that not only the APs will obtain job opportunities to increase household income, but also the quality of land restoration will be ensured. If the AHs or the village collective are/is unwilling to restore the temporarily occupied land itself, such land will be reclaimed by the implementing agencies. 2) The restoration of the temporarily occupied land will be supervised and inspected by the village collective and representatives of the AHs according to the following standard: Strict measures shall be taken during construction to protect surface soil and avoid any irrecoverable impact. During excavation, surface soil (recommended thickness 30-50cm) shall be collected and stored separately, and measures taken to prevent water loss and soil erosion. After construction, subsurface soil shall be backfilled first, then surface soil shall be spread on the surface evenly, and the ground leveled to reduce the impact on the quality of cultivated land. Land that hardens during construction will be plowed immediately after construction to restore the loose state. 3) For wasteland and borrow areas, the construction agency may fill fertile sludge into it to turn them into arable land. In general, temporarily occupied collective construction land and state-owned land will be restored to the original condition by the construction agency without compensation, because no property loss is involved. The restoration of temporarily occupied land will be inspected by village collectives, village groups and representatives of APs under the supervision of local PMOs and IAs. 6.3 Restoration Measures for Other Impacts 6.3.1 Employee Resettlement for Small Waterworks Closedown According to the survey, it was found that some private small waterworks in the 7 project counties (districts) will be purchased and closed down due to project construction, forcing their employees to be reemployed. 6 small waterworks in 6 townships in 3 counties (districts) will be closed down for the Project, affecting 36 employees. During the project preparation, all 6-small waterworks preferred to cash compensation. The water company in 3 three counties agreed with requirements of these small waterworks. As the waterworks are now supplying water to households, it was agreed that compensation will be negotiated and compensated based on market price that will be made by the independent qualified estate appraisal company when the project goes into operation. After closedown, the affected employees will be resettled on a voluntary basis in the following - 25 - modes: 1) Proprietors will grant one-time cash compensation to them, and they will find other jobs themselves; 2) Employees willing to work at new waterworks will be employed after training; and 3) Unskilled jobs at the construction and operation stages will be first made available to them. 6.3.2 Compensation for Power Generation The Leping and Xiushui Subprojects will take water from existing reservoirs, such as the Communism and Dongjin Reservoirs, thereby reducing the generating capacity of local hydropower stations. Therefore, the coordination of interests between water supply companies and hydropower stations, and reasonable compensation will be necessary in project implementation. For example, in order to ensure water supply for the Xiushui Subproject, Xiushui County Water Company has entered into an agreement with Dongjin Power Generation Co., Ltd. to grant compensation for reduced generating capacity at 0.07 yuan/m³. For the Leping Subproject, resettlement measures will be developed by reference to the practice of the Xiushui Subproject. Figure 6-1 Water Compensation Agreement of Xiushui County - 26 - 7 Organizational Structure for Resettlement 7.1 Organizational Structure In order to ensure the successful implementation of the Project, the Jiangxi Provincial Government, county governments and owner have established necessary agencies to plan, coordinate and monitor resettlement activities. 1) Jiangxi Project Leading Group (Jiangxi Provincial Water Resources Department) 2) Owner (Jiangxi Water Resources Investment Co., Ltd.) 3) Jiangxi PMO 4) County/district leading groups 5) Local PMOs 6) Township governments 7) Village committees 8) External M&E agency See Figure 7-1. Jiangxi Project Leading Group (Jiangxi Provincial Water Resources Department) Monitoring Owner (Jiangxi Water Resources agency Investment Co., Ltd.) Jiangxi PMO County/district leading groups Local PMOs Township governments Village committees APs Figure 7-1 Organizational Chart 7.2 Organizational Responsibilities Jiangxi Project Leading Group (Jiangxi Provincial Water Resources Department): composed of leaders from the provincial government, development and reform commission, land and resources department, housing and urban-rural development department, environmental protection department, and water resources department, responsible mainly for the organizational - 27 - leadership and deployment of the Project, and coordinating relevant issues Owner (Jiangxi Water Resources Investment Co., Ltd.): 1) assisting the design agency in defining the project area, conducting the DMS and saving data; 2) raising and disbursing resettlement funds; 3) assisting in preparing the RAP and implementing resettlement; 4) directing, coordinating and supervising resettlement activities and progress; 5) carrying out internal monitoring and preparing internal monitoring reports; 6) assisting in external monitoring activities Jiangxi PMO: 1) coordination, management, supervision, guidance and monitoring in project implementation, and appointing technical, environmental and social consulting agencies; 2) contacting with the provincial, municipal and county government agencies concerned; 3) reporting to the Jiangxi Project Leading Group regularly or irregularly County/district leading groups: A county/district leading group is headed by the leader in charge of the county/district government, and composed of leaders of the development and reform, construction, water resources, and land and resources bureaus, responsible mainly for the organizational leadership and deployment of the subproject, and coordinating relevant issues Local PMOs: 1) coordination, management, supervision, guidance and monitoring in subproject implementation, and appointing technical, environmental and social consulting agencies; 2) contacting with the municipal and county government agencies concerned; 3) reporting to the county/district project leading group regularly or irregularly Township working teams: 1) participating in the survey of the Project, and assisting in the preparation of the RAP; 2) implementing, inspecting, monitoring and recording all resettlement activities within the township; 3) responsible for the disbursement and management of compensation fees; 4) coordinating and handling conflicts and issues arising from its work; 5) reporting LA, HD and resettlement information to the county land and resources bureau and owner Village committees: 1) participating in the socioeconomic survey and DMS; 2) organizing public consultation, and communicating the policies on LA and HD; 3) managing and disbursing resettlement funds; 4) reporting the APs’ opinions and suggestions to the competent authorities; 5) reporting the progress of resettlement External M&E agency: A) observing all aspects of resettlement planning and implementation as an independent M&E agency, monitoring and evaluating the effectiveness of resettlement and the social adaptability of the APs, and submitting resettlement M&E reports to the provincial PMO and Bank; B) providing technical advice to the owner in data collection and processing. In order to ensure the successful implementation of resettlement, all resettlement agencies of the Project have been provided with full-time staff, and a smooth channel of communication has been established. All staff members have considerable experience in resettlement and are competent. All resettlement agencies have been provided basic office, transport and communication equipment, including desks and chairs, PCs, printers, telephones, facsimile machines and vehicles. 7.3 Institutional Capacity and Training In order to implement resettlement successfully, the Jiangxi and local PMOs will take the following measures to improve institutional capacity: 1) Leadership responsibility system: establishing a leading team headed by the leader in charge of the district government and composed of leaders from departments concerned 2) Well-trained staff: All resettlement agencies are provided with staff experienced and proficient in policies and operations. 3) Definition of responsibilities: The responsibilities of all resettlement agencies have been - 28 - defined in accordance with a bank’s requirements, and the applicable state laws and regulations. 4) Staff training: The resettlement staff will be trained on resettlement policies and file management. 5) Public supervision: All resettlement information should be disclosed to the public for supervision. 6) Resettlement disclosure meetings are held irregularly and relevant information is disclosed as briefs. 7) The resettlement agencies will be provided with necessary vehicles and office facilities to meet their needs. See Table 7-1. Table 7-1 Operational Training Program for Resettlement Agencies Agency Funding Scope Trainees Duration No. responsible source A B C D 0,000 yuan Resettlement learning Backbone staff of local PMOs 1 Jiangxi PMO 2018-2019 tour of Bank projects and resettlement agencies Backbone staff of Jiangxin External M&E Resettlement operational 2 and local PMOs and 2018-2020 agency training resettlement agencies Backbone staff of Jiangxin External M&E Updates of LA and HD 3 and local PMOs and 2018-2020 agency policies resettlement agencies Capacity Non-local experience Staff of local PMOs and building 4 Local PMOs and lessons from backbone staff of 2018-2020 budget of the resettlement resettlement agencies Project Staff of local PMOs and Computer operation and 5 Local PMOs backbone staff of 2018-2019 data processing resettlement agencies Bank resettlement Township and village 6 Local PMOs 2018-2019 procedures and policy backbone resettlement staff Resettlement policies Township and village 7 Local PMOs 2019-2020 and practice backbone resettlement staff - 29 - 8 Public Participation and Grievance Redress 8.1 Public Participation According to the policies and regulations of the state, Jiangxi Province and project counties (districts) on LA, HD and resettlement, great importance will be attached to the participation of and consultation with the APs at the resettlement policy-making, planning and implementation stages in order to protect the lawful rights and interests of APs and entities, reduce grievances and disputes, and realize the resettlement objectives properly by developing sound policies and implementation rules on displacement and resettlement, preparing an effective RAP, and organizing implementation properly. The resettlement policies of the Project will be disclosed to the APs in diverse ways. The draft RAPs of the subprojects will be disclosed to the APs and the public for comment in November 2017. In addition, the resettlement agencies will conduct extensive public consultation. See Table 8-1. Table 8-1 Subsequent Public Participation Plan No. Purpose Mode Time Agencies Participants Topics 1 RAP disclosure Website Nov. 2017 Local PMOs APs Disclosing the RAP Feb. 2017 Distributing the RIB to 2 RIB distribution Distribution – Jan. Local PMOs APs each household by 2018 village group heads Disclosing project information and Feb. – Villager 3 Village meeting Meeting Village committees collecting comments May 2018 reps., APs with the assistance of village group heads Bulletin Local PMOs, land Finding out anything Verification of Mar. – 4 board, and resources APs omitted to determine DMS results Jun. 2018 meeting bureaus the final impacts Disclosure of LA area, Bulletin Local PMOs, land LA compensation rates 5 board, Apr. 2018 and resources APs announcement and resettlement meeting bureaus modes, etc. Announcement Compensation fees Bulletin Local PMOs, land of compensation and mode of payment 6 board, Apr. 2018 and resources APs and resettlement meeting bureaus options for LA Determination of Discussing the final Village income Mar. – income restoration 7 meeting Local PMOs APs restoration Dec. 2018 program (many times) programs Local PMOs, water Collecting grievances companies, from APs Collection of Field survey, township Whole 8 suggestions and grievance governments, APs process grievances redress village committees, external M&E agency In addition, the Jiangxi and local PMOs have prepared the Community Participation Handbook to improve project awareness, facilitate project implementation, and minimize potential negative impacts by giving directions on project preparation, design, implementation, operation and management. - 30 - 8.2 Grievance Redress Since public participation is encouraged during the preparation and implementation of the RAP, no substantial dispute will arise. However, unforeseeable circumstances may arise during this process. In order to address issues effectively, and ensure the successful implementation of project construction and LA, a transparent and effective grievance redress mechanism has been established. The existing grievance redress channels of the project area are as follows: 1) the village group or village committee, which is the primary channel; 2) the township government; and 3) the office for letters and visits of the county government. On the basis of the existing grievance redress channels, a grievance redress mechanism has been established for the Project to ensure the successful implementation of LA and resettlement. Stage 1: If any AP is dissatisfied with the RAP, he/she can file an oral or written appeal to the village committee or township government orally or in writing. In case of an oral appeal, the village committee or township government shall handle such appeal and keep written records. Such appeal should be solved within one week. Stage 2: If the AP is dissatisfied with the disposition of Stage 1, he/she may file an appeal to the owner after receiving such disposition, which shall make a disposition within two weeks. Stage 3: If the AP is still dissatisfied with the disposition of Stage 2, he/she may file an appeal to the local PMO after receiving such disposition, which shall make a disposition within two weeks. Stage 4: If the AP is still dissatisfied with the disposition of Stage 3, he/she may file an appeal to the Jiangxi PMO after receiving such disposition, which shall make a disposition within two weeks. At any stage, an AP may bring a suit in a civil court directly if he/she is dissatisfied with the grievance redress procedure or disposition. All grievances, oral or written, will be reported to the Bank in internal and external resettlement monitoring reports. All agencies will accept grievances and appeals from the APs for free, and costs so reasonably incurred will be disbursed from the contingencies. At the whole construction stage, the above procedure will remain effective so that the APs can use it to solve relevant issues. The above appeal channel will be disclosed to the APs via the RIB and mass media. During the implementation of the RAP, the resettlement agencies should register and manage appeal and handling information, and submit such information to the Jiangxi PMO in writing on a monthly basis, which will inspect the registration of appeal and handling information regularly, and will prepare a registration form for this purpose, the format of which is shown in Table 8-2. Table 8-2 Registration Form of Grievances and Appeals Accepting agency: Time: Location: Proposed Appellant Appeal Expected solution Actual handling solution Recorder Appellant (signature) (signature) Notes: 1. The recorder should record the appeal and request of the appellant factually. 2. The appeal process should not be interfered with or hindered whatsoever. 3. The proposed solution should be notified to the appellant within the specified time. The key points of this chapter will be disclosed to the affected population before resettlement - 31 - implementation. The Jiangxi and local PMOs, and owner will appoint persons chiefly responsible to accept and handle grievances and appeals, and the relevant information is shown in Table 8-3. Table 8-3 Contact Information for Grievances and Appeals County / Agency Name Address Tel district Jiangxi No.33-2 Huancheng West Road, Owner Li Sheng 0571-81050286 Province Nanchang Yongxin Water No.32 Xiushui Road, Xianggan Yongxin Jiang Huai 15579668727 Company Street, Yongxin County No.839 Gandong Avenue, Linchuan Linchuan PMO / 0794-8223893 District Linchuan No.64 Longjin South Road, Runquan Water Supply Zhao Shangdundu Town, Linchuan 0794-8223364 Company Jianfeng District Dongxiang Water Wang Dongxiang Dongxiang District 13879251166 Supply Company Minhong Huangtong Xiang / Huangtong Xiang, Jinxi County 0794-5341002 Government Jinxi Chenfanghe Xiang / Chenfanghe Xiang, Jinxi County 0794-5421027 Government Nanfeng County Seretary Nanfeng Nanfeng County Government 18379450314 Government Liao Xiushui Water Xiushui Guan Hao Xiushui County 13607001311 Company Runquan Water Supply No.198 Renmin West Road, Leping Leping / 13317981793 Company City - 32 - 9 Resettlement Implementation The resettlement implementation schedule will be coordinated with the construction schedule, i.e., beginning in December 2017. The principles for scheduling are as follows:  The LA, HD and resettlement work shall be completed at least one month before the commencement of construction so that the APs have sufficient time to prepare for production resettlement and income restoration;  During resettlement, the APs should have opportunities to participate in the Project; the range of land acquisition should be published, the RIB issued, and public participation carried out before the commencement of construction; and  All kinds of compensation should be paid directly to the affected proprietors within 3 months from the date of approval of the RAP; no organization or individual should use property compensation fees on their behalf, and such compensation should not be discounted for any reason. The master resettlement schedule has been drafted based on the progress of construction, LA and HD, and resettlement preparation and implementation. The exact implementation schedule may be adjusted due to deviations in overall project progress. - 33 - Table 9-1 Resettlement Implementation Schedule No. Task Agencies Target Yongxin Linchuan Dongxiang Jinxi Nanfeng Xiushui Leping RAP preparation 2016.6-201 2016.6-201 2016.4-201 2017.1-201 2016.12-20 2016.6-201 2016.12-20 1 / / 7.12 7.12 7.1 7.4 17.12 7.12 17.12 Appointing the RAP 1.1 Jiangxi PMO Consulting agency 2016.12 2017.1 2017.1 2017.1 2017.1 2016.12 2017.1 preparation agency Conducting the Consulting agency, 2017.1-201 2017.1-201 2017.1-201 1.2 Preparation agency 2017.2-5 2017.3 2017.6-11 2017.6-11 socioeconomic survey PMO, owner 7.6 7.12 7.6 1.3 Preparing the RAP Consulting agency RAP 2017.12 2017.1 2017.5 2017.4 2017.12 2017.12 2017.12 Information disclosure 2017.6-201 2017.1-201 2017.5-201 2017.6-201 2017.12-20 2017.6-201 2017.12-20 2 / / and public participation 7.9 7.12 7.8 7.9 18.1 7.9 18.1 Consulting with agencies Agencies 2.1 Local PMOs 2017.7 2017.1 2017.8 2017.7 2018.1 2017.7 2018.1 concerned and APs concerned Disclosing the RAP on the 2.2 Local PMOs, Bank APs, public 2017.9 2017.1 2017.8 2017.9 2018.1 2017.9 2018.1 Bank’s website Disclosing the draft RAP 2.3 Local PMOs APs 2017.9 2017.1 2017.8 2017.9 2018.1 2017.9 2018.1 and RIB to APs Implementation stage 2018.1-201 2017.3-201 2017.10-20 2018.1-201 2018.3-201 2018.1-201 2018.3-201 3 / / 8.4 7.6 18.1 8.4 8.6 8.4 8.6 3.1 Conducting the DMS Affected villages 2018.4 2017.6 2018.1 2018.4 2018.6 2018.4 2018.6 Local PMOs, land Entering into and resources 3.2 compensation agreements, APs 2018.3 2017.5 2018.3 2018.3 2018.5 2018.3 2018.5 bureaus paying compensation fees Income restoration 2018.4-202 2017.4-201 2018.5-201 2018.4-202 2018.4-202 2018.4-202 2018.4-202 3.3 Local PMOs, APs 1.12 7.4 8.7 1.12 0-4 1.12 0-4 township Skills training 2017.4-201 2018.5-201 2018.4-202 2018.4-202 3.4 governments APs 2018.4 2018.4 2018.4 7.5 8.6 0-4 0-4 M&E 2018.6-202 2017.4-202 2018.10-20 2018.6-202 2019.1-202 2018.6-202 2019.1-202 5 / / 2.12 0.5 19.12 2.12 0.12 2.12 0.12 5.1 Baseline survey External M&E agency Affected villages 2018.6 2017.4 2018.10 2018.6 2019.1 2018.6 2019.1 5.2 Internal monitoring Jiangxi / local PMOs Semiannual report 2018.6 2018.5 2018.10 2018.6 2019.1 2018.6 2019.1 External M&E 2018.6-202 2018.5-202 2018.10-20 2018.6-202 2019.1-202 2018.6-202 2019.1-202 5.3 External M&E agency Semiannual report 2.12 0.5 20.2 2.12 0.7 2.12 0.7 6 Records of participation Local PMOs / Ongoing Ongoing Ongoing Ongoing Ongoing Ongoing Ongoing 7 Records of grievances Local PMOs / Ongoing Ongoing Ongoing Ongoing Ongoing Ongoing Ongoing Commencement of From Jan. From May From Mar. From Jan. From Dec. From Jan. From Dec. 8 Owner construction 2018 2018 2018 2018 2017 2018 2017 - 34 - 10 Resettlement Budget 10.1 Budget The resettlement budget of the Project includes compensation for permanent LA, temporary land occupation, young crops, taxes, etc. The resettlement budget of the Project is 13.544 million yuan, including compensation for permanent LA of 6.164 million yuan (45.5%), compensation for temporary land occupation of 1.478 million yuan (10.9%), compensation for young crops and ground attachments of 363,000 yuan (2.7%), contingencies of 800,000 yuan (5.9%), administrative costs of 318,000 yuan (2.3%), resettlement planning and monitoring costs of 2.1 million yuan (15.5%), training costs of 170,000 yuan (1.3%), and LA taxes of 2.151 million yuan (15.9%). The resettlement budget of the Yongxin Subproject is 3.485 million yuan (29.3%), that of the Linchuan Subproject 1.887 million yuan (15.8%), that of the Dongxiang Subproject 4.475 million yuan (37.6%), that of the Jinxi Subproject 481,000 yuan (4.0%), that of the Nanfeng Subproject 191,000 yuan (1.6%), that of the Xiushui Subproject 402,000 yuan (3.4%), and that of the Leping Subproject 991,000 yuan (8.3%). All resettlement costs will be included in the general budget of the Project. See Table 10-1. 10.2 Funding Sources All resettlement costs are from domestic counterpart funds. 10.3 Fund Disbursement and Management In order that resettlement funds are paid timely and fully to the AHs, the following measures will be taken: 1) All costs related to resettlement will be included in the general budget of the Project; 2) Land compensation fees and resettlement subsidies will be fully paid before LA; 3) The Jiangxi and local PMOs, and IAs will ensure that all funds are fully disbursed through its internal financial and supervisory agencies. - 35 - Table 10-1 Resettlement Budget (Unit: 0,000 yuan) No. Item Yongxin Linchuan Dongxiang Jinxi Nanfeng Xiushui Leping Subtotal Percent 1 Basic resettlement costs 182.1 126.2 370.1 28.2 12.4 26.0 55.5 800.5 59.1% 1.1 Compensation for permanent LA 112.1 118.3 362.3 16.3 0 7.4 0 616.4 45.5% Compensation for temporary land 1.2 48.1 0.3 2.2 10.7 12.4 18.6 55.5 147.8 10.9% occupation Compensation for young crops and 1.3 21.9 7.6 5.6 1.2 0 0 0 36.3 2.7% ground attachments 2 Contingencies 18.2 13.3 37.1 2.8 0.7 2.3 5.6 80 5.9% 3 Administrative costs 9.1 1.3 18.5 1.4 0.1 1.2 0.2 31.8 2.3% Resettlement planning and monitoring 4 30 30 30 30 30 30 30 210 15.5% costs 5 Training costs 0.7 4.0 2.0 0.2 2.0 0.1 8.0 17 1.3% 6 LA taxes 119.1 41.2 1.3 12.8 3.8 8.1 28.8 215.1 15.9% Total 359.2 216 459 75.4 49 67.7 128.1 1354.4 100% Percent 26.5% 15.9% 33.9% 5.6% 3.6% 5.0% 9.5% 100% - 36 - 11 Resettlement M&E In order to ensure the successful implementation of the RAP and resettle the APs properly, periodic M&E of LA, HD and resettlement activities will be conducted in accordance with the Bank Operational Policy OP4.12 on Involuntary Resettlement and the Operational Guide to the Monitoring and Evaluation of Resettlement of World Bank Financed Projects in China. Monitoring is divided into internal monitoring of resettlement agencies and external independent monitoring, and will begin in June 2018 and end in December 2020. Internal and external monitoring reports will be submitted to the Bank semiannually. 11.1 Internal Monitoring The Jiangxi and local PMOs will practice an internal monitoring mechanism to monitor resettlement activities, establish a resettlement database, and use it to prepare the RAP, monitor all AHs, and conduct internal supervision and inspection of the whole process of resettlement. The Jiangxi and local PMOs will submit an internal monitoring report to the Bank semiannually. Such reports should reflect statistics of the past 6 months, resettlement progress and fund use. Tables 11-1 and 11-2 provide some formats. Table 11-1 Sample Resettlement Schedule ______ Township, ______ County Cut-off date: ______ Fill-in date: ______ Planned Actual Percent of Item Unit Total quantity quantity completion 2 Temporary occupied land area m Payment of LA compensation fees for 0,000 yuan temporary land occupation Persons trained / Persons employed / Reported by: ______ Signature (person responsible): ______ Official seal: Table 11-2 Sample Fund Utilization Schedule ______ Township, ______ County Cut-off date: ______ Fill-in date: ______ Unit/ Required Compensation Adjustment to Percent of Affected Description qty. investment (yuan) received (yuan) compensation compensation Village 1 Village 2 Village—— Collective Household Entity Reported by: ______ Signature (person responsible): ______ Official seal: 11.2 External Monitoring The Jiangxi PMO will appoint a qualified, independent and experienced agency as the external M&E agency, which will submit external M&E reports to the Bank and Jiangxi PMO semiannually. The external M&E agency will prepare external monitoring reports based on observations and survey data in order to: 1) reflect the progress of resettlement and existing issues to the Bank and the Jiangxi PMO objectively; and 2) evaluate the socioeconomic benefits of resettlement, and proposing constructive opinions and suggestions to improve the resettlement work. - 37 - A routine monitoring report should at least include the following: 1) subjects of monitoring; 2) progress of resettlement; 3) key monitoring findings; 4) key existing issues; and 5) basic opinions and suggestions. See Table 11-3. Table 11-3 Resettlement M&E Schedule No. Report Date 1 Baseline report Jun. 2018 2 M&E report (No.1) Dec. 2018 3 Monitoring report (No.2) Jun. 2019 4 Monitoring report (No.3) Dec. 2019 5 Monitoring report (No.4) Jun. 2020 6 Monitoring report (No.5) Dec. 2020 11.3 Post-evaluation After project implementation, the Jiangxi PMO (or through the external M&E agency) will apply the theory and methodology of post-evaluation to evaluate the Project’s resettlement activities on the basis of M&E to obtain successful experience and lessons in LA and HD as a reference for future work. - 38 - 12 Entitlement Matrix County / Type of Degree of impact APs Compensation policy Compensation rates district impact 108.8 mu of collective land, 17 households Cash compensation, skills, training, employment Woodland: 10,300 yuan/mu all being woodland with 74 persons promotion and social security will be granted to LEFs according to the Opinions on Compensation and Resettlement for Collective Land and House LA Acquisition in the New Area of the Yongxin County Town, and the Guidelines for the Appraisal of Acquired Houses on State-owned Land, and Subsidy and Reward Rates of Yongxin County. Yongxin 184.9 mu, including 125.1 156 households Cash compensation will be granted to LEFs Compensation includes fertility loss County mu of cultivated land, 28.7 with 638 according to the Implementation Plan for compensation, reclamation costs and Temporary mu of woodland, 8.5 mu of persons Temporary Land Use and House Demolition of the young crop compensation. land state-owned land and 22.5 Natural Gas Network of Jiangxi Province in Yongxin Cultivated land: 3,500 yuan/mu/year; occupation mu of unused land County. woodland: 1,000 yuan/mu/year; unused land (wasteland): 625 yuan/mu/year Young crops Cedars and other scattered / / Cedars: 2,000 yuan/mu, scattered trees: and ground trees 45 yuan each attachments 79.18 mu of collective land, All village group Cash compensation will be paid directly to the Woodland: 14,937 yuan/mu including 79.18 mu of members affected village collectives, and used as resolved at LA woodland village meetings, usually for infrastructure construction or public affairs. 61.1 mu, including 3 mu of 2 households Collective construction land and state-owned land Compensation includes fertility loss Temporary woodland and 58.1 mu of with 6 persons will be restored to the original condition without compensation, reclamation costs and land state-owned land compensation; woodland compensation includes young crop compensation. Linchua occupation young crop compensation, reclamation costs and Woodland: 4,500 yuan/mu/year n District fertility loss compensation. 1 mu of state-owned land / The occupied state-owned land is river flat, which / Occupation will not be compensated for. Young crops thereon of will be compensated for according to the Uniform state-owned AAOV Rates and Location-based Composite Land land Prices for Land Acquisition of Linchuan District. Orange trees, tea trees, / Compensation will be according to the Uniform Orange trees: 108 yuan/mu; tea trees: 80 Ground pines, etc. AAOV Rates and Location-based Composite Land yuan each; pines: 80 yuan each attachments Prices for Land Acquisition of Linchuan District. - 39 - 91 mu of collective 42 households 1) Compensation for LA includes land Irrigated land: 39,808 yuan/mu cultivated land with 197 compensation, resettlement subsidies, and young persons crop compensation. LA 2) The AHs will receive cash compensation. 3) The APs will have priority in receiving jobs and training opportunities under the Project. Dongxia 109.7 mu, including 6.2 mu 52 households Collective construction land and state-owned land Compensation includes fertility loss ng Temporary of cultivated land, 61.4 mu with 169 will be restored to the original condition without compensation, reclamation costs and District land of collective construction persons compensation; compensation for collective young crop compensation. occupation land and 42.1 mu farmland includes fertility loss compensation, Cultivated land: 3,500 yuan/mu/year state-owned land young crop compensation and reclamation costs. Young crops Oil tea, non-irrigated land, / / Tea trees: 100 yuan each and ground etc. attachments 4.4 mu of collective land, all 3 households Cash compensation, skills, training, employment Cultivated land: 37,000 yuan/mu being cultivated land with 15 persons promotion and social security will be granted to LEFs according to the Implementation Plan for LA Land Acquisition and House Demolition for the East Outer Ring Expressway (Jinxi County Segment) Project of Fuzhou City. 53.3 mu, including 17 mu of 80 households Collective construction land and state-owned land Compensation includes fertility loss Jinxi cultivated land, 26.3 mu of with 326 will be restored to the original condition without compensation, reclamation costs and County Temporary woodland, 1.3 mu of persons compensation; compensation for collective young crop compensation. land state-owned land and 8.7 farmland will be based on the Notice of the Jinxi Cultivated land: 3,800 yuan/mu/year; occupation mu of collective County Government on Adjusting Compensation woodland: 1,800 yuan/mu/year construction land Rates for Temporary Land Acquisition of the Liaofang Irrigation Area. Young crops Pines, cedars, scattered / / / and ground trees attachments 57.31 mu, including 18.76 39 households Collective construction land and state-owned land Compensation includes fertility loss Temporary mu of cultivated land, 31.52 with 99 persons will be restored to the original condition without compensation, reclamation costs and land mu of collective compensation; compensation for collective young crop compensation. Nanfeng occupation construction land and 7.03 farmland includes young crop compensation and Cultivated land: 3,500 yuan/mu/year County mu state-owned land reclamation costs. Young crops Camphor trees, pipes, / / Camphor trees: 200 yuan each; pipes: 80 and ground bamboos, poplars, yuan each; poplars: 50 yuan each; attachments scattered trees, etc. scattered trees: 55 yuan each Xiushui LA 2 mu of collective other land 6 households / 12867.8 yuan/mu - 40 - County with 35 persons 90.6 mu, including 58.5 mu 158 households Collective construction land and state-owned land Compensation includes fertility loss of cultivated land, 5.9 mu of with 574 will be restored to the original condition without compensation, reclamation costs and Temporary woodland, 19.3 mu of persons compensation. young crop compensation. land collective land and 6.9 mu Cultivated land: 3,500 yuan/mu/year; occupation of unused land woodland: 1,000 yuan/mu/year; unused land (wasteland): 625 yuan/mu/year Young crops Scattered trees, cedars, oil / / / and ground tea trees attachments 431.66 mu, including 85 households Collective construction land and state-owned land Compensation includes fertility loss Temporary 152.06 mu of cultivated with 279 will be restored to the original condition without compensation, reclamation costs and land land, 208 mu of collective persons compensation; compensation for collective young crop compensation. Leping occupation construction land and 72 mu farmland includes young crop compensation and Cultivated land: 3,500 yuan/mu/year City state-owned land reclamation costs. Young crops Camphor trees, pipes, / / Camphor trees: 200 yuan each; pipes: 80 and ground bamboos, poplars, yuan each; poplars: 50 yuan each; attachments scattered trees, etc. scattered trees: 55 yuan each Grievance / All APs Free Effective for the whole project cycle All redress 6 small waterworks in 6 townships with 36 1) An independent third party will conduct appraisal Appraised price employees in Dongxiang District, Nanfeng at replacement cost, and compensation will be County and Xiushui County granted to the proprietors of the affected small waterworks. Small waterworks 2) Closedown will be notified to the affected closedown proprietors and employees 3 months in advance so that they can make preparations in advance. 3) Local water companies will make suitable jobs first available to the affected employees under equal conditions, and offer suitable training. Impact on power Communism Reservoir in Leping City and The lost generating capacity will be compensated 0.07 yuan/m³ generation Dongjin Reservoir in Xiushui County for. - 41 - Appendixes Appendix 1 Due Diligence on Related Project—Land for Nanfeng County No.2 Waterworks 1 Background 1.1 Background of this project The Nanfeng Subproject of the Project includes: 1) construction and reconstruction of water supply pipelines in the county town; 2) extension of water supply pipelines in the county town; and 3) intelligent monitoring system of water supply pipelines. Since the Nanfeng County No.2 Waterworks is not included in but closely associated with the Project, it is defined as a related project, and a due diligence investigation was conducted on its land use at the preparation stage of the Project. 1.2 Purpose, scope and methods of due diligence The purpose of the due diligence is to review the LA and resettlement work comprehensively to see if it complies with the Land Administration Law of the PRC, and the provincial and municipal regulations and policies on LA, check the procedures, progress, funding and effectiveness of LA and resettlement, evaluate the APs’ production level, living standard and satisfaction, identify outstanding issues, and propose feasible suggestions. The methods used in the due diligence include: 1) literature review, including project documents, LA compensation agreements, etc.; 2) field visit; and 3) consultation with stakeholders, including the owner, land and resources bureau, and APs. 2 LA and resettlement implementation 2.1 Implementing agency The Nanfeng Project Leading Group is responsible for overall planning, is well staffed and operates effectively, providing strong support for successful resettlement implementation. 2.2 Resettlement impacts and implementation The Nanfeng County No.2 Waterworks Project has a land area of about 50 mu (33,759 m2), and compensation of about 608,000 yuan. The land was acquired in 2012, and the compensation has been fully paid. See Appendix 1-1 and Attached Table 1-1. Attached Table 1-1 Details of LA Compensation 2 No. Group Name Area (m ) LA compensation (yuan) 1 Shengbei Feng Heping 1947.5 35055.00 2 Shengbei Feng Yingquan 1460.5 26289.00 3 Shengbei Gong Shuigen 123.9 2230.20 4 Shengbei Gong Shuiying 370.7 6672.60 5 Shengbei Huang Chunguo 542.5 9765.00 6 Shengbei Huang Guofu 408.5 7353.00 7 Shengbei Huang Guoliang 288.4 5191.20 8 Shengbei Huang Guoliang 92.2 1659.60 9 Shengbei Huang Shuigen 4615.8 83084.40 10 Shengbei Huang Xiaomao 2323.5 41823.00 11 Shengbei Huang Yinggen 525.8 9464.40 12 Shengbei Li Laozai 1681.5 30267.00 13 Shengbei Li Rungui 1367.3 24611.40 14 Shengbei Li Runhua 2277.8 41000.40 15 Shengbei Li Runjun 2219.8 39956.40 16 Shengbei Qiu Gensun 806.6 14518.80 - 42 - 17 Shengbei Qiu Rungen 1254.6 22582.80 18 Shengbei Wu Changsun 1152.1 20737.80 19 Shengbei Wu Changying 350.9 6316.20 20 Shengbei Wu Donglong 888.8 15998.40 21 Shengbei Wu Genzai 863.2 15537.60 22 Shengbei Wu Guoming 1107.3 19931.40 23 Shengbei Wu Langen 1249.3 22487.40 24 Shengbei Wu Xigen 1186.6 21358.80 25 Shengbei Wu Yinggen 392.7 7068.60 26 Shengbei Zeng Jinfu 2405.2 43293.60 27 Shengbei Zhang Shouqing 1546.4 27835.20 Shengbei Group 309.6 5572.80 Total 33759 607662.00 3 Information disclosure The Nanfeng County Government issued an LA announcement in January 2011, covering the range of LA, compensation rates, resettlement policy, etc. See Appendix 1-2. 4 Conclusion The 50 mu of land used for the Nanfeng County No.2 Waterworks Project was acquired in 2012, and the compensation has been fully paid, with no outstanding issue. - 43 - Appendix 1-1 LA Agreement and Distribution of Acquired Land of Shengbei Group of Laixi Village Appendix 1-2 LA Announcement of the Nanfeng County Government - 44 - - 45 - Appendix 2 Detailed Impacts of Small Waterworks Closedown County Township Waterworks Employee Gender Age Education Pay (yuan/month) Expected resettlement Lin Ping’an Male 52 Junior high school 5000 Cash compensation Xiong Bingqing Male 59 Senior high school 4800 Cash compensation Zeng Jianliang Male 39 Junior high school 4500 Cash compensation Deng Yueyue Male 35 College 2700 Cash compensation Xiushui Xiong Guofu Male 48 Junior high school 3000 Cash compensation Zhajin Town Jinda County Zhang Jinyu Male 35 Junior high school 3000 Cash compensation Lu Guo’an Male 57 Junior high school 3000 Cash compensation Lin Guowei Male 28 University 3200 Cash compensation Su Shan Female 35 Junior high school 1800 Cash compensation Ping Weiqin Female 40 Junior high school 1900 Cash compensation Huang Liang Male 46 Junior high school 3000 Cash compensation Shishan Town Shishan Wang Xiufang Female 43 Junior high school 3000 Cash compensation Nanfeng Zhang Xinghua Male 57 Junior high school 3000 Cash compensation County Wu You Male 43 Junior high school 3000 Cash compensation Qiawan Town Qiawan Wu Rongming Male 51 Junior high school 3000 Cash compensation Fang Guilan Female 46 Junior high school 3000 Cash compensation Hu Fengquan Male 51 Junior high school 3600 Cash compensation Chen Dalong Male 57 Senior high school 4000 Cash compensation Pogan Xiang Huimin Liu Min Female 32 Junior high school 3000 Cash compensation Chen Wusan Male 32 Junior high school 4000 Cash compensation Ouyang Bin Male 34 Junior high school 3800 Cash compensation Xiaohuang Zhang Sheng Male 35 Junior high school 3600 Cash compensation Xiaohuang Town Liu Kun Male 39 Senior high school 3800 Cash compensation Rao Feng Male 59 Primary school 3000 Cash compensation Rao Qingfeng Male 29 University 5000 Cash compensation Dongxiang Zhang Weihui Male 41 Junior high school 4600 Cash compensation District Zhu Linke Male 57 Primary school 3600 Cash compensation Zhang Hai’e Female 40 Junior high school 1800 Cash compensation Liu Yuekuai Male 45 Junior high school 2600 Cash compensation Gangshangji Rao Lankun Male 19 Senior high school 3000 Cash compensation Shengwang Town Chen Qiang Male 26 Senior high school 3000 Cash compensation Rao Ransheng Male 41 Junior high school 2600 Cash compensation Rao Chuming Male 63 Primary school 3000 Cash compensation Zhang Chenxing Male 18 Junior high school 2600 Cash compensation Rao Daosheng Male 39 Senior high school 3000 Cash compensation Rao Baosheng Male 59 Primary school 2600 Cash compensation - 46 -