Procurement Plan (This is only a sample with the minimum content that is required to be included in the PAD. The detailed procurement plan is still mandatory for disclosure on the Bank’s website in accordance with the guidelines. The initial procurement plan will cover the first 18 months of the project and then updated annually or earlier as necessary). I. General 1. Bank’s approval Date of the procurement Plan [Original: October 2017] 2. Date of General Procurement Notice: Oct, 2017 3. Period covered by this procurement plan: The procurement period of project covered from year October 2017 to December 2017 II. Goods and Works and non-consulting services. 1. Prior Review Threshold: Procurement Decisions subject to Prior Review by the Bank as stated in Appendix 1 to the Guidelines for Procurement: [Thresholds for applicable procurement methods (not limited to the list below) will be determined by the Procurement Specialist /Procurement Accredited Staff based on the assessment of the implementing agency’s capacity.] Procurement Method Prior Review Threshold Comments US$ 1. ICB and LIB (Goods) Above US$ 500,000 All 2. NCB (Goods) Above US$ 100,000 First contract 3. ICB (Works) Above US$ 15 million All 4. NCB (Works) Above US$ 5 million All 5. (Non-Consultant Services) Below US$ 100,000 First contract [Add other methods if necessary] 2. Prequalification. Bidders for _Not applicable_ shall be prequalified in accordance with the provisions of paragraphs 2.9 and 2.10 of the Guidelines. 3. Proposed Procedures for CDD Components (as per paragraph. 3.17 of the Guidelines: 4. Reference to (if any) Project Operational/Procurement Manual: Project Implementation Manual for World Bank Loan Project XYZ 04/01/2010 issued by 5. Any Other Special Procurement Arrangements: [including advance procurement and retroactive financing, if applicable] 5 ICB works packages will be financed under retroactive financing July 9, 2010 6. Summary of the Procurement Packages planned during the first 18 months after project effectiveness ( including those that are subject to retroactive financing and advanced procurement) [List the Packages which require Bank’s prior review first and then the other packages] 1 2 3 4 5 6 7 Ref. Description Estimated Packages Domest Review Comments No. Cost ic by Bank US$ Prefere (Prior / Post) million nce (yes/no) Summary of the ICB (Works) Summary of the ICB (Goods) Summary of the NCB (Works) Summary of 0.237 1 YES Post the NCB (Goods) Summary of the ICB (Non- Consultant Services) Summary of 0.02 2 YES Post the Shopping III. Selection of Consultants 1. Prior Review Threshold: Selection decisions subject to Prior Review by Bank as stated in Appendix 1 to the Guidelines Selection and Employment of Consultants: Selection Method Prior Review Threshold Comments 1. Competitive Methods (Firms) Above US$ 100,000 2. Single Source (Firms) All 3. Individual Above US$ 50,000 2. Short list comprising entirely of national consultants: Short list of consultants for services, estimated to cost less than $_300,000_equivalent per contract, may comprise entirely of national consultants in accordance with the provisions of paragraph 2.7 of the Consultant Guidelines. 3. Any Other Special Selection Arrangements: [including advance procurement and retroactive financing, if applicable or delete if not applicable] 4. Consultancy Assignments with Selection Methods and Time Schedule July 9, 2010 1 2 3 4 5 6 Ref. No. Description of Estimated Packages Review Comments Assignment Cost by Bank US$ (Prior / million Post) Summary of 0.4 1 Prior number of contracts that will be let under QCBS Summary of 1.868 13 Prior CQS number of contracts that will be let under other methods Summary of 0.0128 4 Prior IC number of contracts that will be let under other methods July 9, 2010 PROCUREMENT China : GEF Mainstreaming Integrated Water and Environment Management PLAN General Information Country: China Bank’s Approval Date of the Original Procurement Plan: 2018-03-21 2020-06-30 Revised Plan Date(s): (comma delineated, leave blank if none) Project ID: P145897 GPN Date: Project Name: GEF Mainstreaming Integrated Water and Environment Management Loan / Credit No: TF / A2428 Executing Agency(ies): Foreign Economic Cooperation Office, Ministry of Environmental Protection WORKS Bid Evaluation Activity Reference No. / Procurement Estimated Actual Draft Bidding Loan / Credit Market Procurement Prequalification High SEA/SH Process Draft Pre-qualification Prequalification Specific Procurement Bidding Documents Proposal Submission / Report and Contract Description Component Review Type Method Document Amount Amount Document / Signed Contract No. Approach Process (Y/N) Risk Status Documents Evaluation Report Notice / Invitation as Issued Opening / Minutes Recommendation for Completion Type (US$) (US$) Justification Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned GOODS Bid Evaluation Activity Reference No. / Draft Bidding Loan / Credit Market Procurement Prequalification Estimated Actual Amount Process Draft Pre-qualification Prequalification Specific Procurement Bidding Documents Proposal Submission / Report and Description Component Review Type Method Document / Signed Contract Contract Completion No. Approach Process (Y/N) Amount (US$) (US$) Status Documents Evaluation Report Notice / Invitation as Issued Opening / Minutes Recommendation for Justification Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual NON CONSULTING SERVICES Bid Evaluation Activity Reference No. / Draft Bidding Loan / Credit Market Procurement Prequalification Estimated Actual Amount Process Draft Pre-qualification Prequalification Specific Procurement Bidding Documents Proposal Submission / Report and Description Component Review Type Method Document / Signed Contract Contract Completion No. Approach Process (Y/N) Amount (US$) (US$) Status Documents Evaluation Report Notice / Invitation as Issued Opening / Minutes Recommendation for Justification Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual CONSULTING FIRMS Activity Reference No. / Combined Evaluation Loan / Credit Market Contract Type Estimated Actual Expression of Interest Short List and Draft Request for Proposals Opening of Technical Evaluation of Description Component Review Type Method Process Status Terms of Reference Report and Draft Signed Contract Contract Completion No. Approach Amount (US$) Amount (US$) Notice Request for Proposals as Issued Proposals / Minutes Technical Proposal Negotiated Contract Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Component 4: Institutional Consultant MEP-C-4-9 / Project TF / A2428 Capacity Building and Post Qualification Open - National 150,000.00 98,925.47 Signed 2018-11-16 2020-01-06 2018-12-07 2019-01-20 2020-01-22 2019-02-19 2020-03-05 2019-03-26 2020-04-03 2019-09-22 monitoring and evaluation Project Management Selection MEP-3-10 / Hai River Basin/MEP: Annual M&E on Component 3: Scaling up scaling-up IWEM Approach the Integrated Water and Consultant in Water Pollution Areas TF / A2428 Environment Management Post Qualification Open - National 200,000.00 211,385.21 Signed 2018-12-28 2020-01-09 2019-01-18 2019-03-03 2019-03-22 2019-04-02 2020-01-19 2019-05-07 2020-01-20 2019-11-03 selected (in Cities of Xing- Approach in Three River Selection Tai, Tang-Shan and Lang- Basins Fang) MEP-C-3-3 / Assessment on Component 3: Scaling up Effectiveness of Water the Integrated Water and Consultant Pollution Prevention moving TF / A2428 Environment Management Post Qualification Open - National 150,000.00 211,385.21 Signed 2019-01-04 2019-06-30 2019-01-25 2019-03-10 2019-06-21 2019-04-09 2019-11-01 2019-05-14 2020-03-20 2019-11-10 towards River Basin District Approach in Three River Selection (RBD) Approach (Pilot in Basins Chengde) MEP-C-3-2A / Component 3: Scaling up Development,Operations and the Integrated Water and Quality And Cost- Open - Under Management of Pollution TF / A2428 Environment Management Prior 400,000.00 0.00 2019-06-28 2020-03-25 2019-07-19 2020-04-07 2019-09-01 2019-09-29 2019-10-29 2019-12-03 2020-01-07 2021-01-06 Based Selection International Implementation Control Technology Extension Approach in Three River Platform (3iPET) Basins Page 1 MEP-C-3-2B / Development Component 3: Scaling up of big data analysis tool of the Integrated Water and Consultant Under International Platform for TF / A2428 Environment Management Post Qualification Open - National 200,000.00 0.00 2019-05-27 2019-04-01 2019-06-17 2019-07-31 2019-08-30 2019-10-04 2020-04-01 Implementation Environment Technology ( Approach in Three River Selection 3iPET) Basins MEE-4-6-1 / Technical Component 4: Institutional Consultant assistance for project TF / A2428 Capacity Building and Post Qualification Open - National 50,000.00 48,009.31 Signed 2019-05-27 2019-09-30 2019-06-17 2019-07-31 2019-09-05 2019-08-30 2019-11-20 2019-10-04 2019-12-27 2020-04-01 procurement and monitoring. Project Management Selection INDIVIDUAL CONSULTANTS Activity Reference No. / Invitation to Loan / Credit Market Contract Type Estimated Actual Draft Negotiated Description Component Review Type Method Process Status Terms of Reference Identified/Selected Signed Contract Contract Completion No. Approach Amount (US$) Amount (US$) Contract Consultant Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Component 1: MEP-C-1-2 / Study on Mainstreaming of Innovative Individual Assessment of EC for Urban TF / A2428 Approach on Integrated Post Consultant Open 100,000.00 87,687.25 Signed 2018-02-01 2018-11-01 2018-03-12 2018-12-12 2018-04-02 2019-01-17 2018-05-07 2019-01-17 2018-11-03 Environment (Pilot in Water and Environment Selection Chengde) Management MEP-C-1-3 / Study on Component 1: Policies on Point Water Mainstreaming of Innovative Individual Pollution Source Emission TF / A2428 Approach on Integrated Post Consultant Open 100,000.00 88,648.12 Signed 2018-02-01 2019-11-01 2018-03-12 2018-12-14 2018-04-02 2019-01-15 2018-05-07 2019-01-15 2018-11-03 Rights and Their Trading Water and Environment Selection (Pilot in Chengde) Management MEP-C-1-4 / Operational Component 1: Manual on RS-based None- Mainstreaming of Innovative Individual Point Pollution Source TF / A2428 Approach on Integrated Post Consultant Open 100,000.00 88,530.40 Signed 2018-02-01 2018-11-01 2018-03-12 2018-12-11 2018-04-02 2019-01-15 2018-05-07 2019-01-15 2018-11-03 Control Water and Environment Selection Approach (Pilot in Chengde) Management MEP-C-1-5 / Operational Component 1: Manual on IWEM based Mainstreaming of Innovative Individual Integrated Toxic Symptoms TF / A2428 Approach on Integrated Post Consultant Open 100,000.00 88,648.12 Signed 2018-02-01 2018-11-01 2018-03-12 2018-12-14 2018-04-02 2019-01-18 2018-05-07 2019-01-18 2018-11-03 (Pilot in Water and Environment Selection Chengde) Management MEP-C-2-1 / Assessment on Component 1: Effectiveness of Water Mainstreaming of Innovative Individual Pollution Prevention moving TF / A2428 Approach on Integrated Post Consultant Open 200,000.00 0.00 Canceled 2018-02-01 2018-03-12 2018-04-02 2018-05-07 2018-11-03 towards Water and Environment Selection River Basin District (RBD) Management Approach (Pilot in Chengde) MEP-C-2-2 / Liao River Basin/MEP: Annual M&E on Component 1: scaling-up the IWEM Mainstreaming of Innovative Individual Approach in Liao TF / A2428 Approach on Integrated Post Consultant Open 150,000.00 128,750.84 Signed 2018-02-01 2018-11-01 2018-03-12 2018-12-11 2018-04-02 2019-01-09 2018-05-07 2019-01-09 2018-11-03 River Basin (in Cities of Water and Environment Selection Shen-Yang, An-Shan, Pan- Management Jing, and Fu-Shun) MEP-C-2-3 / Hai River Basin/MEP: Annual M&E on Component 1: scaling-up IWEM Approach Mainstreaming of Innovative Individual in Water TF / A2428 Approach on Integrated Post Consultant Open 200,000.00 0.00 Canceled 2018-02-01 2018-03-12 2018-04-02 2018-05-07 2018-11-03 Pollution Areas selected (in Water and Environment Selection Cities of Xing-Tai, Tang- Management Shan and Lang-Fang) MEE-4-10-1 / Project Component 4: Institutional Individual Under Assistant for Finance and TF / A2428 Capacity Building and Post Consultant Open 30,000.00 28,142.75 2020-04-16 2020-04-20 2020-06-04 2020-06-04 2020-06-25 2020-06-18 2020-07-30 2021-07-30 Implementation Procurement Management Project Management Selection Page 2 MEE-4-10-2 / Project Component 4: Institutional Individual Assistant for Technical TF / A2428 Capacity Building and Prior Consultant Open 30,000.00 0.00 Under Review 2020-04-16 2020-04-23 2020-06-04 2020-06-25 2020-07-30 2021-07-30 Support Project Management Selection MEE-4-6-2 / Preparation of Component 4: Institutional Individual environmental management TF / A2428 Capacity Building and Post Consultant Limited 25,000.00 24,299.96 Signed 2020-04-16 2020-03-01 2020-04-21 2020-03-11 2020-05-12 2020-03-27 2020-06-16 2020-03-27 2021-12-31 policy implementation Project Management Selection assessment report Component 4: Institutional Individual MEE-4-6-3 / Water Under TF / A2428 Capacity Building and Post Consultant Limited 15,000.00 0.00 2020-05-25 2020-06-30 2020-06-04 2020-06-19 2020-07-24 2021-12-31 Environment Specialist Implementation Project Management Selection Component 4: Institutional Individual MEE-4-6-4 / Water Pending TF / A2428 Capacity Building and Post Consultant Limited 15,000.00 0.00 2020-05-24 2020-05-29 2020-06-19 2020-07-24 2021-12-31 Resources Specialist Implementation Project Management Selection MEE-4-6-7 / International Component 4: Institutional Individual Pending Project Management TF / A2428 Capacity Building and Post Consultant Limited 15,000.00 0.00 2020-05-24 2020-05-29 2020-06-19 2020-07-24 2021-12-31 Implementation Specialist Project Management Selection Component 4: Institutional Individual MEE-4-6-5 / Ecological Under TF / A2428 Capacity Building and Post Consultant Limited 15,000.00 0.00 2020-05-24 2020-06-29 2020-05-29 2020-06-19 2020-07-24 2021-12-31 Environment Specialist Implementation Project Management Selection MEE-4-6-6 / Integrated Component 4: Institutional Individual Under River Basin Management TF / A2428 Capacity Building and Post Consultant Limited 15,000.00 0.00 2020-05-24 2020-06-30 2020-05-29 2020-06-19 2020-07-24 2021-12-31 Implementation Specialist Project Management Selection Component 4: Institutional Individual MEE-4-1 / Web Under TF / A2428 Capacity Building and Post Consultant Limited 10,000.00 0.00 2020-06-01 2020-06-29 2020-06-06 2020-06-27 2020-08-01 2021-12-31 Development and Application Implementation Project Management Selection MEE-4-10-3 / Project Component 4: Institutional Individual Pending Assistant for Technical TF / A2428 Capacity Building and Post Consultant Open 30,000.00 0.00 2020-06-28 2020-08-16 2020-09-06 2020-10-11 2021-10-11 Implementation Support Project Management Selection Page 3