The World Bank Implementation Status & Results Report Modernization of Water Supply and Sanitation Services (P157043) Modernization of Water Supply and Sanitation Services (P157043) LATIN AMERICA AND CARIBBEAN | Peru | Water Global Practice | IBRD/IDA | Investment Project Financing | FY 2019 | Seq No: 6 | ARCHIVED on 22-Dec-2020 | ISR44879 | Implementing Agencies: Republic of Peru, Technical Organization for the Administration of WSS Services (OTASS) Key Dates Key Project Dates Bank Approval Date: 26-Jul-2018 Effectiveness Date: 16-May-2019 Planned Mid Term Review Date: 31-May-2021 Actual Mid-Term Review Date: Original Closing Date: 31-Dec-2023 Revised Closing Date: 31-Dec-2023 pdoTable Project Development Objectives Project Development Objective (from Project Appraisal Document) The proposed Development Objective is to increase access to, and quality of, water and sanitation services in selected areas, and develop the Borrower’s sectoral institutions and participating EPS management capacity to provide efficient water and sanitation services. Has the Project Development Objective been changed since Board Approval of the Project Objective? No Components Table Name Improving Governance of Water Supply and Sanitation Service Providers:(Cost $38.73 M) Improving and Expanding Water Supply and Sanitation Services in the Participating EPS:(Cost $151.52 M) General Project Administration:(Cost $9.75 M) Overall Ratings Name Previous Rating Current Rating Progress towards achievement of PDO Moderately Satisfactory Moderately Satisfactory Overall Implementation Progress (IP) Moderately Satisfactory Moderately Satisfactory Overall Risk Rating Substantial Substantial Implementation Status and Key Decisions Despite the current COVID-19 pandemic and political crises which erupted in November 2020, the Project has made important progress in all Project components. The World Bank team recognizes the dedication and hard work of the Project PIU teams towards project implementation despite the complex country circumstances. Going forward, the Bank team will continue to work closely with the PIUs to review the implementation processes to ensure results. There is a need to (i) strengthen the leadership role of PIU1 (OTASS) and that of the Program Director, (2) review the communication and coordination procedures among the multiple actors: OTASS, PNSU, SUNASS, EPS, etc. and, (3) in view of initiating infrastructure works in 2021, the Bank team and the PIUs will establish a monitoring mechanism to capture all results in the Project Results Indicators. The next implementation support will be held in May/June 2021, and a midterm review is scheduled in May 2021. 12/22/2020 Page 1 of 13 The World Bank Implementation Status & Results Report Modernization of Water Supply and Sanitation Services (P157043) Risks Systematic Operations Risk-rating Tool Risk Category Rating at Approval Previous Rating Current Rating Political and Governance Moderate Moderate Substantial Macroeconomic Low Low Moderate Sector Strategies and Policies Moderate Moderate Moderate Technical Design of Project or Program Moderate Moderate Moderate Institutional Capacity for Implementation and High Substantial Moderate Sustainability Fiduciary Substantial Substantial Substantial Environment and Social Moderate Moderate Moderate Stakeholders High High Substantial Other -- -- -- Overall Substantial Substantial Substantial Results PDO Indicators by Objectives / Outcomes Improve access to, and quality of, water and sanitation services in selected areas IN00934235 ►People provided with access to improved water sources (Number, Corporate) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 161,000.00 Date 13-Mar-2018 22-Jun-2020 17-Dec-2020 30-Jun-2023 IN00934337 A.2. Of which female (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 80,661.00 Date 13-Mar-2018 22-Jun-2020 17-Dec-2020 30-Jun-2023 IN00934339 ►People provided with access to improved sanitation services (Number, Corporate) Baseline Actual (Previous) Actual (Current) End Target 12/22/2020 Page 2 of 13 The World Bank Implementation Status & Results Report Modernization of Water Supply and Sanitation Services (P157043) Value 0.00 0.00 0.00 93,000.00 Date 13-Mar-2018 22-Jun-2020 17-Dec-2020 30-Jun-2023 IN00934342 B.2. Of which female (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 46,593.00 Date 13-Mar-2018 22-Jun-2020 17-Dec-2020 30-Jun-2023 Develop Borrower’s sectoral institutions and EPS's mngmt capacity to provide efficient WSS services IN00934336 ►C. Working ratio reduced in selected utilities (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 6.00 Date 13-Mar-2018 22-Jun-2020 17-Dec-2020 30-Jun-2023 IN00934338 C.1. Working ratio reduced in SEDAPAR (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 77.49 77.49 77.49 62.00 Date 13-Mar-2018 22-Jun-2020 17-Dec-2020 30-Jun-2022 IN00934340 C.2. Working ratio reduced in SEDACUSCO (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 75.09 75.09 75.09 65.00 Date 13-Mar-2018 22-Jun-2020 17-Dec-2020 30-Jun-2022 IN00934341 C.3. Working ratio reduced in EMAPACOP (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 83.13 83.13 83.13 65.00 Date 13-Mar-2018 22-Jun-2020 17-Dec-2020 30-Jun-2022 IN00934343 C.4. Working ratio reduced in SEMAPA Barranca (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 127.16 127.16 127.16 75.00 Date 13-Mar-2018 22-Jun-2020 17-Dec-2020 30-Jun-2022 12/22/2020 Page 3 of 13 The World Bank Implementation Status & Results Report Modernization of Water Supply and Sanitation Services (P157043) IN00934344 C.5. Working ratio reduced in EMAPA Huaral (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 103.89 103.89 103.89 75.00 Date 13-Mar-2018 22-Jun-2020 17-Dec-2020 30-Jun-2022 IN00934345 C.6. Working ratio reduced in EMAPA Huacho (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 96.09 96.09 96.09 70.00 Date 13-Mar-2018 22-Jun-2020 17-Dec-2020 30-Jun-2022 IN00934346 ►D. Nonrevenue water reduction achieved in selected utilities (Percentage, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 6.00 Date 13-Mar-2018 22-Jun-2020 17-Dec-2020 30-Jun-2023 IN00934347 D.1. Nonrevenue water reduction achieved in SEDAPAR (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 34.13 34.13 34.13 27.00 Date 13-Mar-2018 22-Jun-2020 17-Dec-2020 30-Jun-2022 IN00934348 D.2. Nonrevenue water reduction achieved in SEDACUSCO (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 37.81 37.81 37.81 32.00 Date 13-Mar-2018 22-Jun-2020 17-Dec-2020 30-Jun-2022 IN00934349 D.3. Nonrevenue water reduction achieved in EMAPACOP (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 45.98 45.98 45.98 35.00 Date 13-Mar-2018 22-Jun-2020 17-Dec-2020 30-Jun-2022 IN00934350 D.4. Nonrevenue water reduction achieved in SEMAPA Barranca (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 60.04 60.04 60.04 40.00 12/22/2020 Page 4 of 13 The World Bank Implementation Status & Results Report Modernization of Water Supply and Sanitation Services (P157043) Date 13-Mar-2018 22-Jun-2020 17-Dec-2020 30-Jun-2022 IN00934351 D.5. Nonrevenue water reduction achieved in EMAPA Huaral (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 38.60 38.60 38.60 32.00 Date 13-Mar-2018 22-Jun-2020 17-Dec-2020 30-Jun-2022 IN00934352 D.6. Nonrevenue water reduction achieved in EMAPA Huacho (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 34.02 34.02 34.02 29.00 Date 15-Feb-2018 22-Jun-2020 17-Dec-2020 30-Jun-2022 IN00934353 ►E. Percentage of population served by service provider regulated by SUNASS (Percentage, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 63.00 63.00 63.00 80.00 Date 30-Mar-2017 22-Jun-2020 17-Dec-2020 30-Jun-2023 Intermediate Results Indicators by Components Improving Governance of Water Supply and Sanitation Service Providers IN00934354 ►3. Development and integration of a performance-based mechanism in utilities' planning tools (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 6.00 Date 13-Mar-2018 22-Jun-2020 17-Dec-2020 30-Jun-2023 IN00934356 ►4. Comprehensive budgeting, planning and monitoring MIS established and operationalized (Yes/No, Custom) Baseline Actual (Previous) Actual (Current) End Target Value No No No Yes Date 13-Mar-2018 22-Jun-2020 17-Dec-2020 30-Jun-2023 IN00934365 ►6. Number of utilities (EPS) supported by the Project that use gender-sensitive messages in their sanitary education activities (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target 12/22/2020 Page 5 of 13 The World Bank Implementation Status & Results Report Modernization of Water Supply and Sanitation Services (P157043) Value 0.00 0.00 0.00 6.00 Date 13-Mar-2018 22-Jun-2020 17-Dec-2020 30-Jun-2023 Improving and Expanding Water Supply and Sanitation Services in the participating EPS IN00934355 ►1.1. New piped household water connections that are resulting from the Project intervention (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 23,239.00 Date 13-Mar-2018 22-Jun-2020 17-Dec-2020 30-Jun-2023 IN00934357 ►1.2. New household sewerage connections that are resulting from the Project intervention (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 19,418.00 Date 13-Mar-2018 22-Jun-2020 17-Dec-2020 30-Jun-2023 IN00934358 ►2.1. Piped household water connections that are benefiting from rehabilitation works undertaken by the Project (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 14,791.00 Date 13-Mar-2018 22-Jun-2020 17-Dec-2020 30-Jun-2023 IN00934359 ►2.2. Household sewerage connections that are benefiting from rehabilitation works undertaken by the Project (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 7,364.00 Date 13-Mar-2018 22-Jun-2020 17-Dec-2020 30-Jun-2023 IN00934360 ►5. Customer satisfaction increased in selected utilities (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 8.00 Date 13-Mar-2018 22-Jun-2020 17-Dec-2020 30-Jun-2023 IN00934361 5.1. Customer satisfaction in SEDAPAR (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target 12/22/2020 Page 6 of 13 The World Bank Implementation Status & Results Report Modernization of Water Supply and Sanitation Services (P157043) Value 68.00 68.00 68.00 85.00 Date 13-Mar-2018 22-Jun-2020 17-Dec-2020 30-Jun-2023 IN00934362 5.2. Customer satisfaction in SEDACUSCO (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 78.00 78.00 78.00 85.00 Date 13-Mar-2018 22-Jun-2020 17-Dec-2020 30-Jun-2023 IN00934363 5.3. Customer satisfaction in EMAPACOP (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 66.00 66.00 66.00 75.00 Date 13-Mar-2018 22-Jun-2020 17-Dec-2020 30-Jun-2023 IN00934364 5.4. Customer satisfaction in SEMAPA BARRANCA (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 64.00 64.00 64.00 75.00 Date 13-Mar-2018 22-Jun-2020 17-Dec-2020 30-Jun-2023 IN00934366 5.5. Customer satisfaction in EMAPA HUARAL (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 67.00 67.00 67.00 75.00 Date 13-Mar-2018 22-Jun-2020 17-Dec-2020 30-Jun-2023 IN00934367 5.6. Customer satisfaction in EMAPA HUACHO (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 61.00 61.00 61.00 75.00 Date 13-Mar-2018 22-Jun-2020 17-Dec-2020 30-Jun-2023 IN00934368 ►7. Operating margin increased in selected utilities. (Percentage, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 5.00 Date 13-Jun-2018 22-Jun-2020 17-Dec-2020 30-Jun-2023 IN00934369 7.1 Operating margin reduced in SEDAPAR (Percentage, Custom Breakdown) 12/22/2020 Page 7 of 13 The World Bank Implementation Status & Results Report Modernization of Water Supply and Sanitation Services (P157043) Baseline Actual (Previous) Actual (Current) End Target Value 2.80 2.80 2.80 10.00 Date 13-Jun-2018 22-Jun-2020 17-Dec-2020 30-Jun-2023 IN00934370 7.2 Operating margin reduced in SEDACUSCO (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 16.50 16.50 16.50 21.00 Date 13-Jun-2018 22-Jun-2020 17-Dec-2020 30-Jun-2023 IN00934371 7.3 Operating margin reduced in EMAPACOP (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 8.00 Date 13-Jun-2018 22-Jun-2020 17-Dec-2020 30-Jun-2023 IN00934372 7.4 Operating margin reduced in SEMAPA BARRANCA (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 4.40 4.40 4.40 10.00 Date 13-Jun-2018 22-Jun-2020 17-Dec-2020 30-Jun-2023 IN00934373 7.5 Operating margin reduced in EMAPA Huaral (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 0.60 0.60 0.60 8.00 Date 13-Jun-2018 22-Jun-2020 17-Dec-2020 30-Jun-2023 IN00934374 7.6 Operating margin reduced in EMAPA Huacho (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 5.70 5.70 5.70 12.00 Date 13-Jun-2018 22-Jun-2020 17-Dec-2020 30-Jun-2023 IN00934375 ►8. Return on Assets (ROA) increased in selected utilities (Percentage, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 3.00 Date 13-Jun-2018 22-Jun-2020 17-Dec-2020 30-Jun-2023 IN00934376 12/22/2020 Page 8 of 13 The World Bank Implementation Status & Results Report Modernization of Water Supply and Sanitation Services (P157043) 8.1 ROA increased in SEDAPAR (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 1.30 1.30 1.30 3.00 Date 13-Jun-2018 22-Jun-2020 17-Dec-2020 30-Jun-2023 IN00934377 8.2 ROA increased in SEDACUSCO (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 2.20 2.20 2.20 7.00 Date 13-Jun-2018 22-Jun-2020 17-Dec-2020 30-Jun-2023 IN00934378 8.3 ROA increased in EMAPACOP (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 3.00 Date 13-Jun-2018 22-Jun-2020 17-Dec-2020 30-Jun-2023 IN00934379 8.4 ROA increased in SEMAPA Barranca (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 0.20 0.20 0.20 3.00 Date 13-Jun-2018 22-Jun-2020 17-Dec-2020 30-Jun-2023 IN00934380 8.5 ROA increased in EMAPA Huaral (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 3.00 Date 13-Jun-2018 22-Jun-2020 17-Dec-2020 30-Jun-2023 IN00934381 8.6 ROA increased in EMAPA Huacho (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 0.60 0.60 0.60 4.00 Date 13-Jun-2018 22-Jun-2020 17-Dec-2020 30-Jun-2023 IN00934382 ►9. Return on Equity (ROE) increased in selected utilities. (Percentage, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 2.00 Date 13-Jun-2018 22-Jun-2020 17-Dec-2020 30-Jun-2023 12/22/2020 Page 9 of 13 The World Bank Implementation Status & Results Report Modernization of Water Supply and Sanitation Services (P157043) IN00934383 9.1 ROE increased in SEDAPAR (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 1.60 1.60 1.60 4.00 Date 13-Jun-2018 22-Jun-2020 17-Dec-2020 30-Jun-2023 IN00934384 9.2 ROE increased in SEDACUSCO (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 7.10 7.10 7.10 8.00 Date 13-Jun-2018 22-Jun-2020 17-Dec-2020 30-Jun-2023 IN00934385 9.3 ROE increased in EMAPACOP (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 0.10 0.10 0.10 4.00 Date 13-Jun-2018 22-Jun-2020 17-Dec-2020 30-Jun-2023 IN00934386 9.4 ROE increased in SEMAPA Barranca (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value -2.70 2.70 2.70 2.00 Date 13-Jun-2018 22-Jun-2020 17-Dec-2020 30-Jun-2023 IN00934387 9.5 ROE increased in EMAPA Huaral (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 4.00 Date 13-Jun-2018 22-Jun-2020 17-Dec-2020 30-Jun-2023 IN00934388 9.6 ROE increased in EMAPA Huacho (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 0.90 0.90 0.90 5.00 Date 13-Jun-2018 22-Jun-2020 17-Dec-2020 30-Jun-2023 IN00934389 ►10. Metering increased in selected utilities (Percentage, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 5.00 12/22/2020 Page 10 of 13 The World Bank Implementation Status & Results Report Modernization of Water Supply and Sanitation Services (P157043) Date 13-Jun-2018 22-Jun-2020 17-Dec-2020 30-Jun-2023 IN00934390 10.1 Metering increased in SEDAPAR (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 80.00 80.00 80.00 90.00 Date 13-Jun-2018 22-Jun-2020 17-Dec-2020 30-Jun-2023 IN00934391 10.2 Metering increased in SEDACUSCO (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 89.00 89.00 89.00 94.00 Date 13-Jun-2018 22-Jun-2020 17-Dec-2020 30-Jun-2023 IN00934392 10.3 Metering increased in SEMAPA Barranca (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 15.00 15.00 15.00 70.00 Date 13-Jun-2018 22-Jun-2020 17-Dec-2020 30-Jun-2023 IN00934393 10.4 Metering increased in EMAPA Huaral (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 26.00 26.00 26.00 70.00 Date 13-Jun-2018 22-Jun-2020 17-Dec-2020 30-Jun-2023 IN00934394 10.5 Metering increased in EMAPA Huacho (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 80.00 80.00 80.00 90.00 Date 13-Jun-2018 22-Jun-2020 17-Dec-2020 30-Jun-2023 Overall Comments IR The project has not yet started its activities in the field, so these indicators are not being collected yet. The team will employ a performance- based approach (based on these indicators) throughout project implementation. Performance-Based Conditions Data on Financial Performance 12/22/2020 Page 11 of 13 The World Bank Implementation Status & Results Report Modernization of Water Supply and Sanitation Services (P157043) Disbursements (by loan) Project Loan/Credit/TF Status Currency Original Revised Cancelled Disbursed Undisbursed % Disbursed P157043 IBRD-88990 Effective USD 70.00 70.00 0.00 0.78 69.22 1.1% Key Dates (by loan) Project Loan/Credit/TF Status Approval Date Signing Date Effectiveness Date Orig. Closing Date Rev. Closing Date P157043 IBRD-88990 Effective 26-Jul-2018 28-Jan-2019 16-May-2019 31-Dec-2023 31-Dec-2023 Cumulative Disbursements PBC Disbursement Achievement Disbursed amount in Disbursement % PBC ID PBC Type Description Coc PBC Amount Status Coc for PBC 12/22/2020 Page 12 of 13 The World Bank Implementation Status & Results Report Modernization of Water Supply and Sanitation Services (P157043) Restructuring History There has been no restructuring to date. Related Project(s) There are no related projects. 12/22/2020 Page 13 of 13