Contract Value Threshold(US$ Expenditure Category Procurement Method Prior Review Threshold (US$ thousands) thousands) Goods and Non-Consulting >=10,000 ICB ALL Services <10,000 NCB >=USD4,000 <500 Shopping No prior review. -- Framework Agreement First contract and all contracts valued >=USD4,000 -- Direct Contracting >=USD4,000 Consultants Services >=300 QCBS/QBS >=USD2,000 <300 CQS No prior review. Single-Source Selection (firm) >=USD1,000 Individual Consultant and SSS >=400 Individual PROCUREMENT China : Building a Modern Fiscal System Technical Assistance PLAN General Information Country: China Bank’s Approval Date of the Original Procurement Plan: 2018-05-18 2019-08-01 Revised Plan Date(s): (comma delineated, leave blank if none) Project ID: P154694 GPN Date: Project Name: Building a Modern Fiscal System Technical Assistance Loan / Credit No: IBRD / 86160 Executing Agency(ies): Fiscal TA2 WORKS Bid Evaluation Activity Reference No. / Draft Bidding Loan / Credit Market Procurement Prequalification Estimated Actual Amount Process Draft Pre-qualification Prequalification Specific Procurement Bidding Documents Proposal Submission / Report and Description Component Review Type Method Document / Signed Contract Contract Completion No. Approach Process (Y/N) Amount (US$) (US$) Status Documents Evaluation Report Notice / Invitation as Issued Opening / Minutes Recommendation for Justification Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual GOODS Bid Evaluation Activity Reference No. / Draft Bidding Loan / Credit Market Procurement Prequalification Estimated Actual Amount Process Draft Pre-qualification Prequalification Specific Procurement Bidding Documents Proposal Submission / Report and Description Component Review Type Method Document / Signed Contract Contract Completion No. Approach Process (Y/N) Amount (US$) (US$) Status Documents Evaluation Report Notice / Invitation as Issued Opening / Minutes Recommendation for Justification Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual NON CONSULTING SERVICES Bid Evaluation Activity Reference No. / Draft Bidding Loan / Credit Market Procurement Prequalification Estimated Actual Amount Process Draft Pre-qualification Prequalification Specific Procurement Bidding Documents Proposal Submission / Report and Description Component Review Type Method Document / Signed Contract Contract Completion No. Approach Process (Y/N) Amount (US$) (US$) Status Documents Evaluation Report Notice / Invitation as Issued Opening / Minutes Recommendation for Justification Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual CN-FISCAL TA2-72328-NC- RFQ / Department of Personnel and Education, Ministry of Finance is to Key elements of China's Request for Single Stage - One IBRD / 86160 Post Open - National 10,000.00 6,959.78 Signed 2018-08-01 2018-08-03 2018-08-12 hire a company to print the public finance system Quotations Envelope five resports delivered by the consulting service company SZS201802-4 / The service is to procure a company to print the research output of Key elements of China's Request for Single Stage - One IBRD / 86160 Post Open - National 3,000.00 3,000.00 Signed 2019-02-18 2019-02-22 2019-02-22 the real estate tax base public finance system Quotations Envelope evaluation system construction GJZX-2019-02 / The service is to procure a company to translate the research results of the study on the Key elements of China's Request for Single Stage - One operational mechanism of IBRD / 86160 Post Open - National 5,000.00 4,900.00 Signed 2019-02-18 2019-02-22 2019-03-15 public finance system Quotations Envelope cadre education and training oriented to the needs of fiscal and taxation system reform. GSS-2019-01 / The service is to procure a company to print fourteen reserch Fiscal Policy and Request for Single Stage - One reports delivered by the two IBRD / 86160 Post Open - National 35,000.00 31,515.73 Signed 2019-04-09 2019-04-27 2019-06-08 Sustainable Development Quotations Envelope consulting firms under the subproject of Department of Customs. Page 1 GJZX-2019-03 / The service is to proucre a publishing house to publish and pirnt Key elements of China's Request for Single Stage - One IBRD / 86160 Post Open - National 23,480.00 18,806.00 Signed 2019-05-01 2019-05-10 2019-06-13 the research results of the public finance system Quotations Envelope subproject of Cadre Education Center, MOF. KJS-2019-01 / The service is to procure a printing company to print the Pending International Public Sector Key elements of China's Request for Single Stage - One IBRD / 86160 Post Open - National 6,075.00 0.00 Implementati 2019-08-02 2019-08-24 2019-10-05 Accounting Proclamation public finance system Quotations Envelope on Manual (2018) for Accounting Department, MOF. CONSULTING FIRMS Activity Reference No. / Combined Evaluation Loan / Credit Market Contract Type Estimated Actual Expression of Interest Short List and Draft Request for Proposals Opening of Technical Evaluation of Description Component Review Type Method Process Status Terms of Reference Report and Draft Signed Contract Contract Completion No. Approach Amount (US$) Amount (US$) Notice Request for Proposals as Issued Proposals / Minutes Technical Proposal Negotiated Contract Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual CN-FISCAL TA2-66280-CS- CQS / To carry out research on the international development models and trends of CPA industry, Consultant Key elements of China's evaluate the current IBRD / 86160 Post Qualification Open - National 23,000.00 23,000.00 Signed 2018-06-12 2018-07-10 2018-08-10 2018-09-30 2018-10-20 2019-10-01 public finance system conditions of China, and Selection propose the suitable development&supervision models for CPA industry in China ultimately. FISCAL TA2-IEFI-02 / The consulting service is to hire a consulting firm to carry out research on the Consultant Fiscal Policy and development and integration IBRD / 86160 Post Qualification Open - National 47,000.00 47,000.00 Signed 2018-08-21 2018-09-17 2018-11-13 2018-11-23 2018-12-28 2020-02-28 Sustainable Development of the Asia-pacific economic Selection cooperation mechanism and China's countermeasures In the next five years. FISCAL TA2-IEFI-03 / The consulting service is to hire a consulting firm to carry out research on the Consultant Fiscal Policy and cooperation of new IBRD / 86160 Post Qualification Open - National 47,000.00 47,000.00 Signed 2018-08-21 2018-09-17 2018-11-13 2018-11-23 2018-12-28 2020-02-28 Sustainable Development multilateral development Selection agencies and existing multilateral development agencies. FISCAL TA2-IEFI-04 / The consulting service is to hire a consulting firm to carry Consultant Fiscal Policy and out research on Strategic IBRD / 86160 Post Qualification Open - National 47,000.00 47,000.00 Signed 2018-08-21 2018-09-17 2018-11-13 2018-11-23 2018-12-28 2020-02-28 Sustainable Development cooperation between China Selection and OECD in the next five years. FISCAL TA2-IEFI-05 / The consulting service is to hire a consulting firm to carry Consultant Fiscal Policy and out research on development IBRD / 86160 Post Qualification Open - National 47,700.00 47,700.00 Signed 2018-08-21 2018-09-17 2018-11-13 2018-11-23 2018-12-28 2020-02-28 Sustainable Development of the international financial Selection and economic think tank system. Page 2 ZYSGJC-2018-01 / The consulting service is to hire a cousulting firm to carry Consultant out research on the Fiscal Policy and IBRD / 86160 Post Qualification Open - National 60,000.00 60,000.00 Signed 2018-12-11 2019-01-15 2019-02-04 2019-03-10 2019-03-25 2020-03-25 development trends and Sustainable Development Selection prospects of the International investment and trade rules KJZZW-01 / The consulting service is to hire a consulting firm to carry out research on the study and Consultant Fiscal Policy and formulation on the IBRD / 86160 Post Qualification Open - National 210,000.00 210,000.00 Signed 2019-02-15 2019-03-14 2019-04-05 2019-05-15 2019-06-19 2020-06-18 Sustainable Development accounting standards for Selection carbon emission trading of China in the context of green development ZYSGJC-2019-01 / The consulting service it to porcure a consulting firm to Consultant carry out research on the Fiscal Policy and IBRD / 86160 Post Qualification Open - National 60,000.00 60,000.00 Signed 2019-03-04 2019-03-24 2019-04-13 2019-05-17 2019-05-31 2020-05-31 evolution trend of global Sustainable Development Selection economic governance structure and China's strategic choice ZYSGJC-2019-02 / The consulting service is to procure a consulting firm to Consultant Fiscal Policy and Under carry out research on IBRD / 86160 Post Qualification Open - National 45,000.00 0.00 2019-03-04 2019-03-24 2019-04-13 2019-05-17 2019-05-31 2020-05-31 Sustainable Development Implementation China's position and Selection promotion strategy in global value chain SZS-2019-01 / To procure a consulting firm to carry out Consultant research on the Key elements of China's IBRD / 86160 Post Qualification Open - National 290,000.00 290,000.00 Signed 2019-03-11 2019-03-25 2019-04-12 2019-05-22 2019-06-07 2020-05-20 implementation evaluation public finance system Selection and system improvement of environmental protection tax SZS-2019-02 / To procure a consulting firm to carry out research on design and Consultant implementation effect Key elements of China's IBRD / 86160 Post Qualification Open - National 60,000.00 60,000.00 Signed 2019-03-11 2019-03-25 2019-04-12 2019-05-22 2019-06-07 2020-05-20 comparison of environmental public finance system Selection protection tax system in representative countries or regions ZHS-2019-01 / The consulting service is to hire Consultant a consulting firm oto carry Fiscal Policy and Under IBRD / 86160 Post Qualification Open - National 250,000.00 0.00 2019-04-11 2019-04-30 2019-05-08 2019-06-08 2019-06-21 2020-11-09 out studies on economic Sustainable Development Implementation Selection growth drivers, space and strategic issues of China INDIVIDUAL CONSULTANTS Activity Reference No. / Invitation to Loan / Credit Market Contract Type Estimated Actual Draft Negotiated Description Component Review Type Method Process Status Terms of Reference Identified/Selected Signed Contract Contract Completion No. Approach Amount (US$) Amount (US$) Contract Consultant Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual PMO Procurement Individual Key elements of China's Specialist / PMO IBRD / 86160 Prior Consultant Open 0.00 46,658.10 Canceled public finance system Procurement Specialist Selection Page 3 FISCAL TA2-IEFI-01 / The consulting service is to hire an individual consultant to Individual Fiscal Policy and carry out project IBRD / 86160 Post Consultant Open 9,200.00 9,200.00 Signed 2018-08-21 2018-10-24 2018-10-31 2018-12-03 2020-04-19 Sustainable Development management work for Selection International Economics and Finance Institute. ZYSGJC-2019-03 / The consulting service is to procure an individual consultant to carry out Individual Fiscal Policy and research on transformation IBRD / 86160 Post Consultant Open 40,000.00 40,000.00 Signed 2019-03-04 2019-04-13 2019-04-25 2019-05-12 2020-05-12 Sustainable Development of scientific and technological Selection achievements: experience of major economies and China's strategy Page 4