Dam Operational Improvement and Safety Project Phase 2 (DOISP 2) LOAN NO. P 8711 Procurement Plan Version No.: 1 Date: July 16, 2018 I. General Information 1. Project information: a. Country: Indonesia b. Recipient: Ministry of Finance (MOF) c. Project Name: Dam Operational Improvement and Safety Project Phase 2 d. Project Implementing Agency (PIA): (i) Directorate General of Water Resources – Ministry of Public Works and Housing 2. Bank’s No Objection Date of the Procurement Plan: a. Version 1: June 5, 2017 b. Version 2: November 10, 2017 c. Version 3: July 5, 2018 3. Date of General Procurement Notice: 4. Period covered by this procurement plan: January 1, 2017 to December 31, 2018 II. Types of Contract, Bank’s Review Requirements and Applied Methods A. Works, Goods and Non-consulting Services 1. Prior Review Threshold: Procurement Decisions subject to Prior Review by the Bank as stated in Appendix 1 to the Guidelines for Procurement: Procuremen Ref. Bank’s Review Procurement Method t Method No. Requirement Threshold 1. International Competitive ≥ $2,000,000 Each contract equal Bidding (Goods/IT System) to or above $1,500,000 equivalent shall be subject to Bank’s prior review. All other contracts subject to post 2. International Competitive ≥ review. Each contract equal Bidding (Non-consulting $10,000,000 to or above Services) $1,500,000 equivalent shall be subject to Bank’s prior review. All other contracts subject to post 3. National Competitive < $2,000,000 Each contract equal review. Bidding (Goods/IT System) to or above $1,500,000 equivalent shall be subject to Bank’s prior review. All other contracts 4. National Competitive < subject Each to post contract equal Bidding (Non-consulting review. $10,000,000 to or above Services) $1,500,000 equivalent shall be subject to Bank’s prior review. All other contracts 5. Shopping (Goods/IT System) < $ 100,000 No priorto subject post (only review review. post review). 6. Shopping (Small Works and < $ 200,000 No prior review (only Non-consulting Services) post review). 7. Direct Contracting (Small No Each contract equal Works, Goods and Non- procurement to or above consulting Services) method $1,500,000 threshold. equivalent shall be Subject to subject to Bank’s prior review. All justification other contracts for Direct subject to post Contracting review. as per para. Justification for 3.6 of the proposed use of Procurement Direct Contracting Guidelines method in any contract, regardless of value, shall be sent for the Bank’s 1. Pre-qualification: Not applicable. prior approval as part of the procurement plan. 2. Proposed Procedures for CDD Components (as per paragraph. 3.17 of the Guidelines: Not applicable. 3. Reference to (if any) Project Operational/Procurement Manual: Not Applicable 4. Any Other Special Procurement Arrangements: (i) PIU may use its own forms of contract for goods/non-consulting services procured under shopping method, which have been reviewed and found acceptable by the Bank; (ii) The Bank may review technical aspects of procurement documents and other non-procurement matters (technical specifications, environmental documents, cost estimate, etc.) related to the procurement activity in questioned, if needed. 5. Summary of the Procurement Packages planned after project effectiveness (including those that are subject to retroactive financing and advance procurement) 1 2 3 4 5 6 7 Ref. Descriptio Estimate Package Domestic Revie Comments No. n d s Preferen w Cost ce by (US$ (yes/no) Bank million) (Prior / Post) 1. Summary 2,222,22 1 No Prior of the ICB 2 (Goods/IT Systems) 2. Summary 3,310,80 9 No Post of the NCB 6 (Goods/IT Systems) 3. Summary [to be [to be No Post of the NCB updated, updated, (Non- if any] if any] consulting Services) 4. Summary 18,108,5 11 No Post of the NCB 26 (Works) 5. Summary 391,111 8 No Post of the Shopping (Goods) 6. Summary [to be [to be No Post of the updated, updated, Shopping if any] if any] (Non- consulting Services) 1 2 3 4 5 6 7 Ref. Descriptio Estimate Package Domestic Revie Comments No. n d s Preferen w Cost ce by (US$ (yes/no) Bank million) (Prior / Post) 7. Summary 481,481 3 No Post of the Shopping (Small Works) 8. Summary [to be [to be No Post of the updated , updated Direct if any] , if any] Contractin g (Goods/IT systems, Non- Consulting Services and Small Works) B. Selection of Consultants 1. Prior Review Threshold: Selection decisions subject to prior review by Bank as stated in Appendix 1 to the Guidelines for Selection and Employment of Consultants: Ref. Selection Selection Method Bank’s Prior Review No. Method Threshold Requirement 1. QCBS (Firms) Applied to all Each contract equal to estimated value. No or above $500,000 threshold. equivalent shall be subject to Bank’s prior review. All other contracts subject to post review. (Prior review from technical perspective of only the draft TOR and 2. CQS (Firms) Only for estimated draft No cost prior estimate). review (only contract value < $ post review). 300,000 as per paragraph 3.7 of the Consultant Guidelines. Ref. Selection Selection Method Bank’s Prior Review No. Method Threshold Requirement 3. Single Source No selection method Each contract equal to Selection of threshold. Subject to or above $500,000 Firms justification for Singe equivalent shall be Source Selection of subject to Bank’s prior firms as per para. 3.9 review. All other and 3.10 of the contracts subject to Consultant Guidelines. post review. (Prior review from technical perspective of only the draft TOR, Justification for use of Single Source Selection method and draft cost estimate, shall be sent for the Bank’s prior 4. Competitive No threshold. approval No of the as part(only prior review Selection of procurement post plan). review), unless Individual contract is equal to or Consultants above $200,000. (comparison of at least 3 CVs) (Prior review from technical perspective of only the draft TOR and 5. Single Source No Threshold. draft No cost prior estimate). review (only Selection of post review), unless Individual Subject to justification contract is equal to or Consultants for single source of above $200,000. individuals as per para. 5.4 of the Consultant (Prior review from Guidelines technical perspective of only the draft TOR, Justification for use of Single Source Selection method together with CV of the recommended candidate and draft cost estimate, shall be sent for the Bank’s prior approval as part of the consultants:plan). 2. Shortlist comprising entirely of national procurement Short list of consultants for services (firms), estimated to cost less than $ 400,000 equivalent per contract, may comprise entirely of national consultants in accordance with the provisions of paragraph 2.7 of the Consultant Guidelines. 3. Any Other Special Selection Arrangements: Consultants may be hired under Indefinite Delivery Contract (IDCs) or Price Agreement as per paragraph 4.5 of the Consultant Guidelines. 4. Summary of Consultancy Assignments with Selection Methods and Time Schedule after project effectiveness (including those that are subject to retroactive financing and advanced procurement) 1 2 3 4 5 6 7 Ref. Descriptio Type of Estimate Package Revie Comment No. n of Assignmen d s/Positio w s Assignme ts Cost ns by nts (US$ Bank million) (Prior / Post) 1. Summary (Time- 18,335,7 18 Prior of number Based/Lum 77 and of psump) Post contracts that will be let under QCBS 2. Summary (Time- 5,813,77 43 Post of number Based 8 of /Lump- contracts Sum) that will be let under other methods (QBS, FBS, LCS and CQS) 3. Summary (Time- 67,407 6 Post of number Based of /Lump- individual Sum) consultant contracts that will be let under competitiv e selection 4. Summary (Time- [to be [to be Post of number Based updated, updated, of /Lump- if any] if any] individual Sum) consultant contracts that will be let under single- source selection PROCUREMENT Indonesia : Dam Operational Improvement and Safety PLAN General Information Country: Indonesia Bank’s Approval Date of the Original Procurement Plan: 2019-02-09 2021-01-28 Revised Plan Date(s): (comma delineated, leave blank if none) Project ID: P096532 GPN Date: Project Name: Dam Operational Improvement and Safety Loan / Credit No: COFN / C1460 Balai Wilayah Sungai Kalimantan III Executing Agency(ies): WORKS Activity Reference No. / Estimated Actual Draft Bidding Bid Evaluation Report Loan / Credit Procurement Prequalification High SEA/SH Procurement Process Draft Pre-qualification Prequalification Specific Procurement Bidding Documents as Proposal Submission / Contract Description Component Review Type Method Market Approach Amount Amount Document / and Recommendation Signed Contract No. Process (Y/N) Risk Document Type Status Documents Evaluation Report Notice / Invitation Issued Opening / Minutes Completion (US$) (US$) Justification for Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned KLM-CW-1 / Major Dam Operational Pending Single Stage - One 2018-09- Rehabilitation of Merancang COFN / C1460 Improvement and Safety Post Request for Bids Open - National 2,539,865.00 0.00 Implementat 2017-10-17 2017-10-20 2017-11-10 2017-11-24 2017-12-28 Envelope 24 Dam, Berau Region Works and Studies ion KLM - CW - 2 / Dam Operational Pending Single Stage - One 2020-04- Reinforcement of Manggar COFN / C1460 Improvement and Safety Post Request for Bids Open - National 518,519.00 0.00 Implementat 2019-06-21 2019-06-26 2019-08-07 2019-09-06 2019-10-11 Envelope 08 Dam, Balikpapan City Works and Studies ion KLM - CW - 3 / Dam Scurity Dam Operational Pending Single Stage - One 2020-04- of Binalatung Dam, Tarakan COFN / C1460 Improvement and Safety Post Request for Bids Open - National 222,222.00 0.00 Implementat 2019-06-21 2019-06-26 2019-08-07 2019-09-06 2019-10-11 Envelope 08 City Works and Studies ion KLM - CW - 4 / Improvement Pending Dam Safety Institutional Single Stage - One 2020-04- of Kalimantan III UPB BWS COFN / C1460 Post Request for Bids Open - National 518,519.00 0.00 Implementat 2019-06-21 2019-06-26 2019-08-07 2019-09-06 2019-10-11 Improvement Envelope 08 Office, Samarinda City ion Dam Operational Pending KLM - CW - 5 / Beriwit Dam Single Stage - One 2020-04- COFN / C1460 Improvement and Safety Post Request for Bids Open - National 3,000,000.00 0.00 Implementat 2019-06-26 2019-07-01 2019-08-12 2019-09-11 2019-10-16 Rehabilitation Envelope 13 Works and Studies ion KLM - CW - 6 / Binalatung Dam Operational Pending Single Stage - One 2020-04- Dam Security Improvement , COFN / C1460 Improvement and Safety Post Request for Bids Open - National 1,666,667.00 0.00 Implementat 2019-06-26 2019-07-01 2019-08-12 2019-09-11 2019-10-16 Envelope 13 Tarakan City Works and Studies ion KLM - CW - 7 / Lempake Dam Operational Pending Single Stage - One 2020-04- Dam Security Improvement , COFN / C1460 Improvement and Safety Post Request for Bids Open - National 466,667.00 0.00 Implementat 2019-06-26 2019-07-01 2019-08-12 2019-09-11 2019-10-16 Envelope 13 Samarinda City Works and Studies ion Dam Operational Pending KLM-CW-8 / Manggar Dam Single Stage - One 2021-11- COFN / C1460 Improvement and Safety Post Request for Bids Open - National 233,333.33 0.00 Implementat 2021-02-04 2021-02-09 2021-03-23 2021-04-22 2021-05-27 Security Improvement Envelope 23 Works and Studies ion KLM-CW-10 / Remedial of Pending Reservoir Sedimentation Single Stage - One 2021-11- the Lempake Dam in COFN / C1460 Post Request for Bids Open - National 2,666,666.67 0.00 Implementat 2021-02-04 2021-02-09 2021-03-23 2021-04-22 2021-05-27 Mitigation Envelope 23 Samarinda City ion KLM-CW-9 / Rehabilitation of Pending Dam Management Unit (DMU) Dam Safety Institutional Single Stage - One 2021-11- COFN / C1460 Post Request for Bids Open - National 866,666.67 0.00 Implementat 2021-02-04 2021-02-09 2021-03-23 2021-04-22 2021-05-27 in Kalimantan III (Stage II), Improvement Envelope 23 ion Samarinda City GOODS Activity Reference No. / Draft Bidding Bid Evaluation Report Loan / Credit Procurement Prequalification Estimated Actual Amount Process Draft Pre-qualification Prequalification Specific Procurement Bidding Documents as Proposal Submission / Description Component Review Type Method Market Approach Document / and Recommendation Signed Contract Contract Completion No. Process (Y/N) Amount (US$) (US$) Status Documents Evaluation Report Notice / Invitation Issued Opening / Minutes Justification for Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual KLM-GD-1 / Provision and Installation of Surveilance and Dam Operational Pending Hydroclimatological Single Stage - One COFN / C1460 Improvement and Safety Post Request for Bids Open - National 723,333.00 0.00 Implementati 2018-07-23 2018-07-28 2018-08-18 2018-09-01 2018-09-15 2019-09-10 Instruments in 5 (five) dams Envelope Works and Studies on located in East and North Kalimantan NON CONSULTING SERVICES Activity Reference No. / Draft Bidding Bid Evaluation Report Loan / Credit Procurement Prequalification Estimated Actual Amount Process Draft Pre-qualification Prequalification Specific Procurement Bidding Documents as Proposal Submission / Description Component Review Type Method Market Approach Document / and Recommendation Signed Contract Contract Completion No. Process (Y/N) Amount (US$) (US$) Status Documents Evaluation Report Notice / Invitation Issued Opening / Minutes Justification for Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual CONSULTING FIRMS Activity Reference No. / Combined Evaluation Loan / Credit Contract Type Estimated Actual Amount Expression of Interest Short List and Draft Request for Proposals Opening of Technical Evaluation of Description Component Review Type Method Market Approach Process Status Terms of Reference Report and Draft Signed Contract Contract Completion No. Amount (US$) (US$) Notice Request for Proposals as Issued Proposals / Minutes Technical Proposal Negotiated Contract Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual KLM-CS-1 / Supervision of Dam Operational Consultant Pending Major Rehabilitation Works of COFN / C1460 Improvement and Safety Post Qualification Open - National 105,185.00 0.00 2017-07-29 2017-08-19 2017-10-02 2017-11-01 2017-12-06 2018-06-04 Implementation Merancang Dam, Berau Region Works and Studies Selection KLM-CS-2 / Special Study Dam Operational Consultant Pending (SS) of Beribit Dam, Berau COFN / C1460 Improvement and Safety Post Qualification Open - National 111,111.00 0.00 2017-07-29 2017-08-19 2017-10-02 2017-11-01 2017-12-06 2018-06-04 Implementation Region Works and Studies Selection KLM-CS-3 / Preparation of Dam Operational Consultant Pending EAP of Binalatung Dam, COFN / C1460 Improvement and Safety Post Qualification Open - National 111,111.00 0.00 2017-07-29 2017-08-19 2017-10-02 2017-11-01 2017-12-06 2018-06-04 Implementation Tarakan City Works and Studies Selection KLM-CS-4 / Design Dam Operational Consultant Pending Preparation for DMU Office COFN / C1460 Improvement and Safety Post Qualification Open - National 37,037.00 0.00 2017-07-29 2017-08-19 2017-10-02 2017-11-01 2017-12-06 2018-06-04 Implementation Building Works and Studies Selection KLM-CS-5 / Major Dam Operational Consultant Pending Rehabilitation of Benanga COFN / C1460 Improvement and Safety Post Qualification Open - National 111,111.00 0.00 2017-07-29 2017-08-19 2017-10-02 2017-11-01 2017-12-06 2018-06-04 Implementation Dam Works and Studies Selection Page 1 KLM-CS-6 / Preparation and Dam Operational Legalization of Operation Quality And Cost- Pending COFN / C1460 Improvement and Safety Post Open - National 488,889.00 0.00 2018-07-23 2018-08-06 2018-09-03 2018-10-01 2018-10-31 2018-11-28 2018-12-19 2019-09-15 Permit of Manggar and Based Selection Implementation Works and Studies Merancang Dams KLM-CS-7 / Determination of Dam Operational Consultant Pending Regulatory Area of Lempake COFN / C1460 Improvement and Safety Post Qualification Open - National 129,630.00 0.00 2018-07-23 2018-08-13 2018-09-26 2018-10-26 2018-11-30 2019-05-29 Implementation Reservoir Works and Studies Selection KLM - CS - 8 / Supervision of Dam Operational Quality And Cost- Pending Reinforcement of Manggar COFN / C1460 Improvement and Safety Post Open - National 14,815.00 0.00 2019-06-21 2019-07-12 2019-08-25 2019-09-22 2019-10-22 2019-11-26 2019-12-31 2020-12-30 Based Selection Implementation Dam, Balikpapan City Works and Studies KLM - CS - 9 / Supervision of Dam Operational Quality And Cost- Pending Dam Scurity of Binalatung COFN / C1460 Improvement and Safety Post Open - National 7,407.00 0.00 2019-06-21 2019-07-12 2019-08-25 2019-09-22 2019-10-22 2019-11-26 2019-12-31 2020-12-30 Based Selection Implementation Dam, Tarakan City Works and Studies KLM - CS - 10 / Preparation Operation and Maintenance Quality And Cost- Pending of EAP of Lempake Dam, COFN / C1460 Improvement and Capacity Post Open - National 59,259.00 0.00 2019-06-18 2019-07-09 2019-08-22 2019-09-19 2019-10-19 2019-11-23 2019-12-28 2020-06-25 Based Selection Implementation Samarinda City Building KLM - CS - 11 / Supervision of Improvement of Kalimantan Dam Safety Institutional Quality And Cost- Pending COFN / C1460 Post Open - National 74,074.00 0.00 2019-06-21 2019-07-12 2019-08-25 2019-09-22 2019-10-22 2019-11-26 2019-12-31 2020-12-30 III UPB BWS Office, Samarinda Improvement Based Selection Implementation City Dam Operational KLM - CS - 12 / Beriwit Dam Quality And Cost- Pending COFN / C1460 Improvement and Safety Post Open - National 150,000.00 0.00 2019-06-27 2019-07-18 2019-08-31 2019-09-28 2019-10-28 2019-12-02 2020-01-06 2021-01-05 Supervision Based Selection Implementation Works and Studies KLM - CS - 13 / Supervision Dam Operational Quality And Cost- Pending of Dam Scurity of Binalatung COFN / C1460 Improvement and Safety Post Open - National 83,333.00 0.00 2019-06-25 2019-07-16 2019-08-29 2019-09-26 2019-10-26 2019-11-30 2020-01-04 2021-01-03 Based Selection Implementation Dam, Tarakan City Works and Studies KLM - CS - 14 / Preparation Dam Operational and Legalization of Operation Quality And Cost- Pending COFN / C1460 Improvement and Safety Post Open - National 250,000.00 0.00 2019-06-27 2019-07-18 2019-08-31 2019-09-28 2019-10-28 2019-12-02 2020-01-06 2021-01-05 Permit of Beriwit, Lempake Based Selection Implementation Works and Studies and Binalatung Dam KLM - CS - 15 / Supervision Dam Operational Quality And Cost- Pending of Lempake Dam Security COFN / C1460 Improvement and Safety Post Open - National 33,333.00 0.00 2019-06-27 2019-07-18 2019-08-31 2019-09-28 2019-10-28 2019-12-02 2020-01-06 2021-01-05 Based Selection Implementation Improvement , Samarinda City Works and Studies KLM - CS - 16 / Comprehensive Study and Reservoir Sedimentation Quality And Cost- Pending COFN / C1460 Post Open - National 200,000.00 0.00 2019-06-27 2019-07-18 2019-08-31 2019-09-28 2019-10-28 2019-12-02 2020-01-06 2021-01-05 Detail Design of Lempake Mitigation Based Selection Implementation Dam Sediment Dam Operational KLM-CS-19 / Updating EAP Quality And Cost- Pending COFN / C1460 Improvement and Safety Post Open - National 73,333.33 0.00 2021-01-26 2021-02-09 2021-03-25 2021-04-22 2021-05-22 2021-06-26 2021-07-31 2022-07-31 Manggar Dam Balikpapan City Based Selection Implementation Works and Studies INDIVIDUAL CONSULTANTS Activity Reference No. / Invitation to Loan / Credit Contract Type Estimated Actual Amount Draft Negotiated Description Component Review Type Method Market Approach Process Status Terms of Reference Identified/Selected Signed Contract Contract Completion No. Amount (US$) (US$) Contract Consultant Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Page 2