PROCUREMENT PLAN SECOND POWER TRANSMISSION PROJECT (PTP-2) (as of November 2, 2018) I. General( 1. Project information: Country: Ukraine Borrower: Ukraine Project Name: Second Power Transmission Project (PTP-2) Loan No.: IBRD 8462-UA, Project ID: P146788 Project Implementing Agency: SE NPC Ukrenergo, MOECI 2. Bank’s approval Date of the Procurement Plan: September 11, 2014 initial approval December 19, 2016 revised February 08, 2017 revised December 12, 2017 revised April 10, 2018 revised July 27, 2018 revised November 2, 2018 current version 3. Date of General Procurement Notice: July 13, 2015, No. OP00033452 4. Period covered by this procurement plan: 2014 – 2021 (Restructuring of PTP-2 is ongoing and new packages to be financed out of the Loan proceeds are added in the Procurement Plan (UE/1C, UE/1D, UE/1E) as agreed between the WB team and UE during the Mid Tem Review. If this restructuring cannot be materialized and the Closing Date cannot be extended the cost of these packages/contracts will be financed out of UE’s resources) 1/5 II. Goods and Works and non-consulting services. 1. Prior Review Threshold: following the introduction of the Bank’s New Procurement Frameworks as of July 1, 2016 : Procurement Method Prior Review Threshold Comments 1. ICB (Works, Turnkey, S&I of Plant & Equipment an PPP) ≥ USD 10 million 2. ICB (Goods, IT and Non-Consultant Services) ≥ USD 2 million 2. Prequalification: Not Applicable 3. Proposed Procedures for CDD Components (as per paragraph. 3.17 of the Guidelines: Not applicable 4. Reference to (if any) Project Operational/Procurement Manual: Not applicable 5. Any Other Special Procurement Arrangements: Not applicable III. Selection of Consultants 1. Prior Review Threshold: Selection decisions subject to Prior Review by Bank as stated in Appendix 1 to the Guidelines Selection and Employment of Consultants: Selection Method Prior Review Threshold Comments 1. Consultants (firms) ≥ USD 1 million 2. Consultants (Individual) ≥ USD 0,3 million 2. Short list comprising entirely of national consultants: Short list of consultants for services, estimated to cost less than USD 300,000 per contract equivalent per contract, may comprise entirely of national consultants in accordance with the provisions of paragraph 2.7 of the Consultant Guidelines. 3. Any Other Special Selection Arrangements: once-only contractual waiver dd. 13.07.2018 to allow using of the Single Source Procedure for firms. 2/5 Procurement Packages with Methods and Time Schedule: Review by the Documents Submission BER Contract Contract Supplier/ Proc. Invitation Contract No. Component/Contract Contract # Proc. type Bank submitted of bids/ submitted Effective- Comple- Contractor/ method to Bid/RFP Signing Post/Prior to the Bank proposals to the Bank ness Date tion Consultant Lot 1: Rehabilitation of 330 kV UE/1A/1/08- Association Corporation Soyuz – LLP JV DSI1 ICB2 Prior 11.10.2017 29.12.2017 28.10.2020 SS Novokyivska 4/2870-17 Soyuzcomplekt Rehabilitation of UE/1A substations in the 01.02.2016 12.05.2016 28.09.2016 24.01.2017 Kyiv Power System Lot 2: Rehabilitation of 330 kV SS Nyvky UE/1A/2/08- DSI ICB Prior 10.11.2017 23.04.2018 20.02.2021 Cobra Instalaciones y Servicios S.A. (former Zhovtneva) 4/3198-17 Lot 1: Rehabilitation of 330 kV UE/1B/1/08- Consortium Posco Daewoo Corp. Hyosung DSI ICB Prior 15.08.2017 02.04.2018 30.11.2020 Rehabilitation of SS Zhytomyrska 4/2269-17 Corp. – LLC Horos UE/1B substations in the 28.03.2016 12.05.2016 27.09.2016 02.12.2016 Central Power System UE/1B/2/08- Lot 2: Rehabilitation of 330 kV SS Cherkaska DSI ICB Prior 14.08.2017 28.11.2017 27.09.2020 Azenco 4/2260-17 Rehabilitation of Lot 1: 330 kV SS Rivne, N/A DSI ICB Prior 31.01.2019 31.12.2021 N/A additional 330 kV SS Kovel UE/1C substations in the Lot 2: 220 kV SS Kalush, 16.05.2018 27.07.2018 07.11.2018 15.12.2018 Western Power 330 kV SS Bohorodchany, System N/A DSI ICB Prior 31.01.2019 31.12.2021 N/A 220 kV SS Boryslav, 330 kV SS Ivano-Frankivsk Lot 1: 330 kV SS Slavutych, Rehabilitation of 330 kV SS Chernihivska, N/A DSI ICB Prior 31.05.2019 31.12.2021 N/A additional 330 kV SS Nizhynska UE/1D substations in the 31.07.2018 21.09.2018 18.12.2018 01.03.2019 Central Power System Lot 2: 330 kV SS Bilotserkivska, N/A DSI ICB Prior 31.05.2019 31.12.2021 N/A 330 kV SS Poliana Rehabilitation of Lot 1: 750 kV SS Pivnichnoukrainska, N/A DSI ICB Prior 31.03.2019 31.12.2021 N/A additional 330 kV SS Konotop UE/1E substations in the 31.07.2018 14.09.2018 11.12.2018 31.01.2019 Northern Power System Lot 2: 330 kV SS Poltava, 330 kV SS Losieve N/A DSI ICB Prior 31.03.2019 31.12.2021 N/A UE/2/1/01- Rehabilitation of Lot 1: Rehabilitation of 330 kV SS Sumy DSI ICB Prior 31.01.2017 13.06.2017 12.04.2020 Azenco 4/0088-17 UE/2 substations in the 01.04.2016 17.05.2016 30.09.2016 21.10.2016 Northern Power System Lot 2: Rehabilitation of 330 kV SS Consortium Posco Daewoo Corp. – 01-4/0249-17 DSI ICB Prior 27.02.2017 12.06.2017 11.04.2020 Kremenchuk Hyosung Corp. – LLC Horos 1 Design, Supply and Installation 2 International Competitive Bidding 3/5 Review by the Documents Submission BER Contract Contract Supplier/ Proc. Invitation Contract No. Component/Contract Contract # Proc. type Bank submitted of bids/ submitted Effective- Comple- Contractor/ method to Bid/RFP Signing Post/Prior to the Bank proposals to the Bank ness Date tion Consultant Installation and connection of reactive power compensation UE/3/05- UE/3 DSI ICB Prior/ Post 15.01.2017 15.02.2017 15.05.2017 22.06.2017 18.10.2017 12.04.2018 03.10.2019 EGEM s.r.o. devices for 5 220-330 kV SS 4/2952-17 Monitoring and Lot 1: Modernization of SCADA 31.12.2020 UE/4A Control for Smart N/A IS3 ICB Prior 24.11.2017 18.10.2018 31.01.2019 15.03.2018 01.05.2019 N/A Grid Lot 2: WAMS 30.06.2020 UE/4B Implementation of Smart Grid; Lot 1: V2G N/A SG4 ICB Prior 23.08.2018 15.11.2018 01.02.2019 01.03.2019 01.05.2019 01.09.2020 N/A UE/4B Implementation of Smart Grid; Lot 2: Demand Response N/A IS ICB Post 15.11.2018 15.12.2018 15.03.2019 N/A 01.06.2019 31.12.2020 N/A Implementation of Smart Grid; Lot 3: Information Infrastructure UE/4B N/A IS ICB Post 15.11.2018 15.12.2018 15.03.2019 N/A 01.06.2019 30.11.2020 N/A Platform Implementation of Smart Grid; Lot 4: Dispatch Centers UE/4B N/A DSI ICB Prior 31.12.2018 01.02.2019 01.05.2019 15.06.2019 01.08.2019 31.12.2020 N/A Refurbishing and Equipping Implementation of Balancing Market; UE/5 UE/5/01- Lot 1: Balancing Market & Ancillary Services System and IS ICB Prior 16.08.2017 19.09.2018 29.03.2018 05.05.2018 19.07.2018 01.11.2018 01.11.2019 IPS Systems & smart technologies 09-1/1684-18 Settlement System UE/5 Implementation of Balancing Market; N/A IS ICB Prior 14.06.2018 18.09.2018 12.12.2018 15.02.2019 30.04.2019 30.04.2021 N/A Lot 2: Commercial Metering Administrator System UE/5 Implementation of Balancing Market; N/A IS ICB Prior 19.10.2018 07.11.2018 04.02.2019 01.04.2019 01.06.2019 30.06.2020 N/A Lot 3: Telecommunication Infrastructure UE/5 Implementation of Balancing Market; N/A DSI ICB Post 13.09.2018 25.10.2018 14.12.2018 N/A 01.05.2019 30.06.2020 N/A Lot 4: Data Processing Centers UE/6 Lot 1: Software (Asset management system (IAMS) N/A IS ICB Prior 18.07.2018 27.07.2018 08.11.2018 15.01.2019 01.03.2019 31.12.2020 N/A UE/6 Lot 2: Hardware (Enterprise Cloud) N/A SG ICB Prior 30.11.2018 15.01.2019 01.03.2019 01.05.2019 01.07.2019 31.12.2020 N/A UE/7/01- AF-Consult UE/7 Procurement and project management CS5 QCBS6 Prior 23.02.2016 06.05.2016 29.07.2016 08.09.2016 08.02.2017 N/A 30.06.2020 6/0123-17 Switzerland Ltd UE/8/01- UE/8 Audit of Project and Company CS LCS7 Post - 31.01.2017 22.03.2017 N/A 19.06.2017 N/A 30.09.2018 Deloitte & Touche 06/1640-17 3 Information Systems 4 Supply of Goods 5 Consulting Services 6 Quality and Cost Based Selection 7 Least Cost Selection 4/5 Review by the Documents Submission BER Contract Contract Supplier/ Proc. Invitation Contract No. Component/Contract Contract # Proc. type Bank submitted of bids/ submitted Effective- Comple- Contractor/ method to Bid/RFP Signing Post/Prior to the Bank proposals to the Bank ness Date tion Consultant UE/9/01- UE/9 Corporate Governance Consultant CS ICS8 Post - 08.02.2017 24.02.2017 N/A 04.04.2017 N/A 26.03.2018 Boitsun A.S. 6/0657-17 UE/10/01- UE/10 Consultant on Implementation of Corporate Governance CS CQS9 Post N/A 20.02.2017 09.03.2017 N/A 04.04.2017 N/A 21.03.2018 Baker McKenzie 6/0658-17 UE/11- UE/11 Consultant on connection to ENTSO-E CS CQS Post N/A 06.02.2018 21.02.2018 N/A 05.04.2018 N/A 30.09.2018 EGI GmbH 08-6/0586-18 Consulting services for system operation and integration of the IPS UE/12/1 N/A CS QCBS Prior 07.09.2018 01.12.2018 15.01.2019 01.04.2019 01.06.2019 31.12.2020 N/A of Ukraine into ENTSO-E UE/12/2 Consulting services for grid maintenance N/A CS QCBS Prior 07.09.2018 01.12.2018 15.01.2019 01.04.2019 01.06.2019 31.12.2020 N/A UE/13- UE/13 Executive Search Consultant for Selection of Compliance Officer CS CQS Post N/A 20.04.2018 11.05.2018 N/A 02.07.2018 N/A 30.09.2018 Talent Advisors 07-6/1516-18 UE/14- UE/14 Consultancy services on compliance-related issues CS CQS Post N/A 25.04.2018 15.05.2018 N/A 24.07.2018 N/A 31.12.2018 KPMG 08-6/1727-18 Additional studies on the Dynamic and Static Stability of the IPS of UE/15 N/A CS SSS10 Prior N/A N/A N/A N/A 31.01.2019 31.01.2021 N/A Ukraine Front-end fee TOTAL UNALLOCATED IV. Implementing Agency Capacity Building Activities with Time Schedule: Not Applicable. 8 Individual Consultant Selection 9 Selection based on the Consultants’ Qualification 10 Single Source Selection 5/5