PROCUREMENT PLAN (Textual Part) Project information: [country] [Project name] [P-number] Project Implementation agency: [insert legal name] Date of the Procurement Plan: [insert date] Period covered by this Procurement Plan: [insert from – to period] Preamble In accordance with paragraph 5.9 of the “World Bank Procurement Regulations for IPF Borrowers” (July 2016) (“Procurement Regulations”) the Bank’s Systematic Tracking and Exchanges in Procurement (STEP) system will be used to prepare, clear and update Procurement Plans and conduct all procurement transactions for the Project. This textual part along with the Procurement Plan tables in STEP constitute the Procurement Plan for the Project. The following conditions apply to all procurement activities in the Procurement Plan. The other elements of the Procurement Plan as required under paragraph 4.4 of the Procurement Regulations are set forth in STEP. The Bank’s Standard Procurement Documents: shall be used for all contracts subject to international competitive procurement and those contracts as specified in the Procurement Plan tables in STEP. National Procurement Arrangements: In accordance with paragraph 5.3 of the Procurement Regulations, when approaching the national market (as specified in the Procurement Plan tables in STEP), the country’s own procurement procedures may be used. When the Borrower uses its own national open competitive procurement arrangements as set forth in [insert appropriate references to the national procurement legislation], such arrangements shall be subject to paragraph 5.4 of the Procurement Regulations and the following conditions. List only the applicable conditions required to ensure consistency with paragraph 5.4 of the Procurement Regulations. If no conditions apply, delete the phrase “and the following conditions”. When other national procurement arrangements other than national open competitive procurement arrangements are applied by the Borrower, such arrangements shall be subject to paragraph 5.5 of the Procurement Regulations. Leased Assets as specified under paragraph 5.10 of the Procurement Regulations: Leasing may be used for those contracts identified in the Procurement Plan tables. Otherwise state “Not Applicable” Procurement of Second Hand Goods as specified under paragraph 5.11 of the Procurement Regulations – is allowed for those contracts identified in the Procurement Plan tables Otherwise state “Not Applicable” Domestic preference as specified under paragraph 5.51 of the Procurement Regulations (Goods and Works). Specify for each Goods: [is not applicable/is applicable for those contracts identified in the Procurement Plan tables]; Works: [is not applicable/is applicable for those contracts identified in the Procurement Plan tables] Hands-on Expanded Implementation Support (HEIS) as specified under paragraphs 3.10 and 3.11 of the Procurement Regulations is Applicable. [Include this sentence only if the Bank has formally agreed to provide the Borrower with HEIS. Otherwise delete] Other Relevant Procurement Information. Provide any other relevant procurement information such as procedures for CDD components, Procurement in Situations of Urgent Need of Assistance or Capacity Constraints etc. PROCUREMENT Brazil : SABESP - IMPROVING WATER SERVICE ACCESS AND SECURITY IN THE METROPOLITAN REGION OF SÃO PAULO PROJECT PLAN General Information Country: Brazil Bank’s Approval Date of the Original Procurement Plan: 2018-11-13 2020-06-29 Revised Plan Date(s): (comma delineated, leave blank if none) Project ID: P165695 GPN Date: Project Name: SABESP - IMPROVING WATER SERVICE ACCESS AND SECURITY IN THE METROPOLITAN REGION OF SÃO PAULO PROJECT Loan / Credit No: / , IBRD / 89160 Executing Agency(ies): Company of Water and Sewage of the State of São Paulo WORKS Procureme Bid Evaluation Activity Reference No. / Actual Draft Bidding Loan / Credit Market Procurement Prequalification High SEA/SH nt Process Draft Pre-qualification Prequalification Specific Procurement Bidding Documents Proposal Submission / Report and Contract Description Component Review Type Method Amount Document / Signed Contract No. Approach Process (Y/N) Risk Document Status Documents Evaluation Report Notice / Invitation as Issued Opening / Minutes Recommendation for Completion (US$) Justification Type Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual BR-SABESP-86308-CW-RFB / SES Itapecerica da Serra Reduce pollution loads to Implantação de Redes Em fase de scarce water resources in Solicitação de Single Stage - One coletoras de Esgoto, Ligações IBRD / 89160 Posterior Open - National 0.00 Implementaç 2020-06-30 2019-05-10 2020-07-30 2020-09-10 2020-10-10 2020-11-14 2021-05-13 the Guarapiranga Water Propostas Envelope de Esgoto, E.E.E, Linhas de ão Basin recalque e Coletores troncos Secundários Reduce pollution loads to BR-SABESP-86309-CW-RFP scarce water resources in Solicitação de Open - Single Stage - Two Implementaç / Remoção de Carga IBRD / 89160 Prévia 0.00 2020-10-30 2020-11-04 2020-12-16 2021-02-28 2021-04-04 2021-10-01 the Guarapiranga Water Propostas International Envelope ão Pendente Poluidora Basin BR-SABESP-165390-CW- Expand access to water RFB / Regularização de services, reduce water Solicitação de Single Stage - One Implementaç ligações em áreas de alta IBRD / 89160 Posterior Open - National 0.00 2020-06-15 2020-06-20 2020-06-23 2020-07-23 2020-08-27 2022-08-17 losses, and increase system Propostas Envelope ão Pendente vulnerabilidade social - resilience in the MRSP Guarulhos BR-SABESP-165391-CW- Expand access to water RFB / Regularização de services, reduce water Solicitação de Single Stage - One Implementaç ligações em áreas de alta IBRD / 89160 Posterior Open - National 0.00 2020-06-15 2020-06-20 2020-06-23 2020-07-23 2020-08-27 2022-08-17 losses, and increase system Propostas Envelope ão Pendente vulnerabilidade social - resilience in the MRSP Extremo Norte BR-SABESP-165395-CW- Expand access to water RFB / Regularização de services, reduce water Solicitação de Single Stage - One Implementaç ligações em áreas de alta IBRD / 89160 Posterior Open - National 0.00 2020-06-15 2020-06-20 2020-06-23 2020-07-23 2020-08-27 2022-08-17 losses, and increase system Propostas Envelope ão Pendente vulnerabilidade social - resilience in the MRSP Osasco BR-SABESP-165396-CW- Expand access to water RFB / Regularização de services, reduce water Solicitação de Single Stage - One Implementaç IBRD / 89160 Posterior Open - National 0.00 2020-06-15 2020-06-20 2020-06-23 2020-07-23 2020-08-27 2022-08-17 ligações em áreas de alta losses, and increase system Propostas Envelope ão Pendente vulnerabilidade social - Cotia resilience in the MRSP BR-SABESP-86329-CW-RFB / Regularização de ligações Expand access to water em áreas de alta services, reduce water Solicitação de Single Stage - One / Prévia Open - National 0.00 Cancelado 2020-06-30 2020-07-05 2020-08-16 2020-09-15 2020-10-20 2021-04-18 vulnerabilidade social - losses, and increase system Propostas Envelope UGRs Santana, Freguesia, resilience in the MRSP Extremo Norte e Pirituba BR-SABESP-86323-CW-RFB / Regularização de ligações Expand access to water em áreas de alta services, reduce water Solicitação de Single Stage - One / Posterior Open - National 0.00 Cancelado 2019-12-20 2019-12-25 2020-02-05 2020-03-06 2020-04-10 2020-10-07 vulnerabilidade social - losses, and increase system Propostas Envelope UGRs Moóca, Jardins, Alto resilience in the MRSP Tietê, Santana e Freguesia Page 1 BR-SABESP-86317-CW-RFB / Regularização de ligações em áreas de alta Expand access to water vulnerabilidade social - services, reduce water Solicitação de Single Stage - One / Posterior Open - National 0.00 Cancelado 2019-06-30 2019-07-05 2019-08-16 2019-09-15 2019-10-20 2020-04-17 UGRs Interlagos, losses, and increase system Propostas Envelope Guarapiranga, Santo Amaro, resilience in the MRSP Billings, Butantã, Cotia, Osasco e Tietê BR-SABESP-86310-CW-RFB / Execução de obras para implantação dos sistemas de remoção de sólidos e Reduce pollution loads to contingência de Em fase de scarce water resources in Solicitação de Single Stage - One bombeamento, incluindo IBRD / 89160 Posterior Open - National 0.00 Implementaç 2020-06-15 2019-04-09 2020-06-20 2020-08-01 2020-08-31 2020-10-05 2021-04-03 the Guarapiranga Water Propostas Envelope montagem e fornecimento de ão Basin equipamentos e adequação nas instalações elétricas em seis Estações Elevatórias de Esgoto BR-SABESP-86318-CW-RFB Reduce pollution loads to / Implantação de Coletor scarce water resources in Solicitação de Single Stage - One Implementaç IBRD / 89160 Posterior Open - National 0.00 2020-08-30 2020-09-04 2020-10-16 2020-11-15 2020-12-20 2021-06-18 Tronco (Guavirituba) e Linha the Guarapiranga Water Propostas Envelope ão Pendente de Recalque (Talamanca) Basin BR-SABESP-175912-CW- Expand access to water RFB / Regularização de services, reduce water Solicitação de Single Stage - One Implementaç ligações em áreas de alta IBRD / 89160 Posterior Open - National 0.00 2020-06-30 2020-07-05 2020-07-08 2020-08-07 2020-09-11 2022-09-01 losses, and increase system Propostas Envelope ão Pendente vulnerabilidade social - resilience in the MRSP Itaquera GOODS Bid Evaluation Activity Reference No. / Draft Bidding Loan / Credit Market Procurement Prequalification Actual Amount Process Draft Pre-qualification Prequalification Specific Procurement Bidding Documents Proposal Submission / Report and Description Component Review Type Method Document / Signed Contract Contract Completion No. Approach Process (Y/N) (US$) Status Documents Evaluation Report Notice / Invitation as Issued Opening / Minutes Recommendation for Justification Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual BR-SABESP-86328-GO-RFB / Implantação de pilotos de Technical assistance and Solicitação de Single Stage - One Implementaçã Eficiência Energética - BFT / Project management and Posterior Open - National 0.00 2020-06-01 2020-06-06 2020-07-18 2020-08-17 2020-09-21 2021-03-20 Propostas Envelope o Pendente (Bomba operando como supervision turbina) BR-SABESP-86312-GO-RFB Technical assistance and Em fase de Solicitação de Single Stage - One / Automação - projeto piloto IBRD / 89160 Project management and Posterior Open - National 0.00 Implementaçã 2020-04-15 2020-04-29 2020-04-20 2020-05-20 2020-06-19 2020-07-24 2021-01-20 Propostas Envelope Barueri supervision o NON CONSULTING SERVICES Bid Evaluation Activity Reference No. / Draft Bidding Loan / Credit Market Procurement Prequalification Actual Amount Process Draft Pre-qualification Prequalification Specific Procurement Bidding Documents Proposal Submission / Report and Description Component Review Type Method Document / Signed Contract Contract Completion No. Approach Process (Y/N) (US$) Status Documents Evaluation Report Notice / Invitation as Issued Opening / Minutes Recommendation for Justification Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual CONSULTING FIRMS Activity Reference No. / Combined Evaluation Loan / Credit Market Contract Type Actual Amount Expression of Interest Short List and Draft Request for Proposals Opening of Technical Evaluation of Description Component Review Type Method Process Status Terms of Reference Report and Draft Signed Contract Contract Completion No. Approach (US$) Notice Request for Proposals as Issued Proposals / Minutes Technical Proposal Negotiated Contract Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Page 2 BR-SABESP-86311-CS-QCBS Technical assistance and Seleção Baseada / Consultoria para avaliar Em fase de IBRD / 89160 Project management and Posterior na Qualidade e Open - National 0.00 2020-06-30 2020-02-17 2020-09-11 2020-09-27 2020-10-12 2020-11-11 2020-12-16 2021-01-20 2022-01-20 potenciais para Eficiência Implementação supervision Custo Energética - EEA e EEE INDIVIDUAL CONSULTANTS Activity Reference No. / Invitation to Loan / Credit Market Actual Amount Draft Negotiated Description Component Review Type Method Contract Type Process Status Teams of Reference Identified/Selected Signed Contract Contract Completion No. Approach (US$) Contract Consultant Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual BR-SABESP-182423-CS-CDS / Contratação direta de PAULO TEIXEIRA DA CRUZ CONSULTORIA EM GEOTECNIA LTDA - Consultor Geotécnico para Technical assistance and Seleção Direta de Implementação avaliar informações, IBRD / 89160 Project management and Posterior Direct 0.00 2020-07-30 2020-08-09 2020-10-13 2021-04-11 Consultores Pendente diagnóstico e sugestão de supervision investigações do aumento das cargas piezométricas e encharcamento do pé de jusante da barragem Atibainha. BR-SABESP-182427-CS-CDS / Contratação direta de Ricardo Abrahão Geociências S/S. - Consultor Hidrogeólogo para avaliar informações, Technical assistance and diagnóstico e sugestão de Seleção Direta de Implementação IBRD / 89160 Project management and Posterior Direct 0.00 2020-07-30 2020-08-09 2020-10-13 2021-04-11 investigações no tema do Consultores Pendente supervision aumento das cargas piezométricas e encharcamento do pé de jusante da barragem Atibainha. Page 3