Contract Value Threshold Expenditure Category Procurement Method Prior Review threshold 1/ (US$ 000) 20,000 1. Civil Works <20,000 5,000 <100 1,000 2. Goods <1,000 ≥500 <100 ≥200 ≥100 <200 ≥100 3. Consunltant Services >50 1/: The first NCB contracts for both works and goods in the county level are subject to the Bank's prior review. 2/: Direct contract contracting shall comply with Para.3.6 & 3.7 of Procurement Guidelines. 8_ 1 Cost Estimate Bank Actual Expected Actual Date constructi Procureme Review( Contract Procurment Status Reference No Description of Contract Date of Bid of Contract on period nt Method PRIOR/P Price of Opening Signing in months RMB'000 (US$'000) OST) signing 6 7 2. Construction of Dams 431,797 67,680 Meiyaogou Dam Construction(44.8m ICB MYG2W1 129,445 20,289 PRIOR 2011.12 21 not started concrete faced sand &gravel Rock dam) WORKS 129,445 20,289 Base Treatment and dam ICB ETG2W1 constructionWorks(66m asphalt concrete 145,684 22,834 PRIOR 2011.12 30 Bidding Preparation WORKS core sand & rock dam) Water release tunnel,water spillway works diversion and discharge system and irrigation water supply tunnel have been works（Water Release Tunnel,Water NCB combined with a package because they ETG2W2 70,175 10,999 PRIOR 2011.12 14 Bidding Preparation Spillway Works,Irrigation Water Supply WORKS belong to the same water water realease Tunnel） system and can not be separated int parts to construct House buildings(ETG2W2 have been taken House Buildings（2000m2，including from original procurement plan and now is water supply, water drainage, heat NCB Bid Evaluation ETG2W3 4,664 731 POST 2011.9.30 10 taken as a separate package in order to equipments and its installment, fire- WORKS Report Preparation facilitate the project procurement and fighting equipments） implementation. Transport Works（15km road to the site NCB ETG2W4 12,750 1,875 POST 2011.12 6 Bidding Preparation and 1 concrete bridge） WORKS Power transmission supply NCB Bid Evaluation ETG2W5 8,810 1,381 POST 2011.9.30 3 works（35KV，55km） WORKS Report Preparation Power transformation Works for Implementation ETG2W6 197 31 NBF NA 2011.3 2011.6.14 197 2 Finished with counterpart funds Ertangou Reservoir Resettlement Finished 211.9.22 1,886 4 Contract signed Planned to be finished with counterpart funds Land levelling Works for Ertangou ETG2W7 5,850 917 NBF NA 2011.6 Reservoir Resettlement 2 Cost Estimate Bank Actual Expected Actual Date constructi Procureme Review( Contract Procurment Status Reference No Description of Contract Date of Bid of Contract on period nt Method PRIOR/P Price of Opening Signing in months RMB'000 (US$'000) OST) signing 6 7 ETG2W7 5,850 917 NBF NA 2011.6 Reservoir Resettlement 2011.9.22 1,187 3 Contract signed Planned to be finished with counterpart funds Outside Transport Works for Ertangou Bid Award Notice ETG2W8 NBF NA 2011.10.18 Planned to be finished with counterpart funds Reservoir Resettlement issued Contract 2011.7.18 2076 Planned to be finished with counterpart funds House Building Works for Ertangou implementing ETG2W9 NBF NA 2011.6 Reservoir Resettlement Contract 2011.7.18 2076 Planned to be finished with counterpart funds implementing 248,130 38,892 Water Spillway Works(total ALG2W2 47,760 7,486 NBF NA 2011.12 11 Bidding Preparation Planned to be finished with counterpart funds length:298.3m, 20~28m wide) The original package number is ALG2W5 ALG2W4 House Buildings 2800m2) 6,463 1,013 NBF NA 2011.12 6 Bidding Preparation and its content does not change. 54,223 8,499 3. Irrigated Agriculture Water Savings 14,992 2,350 3.1 Works for water-saving Irrigation 14,992 2,350 Ya'r township & Qiquanhu Township TLF3.1W1 2,044 320 NBF NA 2011.5 2011.8.16 2,034 8 Contract signed Planned to be finished with counterpart funds grape drip(5,000mu) Aiding Lake Township melon &cotton TLF3.1W2 1,237 194 NBF NA 2011.5 2011.8.16 1,219 8 Contract signed Planned to be finished with counterpart funds drip(7,000mu) Qiatekale Township melon &cotton TLF3.1W3 1,173 184 NBF NA 2011.5 2011.8.16 1,139 8 Contract signed Planned to be finished with counterpart funds drip(8000mu) 4,454 698 Tuyugou Township &Dalangkan SS3.1W1 1,330 208 NBF NA 2011.5 2011.8.10 1,256 8 Contract signed Planned to be finished with counterpart funds Township green houses(3993mu) Lukeqin Township green houses SS3.1W2 2,067 324 NBF NA 2011.5 2011.8.10 1,877 8 Contract signed Planned to be finished with counterpart funds (6175mu) 3 Cost Estimate Bank Actual Expected Actual Date constructi Procureme Review( Contract Procurment Status Reference No Description of Contract Date of Bid of Contract on period nt Method PRIOR/P Price of Opening Signing in months RMB'000 (US$'000) OST) signing 6 7 Dalangkan Township grape,melon SS3.1W3 822 129 NBF NA 2011.5 2011.8.10 805 8 Contract signed Planned to be finished with counterpart funds &cotton (5157mu) SS3.1W4 Qiketai Township grape drip(5087mu) 888 139 NBF NA 2011.5 2011.8.10 745 8 Contract signed Planned to be finished with counterpart funds 5,107 800 TKX3.1W1 Alagou surface water dripping (9994mu) 2,065 324 NBF NA 2011.5 2011.8.10 1,979 8 Contract signed Planned to be finished with counterpart funds TKX3.1W2 Township green houses(4648mu) 1,740 273 NBF NA 2011.5 2011.8.10 1,596 8 Contract signed Planned to be finished with counterpart funds TKX3.1W3 Agriculture Park green houses(4477mu) 1,626 255 NBF NA 2011.5 2011.8.10 1,559 8 Contract signed Planned to be finished with counterpart funds 5,432 851 4. Kariz Restoration Canal and Vertical Well Construction NCB KEJ4W1 2,889 453 POST 2011.12 8 Bidding Preparation 2.88km ) WORKS 2,889 453 449,679 70,483 PMO1G1 Database software 300 47 Shopping POST 2011.12 3 Bidding Preparation PMO1G2 GIS software 500 78 Shopping POST 2011.12 3 Bidding Preparation Water Resources Management PMO1G3 489 77 Shopping POST 2011.12 2 Bidding Preparation Hardware Equipment PMO1G4 Water Resources Monitoring Equipment 483 76 Shopping POST 2011.12 3 Bidding Preparation 1,772 278 4 Cost Estimate Bank Actual Expected Actual Date constructi Procureme Review( Contract Procurment Status Reference No Description of Contract Date of Bid of Contract on period nt Method PRIOR/P Price of Opening Signing in months RMB'000 (US$'000) OST) signing 6 7 Metal Structure Supply and The original package number does not NCB MYG2G1 installation(2 plane gates,1 radial gate 1,592 249 POST 2011.12 4 not started change and only it excludes from hoist GOODS and hoist installment) equipments. Hoist equipment is seperated from the orignal Package No.MYG2G1 as a single package in Hoist equipment (2 winches and 1 NCB MYG2G2 834 131 POST 2011.12 4 not started order to facilitate project procurement hydraulic hoists) GOODS because metal structure factories do not produce hoist equipment. Dam Safety Monitoring Equipment and NCB The original package number is MYG2G2 MYG2G3 1,149 180 POST 2011.12 7 not started installment GOODS and its content does not change. Electric equipment is seperated from the Generating equipment, power orignal Package No.MYG2G3 in order to MYG2G4 198 31 Shopping POST 2011.12 3 not started transmission equipment and installment facilitate project procurement because it belongs to electric equipment. Communication equipment and office equipment are seperated from the orignal communication equipment and Office MYG2G5 299 47 Shopping POST 2011.12 3 not started Package No.MYG2G3 in order to facilitate Automation System project procurement because they belong to standard equipments. 4,072 638 Metal structure supply and installment The original package number does not NCB ETG2G1 (plane gates,support seat and installment 3,562 558 PRIOR 2011.12 4 Bidding Preparation change and only it excludes from hoist GOODS (including hoist installment) equipments. Hoist equipment is seperated from the orignal Package No.ETG2G1 as a single package in Hoist equipment(3 fixed winches, 2 NCB ETG2G2 4,041 633 PRIOR 2011.12 4 Bidding Preparation order to facilitate project procurement hydraulic hoists and 2 monorail cranes ) GOODS because metal structure factories do not produce hoist equipment. Dam safety monitoring equipment and NCB The original package number is ETG2G2 and ETG2G3 5,520 865 PRIOR 2011.12 8 Bidding Preparation installment GOODS its content does not change. 5 Cost Estimate Bank Actual Expected Actual Date constructi Procureme Review( Contract Procurment Status Reference No Description of Contract Date of Bid of Contract on period nt Method PRIOR/P Price of Opening Signing in months RMB'000 (US$'000) OST) signing 6 7 Mechanical & electric equipment and Mechanical & electric equipment and installment are seperated from the orignal 2.Equipment installment (procurement and NCB ETG2G4 2,260 354 POST 2011.12 3 Bidding Preparation Package No.ETG2G3 in order to facilitate for Three installment of transformer,substation, GOODS project procurement because they belong to Dams power cabinet and etc.) electric equipments. Communication equipment and office equipment are seperated from mechanical & Communication equipment and NCB electric equipmentand installation of the ETG2G5 computer monitoring system, and 2,792 438 POST 2011.12 2 Bidding Preparation GOODS orignal Package No.ETG2G3 in order to installment facilitate project procurement because they belong to standard equipments. It is seperated from the mechanical & electric Equipment and installment of water NCB ETG2G6 3,840 602 PRIOR 2011.7 2 Bidding Preparation equipment and installation of the original automatic telemetering system GOODS Package No.ETG2G3 in order to facilitate project procurement because it belongs to 22,014 3,451 Metal structure supply and installation(1 The original package number does not NCB ALG2G1 plane gate, 4 radial gates and hoist 2,754 432 POST 2011.5 2011.9.22 2,468 4 Contract signed change and it excludes from hoist equipment GOODS installment) and steel pipe for industry water supply. Hoist equipment is seperated from the orignal Package No.ALG2G1 as a single package in Hoist equipment(1 winches, 4 hydraulic NCB ALG2G2 1,021 160 POST 2011.5 2011.9.22 2,000 4 Contract signed order to facilitate project procurement hoists) GOODS because metal structure factoies do not produce hoist equipment. Dam Monitoring Equipment and NCB Bid Evaluation The original package number is ALG2G2 ALG2G4 5,632 883 PRIOR 2011.9.29 6 installment GOODS Report Preparation and its content does not change. It is seperated from the mechanical & electric equipmentand installation of the orignal NCB ALG2G5 Feed equipment and installment 1,337 210 POST 2011.12 4 Bidding Preparation Package No.ALG2G3 in order to facilitate GOODS project procurement because it belongs to electric equipment. 6 Cost Estimate Bank Actual Expected Actual Date constructi Procureme Review( Contract Procurment Status Reference No Description of Contract Date of Bid of Contract on period nt Method PRIOR/P Price of Opening Signing in months RMB'000 (US$'000) OST) signing 6 7 Communication equipment and office equipment are seperated from the mechanical Communication equipment and office NCB & electric equipment and installation of the ALG2G6 1,375 216 POST 2011.12 2 Bidding Preparation automation equipment GOODS orignal Package No.ALG2G3 in order to facilitate project procurement because they belong to standard office equipments. 12,118 1,899 38,204 5,988 Original Package No.PMO3.1G3 has been detailed from the Prefecture level to the PVC pipe, pipe fittings supply and NCB County Level in accordance with goods type TLF3.1G1 6,523 959 PRIOR 2011.5 2011.9.20 5,730 5 Contract signed installment (PVC length:153.74km) GOODS and supply capacity of productor for smooth procurement, reimbursement and repaying the loan. Original Package No.PMO3.1G3 has been detailed from the Prefecture level to the Steel valve supply and installment (gate Bid Evaluation County Level in accordance with goods type TLF3.1G2 valve, air valve, reducing valve,butterfly 526 82 Shopping POST 2011.9.30 1 Report Preparation and supply capacity of productor for smooth valve) procurement, reimbursement and repaying the loan. Original Package No.PMO3.1G3 has been detailed from the Prefecture level to the PE pipe and tape supply, installment ( NCB County Level in accordance with goods type TLF3.1G3 2,887 425 POST 2011.6 2011.9.23 2,451 2 Contract signed PE lateral pipe:162.69km,tape:9032km) GOODS and supply capacity of productor for smooth procurement, reimbursement and repaying the loan. Original Package No.PMO3.1G3 has been detailed from the Prefecture level to the Glass steel pipe supply and installment NCB Bid Evaluation County Level in accordance with goods type TLF3.1G4 2,448 360 POST 2011.9.29 3 5.5km GOODS Report Preparation and supply capacity of productor for smooth procurement, reimbursement and repaying the loan. 7 Cost Estimate Bank Actual Expected Actual Date constructi Procureme Review( Contract Procurment Status Reference No Description of Contract Date of Bid of Contract on period nt Method PRIOR/P Price of Opening Signing in months RMB'000 (US$'000) OST) signing 6 7 Original Package No.PMO3.1G3 has been detailed from the Prefecture level to the Tape supply and NCB County Level in accordance with goods type TLF3.1G5 2,705 398 POST 2011.7 2011.9.20 1,710 3 Contract signed installment(2551.8km GOODS and supply capacity of productor for smooth procurement, reimbursement and repaying the loan. Original Package No.PMO3.1G1 has been Pump and its auxilliary equipment NCB detailed from the Prefecture level to the TLF3.1G6 supply, installment (33 pumps, 33 start 1,114 164 POST 2011.7 2011.9.22 1,210 4 Contract signed GOODS County Level for smooth procurement, devices reimbursement and repaying the loan. Supply and Installment of Filtering Original Package No.PMO3.1G2 has been equipment and fertilizer tanks (33 NCB divided from the Prefecture level to the TLF3.1G7 automatic filters (well), 5 automatic 1,910 281 POST 2011.7 2011.9.20 838 3 Contract signed GOODS County Level for smooth procurement, filters (surface water) and 33 feretilizer reimbursement and repaying the loan. tanks) 18,113 2,669 Original Package No.PMO3.1G3 has been detailed from the Prefecture level to the PVC pipe, pipe fittings supply and NCB County Level in accordance with goods type SS3.1G1 4,848 713 PRIOR 2011.5 2011.9.22 5,272 5 Contract signed installment (PVC length:205.17km) GOODS and supply capacity of productor for smooth procurement, reimbursement and repaying the loan. Original Package No.PMO3.1G3 has been detailed from the Prefecture level to the PE pipe and tape supply and installment NCB Bid Evaluation County Level in accordance with goods type SS3.1G2 4,394 646 PRIOR 2011.6 3,358 2 ( PE lateral pipe:409km,tape:8971km) GOODS Report Preparation and supply capacity of productor for smooth 3.1Drip procurement, reimbursement and repaying the Irrigation loan. Equipment and pipes & fittings Original Package No.PMO3.1G1 has been Pump and its auxilliary equipment NCB detailed from the Prefecture level to the SS3.1G3 supply and installment (69 pumps, 69 3,951 581 PRIOR 2011.5 2011.9.22 3,590 4 Contract signed GOODS County Level for smooth procurement, start devices reimbursement and repaying the loan. 8 Cost Estimate Bank Actual Expected Actual Date constructi Procureme Review( Contract Procurment Status Reference No Description of Contract Date of Bid of Contract on period nt Method PRIOR/P Price of Opening Signing in months RMB'000 (US$'000) OST) signing 6 7 Original Package No.PMO3.1G2 has been Supply and Installment of Filtering NCB Bid Evaluation detailed from the Prefecture level to the SS3.1G4 equipment and fertilizer tank (69 2,713 399 POST 2011.6 1,118 3 GOODS Report Preparation County Level for smooth procurement, automatic filters and 69 fertilizer tanks) reimbursement and repaying the loan. 15,907 2,339 Original Package No.PMO3.1G3 has been detailed from the Prefecture level to the PVC pipe, pipe fittings supply and NCB County Level in accordance with goods type TKX3.1G1 5,619 826 PRIOR 2011.5 2011.9.22 5,292 5 Contract signed installment (PVC length:343.06km) GOODS and supply capacity of productor for smooth procurement, reimbursement and repaying the loan. Original Package No.PMO3.1G3 has been detailed from the Prefecture level to the Steel valve supply and installment (gate Bid Evaluation County Level in accordance with goods type TKX3.1G2 valve, air valve, reducing valve,butterfly 208 33 Shopping POST 2011.9.30 1 Report Preparation and supply capacity of productor for smooth valve) procurement, reimbursement and repaying the loan. Original Package No.PMO3.1G3 has been detailed from the Prefecture level to the PE pipe and tape supply and installment NCB Bid Evaluation County Level in accordance with goods type TKX3.1G3 ( PE lateral 4,202 659 PRIOR 2011.6 2 GOODS Report Preparation and supply capacity of productor for smooth pipe:467.95km,tape:6909km) procurement, reimbursement and repaying the loan. Original Package No.PMO3.1G3 has been detailed from the Prefecture level to the Glass steel pipe supply and installment Bid Evaluation County Level in accordance with goods type TKX3.1G4 478 75 Shopping POST 2011.9.30 3 1.0km Report Preparation and supply capacity of productor for smooth procurement, reimbursement and repaying the loan. 9 Cost Estimate Bank Actual Expected Actual Date constructi Procureme Review( Contract Procurment Status Reference No Description of Contract Date of Bid of Contract on period nt Method PRIOR/P Price of Opening Signing in months RMB'000 (US$'000) OST) signing 6 7 Original Package No.PMO3.1G3 has been detailed from the Prefecture level to the Tape supply and NCB County Level in accordance with goods type TKX3.1G5 1,905 280 POST 2011.7 2011.9.22 1,078 3 Contract signed installment(1633.4km GOODS and supply capacity of productor for smooth procurement, reimbursement and repaying the loan. Original Package No.PMO3.1G1 has been pump and its auxilliary equipment Bid Evaluation detailed from the Prefecture level to the TKX3.1G6 supply and installment (19 pumps, 19 399 63 Shopping POST 2011.9.30 4 Report Preparation County Level for smooth procurement, start devices reimbursement and repaying the loan. Original Package No.PMO3.1G2 has been Supply and Installment of Filtering NCB detailed from the Prefecture level to the TKX3.1G7 equipment and fertilizer tank (19 949 139 POST 2011.6 2011.9.22 346 3 Contract signed GOODS County Level for smooth procurement, automatic filters and 19 fertilizer tanks) reimbursement and repaying the loan. subtotal 13,759 2,075 Total for drip equipment 47,779 7,083 Institutional NCB The original package number is PMO1G6 PMO5G2 Water measurement facility and others 1,300 191 POST 2011.12 3 Bidding Preparation Capacity GOODS and its content does not change. Building Management 1,300 191 Equipment 89,055 13,540 Re：NBF:Non Bank Financing contract，ICB：Internation Competitive Bidding，NCB：National Competitive Bidding，Shopping:request for quotations. The estimated cost for this procurement contract is based on the cost of the preliminary design. Works contracts for Meiyaogou, Ertanggou and Alagou dam construction are subject to prequalification Exchange rate:RMB6.38:1$ MYG2W1 10 Cost Estimate Bank Actual Expected Actual Date constructi Procureme Review( Contract Procurment Status Reference No Description of Contract Date of Bid of Contract on period nt Method PRIOR/P Price of Opening Signing in months RMB'000 (US$'000) OST) signing 6 7 11 65121 Procurement Plan for Consultant Services 2011 Implement Schedule It has been finished by water 30,642 4,803 resourses staff of the prefecture, NBF PMO1C1 ET Quato Data Survey 2,200 345 NBF NA —— —— —— 2009-2010 ET -Based Water Conservation Agriculture PMO1C2 Supplementary Program and Analysis System 1,200 188 CQS PRIOR Oct., 2011 Nov., 2011 Dec., 2011 Dec., 2011 in Turpan Prefecture Effective Water Conservation Irrigation Quota PMO1C3 800 125 CQS PRIOR Oct., 2011 Nov., 2011 Dec., 2011 Dec., 2011 Control Plan and Analysis System in Water Rights, Water Pricing and Implementation Plan PMO1C4 500 78 CQS POST Oct., 2011 Nov., 2011 Dec., 2011 Dec., 2011 in Project Areas PMO1C5 ET-based Agricultural Water Allocation Program 800 125 CQS PRIOR Oct., 2011 Nov., 2011 Dec., 2011 Dec., 2011 Water Resources and Environmental Data PMO1C6 Development and Input (Knowledge Management 1,000 157 CQS PRIOR Oct., 2011 Nov., 2011 Dec., 2011 Dec., 2011 Information System) Intergration and application of cadastre and ET PMO1C7 1,200 188 CQS PRIOR Oct., 2011 Nov., 2011 Dec., 2011 Dec., 2011 information in Turpan Prefecture PMO1C8 ET-based Water Control Red Line 1,200 188 CQS PRIOR Oct., 2011 Nov., 2011 Dec., 2011 Dec., 2011 Building-up Monitoring Management System of PMO1C9 300 47 CQS POST Oct., 2011 Nov., 2011 Dec., 2011 Dec., 2011 Grant Surface Water and Groundwater Original eight outlines PMO1C2-PMO1C9 were rearranged that the outline with Study on Compensation System for Land PMO1C10 500 78 CQS POST Oct., 2011 Nov., 2011 Dec., 2011 Dec., 2011 the same or repetition content is Abandonment taken as a separate content to train for facilitating the project implementation. Basic data collection & analysis of water management PMO1C11 1,200 188 CQS PRIOR Oct., 2011 Nov., 2011 Dec., 2011 Dec., 2011 and field observation Finished with counterpart RS-based ET Monitoring and Application in Turpan PMO1C12 6,485 1,016 NBF NA Dec.,2011 Jan,2012 Feb.,2012 Mar,2012 funds(including 2.2 million for Prefecture ET-Quato data survey. 第 12 页 Implement Schedule PMO5C2 Project Monitoring and Evaluation 1,000 157 CQS PRIOR Oct., 2011 Nov., 2011 Dec., 2011 Dec., 2011 Totally including 15 individual consultant selections, each PMO5C3 Water Engineering Technical Support 1,200 188 IC POST 2011 2011 2011 2011 consultant contract price less than $50,000. PMO5C4 Climate Change Study in project areas 200 31 CQS POST Oct., 2011 Nov., 2011 Dec., 2011 Dec., 2011 CP(Shop PMO5C5 Establishment and maintenance of WUAs (13WUAs) 630 93 POST —— —— —— 2011 ping) PMO5T1 Domestic Study tour(52 person-times) 406 64 SOE POST —— —— —— 2011 PMO5T2 Oversea Study Tour(17 person-times) 680 107 SOE POST —— —— —— 2011 PMO5T3 Management Training(46 person-times) 173 27 SOE POST —— —— —— 2011 PMO5T4 Technic Training (30person-times) 75 12 SOE POST —— —— —— 2011 PMO5T5 Propaganda Activity 72 11 SOE POST —— —— —— 2011 PMO5T6 Training Brochure 60 9 SOE POST —— —— —— 2011 Planned to be finished with PMO-CS-1 Bidding Agency Selection 3,964 621 NBF NA Mar.,2011 Mar.,2011 Apr.,2011 2011-2013 Apr.20,2011 counterpart funds. Planned to be finished with PMO-PEM-1 Project Environment Monitoring 3,089 484 NBF NA Oct., 2011 Nov., 2011 Dec, 2011 2012-2014 counterpart funds. Planned to be finished with PMO-PEM-2 Project Environment Supervision 1,708 268 NBF NA Oct., 2011 Nov., 2011 Dec, 2011 2012-2014 counterpart funds. Note: QCBS/QBS quality and cost based selection,/quality based selection CQS consultant's qualifications based selection IC individual consultant's selection CP: community participating procurment, SOE statement of expenditure PRIOR pre-review POST post-review. Exchange rate:RMB6.38:1$ PMO1C2 第 13 页