Procurement Plan I. General 1. Bank’s approval Date of the procurement Plan [Original: July 2015]: Revision of Updated Procurement Plan, Feb 2017] 2. Date of General Procurement Notice: Sept. 18, 2014 3. Period covered by this procurement plan: The procurement period of project covered from year Jan 2015 to December 2019 II. Goods and Works and non-consulting services. 1. Prior Review Threshold: Procurement Decisions subject to Prior Review by the Bank as stated in Appendix 1 to the Guidelines for Procurement: [Thresholds for applicable procurement methods (not limited to the list below) will be determined by the Procurement Specialist /Procurement Accredited Staff based on the assessment of the implementing agency’s capacity.] Procurement Method Prior Review Comments Threshold US$ 1. ICB and LIB (Goods) >= US$ 3,000,000 All 2. NCB (Goods) >= US$ 3,000,000 First contract 3. ICB (Works) N.A. 4. NCB (Works) N.A. 5. (Non-Consultant Services) N.A. [Add other methods if necessary] 2. Prequalification. Bidders for Not applicable shall be prequalified in accordance with the provisions of paragraphs 2.9 and 2.10 of the Guidelines. 3. Proposed Procedures for CDD Components (as per paragraph. 3.17 of the Guidelines: Not applicable 4. Reference to (if any) Project Operational/Procurement Manual: Not applicable 5. Any Other Special Procurement Arrangements: [including advance procurement and retroactive financing, if applicable] None 6. Summary of the Procurement Packages planned during the first 18 months after project effectiveness ( including those that are subject to retroactive financing and advanced procurement) [List the Packages which require Bank’s prior review first and then the other packages] 1 2 3 4 5 6 7 Ref. Descriptio Estimate Packages Dome Review Commen No. n d stic by Bank ts Cost Prefer (Prior / US$ ence Post) million (yes/n o) Summary 82 5 No Prior of the ICB (Works) Summary 43.77 15 No Prior of the ICB (Goods) Summary 64.53 18 No Post 1st of the NCB contract (Works) for Prior Review Summary 1.86 4 No Post 1st of the NCB contract (Goods) for Prior Review Summary 0.45 1 No Prior of the ICB (Non- Consultant Services) III. Selection of Consultants 1. Prior Review Threshold: Selection decisions subject to Prior Review by Bank as stated in Appendix 1 to the Guidelines Selection and Employment of Consultants: Selection Method Prior Review Comments Threshold 1. Competitive Methods (Firms) >= US$ 1,000,000 2. Single Source (Firms) >= US$100,000 3. Individual consultant selection Only in exceptional cases 4. Single Source (Individual) >= US$50,000 2. Short list comprising entirely of national consultants: Short list of consultants for services, estimated to cost less than $_300,000_equivalent per contract, may comprise entirely of national consultants in accordance with the provisions of paragraph 2.7 of the Consultant Guidelines. 3. Any Other Special Selection Arrangements: [including advance procurement and retroactive financing, if applicable or delete if not applicable] 4. Consultancy Assignments with Selection Methods and Time Schedule 1 2 3 4 5 6 Ref. No. Description Estimate Packages Review Comments of d by Bank Assignment Cost (Prior / US$ Post) million MSWF-1 Summary 0.35 1 Prior QCBS of number of contracts that will be let under QCBS MSWF-13 Summary 0.2 1 Prior CQS of number of contracts that will be let under other methods MSWF-3, Summary 1.522 10 post CQS MSWF-4, of number MSWF- of 5,MSWF- contracts 6,MSWF- that will be 7,MSWF- let under 8,MSWF- other 9, MSWF- methods 10, MSWF- 11, MSWF-14 MSWF- Summary 0.075 3 post IC 2,MSWF- of number 16,MSWF of -17 contracts that will be let under other methods PROCUREMENT China : CH GEF Municipal Solid Waste Management Project PLAN General Information Country: China Bank’s Approval Date of the Original Procurement Plan: 2017-06-29 2020-11-26 Revised Plan Date(s): (comma delineated, leave blank if none) Project ID: P126832 GPN Date: Project Name: CH GEF Municipal Solid Waste Management Project Loan / Credit No: TF / 18479 MSW Ningob PMO Executing Agency(ies): WORKS Procureme Activity Reference No. / Actual Draft Bidding Bid Evaluation Report Loan / Credit Procurement Prequalification High SEA/SH nt Process Draft Pre-qualification Prequalification Specific Procurement Bidding Documents as Proposal Submission / Contract Description Component Review Type Method Market Approach Amount Document / and Recommendation Signed Contract No. Process (Y/N) Risk Document Status Documents Evaluation Report Notice / Invitation Issued Opening / Minutes Completion (US$) Justification for Award Type Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual GOODS Activity Reference No. / Draft Bidding Bid Evaluation Report Loan / Credit Procurement Prequalification Actual Amount Process Draft Pre-qualification Prequalification Specific Procurement Bidding Documents as Proposal Submission / Description Component Review Type Method Market Approach Document / and Recommendation Signed Contract Contract Completion No. Process (Y/N) (US$) Status Documents Evaluation Report Notice / Invitation Issued Opening / Minutes Justification for Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual MSWN-5 / Procurement of Capacity Building for Online Flue Gas Continuous Improved Operation and Single Stage - One TF / 18479 Prior Request for Bids Open - National 201,819.53 Signed 2015-10-13 2015-11-19 Sampling Equipment for Regulation of MSW Envelope Incinerators Incinerators Capacity Building for MSWN-12 / Ningbo CEMS Pending Improved Operation and Single Stage - One technical retrofit and data TF / 18479 Post Request for Bids Open - National 0.00 Implementati 2020-11-26 2020-12-01 2021-01-12 2021-02-11 2021-03-18 2021-09-14 Regulation of MSW Envelope collection(phaseⅡ) on Incinerators NON CONSULTING SERVICES Activity Reference No. / Draft Bidding Bid Evaluation Report Loan / Credit Procurement Prequalification Actual Amount Process Draft Pre-qualification Prequalification Specific Procurement Bidding Documents as Proposal Submission / Description Component Review Type Method Market Approach Document / and Recommendation Signed Contract Contract Completion No. Process (Y/N) (US$) Status Documents Evaluation Report Notice / Invitation Issued Opening / Minutes Justification for Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual CONSULTING FIRMS Activity Reference No. / Combined Evaluation Loan / Credit Contract Type Actual Amount Expression of Interest Short List and Draft Request for Proposals Opening of Technical Evaluation of Description Component Review Type Method Market Approach Process Status Terms of Reference Report and Draft Signed Contract Contract Completion No. (US$) Notice Request for Proposals as Issued Proposals / Minutes Technical Proposal Negotiated Contract Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual INDIVIDUAL CONSULTANTS Activity Reference No. / Invitation to Loan / Credit Actual Amount Draft Negotiated Description Component Review Type Method Market Approach Contract Type Process Status Teams of Reference Identified/Selected Signed Contract Contract Completion No. (US$) Contract Consultant Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Capacity Building for MSWN-14 / Different segrega Improved Operation and Pending tion senario waste sampling a TF / 18479 Post Direct Selection Direct 0.00 2020-11-26 2020-12-06 2021-02-09 2021-08-08 Regulation of MSW Implementation nd analysis phaseⅡ Incinerators Capacity Building for MSWN-16 / Incinerator dioxi Improved Operation and Pending n emission monitoring phas TF / 18479 Post Direct Selection Direct 0.00 2020-11-29 2020-12-09 2021-02-12 2021-08-11 Regulation of MSW Implementation eⅡ Incinerators Capacity Building for MSWN-17 / CEMS Improved Operation and Pending information PC and mobile TF / 18479 Post Direct Selection Direct 0.00 2020-11-30 2020-12-10 2021-02-13 2021-08-12 Regulation of MSW Implementation end maintainence Incinerators Page 1