E4120 The Regional Organization for the Conservation of Environment of the Red Sea and Gulf of Aden ENVIRONMENTAL AND SOCIAL MANAGEMENT FRAMEWORK (ESMF) For Red Sea and Gulf of Aden Strategic Ecosystem Management Project Concerning The Dungonab Bay–Mukawwar Island Marine Protected Area, Sudan Jeddah Kingdom of Saudi Arabia January 2013 Acknowledgement The Regional Organization for the Conservation of Environment of the Red Sea and Gulf of Aden would like to thank all government authorities and other stakeholders who supported the production of this document and provided information to the consultant. Thanks are also due to the World Bank specialists who reviewed the document and provided guidance for finalization of the document according to the World Bank requirements The document has been prepared through contract with the National Consultant Mr. Bahaeldin Taha and his partner Mr. Abaker Mohammed. Legal liability and responsibility for the accuracy, completeness and sources of data and information are completely held by the consultant. Any drawings or maps in this document do not represent any political views of PERSGA RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework i Table of Contents Executive Summary Abbreviation and Acronyms 1- Description of RSGASEM/GEF Project 1 1-1 Project Components 1 1-2 Project Components Relevant to Process Framework 3 1-2-1 Strengthening the principles of marine managed areas 3 through stakeholder driven MPA implementation 1-3 Project Proposed Sites 4 2- Development of ESMF 5 3- Environmental Baseline 5 3-1 Environmental Characteristics 5 3-2 Socio-Economic Characteristics 13 4- Legal Framework 19 4-1 World Bank safeguard Policies 19 4-1-1 Triggered Policies 19 4-2 National Sudanese Legislation 20 4-2-1 Policies 20 4-2-2 Laws 22 4-2-3 Administrative 23 5- Environmental and Social Management Framework 25 5-1 Methodology of preparation, approval and execution of sub-projects 25 5-1-1 Types of Sub-projects to be supported 25 5-1-2 Incorporating EA process into the design of sub-projects 26 5-1-3 Preparation and Application 26 5-1-4 Appraisal and Approval 27 5-2 Environmental Management Framework 28 5-2-1 Assessments and Documentation 28 5-2-2 Social Safeguards Monitoring and Evaluation Approach 29 5-2-3 Grievance System 29 5-2-4 Consultation Strategy 29 5-2-5 Key Impact Areas and Indicators 30 5-2-6 Threshold for Environmental Impacts of Project Activities 30 6- Environmental Impacts Assessment and Mitigation Measures 31 6-1 Assessment of Project Impacts 31 6-1-1 Positive List 32 6-1-2 Negative List 32 6-2 Environmental Mitigation Measures 34 7- Monitoring 35 8- Analysis of Alternatives 35 9- Institutional framework of Implementation 35 10- Public Consultation and Participation 46 10-1 Consultation Strategy 46 10.2 Public Consultation and Disclosure 47 11- Subproject Monitoring and Evaluation 48 References 50 November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework ii List of Figures Figure 1 Satellite Image of DBMPA (J. Kemp et al, 2008) 6 List of Tables Table (1) Positive list of proposed sub-projects 32 Table (2) Negative List of Sub-Projects 33 Table (3) Potential Environmental Impacts of selected sub-projects, possible 36 mitigation and cost estimates Table (4) Example of monitoring sub-projects 40 Table (5) Setup of consultations 47 Annexes Annex I: Environmental and Social Checklist Annex II: Form of sub-project selection Annex III: Form of screening matrix Annex VI: Field mission Period from 9 to 16 June 2012 Annex V: Public Consultation for Grievances in DBMPA, Sudan August 2012 Annex VI: Stakeholders Consultation in DBMPA, Sudan December 2012 November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework iii Executive Summary Marine resources of the Red Sea and Gulf of Aden have provided prosperity for the region many centuries by providing food, trade and livelihoods. However, in recent years, these resources are facing many threats, including over-exploitation of species, destruction of spawning, nursery and feeding grounds, pollution, improper resource management and weak fisheries governance. Many efforts were done to address the above mentioned issues previously, including inter alia and more recently projects like, Regional Project for the implementation of the Strategic Action Plan (SAP) for the Red Sea and Gulf of Aden. Specifically, through the then newly established regional institution, PERSGA. The World Bank supported two components of the GEF project: addressing the reduction of navigation risks and maritime pollution and Integrated Coastal Zone Management (ICZM); there are a number of lessons emerged from these projects that the approach of current project is building upon. Among these are the following: The evaluation of phase I stressed that a follow-on project building upon the Coastal Zone Management component would address issues of sustainability by more effectively regulating the exploitation and use of marine and other natural resources in ways that can support local livelihoods. This means stronger emphasis on living marine resource habitat protection and monitoring through a broader approach by encompassing the functioning and services provided by entire ecosystems. Known as an Ecosystem-based Management approach (EBM) this defines broader key areas appropriate for community-based economic development in concert with sustainable fisheries, tourism and other sustainable uses and biodiversity conservation of key species and habitats. This is to be addressed in a regional approach to monitoring through new project, known as Red Sea and Gulf of Aden Strategic Ecosystem Management Project. This project will comply with applicable Sudanese environmental legislations and the World Bank Environmental and Social Safeguard Policies. Therefore, the project has been classified as Environmental Category B according to World Bank classification and preparation of an Environmental and Social Management Framework (ESMF) is required. This ESMF sets out procedures and guidelines for assessing possible environmental and social impacts of the sub-projects. These procedures and guidelines will help the implementing agencies in screening subprojects’ eligibility; determining their environmental and social impacts; identifying appropriate mitigation measures to be incorporated into the sub- project reports; and specifying institutional responsibilities for implementing preventive, mitigation and compensation measures, and monitoring and evaluation. The Proposed Project contains four components, which will be tailored to the most urgent country needs and preparedness at the local level, with an overarching and harmonizing regional component. The regional component will build preparedness and scientific capacity of the EBM approach to marine resources through harmonized monitoring of the five participating countries including Sudan. The Dungonag Bay Marine Protected Area (DBMPA) is selected for the project in Sudan. The surveys showed that the environmental situation of the DBMPA is varied with high biodiversity and in generally good condition. Recent changes in resource use patterns threaten to change this situation, as do possible future changes, including even low levels of increased development. Social survey showed that fishing is the principal livelihood pattern in the area and which may be affected by the project. November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework iv Most of the legislation related to environmental conservation is found to be ineffective in both implementation and enforcement, and specific regulations developed under these laws are few, and fisheries, environmental and marine protection laws in Sudan appear to be largely ignored. Administratively, the MPAs management responsibilities lie under different government levels and lack of coordination is significant. The ESMF recommended some remedial measurements to address the legal and administrative frames. The ESMF outlined the identification and evaluation of the potential environmental and social impacts and their mitigation measures and came up with conclusion that most PERSGA SEM sub-projects are expected to have no or very few and minor impacts, and presents mitigation measures for those that could have minor impacts. The ESMF further describes the process through which communities will determine the potential impact, requirements for further analysis and development of ESMPs if required. The ESMF presents the methodology for the preparation, approval, and execution of sub-projects which are based on the following criteria, with further details presented in the PIM:  Community ranking  Positive cost/benefit ratio including environmental and social cost benefit  Sustainability (Eco-system co-benefits, environmental impacts, equity, O&M costs)  Effectiveness (robustness, reliability)  Implementation complexity (public acceptability, sustainable funding sources, capacity of information, technology, supervising staff)  GEF financing not exceeding 125,000 USD for one sub-project to enable a total of two sub-projects per community  Minimal environmental impacts as per checklist  Final decision is made by PERSGA based on project focal point recommendation The ESMF elaborates on the procedures that will be used to prepare Environmental and Social Management Plans (ESMP) for sub-projects that consists of a set of mitigation, monitoring and institutional measures to be taken during different stages of the project (design, implementation and operation) to mitigate potential adverse environmental impacts, offset them, or reduce them to acceptable levels. In addition, the ESMF proposes cost effective mitigation measures, the cost of which should be a part of the project cost. The tables below summarize the high level ESMP which gives guidance for the site specific ESMPs. The site specific ESMPs will need to convert these proposed mitigating and monitoring measures into adapted appropriate measures with indicators to monitor their impact. Also a set of environmental threshold guidance has been introduced to limit selection of activities whose environmental impacts may exceed some identified standards. These standards are identified from international references and national legislation. This will be an administrative tool that establishes objective measures in selection, mitigation and monitoring of the sub-project activities. November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework v The ESMF was consulted with Local stakeholders including community representatives on implementation and different aspect of MPA management. Specific topics discussed included inter alia, how to achieve the functionality of MPA, particularly in the area of community participation in managing MPAs, supporting activities contributing to MPA functionality, background on aquaculture. How the accumulated experience could support activities towards achieving effective MPA management, and providing training to the communities. Three stakeholder consultation missions have been conducted in preparation and finalization of ESMF and PF. These are detailed in Annexes IV, V and VI. The first field mission was conducted in June 2012 and aimed at collecting information for the Social Assessment. The second consultation was conducted in August 2012 and aimed at discussing project activities with the community and exploring their vision in implementation and establishing an agreed on grievances mechanism. The third community consultation was conducted in December 2012. It was much wider in scope in terms of attendants and the subjects discussed. Four consultation meetings took place at the villages of Donqonab and Mohammad Qol; two in every village one with men and another with women. A wide range of stakeholders participated in the meetings representing the local communities and relevant government administrations. The project components, grievances mechanism and possible livelihood activities considering their possible environmental impacts were discussed in detail. Further consultations are anticipated on the details of the ESMF for specific activities during execution of the Project. The stakeholders provided the consultants with feedback on the following aspects: -Community showed understanding of the importance of having MPA and potential opportunities which could be generated from the project in terms jobs and alternate livelihoods despite the limitation of fishing ground that might occur due to the implementation of MPA master plan -Community were aware of the benefit of zonation advantage as they practice type of seasonal zonation for fishing based on their indigenous knowledge on different species breeding time and how to avoid overfishing in some area to conserve their assets - Community preference of alternate livelihoods differs based on age and gender where women prefer income generation support while youth prefer jobs such as MPA guards with the Wildlife Administration -Community has the good experience in what viable alternate livelihoods based on their experience gained from other projects and they are aware of limitation of each option such as marketing constraints facing Oyster production The possible alternative sub-projects which draw attention of the community and were reflected in the interview discussions are analyzed by the report and some alternate livelihoods were presented. November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework vi Finally the ESMF concluded some points in the relation to assessment of institutional capacities and recommended some points to strengthen the institutional capacities, training, information, and public awareness. November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework i The Table below summarizes some possible livelihood activities with their potential environmental impacts and possible mitigation measures. Means of insurance Institutional and compliance Responsibility Sub-Projects Potential Environmental/Social Impacts Possible Mitigation (including Measures enforcement/ coordination) Eco-tourism activities 1. Air Quality and Noise Air Quality and Noise NC oversees NSC/NC/PERSGA such as construction of Construction Construction construction and Eco-lodge / visitor sites/ Construction may impact air quality and generate Use dust control measures onsite, such as water operation activities and conducts visual camping sites/ trail noise. This results mainly from excavation, site spraying for dust suppression; inspection with the designation grading, vehicle loading and unloading, and Regulate site access; assistance of a other construction-related activities. Cover lorries transporting friable construction representative of the materials and spoil; local community Prohibit open air burning; Maintain machinery and vehicles in good Contracts and PCU working conditions to minimize emissions; and coordinator ensures that contractors Provide adequate protective wear for workers implement Vehicles, boats and equipments must be environmental maintained regularly to avoid any emissions; management Pre-treat gases emitted by boilers and plans/regulations and Operation generators; that Potential impacts on ambient air quality would contractors perform result from odors and gaseous emissions continuous inspection Operation and monitoring of generated by a Boilers/Kitchen/Air Compressors Conserve energy use to reduce fuel areas of potential Wastewater treatment (undesirable odors), combustion; pollution and/or uses Vehicles and motorized engines, and Boats Control emissions from wastewater treatment with the potential to facility/septic tanks; result in soil 2. Soil Quality and Gourd water contamination; contamination Complaints from local Construction community Impacts on soil quality may result from the following construction activities: Review of tender and November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework ii Site clearance, site grading, excavation, onshore Soil Quality and Gourd water contamination bid documents by infrastructure, and oil leaks from PCU/NC vehicles/equipment. Construction Operation Apply, inspect and maintain Contamination of soils and groundwater with temporary/permanent erosion and sediment oils and chemicals may result from vehicles and control measures (e.g. silt fences, rapid growth equipment. vegetation, erosion control matting) to exposed Spills and leaks at liquid impoundment areas for areas; fuels, solvents, waste and from infrastructure Restrict movement of vehicles to designated pipelines, may infiltrate through soil pores, tracks; under gravitational forces, and contaminate Operation groundwater aquifers; Maintain periodically vehicles and equipment tourists driving around using four- to prevent leaks; Maintain records and procedures for equipment 3. Waste waster maintenance, handling and storage of liquid Potential generation of waste water resulting for fuels and chemicals; the project activities and/ or sub-projects during both construction and operation Waste Water Encourage using composite toilet rather than flushing ones; Use of bio-treatment to prevent land disposal; Septic tanks for excess treated wastewater should be lined; Improving Handicraft If small workshops are required to be Proper selection of sites as to avoid damaging All stakeholder are NSC/NC/PERSGA constructed, the potential impact can be damage natural habitat. involved in decision making November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework iii of natural habitats due small constructions and Ecotourism criteria mentioned above to be Complaints from local construction waste. applied community Tender document will have to include provisions for site specific EMP. MPA zone demarcation If construction of small monitoring bases is Avoiding damaging natural habitat during All stakeholder are NSC/NC/PERSGA required constructions or minimize it (proper site involved in decision - damage of natural habitats due small selection, use mooring system, , use making Complaints from local constructions environmentally friendly materials, prepare community materials off-site, etc.) Tender document will have to include provisions for site specific EMP. Ecotourism construction and operation criteria mentioned above to be applied. Aquaculture including Water Pollution Site specific EIA and EMP will be developed Monitoring of water NSC/NC/PERSGA oyster and pearl under component 2, and will include: quality Measures taken to minimize pollution (on-site NC oversees construction and - introduction of alien species water quality monitoring, ensure proper design operation activities - change biological balance of the aquaculture, etc.) with representative - bi product waste No alien species are allowed from local community. -Odor Regular monitoring of species Complaints from local Use a warning system with environmental community monitoring indicators Measures taken to treat waste using biological, chemical and physical filters, If aquaculture tanks are utilized, prioritize water re-use after filtration within the tanks Apply best environmental practice to avoid odor and diseases. Apply proper feeding practices November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework iv Fish Processing Production and disposal of fish waste bycatch, Implementation of national waste management NC oversees diseases from fish carcasses in enclosed waters. strategy, designation of sites for disposal of construction and biological waste. operation activities Disposal of fish waste/ fish carcasses in shallow with representative marinas. The dissolved oxygen consumed by the Encourage catch and release fishing from local community decomposing fish parts can cause anaerobic, Disposal of fish waste in the open water for Complaints from local foul-smelling conditions. community small operations Sites Cleanliness Proper Fish cleaning stations to be provided as convenient places to clean fish and dispose of their waste material Compost fish waste where appropriate Freezing of fish parts for re-use as bait Recreational Fishing/ Damage to sensitive coral reefs and habitats Construction of jetties away from sensitive NC oversees Snorkeling/ Diving from improper site selection for construction habitats construction and operation activities Damage to coral reefs from boat anchors. Installment of mooring buoys in designated snorkeling/ diving/ fishing site for boat Complaints from local Waste disposal in sensitive areas from community anchorage. tourist activities Field observation Waste from jetty construction Waste management strategy applied November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework i The following Table outlines variables for monitoring of an example of sub-project. Monitoring costs are included within the budgets for the project components at 10% of subproject cost, to be financed from the GEF grant and will be budgeted in the goods and services contracts related to the activities when more detail is available. The site specific EMP will be translated into action on the ground. Contract documents will be incorporated with clauses directly linked to the implementation of mitigation measures. Mitigation Mitigation Measures Monitoring Indicators Monitoring Methods Implementing Monitoring Monitoring Aspects Agency Agency Frequency Reduce Construction Phase:  Complaints from local  Monitoring devices to  Contractor PCU Daily/Weekly emissions,  Covering waste disposal trucks with tarpaulins community and occupants ensure compliance of during dust, and  Ensuring that ambient air quality limits are not  Dust deposition on noise and emissions ecotourism suppression of exceeded: vehicles and machinery should comply vegetation and rocks  Field observations structures/ecolo noise with emission standards.  Loud noise can be heard  Interaction with local dge  Construction activity noise levels will be from a distance community: use construction maintained below limits.  Change in natural habitats indigenous knowledge  PCU during  Personnel and workers operating on site will be within ecolodge to understand impact operation phase equipped with hearing and breathing protection surroundings on wildlife gear. Operation Phase:  Adopting composting practices to reduce the amount of solid waste produced and reduce the need for waste collection vehicles. Occupational Construction Phase:  Complaints from laborers,  Construction site  Contractor PCU Monthly Health and  Compliance with General rules and regulations on occupants, and local inspection during Safety Occupational Health and Safety. community  Review of incidents ecotourism  Provision of protective gear for workers including  Number of records structures/ecolo helmets, boots, gloves, masks, and earplugs. incidents/accidents dge  Provision of first aid kit at work sites and necessary  Adoption level of OHS construction information on rescue during emergency.  PCU during  Prohibiting admission of children, guests, or operation phase dependents of legal employees or underage workers to construction site.  Provision of appropriate training and emergency response procedures. Operation Phase: November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework ii  Provision of fire extinguishers and first-aid kits in the ecotourism structures/ecolodge and camp sites.  An operational manual will also be developed for the building facilities management. Solid Waste Construction Phase:  Complaints from local  Construction site  Contra PCU Weekly during Management  Construction waste will be stored and disposed of community and occupants inspection ctor during construction in an environmentally safe manner. ecotourism phase  A suitable location will be designated for the safe  Improper disposal of waste structures/ecolo storage of construction waste onsite. The products dge designated location should be void of vegetation, construction natural habitats, and distant from depressions or PCU during surface drainage. operation phase  Use of natural materials (e.g. palm trees) where possible  Onsite waste shall be covered with tarpaulin to prevent dust clouds from forming.  Waste will be carted away from the onsite storage location to a location identified by for filling purposes. Operation Phase:  Spaces should be designated for on-site separation for paper, glass, aluminium, steel and plastics.  Adopting a garbage prevention strategy: recycle for reuse or recycled back into the environment through biodegradation where possible  Final disposal of waste through landfills should be remote from population and properly designed in accordance with global and national specifications. Sewage Waste Operation Phase:  Construction specifications  Review of tender and PCU PCU Annually Management  Adopting composting strategy of solid sewage and infrastructure design contractor bid waste and use compost for greenery. documents  Use of composting toilets not flush toilets. Improper disposal of waste  Ecotourism structures/  Recommended use of biological treatment products Ecolodge site technologies of sewage waste that does not involve inspection land disposal. Soil and water quality  Water and soil quality  Recommended use of biological systems to purify measurements reflecting monitoring Contamination of nearby November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework iii wastewater. areas from sewage waste  Recommended use of pit latrines during the products. construction stage of ecotourism structures and in the remote camping areas. Pit latrines should not be located in runoff areas, in depression, or near water resources. Soil protection Construction Phase:  Indication of rill or inter-rill  Field observations  Contra PCU Weekly during and prevention  Soil removed through excavation should be used as erosion  Complaints from local ctor during construction of compaction back filling or immediately removed from the  Soil compaction during community ecotourism phase and project. construction or operation structures/ecolo periodically  Any excavated soil remaining temporarily on site  Disruption of vegetation and dge during project should be placed in proper location and covered wildlife construction operation using tarpaulin.  PCU  Construction should be avoided during periods of during anticipated rainfall to prevent any soil erosion. operation phase Operation Phase:  Use of existing paths for transportation and avoiding the creation of new routes that would disrupt vegetation, wildlife and compact soils.  Limit the use of vehicles in the region to reduce soil compaction and ecosystem disruption.  Reduce dependency on vehicles for services Aquaculture Construction phase:  Complaints for locals  Field observations  Contractor PCU/NC Daily pollution  Cages should be fixed by proper mooring system  Disturbance of marine life during management  Care should be given during installment to prevent construction physical damage (experienced divers) stage Operation Phase:  Measures to minimize pollution (on-site water quality monitoring, ensure proper design of the aquaculture, etc.)  No alien species are allowed  Change of water quality  Regular monitoring of species  Use a warning system with environmental  Water quality weekly monitoring indicators monitoring  Measures to treat waste using biological, chemical November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework iv and physical filters, prioritize water re-use  Apply best environmental practice to avoid odor and diseases.  Proper feeding practices Waste from Operation phase:  Complaints from local  Field observations  PCU/local PCU/NC Quarterly fish processing community on  Incident report community  Proper waste management odor/contamination  Violations  Implementation of national waste management  Presence of Fish related  Water quality strategy, designation of sites for disposal of diseases in enclosed bays, monitoring biological waste. marinas  Occupational Health and Safety Standards applied  Incorrect disposal of waste products Habitat  Construction of jetties away from sensitive habitats  Complaints from  Field observations  Contractor PCU/NC/local Daily degradation  Waste management strategy applied community, local operators,  Incident reports and PCU community from  Installment of mooring buoys in designated NGOs, and tourist.  Violations recreational  snorkeling/ diving/ fishing site for boat anchorage. Poor water quality / fishing/snorkel  Tender document will have to include provisions visibility observed in coral for site specific EMP. reef areas ing  Observed damage to coral reefs and mangroves  Presence of unlicensed fishing/ snorkeling operations November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework i ABBREVIATIONS AND ACRONYMS ACORD Agency for Co-operation and Research in Development BACI Before-After-Control-Impact CBO Community-Based Organizations DBMPA Dungonab Bay Marine Protected Area GCRMN Global Coral Reef Monitoring Network EA Environmental Assessment EBM Ecosystem-based Management ESMF Environmental and Social Management Framework ESMP Environmental and Social Management Plan GEF Global Environment Facility ICZM Integrated Coastal Zone Management IOTC Indian Ocean Tuna Commission IUCN World Conservation Union HCENR Higher Council for Environment and Natural Resources MMAs Marine Management Areas MPA Marine Protected Area SAP Strategic Action Plan SEM Red Sea and Gulf of Aden Strategic Ecosystem Management GEF Project REMN Environmental Monitoring Network PERSGA Regional Organization for Conservation of Environment of Red Sea & Gulf of Aden PRA Participatory Repaid Appraisal PR Process Framework UNCED United Nations Conference on Environment and Development UNCLOS United Nations Convention on the Law of the Sea UNEP United Nations Environment Programme VDC Village Development Committee November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework 1 1- Description of RSGASEM/GEF Project The proposed project development objective (PDO) is to increase net benefits from use of marine resources through improved management of MPAs including resource protection, incentive systems for communities and the harmonization of the knowledge base of marine resources between PERSGA member countries. The PDO will be achieved through institutional Technical Assistance with on-the-ground activities, including a rights-based approach to the use of marine resources and the application of Ecosystem Based Management principles. 1-1 Project Components The Proposed Project entails the following four components: Component 1: Strengthening the principles of marine managed areas through stakeholder driven MPA implementation This component will select Marine Protected Areas that will be identified as pilots to serve as Marine Managed Areas to include zonation and multiple uses consistent with local community needs and benefits using a participatory, community-based process. Activities within this component include the provision of training and demonstrations necessary to implement, use and update marine areas management plans in cooperation with national implementing agencies in the PERSGA network. This component also focuses on improving the capacity of member countries to share information and select the most appropriate marine protected/managed area models (MPAs/MMAs) based on current capacity and area(s) of comparative advantage and environmental features. It will also train community members in rights based MPA management to be able to effectively review, update and implement marine protection and management plans, and transition to multiple use MMAs. Component 2: Strengthening coastal communities to use incentive based approaches to improve fisheries management and achieve other marine resource benefits Component two will provide institutional and technical capacity needed for communities to use and protect living marine resources to increase net benefits derived from the resources in a sustainable manner. The application of rights based principles will be piloted to build community and user group capacity to trade-offs associated with development and the costs and benefits to the community. Through a community-driven process, the selected coastal communities will also receive support to identify and develop sub-projects for alternative livelihood initiatives, monitoring and evaluation of the resource base and the assessment of impacts to support informed decisions by communities. On–the-ground activities will be developed by local communities and congruent with national priorities. Consultants or NGOs experienced in community driven fisheries and marine resource management will help facilitate community capacity building for MPA management engagement and development of sub-projects. Potential subprojects could include, but are not limited to some of those mentioned during consultations: o Fish processing activities which involves the preparation of fish for direct consumption or for preservation. Traditional fish processing activities November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework 2 include gutting, washing the fish, splitting, filleting, sticking the fish and smoking o Small scale aquaculture activities for production of pearl shells in Sudan o Designation of hiking trails/ camping sites for eco-tourism within the National Parks- this is relevant to site selection in critical habitats o Activity supporting recreational fishing/ snorkeling etc. for tourism purposes: through tent for gathering, jetty and boats o Structure for visitor center built from natural materials o Workshop for women group for producing and selling artisanal products - establish structure from natural materials o Enabling tour guiding through licensing and training, potentially providing boats o Training and certifying community members as rangers Component 3: Regional Environmental and Socioeconomic Monitoring Network Supporting Ecosystem Based Management (EBM) and Community Benefits This component will build on ongoing monitoring activities and help in standardizing monitoring approaches between the participating countries, making data comparable and sharable through the strengthening of a regional network of MPAs. It will support the expansion of monitoring to include socio-economic data, especially for fishery and MPA communities. Capacity building will also be strengthened through workshops and knowledge exchanges. Specific sites selected by the National Steering Committees will be monitored during the project, which will include MPAs and MMAs within the regional network and will be geared to enhance the capacity of PERSGA and member countries in concert with their communities. This presents an opportunity to leverage the latest knowledge and monitoring indicators in fisheries management to engage in supra-regional knowledge sharing on fisheries and marine resources monitoring. Monitoring of baseline data and other variables between MPAs and the pilot MMAs under components 1&2 will allow for comparison between the outcomes of the project intervention in the selected sites versus no intervention. This will provide a blue print for lessons learned from applying the EBM and rights based approach in the Red Sea and Gulf of Aden which can be scaled up to the entire regional MPA network. The inclusion of communities and their stakeholder groups in monitoring through the pilots presents an additional and important opportunity for monitoring fisheries and marine resources more broadly. The local community is trained to participate in fisheries monitoring, control and surveillance through existing fishery associations and cooperates. Habitat and environmental monitoring will be improved through supporting local line institutions to maintain sustainable monitoring programs. Component 4: Project Management This component is expected to support the GEF project with technical, administration, procurement, financial management, project monitoring and evaluation and environmental and social impact monitoring. November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework 3 1-2 Project Components Relevant to Process Framework The Dungonab Bay–Mukawwar Island MPA has been selected for implementing the project. It is expected that only activities related to Component 1 and 2 would potentially have address environmental and social impacts. On the local context, the sub-project will serve as a pilot initiative for Marine Managed Area to include zonation and multiple uses consistent with local community needs and benefits. The sites have been selected based on their proximity to coastal communities, thus they can attract locals to promote community participation and stewardship. The sub- projects, in addition, would enhance MPA readiness for implementing an EBM approach and value added of the activity compared to other ongoing local activities. 1-2.1 Strengthening the principles of marine managed areas through stakeholder driven MPA implementation Component 1 will be implemented through 4 main activities. While these actions have been already identified, relevant activities will be developed at a later phase of the project. The proposed actions include: Activity 1: Build the capacity of community stakeholders and institutions involved in MPAs in rights based MPA management and seek to enhance these as effective Marine Managed Areas with community-based stewardship Activity2: Update master plans with community and other stakeholder input and implement the master plans of selected MPAs that have been identified but have not yet been put into effect. This includes developing actionable incentive based plans where required; incentives will be identified with communities based on the tools available in the countries, such as subsidies, tax breaks for fisheries incomes, licensing etc.; boundary demarcation and monitoring; building capacity for the implementation at the institutional level Activity3: Develop a series of engagements/exchanges between MPA counterparts from one PERSGA member country to another. These will include lessons (both successes and challenges) that one jurisdiction can share with another. Strengths can be celebrated/shared and weaknesses can be examined for possible ways in which they may be improved based on exchange of information and knowledge Activity4: Develop education and public awareness materials that highlight the success of community-based management of MMAs. 1-2.2 Strengthening coastal communities to use incentive based approaches to improve fisheries management and achieve other marine resource benefits This component provides the institutional and technical capacity needed for communities to adopt a rights and ecosystem based approach for use and cultivation of living marine resources such as fisheries and tourism. The rights and ecosystem based principles will be piloted in the two selected sites, which will allow communities to gain an integrated view and to understand sustainable uses of November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework 4 a coastal area, trade-offs associated with development, and costs and benefits to the community. The community will receive support to develop sub-projects for alternative livelihood initiatives, their evaluation and impact assessment to enable informed decisions, and to provide the basis for developing partnerships for project financing and implementation pilots in subsequence of the project. On the ground activities will be developed based on national priorities and those of the communities concerned. Component 2 will be implemented through the following four main activities: Activity 1 Build capacity in communities to understand the current uses and resource benefits, and how these are distributed within the community, including establishing baseline of status of the marine environment; Activity2: Build capacity of user groups including fisheries cooperatives in sustainable uses of resources based on the rights identified under component 1, in monitoring their resource uses and impacts; establish a community monitoring manual and follow up Activity3: This entails supporting identification and planning of sustainable economic activities of marine resources and demonstrating small scale, low impact alternative livelihood sub-projects that are compliant with all environmental and social safeguards and upon which the community has reached consensus. 1-3 Project Proposed Sites  Dungonab Bay–Mukawwar Island MPA (DBMPA) The Dungonab Bay–Mukawwar Island MPA of Red Sea State of Sudan demonstrates a special case as the local community present a strong opportunity to develop pilot and demonstration activities focused on community based resource management, given the dependence of coastal communities on artisanal fisheries. Stakeholder engagement, MMAs and community-based organizations and management of fisheries; active MPA stewardship and stronger capacity in resource monitoring; ecotourism; technical assistance for best practices for low-impact aquaculture such as oyster and pearl culture and other alternative livelihoods have all been identified as elements that would be incorporated into a community-based pilot in this area. Within the vicinity of Dungonab Bay MPA, some development projects implemented by other international donors and NGOs have already been implemented in the village of Mohammed Goal but not in Dungonab Village. The project aims to empower communities in sustainably managing the marine resources within their coastal environment. The focus of the project activities will therefore be in Dungonab Village, these projects if well coordinated with, will synergize the endeavours of creating alternative livelihoods. The project will support community organization to understand the potential and impacts of livelihoods proposed by the community such as oyster farming or others. November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework 5 2- Development of ESMF The Environmental Social management Framework has been primarily based on Field findings and Public Consultations that were conducted the project site Sudan. The study team has carried out a number of individual and group meetings during the period June 9th – June 16th and a second revisit on August 27th . The team has been, in addition, maintaining continuous communication during the preparation of this report with representatives of local communities at each site. At each meeting, the team introduced the project including the different roles of the project counterparts, discussed with individuals or groups the main components and anticipated broad impacts, and received and recorded their concerns relevant to the project and its potential social impacts. The third community consultation was conducted in December 2012. It was much wider in scope in terms of attendants and the subjects discussed. Four consultation meetings took place at the villages of Donqonab and Mohammad Qol; two in every village one with men and another with women. A wide range of stakeholders participated in the meetings representing the local communities and relevant government administrations. The project components, grievances mechanism and possible livelihood activities considering their possible environmental impacts were discussed in detail. Further consultations are anticipated on the details of the ESMF for specific activities during execution of the Project. Details of the field consultations are shown in annexes IV, V and VI). 3- Environmental Baseline This section summarizes the environmental baseline at each proposed site. Since the two sites are located in different geographical areas, it is decided that results of each site are shown in a separate subsection. 3-1 Environmental Characteristics  Location and Size According to a paper presented in the International Coral Reef Symposium, Ft. Lauderdale, Florida, 7-11 July 2008, by ( J Kemp et all ) the coordinates of Dungonab Marine Park is located between Latitude 20°28 'N and 18°45'N. Longitude 37°11'E and 38°10'E. It seems that the eastern boundary lies outside the regional water (country) i.e. in international waters. See the Fig 1 below. The proposed Dungonab Bay–Mukawwar Island Marine Protected Area (hereinafter referred to as ‘the DBMPA’) lies on the central Sudanese Red Sea coast. The southern boundary of the MPA lies close to and slightly south of Sheikh Okod, approximately 125km north of Port Sudan .The northern boundary lies to the north of Khor Shanaab, 195km north of Port Sudan. On its western (landward) side the DBMPA includes a substantial ‘buffer zone’ of coastal land between 5km and 10km wide. This buffer zone includes the two principal villages of the area, Mohammed Goal and Dungonab. On its eastern (seaward) side the MPA extends between 6km offshore at its northern end, and 30km offshore in the area of Mukawwar Island and the large complex of reefs to the south of the Dungonab Peninsula. The MPA extends at a straight-line distance of approximately 70km north-south, and slightly over 40km east-west November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework 6 at its widest point. The total length of coastline in the MPA, including Dungonab Bay and Peninsula and the major islands, is over 200km. (for more details see Dungonab Bay–Mukawwar Island Proposed Marine Protected Area, Site-Specific Master Plan, PERSGA, 2004) Figure (1): Satellite Image of DBMPA (J Kemp et al, 2008)  Topography The mainland shore throughout the MPA is for the most part backed by a gently sloping coastal plain varying in width from 5km, to the south of Mohammed Goal, to over 30km north of Dungonab Bay and towards Khor Shanaab. The coastal plain is composed of sandy and gravel deposits, in many places overlying fossil reefs. The coastal plain is backed by the Red Sea Hills, rising to over 1500m. In some areas, particularly south of Mohammed Goal, low raised areas of fossil reef up to 15m high extend to the water’s edge. These form the edges of some significant features, such as Mersa Inkefal. At the western end of Khor Shanaab the hills approach the coast, and limit easy access to the shore along the northwestern side of Khor Shanaab. However, between Khor Shanaab and the northern Park boundary, the coastal plain once again reaches 20km or more in width. The western edge of Dungonab Bay is formed by the Ras Rawaya Peninsula (referred to in this Management Plan as the Dungonab Peninsula). This is low-lying sand and gravel peninsula primarily composed of extensive areas of fossil reef. The low hills of Jebel Abu Shagrab and Jebel Tetwaib (important for terrestrial wildlife including the Eritrean gazelle Gazella dorcas littoralis) are located at the southern end of the peninsula. There are numerous small islands at the southern end of Dungonab Bay, and to the south of the Bay towards Mukkawar.  Bathymetry Dungonab Bay is approximately 13km across at its southern end, and extends 31km from north to south. The total area of the bay is 284.5km2. The November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework 7 maximum depth of the bay is 42.5m, with an average of 15.9m. There are three main features of the bay: 1. A large southern basin within the Bay is separated from the deeper water outside the bay by a wide shallow sill approximately 5m deep. Maximum depth within the southern basin is 42.5m, with an average of 34.1m; 2. An almost circular northern basin partially isolated from the southern basin by islands and another shallow sill. This northern part of the bay reaches depths of 15m, with an average of 7.2m; 3. The long narrow basin of Khor Naitaib (13km long and 1.5km wide along most of its length, reaching 22.5m depth, and averaging 6.6m) almost enclosed within the Dungonab Peninsula. Other areas, immediately to the south and south-east of Dungonab Bay is a large complex of shallow reefs and islands, rising from a sea floor varying in depth from less than 20m (immediately to the south of the Dungonab Peninsula) to over 100m, and as deep as 400m or more (offshore reefs and islands including Mayteb Kebir, Shambaya, Merlot, Angarush and Abington). The channel between Mukkawar Island and the mainland is devoid of reefs or shoals except close inshore, where broken or patchy fringing reefs and rocky outcrops on a shelving sandy sea floor are found along both sides. To the south of Khor Inkifal and towards Sheikh Okod extensive inshore shallow areas host complexes of seagrass beds and coral reefs. 4. The eastern, seaward side of the Dungonab peninsula and the coast from there northwards to the northern boundary of the Park, is fringed by continuous fringing reef, which is broken only by the mouth of Khor Shanaab. This reef is backed along much of its length by a lagoon up to 500m wide, and up to 15 m or more in depth in places. The reef face here drops away rapidly in stages to over 400 m. Two important offshore reefs lie within the Park boundaries off this coast, rising to the surface from deep water, (Salem et al. 2001).  Climate and oceanography Sudan lies within the semi-desert and desert zone of North Africa. The coastal plain is hot and very dry, with only occasional and brief fresh water run-off into the sea during the rainy season in November – December (there are no natural perennial inputs of fresh water on the Red Sea coast). A consequence of this is low nutrient levels throughout much of the Red Sea, with resultant low levels of turbidity in many areas. Seawater clarity in the region is thus generally very high, particularly in deeper water areas and around offshore reefs where visibility of up to 70m has been recorded (PERSGA 2001). However, poor weather conditions and rough seas can reduce visibility in some shallow inshore areas of the Dungonab Bay National Park to almost zero at times. During the winter air temperatures in the Park area may fall as low as 15ºC, but summer temperatures regularly reach the mid-40s ºC or higher. Surface water temperatures throughout most of the Sudanese Red Sea are range from approximately 26ºC to 31ºC. The semi enclosed and shallow waters of Dungonab Bay are highly unusual in this respect: the water temperature here ranges from a low of 19ºC in winter to approximately 35ºC in summer, possibly November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework 8 the greatest range of temperature variation for any moderately large body of water in the entire Red Sea basin . At greater depths the Red Sea is globally unique in that its deep waters maintain temperatures of approximately 21ºC even in the deepest parts, due to the semi-enclosed nature of the sea, and the circulation patterns this creates (for comparison, the deep waters of the global ocean have a temperature of approximately 4ºC). As a consequence, water temperature at 150m depth in the Port Sudan area is in the region of 23ºC – 26ºC. Similar conditions can be expected in deeper areas of the MPA, ( J. Kemp et al, 2002). In the area of Sudan and the Park salinity in the open sea, at approximately 40ppt (parts per thousand) is significantly higher than that of the global ocean (37ppt). Within Dungonab Bay the salinity increases steadily from the south towards the northern end, where it can reach levels of up to 43ppt. At the southern end of Khor Naitaib salinities of 45ppt have been recorded. In combination with the unusual temperature ranges found in the Bay this further emphasizes the highly unusual nature of the Bay, and probably explains the unusual or even unique ecology found within it. Tidal range throughout the central Red Sea is typically in the region of 55cm in non-enclosed areas. By contrast, although the restricted water exchange between the bay and the open sea means that the true tidal range inside the Bay is probably only a few centimeters, tides within Dungonab Bay are highly variable, being dependant upon wind strength and direction and associated local forcing of surface water movements. The overall result is irregular and unpredictable tidal patterns within the bay, where the tidal range never exceeds 50cm, ( J. Kemp et al, 2002).  Corals and coral reefs Corals are the dominant shallow marine communities on hard substrates throughout the Park. They are widespread and healthy along all shores of the Bay, including those of the west, east and north, and around the islands. The exception to this is those of the southern sill, separating the Bay from the open sea. Corals on this sill were very heavily impacted by the 1998 bleaching, and in places were still over 90% dead in early 2002. The Park outside Dungonab Bay is heavily dominated by well-developed coral reefs fringing both mainland and islands, and by very extensive offshore patch reefs and barrier reefs extending to approximately 30 km from shore. These coral communities are more typical of the northern and central Red Sea than those inside the bay. The impact of the global coral bleaching mortality event of 1998 is evident throughout most of the area, but levels of impact are highly variable. At the largest scale there is a significant difference, already mentioned, between the corals inside and outside the Bay. Those within the bay are almost entirely unaffected by the bleaching event, but many areas outside the bay have been severely impacted. The main exceptions to this are the corals of some (but not all) of the furthest offshore reefs, and those of Khor Shanaab. Corals at these locations are generally in very good condition. There are scattered pockets of very healthy corals throughout the rest of the survey area. November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework 9 The distribution of healthy and impacted coral communities outside the Bay is very patchy, with many areas remaining in good condition. Many impacted areas show good levels of recruitment of new corals, but others show no recovery at all. Management measures can aid the recovery of damaged reefs, ( J. Kemp et al, 2002).  Sea grasses The total area of sea grass estimated from Land sat images is almost 12 km2: a very substantial area. The extensive sea grass beds are a nationally and regionally important feature of the Park. This is especially true given the population of globally endangered dugong (Dugong dugon) found here. Most of these sea grass areas are known to be important feeding areas for dugong. The main concentrations of sea grasses so far identified are: - Shallow areas of the mainland coast to the south of Mohammed Goal. - There are very extensive sea grass beds towards Sheikh Okod. - The western and southern shores of Mukkawar Island, particularly in and around the southern lagoons. - The northern and western parts of Dungonab Bay. - The western one third of Khor Shanaab. - Around mangroves at the southern end of the Dungonab Peninsula. ( J. Kemp et al, 2002).  Mangroves Mangroves (Avicennia marina) occur at a number of sites throughout the Park. Three or four sites are particularly important (southern Mukkawar; southern Dungonab peninsula and Mersa Inkefal). A significant mangrove stand is also reported inside Dungonab Bay, at the northwestern part of the peninsula. The mangroves of the MPA are generally in good condition, with little human impact, although camel grazing is a factor at all the mainland mangrove sites, and may be limiting the further expansion of many of these mangrove areas. Mangroves stands near Mersa Inkefal to the south of Mohammed Goal appear to have suffered very heavy cutting in the past, but may now be regenerating. The mangrove at the southern end of the Dungonab peninsula is subject to cutting, probably for animal fodder and / or firewood for the salt works on the peninsula. This activity is moderately severe in some parts of the mangrove and should be addressed by management, ( J. Kemp et al, 2002).  Intertidal sand and mudflats Very extensive areas of intertidal sand and mud are found in some parts of the Park, including inside the Bay, and at the western end of Khor Shanaab. These areas are highly productive, probably contribute very significantly to the total biological productivity and biodiversity of the Park, and are of national or regional significance as feeding sites for resident and migratory birds. These frequently neglected habitats, which are often the first to fall victim to destruction through landfill schemes, pollution, and development, merit strong protection within the Park. (Dr. J. Kemp et al, 2002). November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework 10  Fauna and flora Relatively limited studies of the fauna of the Park have to date been carried out, and no comprehensive species lists have been developed for any group within the Park. Those studies carried out to date have however revealed pronounced patterns in the distribution of indicator groups within the area, ( J. Kemp et al, 2002).  Invertebrates Hard corals are extremely important within the Park, providing the most important cover for subtidal hard substrates, and creating the majority of reef structures within the Park boundaries. Although no detailed studies of coral communities in the Park as a whole have been carried out, the limited studies carried out show distinct distribution patterns of coral community types, probably due to the differing environmental conditions found throughout the area. These patterns fall into two categories: Outside the Bay coral health is very variable. Some areas (such as the seaward reefs of Mayteb Kebir, of Mukkawar, and of much of the mainland coast to the south of Mohammed Qol) have suffered very extensive and high levels of mortality to depths of 10 – 15 m or more. Others, including Khor Shanaab, the deep water offshore reefs such as Merlot Reef and Abington, and some coral areas at the southern end of the Dungonab Peninsula, appear to have escaped completely. ( J. Kemp et al, 2002).  Fish The fish communities of the Park are diverse and varied. Detailed surveys of the fish of the area have not been carried out so species lists are not currently available. However, the relatively rapid surveys, both of the 2002 study and previously, provide an indication of the nature of the fish communities of the area. A striking large-scale pattern in the distribution of fish communities inside and outside the bay is apparent, similar to the geographical pattern displayed by differences in coral communities. This pattern in fish species assemblages resembles biogeographic differences more usually associated with distances of several hundred kilometres. Fish communities inside the Bay resemble those of the southern Red Sea (Eritrea/Yemen), while those outside the bay are characteristically northern-central Red Sea. The DBMPA encompasses a variety of fish communities and coral communities more usually separated by several hundred kilometres, ( J. Kemp et al, 2002).  Turtles Both Green Turtles (Chelonia mydas) and Hawksbill turtles (Eretmochelys imbricata) are common throughout the area. Green turtles are particularly widespread, and the very extensive shallow areas of reef flat and sand at the northern end of Mukkawar Island may be an area where green turtles gather during the day, waiting for nightfall when nesting takes place on the nesting beaches of the island immediately to the south. Hawksbill turtles are common at the extreme northern end of Dungonab Bay, where the areas of shallow Stylophora corals may form an important feeding area. Beaches throughout the November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework 11 entire Park, but particularly the islands and the Dungonab Peninsula, constitute a nationally and regionally significant turtle nesting area. The range of different egg sizes (assessed on the basis of old, empty, shells) indicates that at least three species of turtle nest within the area, ( J. Kemp et al, 2002).  Birds The entire area is significant for birds, and is internationally recognized as an Important Bird Area, or IBA. Every island visited during survey carried in 2002, from the largest to the smallest, is a nesting site for one, two, or more species of birds. Dozens of occupied osprey nests were recorded during the survey, with up to ten osprey nests (about 25-30% occupied) counted on even some of the smaller islands. The occurrence of occupied osprey nests on flat and easily accessible areas of the mainland shore within 500m of the larger villages provides an indication of the positive attitude of the local communities towards the environment. The density of osprey nests in the Park is exceptional, and may be an indicator of the health of shallow reef fish populations. A previously unrecorded nesting site for the Crab Plover (Dromas ardeola) is found on one of the islands (Brasit Island) within the northern Bay. Apart from pigeons and crows in the vicinity of the major villages, and a single observation of a number of vultures at a camel carcass, birds other than seabirds (principally terns, gulls, plovers, egrets and herons) and osprey were rarely observed during the survey, ( J. Kemp et al, 2002).  Dugong The dugong (Dugon dugon)1 is a globally threatened species, with the Red Sea and Arabian Gulf being home to the last remaining healthy populations in the western Indian Ocean region. Three dugong sightings were made during the field survey (referred to above), in northern Dungonab Bay, on the mainland coast to the north of Sheikh Okod, and in the lagoons of southern Mukkawar Island. Given the extremely shy nature of dugongs, however a very large number of sightings took a place during survey duration. The common occurrence of dugong throughout the Park, including Khor Shanaab, as well as outside the Park to both the north and south, is confirmed by local fishers. The MPA appears to be home to a globally significant dugong population. The very extensive areas of seagrass present will be a crucial factor in this, dugong being herbivores dependent upon seagrasses for their food. Regular sightings by fishers occur throughout Dungonab Bay, along the mainland shore to the north and south of the Bay (but more frequently to the south), at Mukkawar, and in extensive shallow areas around the offshore reefs. Concentrations of dugong occur in the northern Bay, in the area to the north and south of Sheikh Okod, and around Mukkawar. The fishing communities of both Mohammed Qol and Dungonab have confirmed that numbers of dugong are falling rapidly. The fishers blame this on the regular but accidental capture and consequent drowning of dugong in fixed fishing nets, although dugong have also on occasion been deliberately shot by soldiers based in the area, ( J. Kemp et al, 2002). 1 Named locally-she camel November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework 12  Cetaceans There is very little information on cetaceans in the Sudanese Red Sea. However, the surveys showed the area is home to at least two species of dolphin: bottlenose dolphins (Tursiops truncatus) and common dolphins (Delphinus delphis). Both species are seen most frequently outside the bay (a large group of common dolphins is apparently resident at Shambaya reef). Dolphins are only rarely seen inside Dungonab Bay. There is apparently no deliberate fishing of dolphins, although they are occasionally caught accidentally, ( J. Kemp et al, 2002).  Terrestrial fauna The terrestrial fauna of the Park is most notable for the presence of a significant local population of Soemmering gazelle. This species was considered to be threatened. The population within the Park appears to be principally confined to the Dungonab peninsula, although it occasionally is more wide ranging.  Marine Environment A survey carried out by Dr. J. Kemp, Dr. M. Salem, Rebecca Klaus, Y. Awadalla, and B. Saleh under contract to, and with the cooperation of PERSGA in 2002 for Marine Protected Areas Component of the Strategic Action Programme for the Red Sea and Gulf of Aden, concluded the following findings on the environmental situation of the DBMPA: 1. The marine and coastal ecosystems of the entire area are varied, biodiverse, and in generally good condition. Recent changes in resource use patterns threaten to change this situation, as do possible future changes, including even low levels of increased development. 2. The area supports nationally, regionally and globally important populations of several endangered species, particularly turtles (at least three species) and dugong. Populations of the latter are declining and are in urgent need of effective management. 3. Actually or potentially damaging human impacts and activities occur throughout the survey area, but the overall level of impact is currently very low. This situation may change very rapidly if inappropriate or poorly planned development takes place there. 4. There are indications of severe overfishing of certain groups (large serranids, particularly nagil [Plectropomus]; Kokian [Trochus]; Beche-de- mer [sea cucumbers, Holothuroidea]. These ecological observations are confirmed by accounts of changes in fish catches received from the fishing communities throughout the survey area. Of particular concern is the reported intense fishing of spawning and nursery sites for nagil and other fisheries groups. This takes place in several places, most notably at the southern end of Mukkawar Island. If continued this practice will lead to the loss of some of the most important fisheries species from all or part of the area. Current fisheries practices in the area are, in the long term, unsustainable. Fisheries management measures should include both permanent and November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework 13 seasonal fisheries reserves. These need not cause loss of fisheries productivity to the local fishers, and will ensure the long term sustainability of fishery resources. Gradual introduction of fisheries reserves, to convince the fishing communities of their effectiveness, is recommended. Effective enforcement is essential, and will require the close involvement and agreement of the local fishing communities. Industrial fishing in the area is known to have caused damage to habitats and even to some fish stocks, and is a source of great resentment and concern for the local fishing communities. At least one spawning aggregation (probably of snappers, Lutjanus sp.) is reported by local fishing communities to have been removed by a single trawling event several years ago. That aggregation has shown no signs of recovery or return. The often permanent nature of such depletions is an increasingly well known phenomenon in tropical marine fisheries worldwide. 5. The local communities are, in general, in favour of MPA status and the implementation of management measures, as long as appropriate consultation and participation processes and mechanisms are in place. 6. With only a few exceptions (declining dugong population due to use of fixed nets in seagrass areas and on migration routes, heavy overfishing of some areas and some groups, highly unsustainable targeting of important breeding aggregations, some mangrove cutting) current levels and types of usage within the MPA appear to be causing little damage to the environment. This situation however may change very rapidly. 7. Public awareness and education programs will greatly facilitate both the design and implementation phases of the MPA. 8. The area clearly has huge potential for the development of sustainable and high-value marine tourism. Some of the sites dived by the survey team are among the very best. Inappropriate or insufficiently managed tourism will however lead to rapid degradation of the area. 9. Both marine and coastal areas will need to be managed by the use of zoning if success is to be achieved. Zoning must include a wide range of levels and types of permitted use, including core areas, buffer zones, multiple-use areas, development areas, permanent and seasonal fisheries reserves, and any others as deemed appropriate. 10. Initiation of Protected Area status before any development or other significant changes in use is essential in order to protect the exceptional and fragile habitats and species which make this an area of regional or global importance. 11. The MPA area includes several closely inter-related ecosystems. Integration of the entire area within a single management programme will be essential. 3-2 Scio-Economic Characteristics  Population and Livelihood Dungonab Bay MPA is home to a resident human population of approximately 2500 individuals. There are two main centers of population within the area, at Dungonab village on the western shore of Dungonab Bay, and at Mohammed Goal on the mainland shore approximately 10km south of Dungonab Bay. A November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework 14 number of other small settlements are scattered throughout the area, and with only one exception these communities are based largely upon subsistence level artisanal fishing. The exception is the workers at the Dungonab salt plant works on the southern Dungonab Peninsula, and government related work in the Gabiet Almaddin Locality’s’ different units in the locality Head Quarters in Mohammed Goal. Mohammed Goal is the location of the headquarters of the Gabiet Al Madden Locality and has a population of approximately 1300, in about 270 families. Approximately 30% people are full-time fishermen, although others take part in the fisheries on a part-time, seasonal, or casual basis. There are a total of 16 shops and restaurants, many of which gain a significant proportion of their income from traffic passing along the coast road through the village. 30 persons working permanently in the locality units, while 8 Marine Park guards hired by Wildlife Conservation Administration. Two carpenters are involved in making and repairing wooden boats. Dungonab village has a population of approximately 1200, in about 240 families. About 35% of population is full-time fishermen. Also 8 persons work as Marine Park guards the village had 14 small shops, including 4 tea shops. 4 villagers worked for the private oyster farm, and one for the Marine Fisheries Department. The scale of impact is detailed in the PF.  Ethnic Composition There are two main tribal groups in the survey area: the Kurbeb, which are more numerous in Mohammed Goal and the south of the area, and the Beshareen, which are more numerous in Dungonab village and the north of the area. Both are Beja tribes and speak the same language (Tibdawait). Relations between these groups are generally good, although rivalry can sometimes be intense. Intertribal relations, including the distribution of land rights between tribes, are governed by agreements between the tribal leaders  Land Tenure System Land tenure in the area like the other areas of Eastern Sudan is under communal ownership at different levels (nazara, omodyya and mashyakha) are vaguely demarcated. Customary rules governing the right of access to land and water resources by community members and outsiders (non-community members) emphasize the communality of land ownership. Members of the tribe and outsiders have the right of free access to pasture and water sources, but not to the construction of permanent installations such as wells. These land tenure patterns is applicable to sea shore which also demarcated vaguely through distance between small harbors (Marsa). The differentiation in access to land and other resources according to customary rules is related to tribal and lineage communal claims to land ownership and whether the user is a member of the group. The group collectively maintains ownership over land, but there are cases in which individual ownership rights to certain lands and wells are also recognized. Land and trees in the vicinity of villages called (dammar) are collectively owned and thus the group also collectively uses pasture and firewood in the proximity of villages. Although, according to custom, outsiders could have free access to land and water, they have to follow tradition in November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework 15 certain circumstances, as an acknowledgement that they do not claim the ownership of the land they use.  Economic activities According to the local leaders and fishermen, the main economic activity of the villagers is fishing. There is also animal rearing which is an important income generating activity, with camel milk being sold at the local market and restaurant. There are also some agricultural activities that are based around the river bed in the areas close to the villages. All of these activities are small scale and mainly for subsistence purposes. As fishing is main economic activity in the area, here is more elaboration on this activity: The exploration of the local marine resources has been done for many years, originally in dug-out canoes along the sea shores and fringing reefs. In 1975 there were 12 wooden boats and 50 fishermen using hook and line. They used to go out to sea about 5 to 6 times a month and get around 400- 500kg/week/boat. The boats were equipped with inboard engines and wooden ice-boxes and the catch was sold to local traders. The growth of fishing activities in the area began with the exploitation of sea-cucumbers, followed by the development of oyster fishery and finally the exploitation of fish. In the 1980’s the Kuwait Corporation started the extraction of sea cucumbers and introduced inboard leister engines, as well as gill nets. Around the same time the Fishermen Cooperative declined as the state support for it waned. However, at the same time government increased its financial support to the sector by providing fiber glass boats, nets and engines on credit. As a result, by 1990 there were 350-400 fishermen and over 100 boats with engines operating in the area. However, there was no parallel development in organizing the activity at local level or introducing a local system of management of the effort and resource. By 1995, in addition to the state help, the Islamic Zakat chamber contributed 30 more wooden boats and engines to poor families. The catch per unit effort began to decline. In the year 2000, the Dongounab National Park was established however this did not impact the local fishery and did not result in the creation of grass root management structures or the creation of a sustainable system of stocks monitoring or management. In 2005, Yemeni boats started to come into the area targeting sharks and the growth of roving grouper exports encouraged targeting these species. Currently there are about 40 boats, owned by local fishermen, and motorized. The main fishing gear has traditionally been hook and line with later the introduction of gill nets of which there are only three in use and there is no local capacity to amend them. Fishing trips have become longer 5-6 days at a time and the catch as dropped to 150-200kg /trip.  General situation and poverty indicators The region suffers from a chronic lack of reliable data on general situation including poverty but some indicators are available to illustrate the degree of November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework 16 underdevelopment that characterizes eastern Sudan. Official data presented in the World Bank Country Economic Memorandum (World Bank, 2003) indicate that neonatal, post neonatal and infant mortality in Red Sea state are the highest in the country; Red Sea state has the third worst levels of post-natal and infant mortality and the third worst levels of under five mortality. Red Sea state is also the third worst state for child mortality. Annual income per household is USD 93 per capita in rural Red Sea state(average household size is 5 persons); it is beneath the international measure of extreme poverty of USD 1 per capita per day. Illiteracy is highly pervasive, with rates over 50 per cent the norm for the entire region and some pockets as high as 89 per cent, such as in Gabiet (locality) in Red Sea state. The limited health services are almost exclusively found in towns, in a context where anemia (a major killer of pregnant women and newborns) and TB are endemic. While the lack of services and livelihoods opportunities are the core issue in rural areas. (Red Sea State, Situational Analysis, UNDP, 2009) Besides the subsistence activities, there is a private oyster farm at the edge of the Dungonab village which has in the past offered considerable employment opportunities for the local men. As a result of a mass loss of production back in 2001 due to an unidentified mass mortality disease and later administrative reasons, the farm is currently working at a fifth of its full capacity and is employing only 5 locals. Nevertheless the activities and investment are continuing and there are plans for expansion. The main product of the farm has been pearls however there are plans to market the oyster meat and shells which would add value to the operations. If these plans succeed and production increases, management are considering employing the help of local women in transferring the seedlings and then growing oysters from one growing panel to the next. While women involvement in aquaculture is common in Asia, the local women have no experience in doing any fishery or aquaculture related work and have not yet been approached by the farm management about their potential involvement. There is a long history of aquaculture within the MPA. This has historically been for oysters and started in the early years of the 20 th century. There have, however, been two more recent aquaculture initiatives within the MPA: a) government–sponsored oyster farm to provide employment and income to the inhabitants of Dungonab village, and b) privately sponsored farm with headquarters based to the south of Dungonab, and operations spread across large areas of the bay, currently both are not functioning due to lack of marketing.  Community organization There are many categories of community organizations:  Villages Popular Committees which are part of administrative system of local government;  Village Development Committees formed by Agency for Co-operation and Research in Development (ACORD) to undertake development activities implemented by ACORD; November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework 17  Fishermen Cooperatives, Mohammed Goal Cooperative has 108 member and Dungonab which has 70 members;  Women Association was established recently in Mohammed Goal, and supported by UNIDO to involve women in project activities and creating alternative livelihoods. The fishermen cooperatives are supposed to support fishermen collectively by providing fishing facilities and marketing, however, they work individually and make individual arrangements with the traders who buy their catch. Also it seems to be no financial or other cooperation between them due to lack of the ability to pull resources together, or increase bargaining power or operational effectiveness. Currently, there are no governmental policies to support cooperative activities. Previously, there was support for cooperative institutions through establishing specialized government administration to give credit and technical support to these cooperatives. The absence of support leads to weak fishermen cooperatives merely registered in the Fisheries Administration without functioning. UNIDO concluded in report of fishermen cooperatives in 2011 the followings: gaps, limitations, constraints, weaknesses and challenges. A capacity building program is highly needed to improve the efficiency of cooperatives including operations, management, accounting, budgeting and marketing; These cooperatives do not even have effective proper management units equipped with professional staff. Basic documentations are not produced or not available such as registered membership records, Bylaws and regulations, activities reports, minutes as evidences of Board and Annual General Assembly Meetings, audited account. Lack of strategic vision dose not supports organizations and economic enterprises. Accordingly a strategy is needed to be developed to change the production/market relationship in favor of fishermen. The SEA undertaken by the consultant concluded the following findings on the Scio-economic situation of the DBMPA: 1-The main objective of component 1 is to achieve MPA functionality through community empowerment/engagement; this will imply restriction of access to legally designated protected areas that may result in adverse impacts on livelihoods of the affected persons. Given the fact that fishing is the principal livelihood mood, animal rearing and very limited farming activities is secondary livelihood pattern. Due to magnitude of restriction of access that depend on zonation which will categorized each zone specifications and function referring to IUCN categories which have different level of restrictions according to zone function. Therefore this will determine how far the limitation of fishing ground is reduced. On other hand the effect on fisher households it depends on their scale of their involvement in fishing, whether they are full November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework 18 time or part time. SEA showed that 30% of area community –about 150- households are depend on fishing as primary livelihood source and will be the most vulnerable group if not compensated by any means. There is other who will be less affected. The bottom line, the project will be positive to them if they are fully engage in different project steps and their alternative livelihood secured. Ecosystem management principle will enhance the sustainability of their traditional livelihood even if the other options are very limited in the short run. Also as the area is dominated by communal ownership of land resource that could be positive driver for participatory approach in different levels of project stages. 2-The individuals/households with regards to existing levels in public participation on planning, decision and implementation of policies on relation to MPA is very weak. Therefore public participation needs appropriate efforts to be tackled through mainstreaming of efficient community driven/incentive tools such as; committees for planning, implementation, monitoring and capacity building of existing community organizations such as; village development committees, villages popular committees and fishers cooperative. Establishing new focused ones is another alternative such as; conservation committees which can be organized/established and being delegated by local ordinances, produced by federal, state or locality governments with clear roles and responsibilities. The existing legal frame could support such kind of innovations. These legislations should be comprehensive, multi-purposes and environmentally sounded, annexed with planning, implementation regulations while monitoring of their implementation will be associated permanent task. These legislations should also build up on the community indigenous knowledge pertains to customary law and regulations embodied the indigenous means in managing and conserving the environment. 3-In general, in line with EBM principles that emphasize the participatory approach and depend on community driven management mechanisms, the organs of customary law could synergies the participatory management, implementation and monitoring as well as support legal and administrative framework which is deeply rooted in communities norms, and gain respect and therefore commitment from the community members. Given the history of the Beja as nomadic pastoralists, it is understandable that the silif (Customary Law organizes community ownership over natural resources including land) applies to the land in the area. For the fishermen communities of Dungonab and Mohammed Goal villages however, there are certain rules and regulations applying to the management and use of marine resources which can be seen as applying to a ‘marine silif’. These rules and regulations could be formalized within the suggested ordinances or be annexed to them. 4-Creation and supporting of alternative livelihoods selected by the community with feasible preference and comparative advantage will help in mitigation the potential adverse socio-economic impacts mitigation. The specifics of this process are dealt with in the Process Framework.PRA findings showed that the community is highly ranking the animal husbandry as alternative livelihood but associated with rehabilitation activities for natural vegetation such reforestation of nearby Wadis , (river bed) in the terrestrial environment and introducing November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework 19 drought and salinity resistance species such as Adleep in coastal area. Aquaculture and oyster farming got a less ranking due to marketing problem. Women groups recognized income generation activities, like, poultry business, biscuit making for retailing Spaghetti making, Running small shop handicrafts, Wet–salt fish production (fasiekh), Rental of cooking utensils for social occasions (eg weeding ceremony). While young groups prefer job opportunities such as park guards and other paid job related to any type of development activities, small portion gives concern to tourism related activities. Definitely some of the mention alternate livelihood requires credit fund such as revolving funds proposed by UNIDO for women income generation activities. The poverty indicators showed the weak capacity of these communities to accumulate any kind of saving assets to kick off these alternate livelihood, thus financial support at the beginning is very critical. 5-Complaints and grievances will be managed by Majlis ( Beja customary committee to address conflicts triggered by different reasons ) 4- Legal Framework 4-1 World Bank Safeguard Policies The RSGA SEM project aims at strengthening the EBM in order to establish a much efficient management scheme. Given its objective and scope, the project is not anticipated to cause serious negative environmental and/or social impacts. Specific project activities are to be implemented at community and individual level and are expected to be small in scale and limited in size and scope. In addition, it is anticipated that civil works will support only small scale physical interventions as part of the project activities. Therefore, the ESMF team is expecting that the environmental benefits and positive impacts of the project would outweigh any negative impacts the project may impose. In general, the project activities may only create minor negative impacts on local people who might be impacted by regulating access to marine resources in particular. This aspect is dealt with in the separate PF. The RSGA SEM has been rated, as Category “B� requiring a partial Environmental Assessment (EA) to assess potential impacts associated with sub-projects. In addition to the OP 4.01, the Project would also trigger the Bank’s Involuntary Resettlement Policy (OP4.12). 4-1-1 Triggered Policies  OP4.01 (Environmental Assessment) The OP4.01 has been triggered because there is potential that implementation of the RSGA SEM might lead to negative environmental or social impacts, although it is considered that there are no potential large-scale, significant or irreversible environmental impacts associated with the project. The main actions can be effectively mitigated and are addressed in this ESMF by using the screening and review procedures. The ESMF has also November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework 20 identified a number of potential environmental and social issues that could arise as a result of project interventions and has proposed measures to be considered to mitigate such effects.  OP4.04 (Natural Habitats) The OP4.04 has been triggered since the RSGA SEM activities would concentrate on areas that still under natural conditions, although natural habitats may be under threats. It has been agreed that the project would concentrate on WGHPA, which has been managed for conservation and sustainable use since 2003. The RSGA SEM may include sub-projects in the area funded by the project. It should be ensured that activities associated with sub-projects would not involve significant conversion or degradation of the natural habitat.  OP4.12 (Involuntary Resettlement ) Although the project is not expected to involve the involuntary taking of land that results in direct social and economic impacts (which also triggers OP4.12), it is anticipated that the community management and activities could potentially hinder traditional access of local community to marine resources including fisheries. Therefore, a Process Framework “PF� has been proposed. The PF will be applied to Project community activities that would impose any regulations on usage of natural resources, especially when possible impacts may affect the livelihood of local people. The purpose of the PF is to clarify principles and organizational arrangements for vulnerable groups and ensure that where traditional access to natural resources will be impacted by management actions, the affected persons will be consulted, compensated for lost assets and provided assistance to improve/ restore their livelihoods and standards of living to same levels they used to before project implementation. 4-2 National Sudanese Legislation 4-2-1 Policies In Sudan the overall management responsibilities of the Environment is mixed federal/state/locality government responsibility after the implementation of the federal system for administration in the Sudan in 1995, which divided the government to three levels, federal, state and locality and the National Interim constitution 1998 which amended after the Comprehensive Peace Agreement CPA delegates some authorities to states which entitled them to produce their own constitution in context of power and wealth sharing, inter alia management responsibilities over the natural resources. The Red Sea state constitution states that in annex No (A) in the exclusive responsibilities of the state; Articles No. 21, 27 and November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework 21 46 indicate that development, management and conservation of the natural resources, environmental pollution control, managing and investing in coastal area and state marine resources, respectively are the responsibly of the state. While in annex (B), of joint responsibilities, Articles No., 17 and 24 mandates the state and federal government jointly responsible for the administration, protection of the environment and safety and protection of consumer. This combined with provisions stated by Eastern Sudan Peace Agreement ESPA, 2006, which represent the overarching frame work for all political, Scio economic conceptualization for development in the area. The agreement reads in article No. 21. Regarding Coastal Area and Marine Resources the agreement articulates in the following articles of ESPA. Article No. 70. All levels of government shall ensure the sustainable and integrated development of the nation’s historically and economically significant coastal area and its rich fish and marine resources. Article No. 71. All levels of government shall ensure that the people of Eastern Sudan are provided opportunities in, and benefit from, the development of the nation’s coastal area; and its fish and marine resources. While, in the below subjects and sub subjects the agreement ensuring the following: Article No. 75. The following shall be the fundamental objectives of development in Eastern Sudan: (a) Rehabilitation of war-affected areas; (b) Rehabilitation of social services including health, education and water; (c) Rehabilitation and development of infrastructure; (d) Human and institutional capacity building; (e) Eradication of poverty; (f) Rehabilitation and development of agriculture, industry, tourism, fisheries and other priority sectors; (g) Encouraging investment and job creation; (h) Protecting and enhancing the fragile environment; (i) Protecting and promoting historical and cultural heritages; (j) Ensuring the return and the rehabilitation of refugees and internally displaced people; (k) Ensuring that all the development programs address the specific needs of women; At state level, there the Environmental Law, 2006, which represent a comprehensive umbrella for environmental conservation and explain the mandate and responsibilities of the state Higher Council for Environment, This law is more overarching frame for environmental conservation rather than specific regulations which has the power to prevent any environmental violations and not registered within the judiciary system. Meanwhile, the Red Sea State, Local Government Law, 2010 states the delegated responsibilities for villages and towns popular committees of the localities according to the law, the responsibilities is stated in subjects 19 and 20 of the law responsibilities annex, which mandates these committees to early notification of November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework 22 any environmental hazards and assist in preventing pollution. In addition to the traditional delegated powers to localities in enforcement of public and environmental health laws and addition to authorize them to produce local ordinance to organize, public health, markets, trade, etc. There are many legislations and regulations driven from the above mentioned policies which is centered around, or implied environmental issues, scattered at the different government levels, federal, state, and locality and also at the same government levels such as states ministries and administrations, that remain to be harmonized and enforceable. 4-2-2 Laws Sudan is signatory to a greater number of International conventions than the other PERSGA member states (PERSGA 2003). However, serving as a signatory to international agreements and having the capacity to follow through with their implementation are two different factors. Nationally, the relevant enabling legislation for Sudan and the Red Sea State include the Wildlife Protection Act, (1936); the Sudanese Fishery Ordinances and Regulations prohibiting over- fishing, dumping of refuse, including oil, into the sea and the collection of corals, shells and aquarium fish. These date back to 1937 and were amended in 1975 and 1978. National Parks, Sanctuaries and Reserves Regulation, (1939); Harbors and Shipping Ordinance of 1961; The Terrestrial Waters and Continental Shelf Act, (1970); General Regulations and Control of Merchant Shipping Act, (1971); the Wildlife Conservation and National Park Act, (1987); A Federal Environmental Law (2001), and State Environmental Law (2006). In 2008 a Red Sea Fisheries law was adopted and a Federal Environmental Law was updated in 2010. Most of this legislation has been ineffective in both implementation and enforcement, and specific regulations developed under these laws are few, and fisheries, environmental and marine protection laws in Sudan appear to be largely ignored. There are also several laws, acts or ordinances that deal with the environment, either for protection or conservation. What characterizes the current environmental legislation in Sudan is that it is sectoral based. Therefore, Sudan has environmental legislation dealing with land tenure, health, forestry, wildlife, fisheries, agriculture, livestock, public health, etc. The sectoral legislation is closely connected to the government lined ministries, departments and para-statal corporations. The legislation has mainly regulatory powers of using some resources and powers of penalty for violation. The essence is both protection and conservation. The sector legislation is in some respects a reflection mandate of the different ministries and their internal structures. Other Sudanese legislation indirectly related to marine fisheries and environmental management include the Marine Act 1961, the Territorial Waters and Continental Shelf Act 1970, the General Regulation & Control of Merchant Shipping 1971, the November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework 23 Petroleum Act 1998, the Regulation for the Protection of the Environment in the Petrol Industries, the Environment Protection Law 2000 and the Oil Pollution Contingency Plan 2004 (Saeed 2006). Relevant international agreements and laws include the 1982 United Nations Convention on the Law of the Sea (UNCLOS); the 1995 Agreement for the Implementation of the Provisions of the United Nations Convention on the Law of the Sea of 10 December 1982 relating to the Conservation and Management of Straddling Fish Stocks and Highly Migratory Fish Stocks (also known as the 1995 UN Fish Stocks Agreement); the 1993 FAO Agreement to Promote Compliance with International Conservation and Management Measures by Fishing Vessels on the High Seas (also known as the FAO Compliance Agreement); the 1995 FAO Code of Conduct for Responsible Fisheries and the 1992 Convention on Biological Diversity. 4-2-3 Administrative The widely observed environment degradation, which arises from the use of resources, has given alerting concern and raised the question of the necessity of integrating the work or programs of the different ministries to achieve much needed conservation through integration of planning and development activities in the fields of agriculture, range, forestry, rural water development and veterinary services. The Higher Council for Environment and National Resources (HCENR) came into existence in 1990. The establishment of the council was in response to the country’s internal environmental challenges and in fulfillment of Sudan’s international post UNCED commitments. The council’s main role is coordination between the different ministries, which have protection roles of Sudan’s resources, the manner of their development and their sustainable use. The council is under the minister of Environment and Tourism. The creation of the ministry is the response of Sudan Government to commitments arising from the UNCED. The present need in terms of legislation is to advance the protection of resources phase into a phase of conservation and sustainable use. An initial step has been made in this regard by the promulgation in March 2000 of the Environmental Policy Act. The new act is now in force. The new law empowers the council with additional coordinating roles, requires that environmental impact assessment be part of the planning of big development projects and stipulates that environmental awareness becomes incorporated into the general and higher education curricula Policy and administration framework could get legitimacy from the above mentioned government machine controlling frames in the Interim Federal Constitution, ESPA, State Constitution, Local Government Act and state and locality legislations While there are wide spectrum of federal, state and locality levels frames and policies affecting environment, the responsibility for policy development and management lies with the Federal/state/locality. The state can set November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework 24 operational and strategy plans for environment and their management. However, many federal institutions are operating amongst the state institutions in the state (Johnston 2009). At the state level, Fisheries Administration structures are under the umbrella of the State Ministry of Agriculture. Other important institutions in the fisheries sector are the Fisheries Training Institute and the Fisheries Research Centre. The Fisheries Training Institute in Khartoum is one of the specialized training facilities within the Ministry of Animal Resources and Fisheries. Fisheries extension services are coordinated with the Extension Administration within the Ministry of Animal Resources and Fisheries. The Fisheries Research Centre is an applied research body under the Animal Resources Research Corporation of the Ministry of Science and Technology. The Fisheries Research Centre is present in Port Sudan with the Red Sea Fisheries Research Station in Port Sudan (Saeed 2006). Other stakeholder institutions and organizations include universities, nongovernmental organizations, regional organizations such as PERSGA and the Indian Ocean Tuna Commission (IOTC), fisheries companies, the Fisheries Trade Chamber, fishermen unions and cooperatives, and fish and shellfish farmers. The overall management of protected areas (by law) is lies under Wildlife Administration which mandated to the management of protected areas and get its legitimacy from Wildlife Protection Act, (1936), amended in (1987). The administration is belonging administratively to the Federal Ministry of Interior and has military criteria and disciplined by the regulations of the police forces and has any kind of horizontal or vertical relations with both Federal Ministry of Environment and The Higher Council for Environment and National Resources nor the State Ministry of Environment and Tourism. These not harmonized relations contribute to inefficiency of the administration at the institutional framework. Despite the fact that, the Dungonab Marine Protected Park is declared as federal protected area by presidential decree on 13th October, 2004 and published in Sudan gazette in 2006. The presidential decree is based on Article NO. 6 of Wildlife Protection Act, and still the Act does not including any wording that refers to the protection of marine environment as the Act is originally designed for protection of the terrestrial parks. Therefore, making the required amendments to Act is critical to Wildlife Administration to perform its responsibilities in protection of marine parks. Meanwhile the Fisheries Administration performs different management measures in isolation and without any kind of significant coordination mechanisms with Wildlife Protection Administration although both of them are operating on the same ground, at least in Red Sea State. These measures, include the following technical measures: regulation of access: licensing local fishermen and fishing craft and issuing special permits for foreign vessels subcontracted to Sudanese counterparts, mesh size regulation, banning of certain fishing methods, legal prohibition of use of explosives, poisons and spear guns in fishing, catch restrictions on certain species (as currently the case with sea cucumber). The Fisheries Administration is also responsible for capacity building of local fishers: training, extension, improvement of fishing boats, establishment of November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework 25 boat and engine maintenance workshops, and supply of other services. It is also responsible for managing closed seasons, which apply to shrimp grounds where fishing is not allowed from mid-March to mid-August, coinciding with the breeding season. In addition, there is input control through a vessel and fishing gear registry. The Import of fishing gear and craft needs initial approval and specifications approval. There is also output control, e.g. specifying in the agreement the total allowable catch of finfish and shrimps by foreign contracted vessels. There are no fish quota arrangements for artisanal craft (FAO 2009). Implementing these measures is the responsibility of the Wildlife Administration and Fisheries Administration jointly with other agencies including the Marine Security, Navy performed very weak some inter-agency communication about illegal fishing and new control measures. However, routine inspection collaboration does not readily occur. Sudan, legal and administrative framework pertains to conservation protection of environmental assets required intensive revising and institutional harmonization as well as mainstreaming in all government controlling legal/policy and administrative package in coherent coordinated manner. 5- Environmental and Social Management Framework 5-1 Methodology for preparation, approvals and execution of sub-projects The following sub-sections summarize the methodology that is proposed to be used for preparation, approval and implementation of sub-projects funded under the main RSGA SEM project. 5-1-1 Types of Sub-projects to be supported The RSGA SEM Project would provide support to the local community to establish small low impacts sub-projects to maximize benefits they could gain from nature-based projects. Potential subprojects could include, but are not limited to some of those mentioned during consultations: o Fish processing activities which involves the preparation of fish for direct consumption or for preservation. Traditional fish processing activities include gutting, washing the fish, splitting, filleting, sticking the fish and smoking o Small scale aquaculture activities for production of pearl shells in Sudan o Designation of hiking trails/ camping sites for eco-tourism within the National Parks- this is relevant to site selection in critical habitats o Activity supporting recreational fishing/ snorkeling etc. for tourism purposes: through tent for gathering, jetty and boats o Structure for visitor center built from natural materials o Workshop for women group for producing and selling artisanal products - establish structure from natural materials November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework 26 o Enabling tour guiding through licensing and training, potentially providing boats o Training and certifying community members as rangers Selection criteria for subprojects are outlined below, and further detailed in the PIM:  Community ranking  Positive cost/benefit ratio including environmental and social cost benefit  Sustainability (Eco-system co-benefits, environmental impacts, equity, O&M costs)  Effectiveness (robustness, reliability)  Implementation complexity (public acceptability, sustainable funding sources, capacity of information, technology, supervising staff)  GEF financing not exceeding 125,000 USD for one sub-project to enable a total of two sub-projects per community  Minimal environmental impacts  Final decision is made by PERSGA based on project focal point recommendation 5-1-2 Incorporating EA process into the design of sub-projects The project will take the necessary institutional arrangements to enable public participation in the design of sub-projects. Local community is, therefore, trained to carry out environmental analysis in order to assess potential environmental impacts of sub-projects. They will also be able to acquire technical assistance by requesting appropriate consultants to carry out site specific EA’s for particular types of sub-projects. The governing principle is that the NSC through the NC will work closely with local communities to identify potential environmental and social impacts of sub-projects. The PCU coordinator will assist the NSC and communities in that process. They will be advised to revisit proposals, or setup required mitigation measures in order to minimize any potential environmental impacts to acceptable levels. The EA process will be incorporated into the planning of sub-projects as follows:  Local communities assisted by NSC will identify basic needs and alternative livelihoods, and will present ranked options to PCU for approval  NSC using EA checklists will assist communities and individuals screen sub-projects and identify any potential environmental impacts that would result from project implementation. They may be assisted by a technical consultant if the NSC find this is required. The PCU reviews findings.  If needed, PCU and/or hired consultants will assist communities/individuals to redesign of proposal or integrate mitigation measures as to minimize environmental impacts 5-1-3 Preparation and Application Sub-project ideas will be developed during the first two years of RSGA SEM. Implementation of sub-projects will take place on the basis of the proposed sub- projects’ technical and socio-economic viability as well as environmental November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework 27 sustainability. Sub-project applicants shall be required to provide sufficient data and analytical reports regarding the project prospect, to allow for a detailed evaluation of the prospect. To facilitate the process, a Project Proposal Document should be developed to be used as a template for sub-project application. Eligibility for funding of sub-project proposals will be determined and approved through the project management structure outlined in the PAD, based upon reviews of the proposals submitted and consultation with the local communities. 5-1-4 Appraisal and Approval Once a decision has been made with a sub-project proposal presents the most prospects for a successful alternative livelihood project, the NSC with review by the PCU is responsible for measuring the sub-project against applicable national laws of Environmental Assessment (EA), local planning and approval/permitting procedures, and World Bank safeguards policies. In case of environmental safeguards category B sub-projects, the establishment of an Environmental Management Plan (EMP) is required to describe expected adverse environmental impacts of the project activity and formulate adequate mitigation measures.  Environmental Management Plan  Some activities may have adverse impacts on the natural and social environments requiring a management plan to institute and monitor mitigation measures and take desired actions as timely as possible. An Environmental Management Plan (EMP) should be as simple as possible, clearly describing adverse impacts and relevant mitigation actions. The scale of the sub-project will determine the details of the EMP. For a small-scale sub-project, EMP can be elaborated in a few paragraphs or in tabular format, keeping it as simple as possible with concrete mitigation actions, timelines and responsible persons. An EMP generally addresses the following:  Short description of the sub-project  Analysis of Positive and negative impacts  Mitigation, enhancement, protection and compensation measures in each project development phase  Performance monitoring (i.e. monitoring the operation and maintenance of mitigation measures and their targeted impacts)  Institutional arrangements for implementation, monitoring and reporting Cost estimates for all EMP activities It is important to involve local communities during the development of the EMP since they are likely to be the most affected parties due to the proposed development. Further, traditional and local knowledge is significant and should be used to improve the project design, planning and implementation. In addition, the success of the implementation of the EMP will depend on community support and action. November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework 28 In World Bank funded projects, a standalone EMP is considered appropriate in situations where a detailed environmental analysis is not required. This could be the case if the proposed project would support any park operations in relation to the project activities (Example: rehabilitation of an existing vehicle within DBMPA). Implementation of the EMP should be regularly monitored. 5-2 Environmental and Social Management Framework Sub-project interventions proposed under this project are expected to be small and would not cause negative social impacts. Land acquisition and involuntary resettlement are unlikely and discouraged under the project. However, as a precautionary measure, a Social Management Framework (SMF) has been prepared to address unavoidable impacts that may arise from: (i) loss access to natural resources, (ii) loss of livelihood systems/income opportunity. The framework guides the compensation for lost assets, livelihoods, community property of project affected people in accordance with the World Bank’s Operational Policy 4.12 on Involuntary Resettlement. Stakeholder consultations and social screening during the feasibility stage of each activity will identify and categorize the level of impacts and what modalities need to be followed for defined losses to the project. 5-2-1 Assessments and Documentation  Preliminary Screening During the identification and preparation of sub-projects, NSC though the NC will employ screening check-lists designed for the project. The PCU will review and approve its findings. If displacement of people/right of access to natural resources is expected, a preliminary assessment to identify the types, degree and scale of potential social impacts of the activity will be undertaken via the check-list. In cases where the preliminary assessment indicates that the potential adverse impact of the proposed sub-projects will be significant; these sub-projects are considered ineligible under this project.  Activity Preparation Preparation and design of project activities will be carried out by NSC in direct consultation with local community and PAP’s. The PF prepared particularly for this project has preliminary assessed the PAP’s.. Detailed social assessment may be carried out prior to sub-project execution if needed. Criteria for identifying PAPs should be paid particular attention in order not to include outside users of marine resources. All data should be maintained on computerized data management system to facilitate analysis and M&E. November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework 29 5.2.2- Social Safeguards Monitoring and Evaluation Approach No private land acquisition is expected to take place under this project; accordingly no displacement is expected. Because nature of activities and the approach taken, as well as the exact sites of intervention are not known, NSC with support of the PCU as required will use the screening procedures to identify, assess, evaluate, mitigate and monitor social impacts of each activity/sub-project. NSC will be responsible for screening all of their sub-projects using a check-list to identify possible social impacts related to rights of local community to use natural resources. 5.2.3- Grievance System The PF for this project establishes a conflict mechanism/grievance system that could be adopted by the project implementing agency (NSC/PCU) 5.2.4- Consultation Strategy As mentioned in the project description section, component 1 and 2 of the project are community driven. Component 1 aims at enhancing community participation and capacity building for MMA. Component 2, on the other hand, seeks to manage fisheries resource by adopting the rights based EBM approach and developing alternative livelihoods. Local community, accordingly, will be trained under component 2 to understand and promote the EBM approach. In addition, they will be given the opportunity to participate in the development of sub-projects creating alternative livelihood. Therefore, local community is the main driver of the project, and is the focus of this strategy. As required for informed consultation, NSC will provide PAPs with all activity- related information, including that on potential adverse impacts in a language familiar to and understandable by the PAPs. To facilitate consultation NSC shall:  Prepare for dialogues during activity selection, design and implementation processes, and consult with PAP’s so that they can express their views and preferences freely.  In addition to the communities in general, consult community organizations, community elders/leaders and others with adequate gender and generational representation; and NGOs and groups knowledgeable of issues related communities living within DBMPA.  Consultation will include the activity objectives and scope; the likely key adverse impacts on (and benefits for) communities; communities’ own perception of the impacts and feedback; and a preliminary assessment of socio-economic opportunities which the project could explore and promote in addition to mitigation of the adverse impacts.  Consultation will in general concentrate on the adverse impacts perceived by the communities and the probable (and feasible) mitigation measures, as well as exploring additional development activities that could be promoted under the project. DBMPA/PCU will keep Minutes of these consultation meetings in the activity files and make them available for inspection by November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework 30 World Bank, respective government officials and other interested groups and persons. 5.2.5- Key Impact Areas and Indicators The following major impact areas and indicators are suggested for assessment of PAPs concerns and social risks. a) Cultural Characteristics  Relationships with areas where they live -- relating to cultural affinity with the ancestral lands, existence of livelihood opportunities, etc.  Presence of customary social and political organizations – characteristics indicating internal organization and cohesion of the communities, and their interaction with those of the non-indigenous population.  Interactions and relationships with other indigenous peoples’ groups in the same and other areas.  Presence of organizations, like NGOs and CBOs, working with community development issues, and their relationships with mainstream organizations engaged in community development activities.  Identification of any cultural aspects likely to be affected or made vulnerable because of the proposed development works. b) Settlement Pattern  The extent to which the settlements are physically separated from those of outside DBMPA, indicating interactions and mutual tolerance between the groups.  Characteristics indicating physical organization of homesteads, and the existing community facilities, such as schools, water supply, etc. c) Economic Characteristics  Prevailing land tenure -- indicating legal ownership and other arrangements that allow them to reside in and/or cultivate the lands in their areas.  Access to common property resources -- prevailing conditions under which they may have been using natural resources like forests, water bodies, and others that are considered important sources of livelihood.  Occupational structure -- indicating relative importance of household’s present economic activities, and the extent to which they might be affected or benefited because of the proposed activity.  Level of market participation -- engagement in activities that produce marketable goods and services, and how and to what extent market participation would be affected or enhanced. 5.2.6- Threshold for Environmental Impacts of Project Activities Within the outlined variables of monitoring the sub-projects (activities) which require mitigation measures and monitoring indicators, it is useful to identify guidelines determining whether or not a sub-project may have a significant effect on the environment. This shall be based in part on thresholds of significance. These thresholds are measures of environmental change which are either November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework 31 quantitative, or qualitative but as specific as possible for topics which are resistant to quantification such as aesthetics, cultural resources, and biology. A project which has no effect above threshold values individually or cumulatively shall be determined not to have any significant effect, and a negative declaration shall be prepared accordingly. Projects which have a potential effect above a threshold of significance will require special attention and rating values should be outlines to determine accepted values up to threshold point, stage of absolute damage and imposed health risk to ecosystem or human health. This value rating should be based on baseline survey and current situation of the significance impact up to the threshold rate The rating of impact may use numerical scale, for instance starts from zero to 5, where 5 may represent the threshold point which could be described as the level of impact that could lead to:- Loss/alteration of habitat; Loss of human heritage/culture Impose critical threats to human health The above mentioned criteria could be applicable to activities including impact on air quality, soil quality, quality of biodiversity or solid/liquid waste. The rating leading to threshold points should be determined in environmental studies and site specific EMPs prior to approval of specific activities. It shall be scaled based on international standards and regulations in using and managing the above mentioned elements. For the Red Sea and Gulf of Aden Strategic Ecosystem Management Project, identifying impact rating to thresholds points could be measured based on the levels of allowable standards of  emissions, dust, and suppression of noise  Occupational Health and Safety  Solid Waste Management  Sewage Waste Management  Soil protection and prevention of compaction  Aquaculture pollution management  Waste from fish processing  Habitat degradation from recreational fishing/snorkelling 6- Environmental Impacts Assessment and Mitigation Measures 6-1 Assessment of Project Impacts Although the project is anticipated to have low environmental and social impacts, the sensitivity of the project site within a designated protected area may require that environmental and social management plans be in place. In another words, the overall project outcomes are anticipated to be beneficial from environmental and social perspectives. However, risks associated with implementation of project sub-activities and/or sub-projects inside DBMPA which comprise ecologically sensitive areas of high conservation values, requiring appropriate environmental management. Within the framework of both protected areas, many sub-projects could be implemented that would not have or only have minor negative environmental and November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework 32 social impacts. The following two sub-sections summarize sub-projects that could be considered by communities and are in the “Positive list� of eligible project, and those that could not be considered within the project’s framework and are on its “Negative list�. 6-1-1 Positive List Table (1) shows examples of some positive list projects. Table 1: Positive list of proposed sub-projects Institutional Category Sub-projects Responsibilities  Fish  Activities involve the preparation of NSC for screening and processing fish for direct consumption or for proposal/PCU for review preservation. Traditional fish and approval * as described processing activities include gutting, above washing the fish, splitting, filleting, sticking the fish and smoking   * Aquaculture Small scale aquaculture activities for NSC/PCU production of pearl shells in Sudan   * Ecotourism Designation of hiking trails/ camping NSC/PCU sites for eco-tourism within the National Parks- this is relevant to site selection in critical habitats   * Tourism Activity supporting recreational fishing/ NSC/PCU snorkeling etc. for tourism purposes: through tent for gathering, jetty and boats  * Structure for visitor center built from NSC/PCU natural materials  * Enabling tour guiding through licensing NSC/PCU and training, potentially providing boats  Handicrafts  Workshop for women group for NSC/PCU* producing and selling artisanal products - establish structure from natural materials  Conservation  Training and certifying community members as rangers; 6-1-2 Negative List ESMF has been designed to achieve sound environmental practice providing mechanisms to allow program implementation by screening out or enhancing acceptability of sub-project proposals on the basis of environmental criteria. By a simple process of elimination. Applying the criteria outlined in Sec 5 above, a first step in the screening process could be to identify sub-project activities not suitable for funding. It is recommended that the following types of sub-projects are not financed and therefore should be considered as a "Negative List". November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework 33 Table 2: Negative List of Sub-projects Institutional Sub-project Examples Responsibilities  Sub-projects involve the Irrational land use, land reclamation, NSC to categorize significant conversion or industrial plants, and ports (i.e. projects as not- degradation of critical projects dealing with fragile eligible/PCU to natural habitats such as ecosystem such as mangrove, seagrass confirm as sensitive ecosystems and coral reefs). required*  Activities that could lead to Large scale mariculture and NSC/PCU* invasive species spread aquaculture, agriculture, of/blooming of marine transportation in sensitive areas’ fauna and flora such as activities may lead to import alien algae, crown of thorn, etc. species which impact  Activities involve use of Agriculture projects are not NSC/PCU* toxic/hazardous chemicals environmentally compatible with the area due to Water scarcity, soil nature, and potentially to use fertilizers and pesticides .  Activities that could Advanced fishing gears leads to NSC/PCU* dangerously lead to the increase the catch effort and cause exposure of damage in the sensitive habitats and sensitive/critical/vulnerable bycatch for non-target species. habitats  Construction of large new Roads, public sewage treatment plant, NSC/PCU* infrastructure within airports and marinas. protected areas  Illegal Activities as Identified by article 2 of law NSC/PCU* particularly identified 102/1983. under Sudanese law of 102/1983, law of natural protectorates  Activities result in high NSC/PCU* social impacts such as involuntary resettlement of individuals/households * NSC will ensure that these types of sub-project are screened out at an early stage. PCU will review and approve assessments by NSC Elaboration of an Environmental and Social Management Plan (ESMP)  Environmental and social Management Plan Develop an ESMP that consists of a set of mitigation, monitoring and institutional measures to be taken during different stages of the project (pre construction, construction and operation) to mitigate the adverse environmental impacts, offset them, or reduce them to acceptable levels. The ESMP should propose cost effective mitigation measures, the cost of which should be a part of the project budget. Given that a number of mitigation measures would need to be taken by the contractors during construction, erection and maintenance stages, it is important to ensure that the ESMP is integrated with the bid documents for procurement of contractor services. This is essential to ensure November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework 34 the implementation of the mitigation measures. For category B projects, the site specific ESMP will be prepared by the PCU if the capacity to do so is available. Otherwise a consultant would be hired to do so. The ESMP will be reviewed by the World Bank for final approval prior to implementation.  Environmental Monitoring Plan (EMP) EMP is an integral part of an ESMP, which outlines the specific information to be collected to ensure the environmental quality at different stages of project implementation. The parameters and their frequency of monitoring should be provided along with cost of monitoring plan and institutional arrangements for conducting monitoring. Reporting formats should be provided along with a clear arrangement for reporting and taking corrective action. See below tables of ESMP, mitigation and monitoring. 6-2 Environmental Mitigation Measures By design, the project is expected to have far greater environmental benefits than adverse environmental impacts. The potential adverse environmental impacts from the project are likely to be small and limited. Spatial and temporal distribution of impacts that would result from the project activities, as well as the sub-projects require the attention specially during screening. However, it is recognized that such impacts can accrue into larger impacts if they are not identified early during the planning cycle, and their mitigation measures integrated into the project planning and implementation. The following table provides direct and significant potential impacts due to project actions. As the actual site of intervention and scope of interventions are not known, it is not possible to provide specific impact level category although preliminary identification based on likelihood has been done. The potential main environmental impacts of eligible sub-projects are expected to be minor, resulted from small scale investments (e.g. park signage, checkpoints, guard posts), potential increase in recreational activities of protected areas, and change in natural resource management/use. Mitigations measures will be determined in the ESMP. Given the fact that minimum impact sub-projects are eligible and the level of available fund, such impacts could be mitigated using sensible site selection criteria, good construction practices in harmony with the local culture and diligent management practices in the operational phase. As per the negative list above (Table 2), sub-projects triggering resettlement, physical cultural resources, and other World Bank OPs other than EIA and natural habitats are not eligible for funding under this project. Sub-projects such as small scale aquaculture, eco-tourism, oyster farming, etc., that require mitigation procedures will be defined in the ESMP. Here below, is an example of an initial impact and mitigation matrix. November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework 35 Table 3 below identifies some of the possible environmental impacts that could arise in each selected sub-projects, proposed mitigation measures, responsibilities, and rough cost estimate. As mitigation measures must be taken into account the project design and costs, some aspects of the ESMP do not need a separate budget allocation. However, it is imperative that activities’ costs reflect the incremental effort necessary to fully implement the ESMP. 7- Monitoring Table 4 outlines variables of monitoring of an example of sub-project. Monitoring costs are included within the budgets for the project components and will be budgeted in the goods contracts related to the activities. The site specific EMP will be translated into action on the ground. Contract documents will be incorporated with clauses directly linked to the implementation of mitigation measures. Mechanisms such as linking the payment schedules to implementation of the said clauses will be explored and implemented, as appropriate. 10% of sub- project costs, financed from the GEF grant was initially allocated for monitoring activities within the projects overall budget. 8- Analysis of Alternatives A business-as-usual scenario implies maintaining the status quo of impoverished communities of the selected project sites and doing very little about it, maintaining the current poverty and unemployment situation, and continued exploitation of the MPAs marine resources and unique biodiversity. This option would wrongfully imply that there is no urgent need for improved management of the MPAs or for improving sustainable fish production in the region, that there is no urgent need to introduce alternative livelihoods that can provide sustainable alternative income generation to poor communities with little livelihoods opportunities. Without the project, the following environmental and social impacts would be expected: continued unsustainable marine resource exploitation, continued high levels of poverty and unemployment, continued illegal fishing and/or reliance on governmental aide. On the other hand, this option indicates that all defined potential adverse impact sources during the construction, implementation and operation phases will not occur. Nevertheless, adverse potential environmental impacts identified are very limited as compared to the positive impacts anticipated from the project. On account of the reasons listed above, a no-project alternative should not be considered. 9- Institutional framework for Implementation. The project shall be implemented by PERSGA with a National Coordinator. This will be a senior specialist with experience in project implementation and actively engaged in the project area to support the PCU and chair the NSC and to follow-up on project activities in the country. As such, the National Coordinator will facilitate the activities on the local level, coordinate national stakeholders and activities. Activities on the ground will be implemented through instruments of subcontracts between PERSGA and e.g. consulting firms, NGOs, scientific research centers, etc. which have substantive experience in rights based EBM approaches and community organization for community driven design of livelihood activities. November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework 36 Table 3: Potential Environmental Impacts of selected sub-projects, possible mitigation and cost estimates Means of insurance Institutional and compliance Responsibility Sub-Projects Potential Environmental/Social Possible Mitigation (including Measures Impacts enforcement/ coordination) Eco-tourism activities 4. Air Quality and Noise Air Quality and Noise NC oversees NSC/NC/PERSGA such as construction of Construction Construction construction and Eco-lodge / visitor sites/ Construction may impact air quality Use dust control measures onsite, such as water spraying operation activities and conducts visual camping sites/ trail and generate noise. This results for dust suppression; inspection with the designation mainly from excavation, site grading, Regulate site access; assistance of a vehicle loading and unloading, and Cover lorries transporting friable construction materials representative of the other construction-related activities. and spoil; local community Prohibit open air burning; Maintain machinery and vehicles in good working Contracts and PCU conditions to minimize emissions; and coordinator ensures that contractors Provide adequate protective wear for workers implement Vehicles, boats and equipments must be maintained environmental regularly to avoid any emissions; management Pre-treat gases emitted by boilers and generators; plans/regulations and that Operation Operation contractors perform Potential impacts on ambient air Conserve energy use to reduce fuel combustion; continuous inspection and monitoring of quality would result from odors and Control emissions from wastewater treatment areas of potential gaseous emissions generated by a facility/septic tanks; pollution and/or uses Boilers/Kitchen/Air Compressors with the potential to Wastewater treatment (undesirable result in soil odors), Vehicles and motorized contamination; engines, and Boats Complaints from local community November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework 37 5. Soil Quality and Gourd water Soil Quality and Gourd water contamination contamination Review of tender and Construction Construction bid documents by PCN/NC Impacts on soil quality may result Apply, inspect and maintain temporary/permanent erosion from the following construction and sediment control measures (e.g. silt fences, rapid activities: growth vegetation, erosion control matting) to exposed Site clearance, site grading, areas; excavation, onshore infrastructure, Restrict movement of vehicles to designated tracks; and oil leaks from Operation vehicles/equipment. Maintain periodically vehicles and equipment to prevent Operation leaks; Contamination of soils and Maintain records and procedures for equipment groundwater with oils and chemicals maintenance, handling and storage of liquid fuels and may result from vehicles and chemicals; equipment. Spills and leaks at liquid impoundment areas for fuels, solvents, waste and from infrastructure pipelines, may infiltrate through soil pores, under gravitational forces, and contaminate groundwater aquifers; tourists driving around using four- 6. Waste waster Waste Water Potential generation of waste water Encourage using composite toilet rather than flushing resulting for the project activities ones; and/ or sub-projects during both Use of bio-treatment to prevent land disposal; construction and operation Septic tanks for excess treated wastewater should be lined; November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework 38 Improving Handicraft If small workshops are required to be Proper selection of sites as to avoid damaging natural All stakeholder are NSC/NC/PERSGA constructed, the potential impact can habitat. involved in decision be damage of natural habitats due Ecotourism criteria mentioned above to be applied making Complaints from small constructions and construction Tender document will have to include provisions for site local community waste. specific EMP. MPA zone demarcation If construction of small monitoring Avoiding damaging natural habitat during constructions or All stakeholder are NSC/NC/PERSGA small bases is required minimize it (proper site selection, use mooring system, , involved in decision - damage of natural habitats due use environmentally friendly materials, prepare materials making Complaints from small constructions off-site, etc.) local community Tender document will have to include provisions for site specific EMP. Ecotourism construction and operation criteria mentioned above to be applied. Aquaculture including Water Pollution Site specific EIA and EMP will be developed under Monitoring of water NSC/NC/PERSGA oyster and pearl component 2, and will include: quality Measures taken to minimize pollution (on-site water NC oversees construction and - introduction of alien species quality monitoring, ensure proper design of the operation activities - change biological balance aquaculture, etc.) with representative - bi product waste No alien species are allowed from local -Odor Regular monitoring of species community. Use a warning system with environmental monitoring Complaints from indicators local community Measures taken to treat waste using biological, chemical and physical filters, If aquaculture tanks are utilized, prioritize water re-use after filtration within the tanks Apply best environmental practice to avoid odor and diseases. Apply proper feeding practices November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework 39 Fish Processing Production and disposal of fish waste Implementation of national waste management strategy, NC oversees bycatch, diseases from fish carcasses designation of sites for disposal of biological waste. construction and in enclosed waters. operation activities Encourage catch and release fishing with representative Disposal of fish waste/ fish carcasses from local Disposal of fish waste in the open water for small community in shallow marinas. The dissolved oxygen consumed by the operations Complaints from decomposing fish parts can cause local community Proper Fish cleaning stations to be provided as convenient anaerobic, foul-smelling conditions. places to clean fish and dispose of their waste material Sites Cleanliness Compost fish waste where appropriate Freezing of fish parts for re-use as bait Recreational Fishing/ Damage to sensitive coral reefs Construction of jetties away from sensitive habitats NC oversees Snorkeling/ Diving and habitats from improper site construction and selection for construction Installment of mooring buoys in designated snorkeling/ operation activities diving/ fishing site for boat anchorage. Damage to coral reefs from boat Complaints from local community anchors. Waste disposal in sensitive areas Waste management strategy applied from tourist activities Waste from jetty construction November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework 40 Table 4. Variables of monitoring of a sub-project example. Mitigation Mitigation Measures Monitoring Monitoring Implementing Monitoring Monitoring Aspects Indicators Methods Agency Agency Frequency Reduce Construction Phase: Complaints from  Monitoring  Contractor PCU Daily/Week emissions, local community and devices to during ly dust, and  Covering waste disposal trucks with tarpaulins occupants ensure ecotourism suppression of compliance of structures/ecol noise  Ensuring that ambient air quality limits are not Dust deposition on noise and odge exceeded: vehicles and machinery should vegetation and rocks emissions construction comply with emission standards. Loud noise can be  Field  PCU during  Construction activity noise levels will be heard from a distance observations operation maintained below limits. phase Change in natural  Interaction  Personnel and workers operating on site will be habitats within with local equipped with hearing and breathing protection ecolodge community: use gear. surroundings indigenous knowledge to understand Operation Phase: impact on wildlife  Adopting composting practices to reduce the amount of solid waste produced and reduce the need for waste collection vehicles. Occupational Construction Phase: Complaints from  Construction  Contractor PCU Monthly Health and laborers, occupants, site inspection during Safety  Compliance with General rules and regulations and local community ecotourism on Occupational Health and Safety.  Review of structures/ecol incidents odge  Provision of protective gear for workers records construction including helmets, boots, gloves, masks, and Number of November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework 41 earplugs. incidents/accidents  PCU during operation  Provision of first aid kit at work sites and Adoption level of phase necessary information on rescue during OHS emergency.  Prohibiting admission of children, guests, or dependents of legal employees or underage workers to construction site.  Provision of appropriate training and emergency response procedures. Operation Phase:  Provision of fire extinguishers and first-aid kits in the ecotourism structures/ecolodge and camp sites.  An operational manual will also be developed for the building facilities management. Solid Waste Construction Phase: Complaints from  Construction  Contractor PCU Weekly Management local community site inspection during during  Construction waste will be stored and disposed and occupants ecotourism constructio of in an environmentally safe manner. structures/ecol n phase odge  A suitable location will be designated for the construction safe storage of construction waste onsite. The Improper disposal of designated location should be void of waste products PCU during vegetation, natural habitats, and distant from operation depressions or surface drainage. phase  Use of natural materials (e.g. palm trees) where November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework 42 possible  Onsite waste shall be covered with tarpaulin to prevent dust clouds from forming.  Waste will be carted away from the onsite storage location to a location identified by for filling purposes. Operation Phase:  Spaces should be designated for on-site separation for paper, glass, aluminium, steel and plastics.  Adopting a garbage prevention strategy: recycle for reuse or recycled back into the environment through biodegradation where possible  Final disposal of waste through landfills should be remote from population and properly designed in accordance with global and national specifications. Sewage Waste Operation Phase: Construction  Review of PCU PCU Annually Management specifications and tender and  Adopting composting strategy of solid sewage infrastructure design contractor bid waste and use compost for greenery. documents  Use of composting toilets not flush toilets.  Ecotourism Improper disposal of structures/  Recommended use of biological treatment waste products Ecolodge site technologies of sewage waste that does not inspection involve land disposal. November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework 43  Recommended use of biological systems to Soil and water quality  Water and soil purify wastewater. measurements quality reflecting monitoring  Recommended use of pit latrines during the Contamination of construction stage of ecotourism structures and nearby areas from in the remote camping areas. Pit latrines should sewage waste not be located in runoff areas, in depression, or products. near water resources. Soil protection Construction Phase: Indication of rill or  Field  Contractor PCU Weekly and prevention inter-rill erosion observations during during of compaction  Soil removed through excavation should be ecotourism constructio used as back filling or immediately removed Soil compaction  Complaints structures/ecol n phase and from the project. during construction from local odge periodically or operation community construction during  Any excavated soil remaining temporarily on project site should be placed in proper location and Disruption of  PCU during operation covered using tarpaulin. vegetation and operation wildlife phase  Construction should be avoided during periods of anticipated rainfall to prevent any soil erosion. Operation Phase:  Use of existing paths for transportation and avoiding the creation of new routes that would disrupt vegetation, wildlife and compact soils.  Limit the use of vehicles in the region to reduce soil compaction and ecosystem disruption. November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework 44  Reduce dependency on vehicles for services Aquaculture Construction phase: Complaints for locals  Field  Contractor PCU/NC Daily pollution observations during management  Cages should be fixed by proper mooring Disturbance of construction system marine life stage  Care should be given during installment to prevent physical damage (experienced divers) Operation Phase:  Measures to minimize pollution (on-site water quality monitoring, ensure proper design of the aquaculture, etc.)  No alien species are allowed  Regular monitoring of species Change of water quality  Use a warning system with environmental monitoring indicators weekly  Water quality  Measures to treat waste using biological, monitoring chemical and physical filters, prioritize water re-use  Apply best environmental practice to avoid odor and diseases.  Proper feeding practices Waste from Operation phase: Complaints from  Field  PCU/local PCU/NC Quarterly fish processing local community on observations community November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework 45  Proper waste management odor/contamination  Incident report  Implementation of national waste management Presence of Fish strategy, designation of sites for disposal of related diseases in  Violations biological waste. enclosed bays, marinas  Water quality  Occupational Health and Safety Standards monitoring applied Incorrect disposal of waste products Habitat  Construction of jetties away from sensitive Complaints from  Field  Contractor PCU/NC/local Daily degradation habitats community, local observations and PCU community from operators, NGOs, and recreational  Waste management strategy applied tourist.  Incident fishing/snorkel reports ing  Installment of mooring buoys in designated Poor water quality / snorkeling/ diving/ fishing site for boat visibility observed in  Violations anchorage. coral reef areas  Tender document will have to include Observed damage to provisions for site specific EMP. coral reefs and mangroves Presence of unlicensed fishing/ snorkeling operations November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework 46 PERSGA has a good number of experts in environmental and ecological sciences covering all necessary aspects of the ecosystem; biological, physical, chemical and geological. Engineering and maritime expertise also exist in PERSGA. A number of PERSGA staff members have degrees in human sciences but no one has a degree in social sciences. There are degrees in economics, development economics and sustainable development. Besides several staff members have been involved in projects with socioeconomic dimensions. PERSGA has also gained substantial socioeconomic experience through implementing other projects and the training program that it organizes. Several training and outreach activities handling socioeconomic aspects of the ecosystem management have been organized jointly with international organizations such as UNEP, UNDP, UNIDO, WHO, FAO and IMO. In the project structure specific additional training will be provide to PERSGA staff on implementing the safeguard policies in the project.� Regarding to the environmental and social safeguard, the requirement will be the responsibility of the management and evaluation specialist with regards to safeguard reporting. Although PERSGA has strong technical capacity, there is limited experience in working on safeguard aspects of Bank projects. To address any shortfalls, training will be provided at the PCU on Bank safeguard policies and on the requirements of the monitoring and the reporting. Monitoring of environmental aspects will be carried out by PERSGA environmental specialists to ensure compliance with the site specific EMPs that will be prepared once the sub- projects that have been identified at the project sites, while PERSGA will contract a Social Specialist to conduct the monitoring of the social aspects of the project. The designated M&E staff within the PCU will be responsible for the overall monitoring of safeguard compliance. 10- Public Consultation and Participation 10-1 Consultation Strategy As indicated in the Project Appraisal Document the project will be managed through a Regional Steering Committee, a PCU and National Coordinators with strong ties to National Steering Committees. This insures smooth flow of information in both ways between the community and the managing bodies of the project. A basic step in this regard is public consultations with the local communities and all other relevant stakeholders during the screening process. These consultations should identify key issues and determine how the concerns of all parties will be addressed. The concerns of local people, vulnerable and marginalized groups must be taken into account fully in sub-project planning. To facilitate meaningful consultations, PERSGA SEM subproject planners will provide all relevant material and information concerning the sub-projects in a timely manner prior to the consultation, in a form and language that are understandable and accessible to the groups being consulted. Once a proposed subproject has been reviewed by qualified PERSGA SEM staff and approved, the PERSGA SEM will inform the public about the results of the review. For all sub- projects that will be implemented at the community level, the PERSGA SEM will be responsible for disclosing the findings and recommendations of the November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework 47 environmental and social screening process to the communities. PERSGA SEM staff will be responsible for taking minutes of the public disclosure meetings and will produce and distribute copies of the minutes to offices at the community level. A summary of the outcome of this public disclosure meeting will be posted at appropriate places in communities. To ensure that an appropriate public consultation mechanism is developed: The environmental and social screening process includes such a requirement; 1- Development of individual sub-project ESMP (if required) include such a requirement; 2- Once the sub-project activities have been cleared by the PERSGA SEM PCU, the PERSGA SEM PCU will inform the communities about the results of the review through the NC; 3- In the context of the Monitoring Program, the PERSGA SEM PCU supported by the NC will undertake both compliance monitoring and effects monitoring throughout the subproject cycle. Table 5. below explains the set up of these consultations Table 5: Set up of consultations Phase role Responsible body Design phase - through environmental Project coordinator with the community checklists, assist each participant to identify committee/community facilitator potential environmental and social impacts resulting from proposed sub-projects, and to subsequently redesign proposals to avoid such impacts or include mitigation measures Screen proposals - based on environmental National project steering committee and checklists, either approve sub-project approved by project coordinator proposals for implementation, or stipulate that an EMP is necessary Draft an EMP if necessary National project steering committee and approved by project coordinator Review and approve EMP and Project coordinator implementation arrangements Monitoring the implementation of sub- National project steering committee and projects project coordinator 10.2- Public Consultation and Disclosure Public consultation as part of the environmental screening and environmental assessment process is critical in preparing an effective and sustainable sub-project. This requirement is complemented by the participatory planning process that is November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework 48 followed by the PERSGA SEM at the community level when sub-projects are being identified. Being a participatory project, beneficiaries are expected to be directly involved in the whole project cycle right from the design stage to implementation and monitoring. Consultations were conducted with key stakeholders from the two villages within the DBMPA. The group included (26) fishermen and (2) security officials in Mohammed Goal village and (29) fishermen and (1) security person in Dungonab village. In addition, at least two fisher women and representatives of fishers cooperatives attended community consultations meetings. Some discussions were conducted with sub-tribal leader, locality commissioner and national organization operating in the area in addition to some women and youth groups. The consultations came up with the following findings. The community showed interest in participating in project sub activities phases from designing to implementation and monitoring of sub activities and nominated their representatives for each phase. From the discussion raised during the consultations process, the community was found to be aware about the project suggested sub-activities and their impact. The community will be involved in management and implementation arrangement of the project and they recommended initiating proposals of different committees pertaining to each stage of the project sub activities, as mentioned in the Process Framework. Also the local authorities pledged to give full support in the area to giving legitimacy to proposed community committees by issuing local ordinances as well as availing their premises to the community meetings and facilitate any further consultations and disclosure of the project document through local media and dissemination events. Moreover, the commissioner nominated Etabye association, local NGO operating in the area to participate in facilitation of the project sub activities as they have good experience in community mobilization, advocacy and conflict sensitive programming. Separate meeting were held with the mentioned NGO and they expressed their enthusiasm for the project and were found to be of added value to community participation in the project through their effective connections with community. Most of the NGO members are originally from the project area, thus, they could facilitate communications with members of the community who are non-Arabic speakers. Women groups showed interest in participating in artisanal fishing training and other alternative livelihoods identification, particular, in Mohommed goal, based on the experience gained from other projects. Details of the consultations can be found in Annexes (IV, V and VI). 11- Subprojects Monitoring and Evaluation Environmental monitoring needs to be carried out during all phases including operation and maintenance of sub-projects in order to measure the success of the mitigation measures implemented. Monitoring provides opportunities: November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework 49 1- To alert PERSGA SEM and provide timely information about the success or otherwise of the ESMF process, to enable changes to be made to the system, if required; and 2- To determine whether the mitigation measures set out the sub-projects have been successful. Subproject design must include a monitoring framework, together with indicators. The responsibilities for monitoring and evaluation of the mitigation measures adopted under the sub-projects would be assigned as follows: The PERSGA SEM will be responsible for the implementation of the monitoring framework and reporting of feedback throughout the life of the subproject, specifically: 1- Monitoring of the environmental and social assessment work to be carried out; 2- Monitoring of environmental issues and the supervision of any works during the implementation process 3- Monitoring of environmental issues during operations and maintenance of any infrastructure and facilities when handed over to communities after implementation; 4- Submission of monitoring reports to the PERSGA SEM for review. 5- The report will include inter alia progress towards achieving the overall project objectives and specific objectives of the sub-projects using indicators identified by the community with support of PERSGA SEM technical staff. The reporting may be as appropriate on monthly, quarterly and annually basis. This monitoring and reporting will be supervised by trained PERSGA SEM staff, under the supervision of the concerned project body. Members of the community, through their representatives, may undertake (after training) both compliance monitoring and effects monitoring. This will be done throughout the sub-project cycle namely: 1- During the planning phase, communities will participate in the identification of indicators for monitoring the mitigating measures; 2- During implementation phase, monitoring the execution of any works with respect to environmental aspects, 3- During operation and maintenance phase, the overall environmental monitoring (including monitoring human-natural resources conflict) and alerting on any emerging environmental hazards in conjunction with the ongoing sub-project activities. Communities will pass on their observations and concerns through the local PERSGA SEM Project staff. November 2012 RSGA Strategic Ecosystem Management Project, Environmental and Social Management Framework 50 References ACORD, (2003), “An Evaluation for local Structures in Haliab Province�. ACORD, (2009), “Impact assessment for Dongonab public Awareness Project� Unpublished Report. Bahaeldin Taha, (2010) “Environmental Impact Assessment of the Landing Sites� Recovery of Coastal Livelihoods in the Red Sea State of the Sudan through the Modernization of Artisanal Fisheries and the Creation of New Market Opportunities, UNIDO, Project. Department of Planning, Red Sea State, (2010) “Villages Profiles� Unpublished Report. (Dr. J. Kemp et al), (2002), “Survey of the Proposed Marine Protected Area at Dungonab Bay and Mukkawar Island, Sudan, PERSGA Project (Dr. J. Kemp et al), (20080, “Ecological patterns and status of the reefs of Sudan� Dr. Jeremy Kemp, (2004), “Strategic Action Programme for the Red Sea and Gulf of Aden, PERSGA Project�. Paul Harrison and Melita Samoilys, (2007), IUCN, “Village Environmental Management Plans (VEMPs) for Dungonab Bay and Mukkawar Island National Park�. PERSGA, (2012), Project Document, “Red Sea and Gulf of Aden Strategic Ecosystem Management GEF Project�. PERSGA, (2004), “Dungonab Bay–Mukawwar Island Proposed Marine Protected Area Site-Specific Master Plan with Management Guidelines�. UNDP, (2009) “Red Sea State Situation Analysis�. Unpublished Report. UNIDO, ( 2010), “Recovery of Coastal Livelihoods in the Red Sea State of the Sudan through the Modernization of Artisanal Fisheries and the Creation of New Market Opportunities Project� World Bank Safeguard Policies, http://www.worldbank.org/ November 2012 1 Annex I Environmental and Social Screening Checklist for projects that require the preparation of an ESMP Yes No A Type of activity – Will the sub-project: 1 Involve small-scale aquaculture? 2 Build or rehabilitate any small structures or ecotourism that will result in vehicle traffic, solid or water waste? 3 Be located in or near an area where there is an important historical, archaeological or cultural heritage site? 4 Be located within or adjacent to any areas that are or may be protected by government (e.g. national park, national reserve, world heritage site) or local tradition, or that might be a natural habitat? 5 Be located in an area adjacent or within a critical habitat? 6 Depend on water supply from an existing dam, weir, or other water diversion structure? If the answer to the questions are yes then for question 4, specific mitigating and chance find procedures should be prepared as part of the EMP For the other questions specific generic mitigating measures that would be adapted for every sub-project , should be prepared, submitted for consultation and disclosure prior to construction B Environment – Will the sub-project: 7 Risk causing the contamination of drinking water 8 Risk causing contamination from oil and/or oil products above 9 Harvest or exploit a significant amount of natural resources such as shallow coral reefs, marine organisms 11 Be located within or nearby environmentally sensitive areas (e.g. intact natural forests, mangroves, shallow coral reefs November 2012 2 Yes No wetlands) or threatened species 12 Produce, or increase the production of, solid or liquid wastes (e.g. water, domestic or construction wastes) 13 Affect the quantity or quality of surface waters (e.g. rivers, streams, wetlands), or groundwater (e.g. wells) If the answer to any of questions 9, 10 above is “Yes�, please include an Environmental Management Plan (EMP) with the sub-project application. The EMP should consist of a mitigating plan, monitoring plan and institutional measures. The sub-project specific EMP should be disclosed in the national entity website prior to starting the construction of the sub-project. If the answers to questions 7,8,11 and 12 is “No� indicating that the output exceeds the threshold rating of 5 (p.30) then the subproject will not be eligible for financing. The EA process will be incorporated into the planning of sub-projects as follows:  Local communities assisted by NC and community organization NGO will identify basic needs and alternative livelihoods,  NC with support of the PCU’s environmental consultant using EA checklists will assist communities and individuals to screen sub-projects and identify any potential environmental impacts that would result from project implementation. Site specific EMPs will determine in greater detail any potential environmental impacts.  While the checklist provides an indication of eligible sub-project to be financed, the site specific EMP will determine the specific environmental impacts at the project level to ensure that the impacts do need exceed the indicated thresholds. The EMP will be reviewed and cleared by the WB prior to sub-project approval.  If needed, NC/PCU and/or hired consultants will assist communities/individuals to redesign the proposal or integrate mitigation measures as to minimize environmental impacts Annex II November 2012 3 Form of sub-project selection Form of sub-project selection Sub- Environmental Yes NO Social Yes No Cost Project review If yes Impact If yes Availability No, Moderate, anticipated Restricted anticipated of Fund mitigation Access mitigation 1 2 3 4 November 2012 1 Annex III Form of screening matrix Sub-Projects Potential Possible Institutional Environmental/Social Mitigation Responsibility Measures Impacts (including enforcement/ coordination) MPA zone If construction of Avoiding PERSGA SEM demarcation monitoring small bases damaging Coordinator/Facilitator Community - damage of natural natural habitat habitats due small during constructions constructions or minimize it Aquaculture -Pollution Measures taken to PERSGA SEM including oyster minimize Coordinator/Facilitator and pearl pollution Community -change biological Regular balance monitoring of -bi product waste species -Odor Measures taken to treat waste Best practice to avoid odor Eco-tourism -Soil and water Measures taken to PERSGA SEM pollution due to waste prevent pollution Coordinator/Facilitator due to waste, like Community proper treatment. Proper litter and -Solid waste and solid waste littering management -damage of natural Avoiding habitats due small damaging natural constructions habitat during constructions or November 2012 2 minimize it -Noise Measures in controlling noise Pollution due to use of energy Using renewable energy as possible and reduce fossil fuel emission Social – increased refuse Regular clean-up Renewable -Soil contamination Provision of PERSGA SEM energy from waste materials adequate waste Coordinator/Facilitator desalination e.g cement and disposal services Community paints…etc. Provide training -Water quality due to in water hygiene handling and use of and proper chemicals disposal of chemicals Appropriate Soil erosion due to sitting construction Safety training -construction accidents and protection equipments November 2012 1 Annex IV Field mission Period from 9 to 16 June 2012 Conducted by Bahaeldin Taha and Abaker Mohmmed After reviewing relevant documents from PERSGA such as Project document and other relevant documents and World Bank OP and categorization of the proposed project and associated sub-projects a series of consultations were done with the following during the field mission 1- Major Nasir Aldin Mohammed Almain from Wildlife Protection Administration Main areas of discussion: - Legislations related to MPA and what legal frame needed for proper management - Capacity of the administration, strength, weakness - How to achieve the functionality of MPA - Pervious interventions and lessons learned such as African Parks Project, particularly in the area of community participation in managing MPA - Involvement of Community in MPA within the context of the Military context of the administration 2- Afaf, UNIDO, women activities focal person - The engagement of women and creation of alternative livelihood based on UNIDO lessoned learned - Options of alternate livelihoods and community preference - How we can replicate this in Dungonab 3- Dr. Abdellah Nasir, Marine Research Institute - The importance of raising the awareness of community and the role of academic institutions - Studies supporting conservation and sustainability - Exchange of academic paper 4- Mamduh Ahmed, Fisheries Administration. November 2012 2 - The role of the administration in organizing the fishermen cooperatives - Developing the sector capacity to achieve sustainability of the marine resources - How the administration can support the MPA concepts - Their complementary role with wildlife administration in protection and conservation and rooms for coordination 5- Ohaj Said, DG, Ministry of Environment and Tourism -The coordination between the different stakeholders 6- Isa Hamad Shiekh, commissioner of Gabiet Almaden Locality, Mohammed Goal - The role of locality in achieving the MPA functionality - Activating local ordinances in favor of achieving MPA - Alternative livelihoods and their ranking by the community. - Supporting activities contributing to MPA, youth, women, popular committees 6- The above mentioned subjects also discussed with Locality Director 7- Abdeallah Ahmed, Khalij Pearl Company- Dungonab - Background on aquaculture - How the accumulated experience could support activities towards achieving MPA - Providing training to communities 8- Mohamed Goal Major and community representatives - How the community could support and help the MPA - What are the suitable alternative livelihood for the fishermen in case they enforced to stop fishing or limitation of fishing ground - The role of their community organizations 9- The same issues were discussed with Dungonab Mayor 10- We had some spontaneous discussions using PRA in ranking the alternative livelihoods with groups of youth in the market, café, restaurant and also exploring their views on November 2012 3 - Youth interests - The importance of having MPA in their home and how they could benefit from that. - Opportunity of jobs creations - The African Parks experience The main findings of these consultations can be summarized in following points: -Community showed understanding of the importance of having MPA and potential opportunities which could be generated from the project in terms jobs and alternate livelihoods despite the limitation of fishing ground that might occur due to the implementation of MPA master plan -Community were aware of the benefit of zonation advantage as they practice type of seasonal zonation for fishing based on their indigenous knowledge on different species breeding time and how to avoid overfishing in some area to conserve their assets - Community preference of alternate livelihoods is differ based on ages segments such as women prefer income generation support while youth prefer jobs such as MPA guards with the Wildlife Administration -Community has the good experience in what viable alternate livelihoods based on their experience gained from African Park project and they are aware of limitation of each option such as marketing constraints facing Oyster production November 2012 1 Annex V Public Consultation for Grievance System in DBMPA, Sudan August 2012 This Project proposed to generate marine protected areas in the countries of the Red Sea and the Gulf of Aden region, and the project will be implemented by PERSGA and financed by the World Bank. This project in the Sudan targets Dungonab marine protected area, which starts from Sheikh Aukut in the south and extended to Shan'ab in the north. Mohamed Qol & Dngonab villages, are within Gabait alma'din locality. Environmental & social study was conducted and to complement the project financing requirements, a mechanism for involving communities of Dungonab MPA, in the implementation and follow-up of the project is needed, such as their involvement in the project design, to achieve sustainable eco-system and livelihoods, through community participation in:- the management of The MPA, creating alternative livelihoods and mitigate the adverse impact of competition on resources, whether inside community or competition expected by other communities with the communities of the MPA, (such as migration of the local fishermen from other communities to the MPA during najil fishing season).  Implementation and follow-up committees:- After reverse of above Background to communities of Mohammed Qol and Dungonab villages, and answering their inquiries, procedures to configure committees follow-up and implementation of the two villages are started as follows: -  Implementation and follow-up committees in Mohamed Qol village: - Dated 08.27.2012, 9 am- meeting with the community of Mohamed Qol village held at the fishermen Union Association office Number of (26) fishermen and (2) of security people attended the meeting (Appendix1): Implementation and follow-up Committee at Mohamed Qol village level formed from a number of (7) members (Appendix 2). implementation and follow-up Committee on Gabait alma'din locality level formed from the number (4) members are the mayor and other (2) of village community (Appendix 3). November 2012 2  Implementation and follow-up committees in Dungonab village: - At 11 am -meeting with the community of Dungonab village Held at mayor rest:- Number of (29) fishermen and (1) security person attended the meeting (list 4): Implementation and follow-up Committee at Dungonab village level formed from a number of (7) members (list 5). Implementation and follow-up committee on Gabait alma'din level is composed of (4) members- the mayor and a number of (2) of the members of the village committee (list 6) The commissioner of Gabait alma'din locality nominated Etabye association as NGO to participate in the resolution of conflicts, and the projects coordinator in the association is contacted and they agree to act as a mediator. Finally the grievance mechanism are the two level committees configured in Mohamed Qol & Dungonab villages, the word grievance is not mentioned in the two meetings but we used the words competition on the MPA resource tacitly, to avoid an expected misunderstanding due to sensitvity of the word grievance at least at this stage. November 2012 3 List 1: The meeting attendance for fishermen in Mohamed Qol village :- 1- Ali Wagy Mohamed 2- Sulieman Mohamed ahmed 3- Hassan Easa 4- Easa sarur 5- Ali taha Easa 6- Mohamed ali wagy 7- Hassan ahmed ali 8- Hassan Easa Hassan 9- Ahmed musa magzob 10- Hassan Mohamed osman 11- Ali ahmed alla gabu 12- Oshiek koki 13- Husien easa karkar 14- Hashim Mohamed ali wagy 15- Taha abdelgadir taha 16- Modathir Hassan 17- berieb husien berieb Mohamed 18- Husien mahmoud herein 19- Mohamed Hassan hamd 20- Ahmed abuahmed motwakil 21- Tahir ahmed alla gabu 22- Abdalgadir oshiek 23- Easa taha easa 24- Sidy karshon 25- Osman ali sarur 26- Ali abu hamd motwakil November 2012 4 List 2:- Implementation and follow-up committees in Mohamed Qol village: Committee Members at village level: 1- mohamed ali gubcan 2- abdalgadir taha easa 3- hamd totoy 4- alhassan Mohamed adarob 5- easa sarur 6- wagy ali gubcan 7- Babiker airab Mohamed ahmed List 3:- Implementation and follow-up committees in Mohamed Qol village: Committee Members at locality level: 1- Ali wagy Mohamed 2- Abdalgadir oshiek 3- Administrative officer of locality List 4:- The meeting attendance for fishermen of Dungonab village: 1- Esaib Easa Gamia 2- ali easa hamd 3- Mohamed esaib Hassan 4- musa Mohamed hamid 5- easa hamid husien 6- Mohamed musa Mohamed hamid 7- magdy Ibrahim 8- Mohamed nour hamdoy 9- Mohamed andeel easa 10- ahmed Mohamed husien 11- yaslum Mohamed easa 12- hashim ali nakashop November 2012 5 13- bakash abu amna Hassan 14- Mohamed easa hamid husien 15- hamdoun ahmed hamd 16- jamia rahma oshash 17- jamia easa jamia 18- Mohamed abdalrahim daneen 19- easa adarub Mohamed 20- ahmed ali nakashop 21- easa ali nakashop 22- husien easa adarub 23- ahmed esaib Hassan 24- hamd ali hamd 25- hamid rahma husien 26- Mohamed sherif adarub 27- hamd aaleeb okier 28- hamd okier mansour 29- mahmoud easa nakashop List 5:- Implementation and follow-up committees in Dungonab village: - Committee members at village level: 1- Esaib Easa Gamia 2- magdy Ibrahim hamd 3- Mohamed ahmed krai 4- ali easaib hamd 5- Mohamed musa Mohamed 6- salih adarub ahmed 7- Mohamed tahir mansour November 2012 6 List 6:- Implementation and follow-up committees in Dungonab village: - Committee members at locality level: 1- easaib easa jamia 2- magdy Ibrahim hamd 3- salih adarub ahmed 4- easa aouly (administrative officer in locality) November 2012 7 Annex VI Consultations with Local Communities in Dungonab and Mohammed-Qol, on The Process Framework and the Social and Environmental Management Framework of the Red Sea and Gulf of Aden Ecosystem Management Project December 2012 Based on the review of the document of the Process Framework for the social and environmental safeguard of the project, by the World Bank specialists; and based on the observations recorded in the Decision Meeting on the project; and reference to the guidance received from the Team Leader at the World Bank, Mrs. Sophie Hermann, by the project coordinator at PERSGA, Dr. Mohammed Badran who accompanied the consultant Mr. Bahaedin Taha, this report on the consultations with the communities has been prepared to be an integral part of the document of the Process Framework and ESMF for the project 1- Notifying the Communities and Requesting to Convene Meetings for Consultations on the Documents of PF and ESMF The main Consultant of the project on 11 December 2012 through Mr. Nasreldin Elamin, the Director of the of Wildlife Administration notified the local community in Dungonab with the intention to convene a meeting with them. As well on 15 December 2012 through the Commissioner of the Locality, he notified the local community in Mohamed-Qol with the intention to meet them. Both communities welcomed the idea and agreed to meetings during the period 23 – 25 December 2012. 2. Meetings Preparation and Delivery of the Documents of the Process Framework and Social and Environmental Management Framework of the Project; 23 December 2012. The two documents; PF & ESMF; have been prepared, in Arabic Language by Saturday, 22 December 2012, in order to distribute them to the concerned bodies before the meeting. Also, a travel permit from NISS has been prepared by the Department of Protection of the Marine Environment, for the period 23 – 25 December 2012. 2.1- Meeting in the office of the Marine Environment Protection Administration Port Sudan Attendance: Name Representative of Dr. Mohammed Badran: PERSGA Mr. Memdouh Ahmed: Consultant; Mr. Bahaeldin was absent due to health reasons. Mr. Ohaj Saeed Hamid: Ministry of Environment – Red Sea State, DG of Environment. Mr. Nasreldin Elamin: Wildlife Administration, Director of MPAs. Ms. Ekhlass Adam M: Higher Council for Environment, Director of Marine Environment. Meeting Proceedings The objective of the meeting was to finalize the plan and setup the exact order of the meetings with the communities of Mohammed-Qol and Dungonab during the period 23 - 25/2012. The meeting concluded that, according to the World Bank guidance on conducting the consultations, movement must be on the same day 23 December 2012 to Mohammed-Qol November 2012 8 and Dungonab to sit down with representatives from both communities to briefly familiarize them the project and the objectives of the consultation with the communities and to agree on the exact time and place of the extended meeting, the targeted parties and to deliver the two documents of the PF and ESMF of the project to the representatives of the two communities, to be read before the meeting. Thereafter, Omdah of Dungonab, Iesseib Iesa Jammie was contacted regarding the project. The Omdah requested copies of the documents, so we handed him over copies of the documents. Then he nominated Mr. Adam Mohammed Iessa to represent him for today 23 December 2012, and then the Omdah contacted Mr. Adam Mohamed Iessa by mobile phone and explained to him the matter. 2.2- Meeting at the House of Mr. Adam Mohamed Iessa on 23/12/2012 at 2:30 pm. Attendance: Name Representative of Dr. Mohammed Badran: PERSGA; Mr. Memdouh Ahmed: Consultant; Mr. Bahaeldin was absent due to health reasons. Mr. Ohaj Saeed Hamid: Ministry of Environment – Red Sea State, DG of Environment. Mr. Nasreldin Elamin: Wildlife Administration, Director of MPAs. Ms. Ekhlass Adam M: Higher Council for Environment, Director of Marine Environment Attendants from the local community were; 1- Mr. Adam Mohamed Iessa: Representing the Omdah. 2- Mr. Rahama Adam Mohamed Iessa. 3- Mr. Ali Adam Mohamed Iessa. 4- Mr. Abdelgader Iessa. 5- Mr. Karrar Iessa Musa. Mr. Adam Mohammed Iessa received us in his house, and after welcoming and hospitality, he told us about the importance of protected area and its positive impact, which is reflected in the cleanliness of the adjacent beaches. After we were assured that Mr. Adam is aware of the visit objective, we handed him over copies of the documents of the PF and the ESMF in Arabic Language and asked him to read them and inform the community about their contents before the meeting. November 2012 9 It was agreed that the extended meeting with the men and women of the village, will be at the school on 25/12/2012 at 11 am. 2.3- Meeting the Omdah of Mohamed-Qol, Mr. Ali Wajja at the House of the Fishermen at 4 pm. Attendance: Name Representative of Dr. Mohammed Badran: PERSGA; Mr. Memdouh Ahmed: Consultant; Mr. Bahaeldin was absent due to health reasons. Mr. Ohaj Saeed Hamid: Ministry of Environment – Red Sea State, DG of Environment. Mr. Nasreldin Elamin: Wildlife Administration, Director of MPAs. Ms. Ekhlass Adam M.: Higher Council for Environment, Director of Marine Environment Attendants from the local community were; Mr. Ali Wajja: The Omdah. Mr. Ali Abu Hamad. Mr. Ahmed Ali Wajja. Mr. Oshaik Kokai. Mr. Okair Ahmed Ibrahim. Mr. Eltahir Ahmed Allagabou. Mr. Hashim Mohamed Ali. Mr. Wajja Ali Wajja. After hospitality and brief summary to the Omdah and the audience on the project, copies of the documents of the PF and ESMF in Arabic Language were delivered to the Omdah who briefed the communities about the content of the reports. 3- Extended Meeting with the Community in Mohammed-Qol, on 24/12/2012: 3.1- Meeting the Women: in the House of Women Association, at 12 pm. November 2012 10 Attendance: Name Representative of Dr. Mohammed Badran: PERSGA; Mr. Memdouh Ahmed: Consultant, Mr. Bahaeldin was absent due to health reasons. Mr. Ohaj Saeed Hamid: Ministry of Environment – Red Sea State, DG of Environment. Mr. Majdi M. Khalifa: Wildlife Administration, Director of MPAs. Ms. Ekhlass Adam M.: High Council for Environment, Director of Marine Environment. From the Community: No. Name No. Name 1 Mr. Ali Mohamed Wajja, the Omdah 2 Ms. Siedi Hamad Adaroub 3 Ms. Nafisa Arka 4 Ms. Zeinab Musa 5 Ms. Halima Hamad 6 Ms. Hajja Abu Hamad 7 Ms. Amna Hamad Allagabou 8 Ms. Fatima Wajja 9 Ms. Alawiyya Suleiman 10 Ms. Fatima Ali Wajja 11 Ms. Zeinab Abu Hamad 12 Ms. Hajja Hamad 13 Ms. Nafisa Taha 14 Ms. Nafisa Abu Hamad 15 Ms. Mariam Musa 16 Ms. Hajja Mutwakil 17 Ms. Amna Ali 18 Ms. Zeinab Ahmed 19 Ms. Alawiyya Wajja Ali 20 Ms. Fatima Hamdalla 21 Ms. Najlaa Salah 22 Ms. Aisha Elamin 23 Ms. Deisha Ali 24 Ms. Ammouna Hamad 25 Ms. Fatima Elhaj 26 Ms. Mariam Ali 27 Ms. Nafisa Ali Wajja 28 Ms. Hadiga Hamad 29 Ms. Mariam Ali Hasan 30 Ms. Zeinab Hashim 31 Ms. Shama Idrees 32 Ms. Zeinab Elssamani 33 Ms. Mazhahir 34 Ms. Fatima 35 Ms. Hawwa Iessa 36 Ms. Amna Musa Hemrour 37 Ms. Rayya Mohamed 38 Ms. Sitti Tahir 39 Ms. Aisha Elssamani 40 Ms. Nafisa Omer 41 Ms. Halima Mohamed 42 Ms. Zeinab Ali Wajja Meeting Proceedings November 2012 11 The Omdah, Ali Wajja opened the meeting. He welcomed this meeting with women to orient them on the deliverables of the project so as to express their opinions. Based on our request, the Omdah explained that the existing associations are Mohammed-Qol fishermen association and the Society of Friends of Fishermen (men and women). And then gave us the opportunity to speak. The Project presentation was as follows: Today we are visiting to present to you a project adopting the approach of the ecosystem based management of the Red Sea and the Gulf of Aden; and to discuss the mechanism of addressing the grievance in the event of emergence of disagreements to avoid negative impacts of the project. It was noted that if the talking is not clear, it could be explain in the local tongue. The women informed that the talking is clear and it can be continued. As a coastal community, your history and your fathers and grandfathers history are associated with the sea and your culture as well, what is acquired and your experience by doing are not less important than scientific qualification. The project is aimed at how to take use of the expertise, information and marine culture to develop an effective management system for protected coastal area based on participation, motivation and dissemination of knowledge about marine resources in the countries of the Regional Organization of the Red Sea and Gulf of Aden, which include, Djibouti, Egypt, Jordan, Saudi Arabia, Sudan, Somalia and Yemen. Protected area does not mean a closed/prohibited area as is prevalent in the general understanding, but in fact protected area is an area with appropriate management aiming at protecting the environment and human benefit. The ecosystem approach harmonizes between mankind and the environment; it is based on the integration of the local culture and history throughout the ages with modern information and scientific discoveries. In the adoption of the ecosystem approach, there should be no contradiction with your environment or culture. The project has four components: - 1- Strengthening management pattern for the protected area and stakeholder participation. 2- Find new mechanisms and patterns to improve income, by developing small-scale livelihood projects in collaboration with you. 3- Adoption of a mechanism for the environmental and social monitoring to find out levels of impact on the environment and community. This includes activities associated with the project or any other activities inside the protected area. For example, small fishing boats may or may not affect the resources, but the social and economic conditions may be affected by the revenues of the project. When working together, we can figure out this by monitoring and surveillance. 4- Project Management: Where the project will be managed by the Regional Organization for the Conservation of the Environment of the Red Sea and Gulf of Aden. Communication with you will be through a national coordinator who will be closer to you. The project will guarantee your participation in the planning, implementation and this requires strengthening your ability to participate in the surveillance/monitoring, data collection and analysis, and understanding their results so as to become strong partners in determining the levels of allowable catch, enforcement and modify of policies if November 2012 12 employment or fish harvesting fish tends to decline. In this context, there are three aspects where your community will play a key role in monitoring the activities of the project, in direct coordination with the Omdah through the National Coordinator of the project, these roles are: (1) the baseline data (2) the environmental conditions and (3) the sustainability of livelihood. Mechanism of Grievance for impacted groups Your life is associated with the sea and the sustainability of the marine environment should ensure the sustainability of the sources of your livelihoods. There are some of you who practices fishing as a primary source of livelihood and if restriction is imposed on fishing in a certain area, there can be expected negative impacts on this group more than the others. Although there is a possible public benefit, there should be a mechanism of grievance and mitigation of the impact on the affected group. Here we are talking about two directions. The first one is between yourselves each other and your local management and the second one is between you and the project. In both directions grievances will be raised, disagreements will be avoided and any negative impacts will be addressed by adoption of laws and the prevailing tribal customs which the project will not interfere to change or hinder. In general, complaints will be looked into and resolved at the lowest possible level (the village) and the Omdah will be the reference. Disputes will be taken to the next higher level only when it is proven that the problem cannot be resolved at the lowest level. Also, it is preferred that resolving of conflicts to take place immediately without delay. However, where complaints cannot be resolved, the affected person, has the right to file his/her grievance to the official administration or the appropriate judicial body stipulated in the relevant national legislation. Resolution of disputes and the mechanism of complaints at the simple level can be managed by the Beja Majlis (council) to address conflicts resulting from different reasons, and the project could be involved in the Majlis on issues related to the project, where the first focal point is the national coordinator National, who will be closer to the local community and interacted with it continuously through the Omdah. The National Coordinator will support what is reached to in the Majlis, in coordination with the local authorities as well as with the support of the PCU in PERSGA. The concept of the marine customary law (marine silif), which is based on the existing customary law of Beja, can be very useful for the Beja communities that depend on marine resources for their livelihood. By doing so, they will be able to formalize the existing rules and practices of the silif, related to the use and management of marine resources, and the allocation and ownership of these resources and bring them in line with regulations that will be developed for the protected area. This customary law can be placed at the heart of the planning processes of the environmental management of the protected area and formalize it by linking to the State laws, Sudan federal laws and the rules and regulations related to the general management of marine protected areas. On the other hand, conflicts arise often as result of differences in perceptions or understanding. For that, a proactive approach will be adopted in an attempt to avoid conflicts before they commence; this includes: a- Dissemination and disclosure of basic information and details of the project as widely as possible. November 2012 13 b- Clarify the eligibility criteria for assistance and clarify the duties and responsibilities of all stakeholders. c- Training the local community to conserve the environment and building the capacities in relation to the value of protected areas, the threats imposed on and the options provided by and the mitigation of their impacts. These implementation arrangements were put in the document of the project Process Framework, and it is important for us that you be aware and familiar with the management patterns that will be implemented to ensure the effectiveness of mitigation measures of affected people. Also, it is important to us to make clear the roles of stakeholders in undertaking measures of grievance and equitable access for every individual/household as well as ways of involving you in monitoring and implementation. To ensure an active role for the local stakeholders during the implementation process, the project can enhance the capacities of the existing community organizations, such as the village development committees, fishermen cooperatives, women's cooperatives and particularly women practicing fishing. The women were asked; are the mechanisms of conflict resolution and grievance clear to them? The audience replied “Yes� As well women were asked whether they agree to that or they have another opinion. Agree, replied the women. Ideas of Alternative Sources of Income Some possible livelihood alternatives have been mentioned within the project, and notification was made on the need for the participation of all, the youth and women to think about this matter. Emphasis was made that the ideas must be applicable, in terms of feasibility/viability and their environmental and social impacts; as well, ideas will be subject to environmental and social studying prior implementation. Activities such as fish processing (cleaning and packaging), manufacturing of fishing nets, training young men and women on tour guiding for eco-tourism and on cultural diversity as a attracting element to tourism and working as guards in the protected area. Some women also spoke to this topic, including: Ms. Nafisa Wajja stated that many of the women were trained on fish salting and there needs to develop this work, such as: - Fishing nets, facilitate access to markets, capacity building in the marketing of the product and improving the benefits of the Zurnbak. Ms. Zeinab Musa stated that many women do not have relationship with the sea, but they need off-sea income-generating projects that would keep them away from working in fishing. She explained that women will think about specific projects in this regard. Ms. Alawiyya Wajja stated that women catch the Arabi fish and make salted fish (Fasikh), there is no local marketing for the salted fish and it is hardly marketed in Port Sudan at very low prices. Place of Disclosing the Project Environmental and Social Safeguard Documents November 2012 14 It was asked about the preferred place for the community to disclose the project documents. The Omdah proposed to board a copy in the Women Association House and another copy in the Youth Center. The attendees agreed on that. Conclusion of the meeting The Omdah, Mr. Ali Wajja talked noting the importance of this meeting with the women and emphasizing the role of women in the village of Mohamed-Qol where women have been trained on fish salting (Fasikh)) and maintenance of fishing nets and requested more support for the women's activities. 3.2- Meeting with Men: In the Youth Centre, at 2:00 pm. Attendance: Name Representative of Dr. Mohammed Badran: PERSGA; Mr. Memdouh Ahmed: Consultant; Mr. Bahaeldin, was absent due to health reasons. Mr. Ohaj Saeed Hamid: Ministry of Environment – Red Sea State, DG of Environment. Mr. Majdi M. Khalifa: Wildlife Administration, Director of MPAs. Ms. Ekhlass Adam M: High Council for Environment, Director of Marine Environment. Local Community: No. Name No. Name 1 Mr. Ali Wajja, the Omdah 2 Mr. Ahmed Omer 3 Mr. Hasan Mohamed Osman 4 Mr. Ali Ahmed Allagabou 5 Mr. Birreib Hussein Birreib 6 Mr. Hashim Ali Wajja 7 Mr. Iessa Hamid 8 Mr. Ali Abu Hamad Mutwakil 9 Mr. Ahmed Hamad Mohamed Hamad 10 Mr. Ahmed Aqod 11 Mr. Siedi Mohamed Adaroub 12 Mr. Mahmoud Nakshop 13 Mr. Ahmed Ali Wajja 14 Mr. Musa Hasan Adam 15 Mr. Hashim Mohamed Ali 16 Mr. Mohamed Osman Abdelgader 17 Mr. Mohamed Hasan 18 Mr. Adam Mohamed 19 Mr. Iessa Mohamed Iessa 20 Mr. Oshaik Ali Wajja 21 Mr. Mohamed Iessa Hussein 22 Mr. Mahmoud Mohamed Hussein 23 Mr. Oshaik Kokai 24 Mr. Mohamed Hamad Mohamed 25 Mr. Oshaik Hashim 26 Mr. Hussein Mohamed Deen 27 Mr. Ahmed Abu Hamad Mutwakil 28 Mr. Mahmoud Musa Mohamed Omer November 2012 15 29 Mr. Elhasan Mohamed Adaroub 30 Mr. Abdurabu Mohamed Hussein 31 Mr. Mohamed Sharif Ali Hamad 32 Mr. Iessa Mohamed Hamad Meeting Proceedings The Omdah, Mr. Ali Wajja introduced us to the attendees and gave us the floor to present the project and the objective of the meeting. The presentation has been done similarly to the meeting with the women. Mechanism of Grievance for impacted groups The mechanism of grievance and addressing of complains in case of disagreements or likelihood of negative. impact of the project, has been presented similarly to the first meeting with the women Then a question was asked whether the mechanism of resolving disputes and grievance is clear? Attendees answered yes Then a question was asked whether they agree to it or there are other views. Attendees answered “agree�. Ideas of Alternative Income Sources Some possible livelihood alternatives have been mentioned within the project, and notification was made on the need for the participation of all, the youth and women to think about this matter. Emphasis was made that the ideas must be applicable, in terms of feasibility/viability and their environmental and social impacts; as well, ideas will be subject to environmental and social studying prior implementation. Activities such as the fish processing (cleaning and packaging), manufacturing of fishing nets, training young men and women on tour guiding for eco-tourism and on cultural diversity as a attracting element to tourism and working as guards in the protected area. Some attendees talked on this issue, of that; Mr. Mohamed Iessa: The protected area has many advantages where breaching of fishing has been stopped. But the population of the area basically depends on fishing therefore alternative sources of income are required. Mr. Adam Merghani: - A large group of persons will be affected by the expected restriction/control that will be put in the protected area. Mr. Hassan Mohamed Adaroub continued that: - We are mainly dependant on sea fishing, Kokian, seashell, fish and others. However, we appreciate finding alternative livelihoods opportunities. We had cooperation with organizations in other projects which provided us with fishing equipment. We hope that the project will build on what we have and continue on improving alternative livelihood opportunities Dr. Mohammed Badran replied that: protected area does not mean complete prevention, but it improves the management for the benefits of the environment and the humans, where the environment is protected and the production is regulated and its effectiveness is increased, in terms of effort and revenues. As for the thinking of the alternative livelihoods opportunities, it is open to you but in the manner previously presented. November 2012 16 Mr. Mohammad Sharif: The population of the area depends on the sea for their livelihood; they go out for fishing in remote areas outside the protected area, according to norms and seasons. We support the regulation of fishing because some species became less or disappear. Sardine (as bait) was there in the landing sites and now it disappeared and this needs regulation of fishing. Dr. Mohammed Badran explained that the first component of the project develops the administrative and regulatory framework for protected area and will largely depend on your culture, and your participation will be the main point at the beginning and will continue during the implementation of the project until the end. The Executive Officer of the Locality, Mr. Iessa Mohammed expressed his delight to see the project procedures in progress, noting that the Locality will support later when the implementation of the project start. Lieutenant, Magdi Mohamed Khalifa stated that the Administration of the Protected Areas will develop a comprehensive management plan for the protected areas with the participation of the local community. Place of Disclosing the Project Environmental and Social Safeguard Documents It was asked about the preferred place for the community to disclose the project documents. The Omdah proposed to board a copy in the Women Association House and another copy in the Youth Center. The attendees agreed on it. Conclusion of the meeting At the end, the Omdah, Mr. Ali Wajja talked about the advantages of the protected areas. He gave an example that before the declaration of the protected area and when foreign boats used to be seen fishing in the area and reported to the authorities we were always informed that they have licenses to fish but after establishing the protected area this phenomenon stopped. The Omdah stated that they are looking forward to the beginning of the project implementation. 4- Extended Meeting with the Community in Dungonab on 25/12/2012. 4.1- Meeting with the men Time and place: the place of the meeting was changed from the agreed upon place, the school to a house near a mourning site of one of the deceased villagers where men and women were gathered . For the same aforementioned circumstances, meeting with men and women were conducted separately. The meeting with men began at about 12:00 noon. Attendance Name Representative of Dr. Mohammed Badran: PERSGA; Mr. Bahaeldin Taha Consultant Mr. Memdouh Ahmed: Consultant Assistant. Mr. Ohaj Saeed Hamid: Ministry of Environment – Red Sea State, DG of Environment. Mr. Majdi M. Khalifa: Wildlife Administration, Director of MPAs. Ms. Ekhlass Adam M: High Council for Environment, Director of Marine Environment. November 2012 17 The Local Community: No. Name No. Name 1 Mr. Iesseib Iessa Jammie (the 2 Mr. Magdi Ibrahim Omdah) 3 Mr. Salih Mohamed Ahmed Hamdan 4 Mr. Mohamed Abdalla 5 Mr. Mohamed Tahir Nourai 6 Mr. Siedi Merghani 7 Mr. Oshaik Abdelgader 8 Mr. Mohamed Hamad Ali 9 Mr. Taha Hamad Mohameddin 10 Mr. Mohamed Musa Mohamed 11 Mr. Hashim Ahmed Mohamed Iessa 12 Mr. Tahir Ibrahim 13 Mr. Ali Jammie 14 Mr. Musa Mohamed Hamid 15 Mr. Ahmed Mohamed Ahmed 16 Mr. Adam Mansour 17 Mr. Hasan Hashim 18 Mr. Iessa Adaroub Iessa 19 Mr. Iessa Mohamed 20 Mr. Hussein Shaiba 21 Mr. Ahmed Arka 22 Mr. Adam Mohamed Iessa 23 Mr. Mahmoud Abdelrahman 24 Mr. Taha Ahmed Karai 25 Mr. Ahmed Mohamed Hussein 26 Mr. Suleiman Mohamed Hussein 27 Mr. Mohamed Nour Hamid 28 Mr. Ahmed Adaroub Hadal 29 Mr. Hamdai Mohamed Okair 30 Mr. Ahmed Mohamed Iessa 31 Mr. Ahmed Ahmed 32 Mr. Jammie Rahama 33 Mr. Rahama Oshash 34 Mr. Mohamed Nour Iessa 35 Mr. Musa Mohamed Rahama Meeting Proceedings Talking started directly upon completion of the arrival of the community members after having breakfast meal. The Omdah Mr. Iesseib Iessa Jammie opened the meeting and welcomed us. Based on our request, he explained that in Dungonab there a Fishermen Association which he chairs. Then he gave us the floor to present the objectives of the meeting and the project. Presentation of the project The presentation has been done similarly to the previous two meetings in Mohamed-Qol but we began the presentation noting that God Almighty has made available this universe for us to benefit from and utilize it for our own interests, but God granted us the mind to properly manage the universe in sustainable way. As well, we mentioned the Omdah Iesseib talking before the meeting about the unregulated exploitation of the natural November 2012 18 resources of the terrestrial environment, where the Aladleib which is grazed by camels began disappearing from the area, drawing the attention that unless appropriate measures are taken, what happened to terrestrial resources could as well happen to the marine resources. Mechanism of Grievance for impacted groups The mechanism of grievance and addressing of complains in case of disagreements or likelihood of negative impact of the project, has been presented similarly to the previous meetings. Then a question was asked whether the mechanism of resolving disputes and grievance is clear? Attendees answered yes Then a question was asked whether they agree to it or there are other views. Attendees answered “agreed�. Ideas of Alternative Income Sources Some livelihood alternatives possible within the project have been mentioned, and notification was made on the need for the participation of all, the youth and women to think about this matter and that new ideas are welcome. Emphasis was made that the ideas must be applicable, in terms of feasibility/viability and their environmental and social impacts; as well, ideas will pass environmental and social studying prior implementation. Activities such as fish processing (cleaning and packaging), manufacturing of fishing nets, training young men and women on tour guiding for eco-tourism and on cultural diversity as a attracting element to tourism and working as guards in the protected area. We came to know that the pearl production company is looking for a partner and a partnership could be established from which the community can benefit. Some attendees commented on this issue, of that are: Mr. Salih Mohammed Ahmed Hamdan: We need to raise awareness on how to protect the environment in the park. Mr. Adam Mohammed Iessa: Welcomed us, and stated that the establishment of the protected area has clear positive impact and there is significant environmental awareness in community, this is reflected in improved cleanliness of the beaches. However, most of the local people depend primarily on income from marine activities; therefore it is needed to find out alternative income during periods of fish breeding and to protect the coral reefs. Dr. Mohamed Badran replied that the project will provide appropriate training on the protection of the environment and you will have an important role in that. There will also be an exchange of experiences between the countries of the region, and we will do our best to adopt environmental protection skills coming out from your culture. Mr. Taha Ahmed: - protected area is beneficial for the citizens and the State, but employment is done based on education, as was the case in previous projects like the project of the African Protected Areas Foundation, where only educated individuals had November 2012 19 been employed and those uneducated did not benefit although the number of educated persons in the community is very limited. This point should be taken into account. Dr. Mohammed Badran: No doubt the opportunities are usually better for those educated persons. But the project will take this point into consideration and seek to provide training opportunities for those uneducated persons (illiterate), even if it needed to provide some basic knowledge to enable them read and write. Mr. Hussein Shaiba: We hope the work to be for the public interest, and our local community needs a lot of benefit opportunities, employment and investment. Mr. Salih Mohammed Ahmed asked how the surveillance and monitoring will be done. Mr. Ahmed Mohamed Iessa asked about the timing of the beginning of the project. Dr. Mohamed Badran replied that monitoring is such like recording fish production, number of boats and fishermen. As well as measurements of environmental variables and conditions of members of the community. Monitoring aims at providing information necessary to maintain the fish stocks and to find out the best conditions for the life of the local community. Some of the community members, after receiving appropriate training, can participate in the monitoring process. The beginning of the project will be immediately after completing procedures; we hope to begin within the next six months in sha Allah. Place of Disclosing the Project Environmental and Social Safeguard Documents It was asked about the preferred place for the community, to disclose the project documents. The Omdah, Iesseib Iessa Jammie and a number of the attendees proposed to poster copies in the school and in the market (Café). Conclusion of the Meeting The Omdah, Iesseib Iessa Jammie repeated his welcoming the visiting team and noted that the protected area is keeping the wealth and the presence of the protected area helps us in protecting our environment. This protected area if properly utilized, can suffice present and future generations. Work of the community in the sea does not affect the sea and the community is aware of the importance of environmental protection. For example, the Dugong is found in the protected area and not in other locations along the coast, and during recent days a Japanese mission found six Dugongs in a single one day. Community fishing is simple and traditional and does not affect. Many fishermen come from other sites to the area in the Grouper season and we do not have the power to protect this resource, and we need support for the protection of the wealth in our environment, residents are dependent on the sea in the absence of another profession. For that, we welcome the project helping us on the sustainability of activities pertaining to the protected area. 4.2- Meeting with Women of Dungonab The meeting was convened in one of the villages’ house, at about 1:30 pm. Attendance: - Name Representative of November 2012 20 Dr. Mohammed Badran: PERSGA; Mr. Bahaeldin Taha Consultant Mr. Memdouh Ahmed: Consultant Assistant. Mr. Ohaj Saeed Hamid: Ministry of Environment – Red Sea State, DG of Environment. Mr. Majdi M. Khalifa: Wildlife Administration, Director of MPAs. Ms. Ekhlass Adam M.: High Council for Environment, Director of Marine Environment. The Local Community No. Name No. Name 1 Ms. Mariam Mustafa Jibreel 2 Ms. Eiman Osman Arki 3 Ms. Madina Mohamed Ahmed 4 Ms. Niemat Iessa Ahmed 5 Ms. Fatima Iessa Hamid 6 Ms. Fatima Ahmed Iessa 7 Ms. Rahma Ahmed Osman 8 Ms. Abda Ali 9 Ms. Zahra Mohamed Ali 10 Ms. Amna Mohamed Hamad 11 Ms. Amna Hamad Mohamed 12 Ms. Shaika Ahmed Basha 13 Ms. Hawwa Abumohamed 14 Ms. Nafisa Tahir Ali 15 Ms. Mariam Hamid Rahama 16 Ms. Todai 17 Ms. Fatima Ali Nakashob 18 Ms. Hawwa Iessa Hamid 19 Ms. Fatima Iessa Musa 20 Ms. Madina Iessa Hamid 21 Ms. Fatima Hamid 22 Ms. Madina Hamad 23 Ms. Hajja Mahmoud 24 s. Amna Ali Nakashob 25 Ms. Amira Ali Salih 26 Ms. Fatima Ahmed Mohamed 27 Ms. Fatima Hussein Mohamed 28 Ms. Hawwa Iesseib 29 Ms. Nafisa Mohamed Ahmed 30 Ms. Fatima Tahir Ali 31 Ms. Fatima Ibrahim 32 Ms. Fatima Hamad Meeting Proceedings After condolences, the presentation has been done similarly to the previous meetings. Mechanism of Grievance for impacted groups November 2012 21 The mechanism of grievance and addressing of complains in case of disagreements or likelihood of negative impact of the project, has been presented similarly to the previous meetings. A question was asked whether the mechanism of resolving disputes and grievance is clear? Women answered “yes� Then a question was asked whether they agreed to it or there are other views. Women answered “agreed�. Ideas of Alternative Income Sources Some possible livelihood alternatives have been mentioned within the project, and notification was made on the need for the participation of all, the youth and women to think about this matter. Emphasis was made that the ideas must be applicable, in terms of feasibility/viability and their environmental and social impacts; as well, ideas will pass environmental and social studying prior implementation. Activities such as fish processing (cleaning and packaging), manufacturing of fishing nets, training young men and women on tour guiding for eco-tourism and on cultural diversity as a attracting element to tourism and working as guards in the protected area. We came to know that the pearl production company is looking for a partner and a partnership could be established from which the community can benefit. Some women commented on this issue, of that are: Ms. Mariam Mustafa, Director of the Women Center of Dungonab which was established in 1969, briefed that the center hosts the Association of Friends of Fishermen which is newly founded. Director of the Centre explained that all women training activities are made in the center and it has a clear program, the center needs to be expanded. Ms. Niemat Iessa asked about the role of women in the protected area. Dr. Mohamed Badran replied that the role of women can be in the monitoring and surveillance, in awareness raising and education and in the alternative livelihood opportunities, including the marketing of production, maintenance fish nets and packaging. A number of attendees pointed out a problem in marketing of salted fish (Fasikh), and stressed the need for raising their capacities in this area and to explore the possibility of coordination with other associations exercising marketing . Some attendees pointed out the importance of involving women in training for ecotourism guides and the injection of pearl oysters, where there is a number of women from the village of a good level of education. Place of Disclosing the Project Environmental and Social Safeguard Documents It was asked about the preferred place for the community, to disclose the project documents. The attendees proposed to have copies in the school and in the market as well as putting a copy in the Women Centre. November 2012 22 Conclusion of the Meeting We thanked the women for the generous welcoming and talking to us and we thanked the Omdah for the support and facilitation he did to let us meet with all groups, despite the incident of mourning in the village. November 2012 23 November 2012 24 November 2012 25 November 2012