Public Disclosure Copy The World Bank Implementation Status & Results Report Research and Innovation in Science and Technology Project (P121842) Research and Innovation in Science and Technology Project (P121842) EAST ASIA AND PACIFIC | Indonesia | Education Global Practice | IBRD/IDA | Specific Investment Loan | FY 2013 | Seq No: 8 | ARCHIVED on 22-Jun-2017 | ISR27107 | Implementing Agencies: Ministry of Finance, Ministry of Research Technology and Higher Education Key Dates Key Project Dates Bank Approval Date:29-Mar-2013 Effectiveness Date:12-Jun-2013 Planned Mid Term Review Date:13-Jun-2016 Actual Mid-Term Review Date:09-Feb-2016 Original Closing Date:31-Dec-2020 Revised Closing Date:31-Dec-2020 Project Development Objectives Project Development Objective (from Project Appraisal Document) To create an enabling policy environment for research and development in science and technology, to improve thepublicresearchanddevelopment institutes’ performance, and to improve science, technology and innovation human resource capacity. Has the Project Development Objective been changed since Board Approval of the Project Objective? Yes Board Approved Revised Project Development Objective (If project is formally restructured)PHRPDODEL To support the government in: (1) improving STI human resource capacity; and (2) strengthening technology transfer, institutional functioning, and data management of public research agencies (LPNKs). Components Name Strengthening the Innovation System and Technology Transfer at Public Research Agencies:(Cost $4000000.00 M) Strengthening Public Research Funding:(Cost $4000000.00 M) Developing Science and Technology Human Resources Capacity:(Cost $80000000.00 M) Project Management:(Cost $7000000.00 M) Overall Ratings Name Previous Rating Current Rating Progress towards achievement of PDO  Moderately Unsatisfactory  Moderately Satisfactory Overall Implementation Progress (IP)  Moderately Satisfactory  Moderately Satisfactory 6/22/2017 Page 1 of 8 Public Disclosure Copy Public Disclosure Copy The World Bank Implementation Status & Results Report Research and Innovation in Science and Technology Project (P121842) Overall Risk Rating  Substantial  Substantial Implementation Status and Key Decisions Overall, project implementation has witnessed improvement since the last implementation review in October 2016, including the cumulative departure of 300 scholars from the LPNKs and MoRTHE for either Master’s or Ph.D. studies abroad, and capacity building of some 1,495 researchers and staff who have participated in a range of national and international non-degree programs. These efforts are key to building Indonesia’s on-going capacity in science, technology and innovation. Implementation plans have been prepared for activities to be delivered in 2017 related to the innovation system, technology transfer, and public research funding, including coordination with stakeholders at the central and regional levels. The PMO has also taken several actions to enhance project implementation, including assigning qualified staff and consultants, providing sufficient budget to support project activities in 2017, conducting monthly coordination meetings under the direction of the DG of ST and HE, and intensifying coordination with Bappenas and MoF to ensure effective implementation, in particular following the project’s restructuring that was completed in February 2017. Risks Systematic Operations Risk-rating Tool Risk Category Rating at Approval Previous Rating Current Rating Political and Governance  --  Substantial  Substantial Macroeconomic  --  Moderate  Moderate Sector Strategies and Policies  --  Moderate  Moderate Technical Design of Project or Program  --  Substantial  Substantial Institutional Capacity for Implementation and Sustainability  --  High  Substantial Fiduciary  --  High  Substantial Environment and Social  --  Low  Low Stakeholders  --  Moderate  Moderate Other  --  --  -- Overall  --  Substantial  Substantial Results Project Development Objective Indicators PHINDPDOTBL  1. LPNK research agency reforms are institutionalized (Text, Custom) Baseline Actual (Previous) Actual (Current) End Target Reforms are Value NA -- In progress institutionalized 6/22/2017 Page 2 of 8 Public Disclosure Copy Public Disclosure Copy The World Bank Implementation Status & Results Report Research and Innovation in Science and Technology Project (P121842) Date 30-Sep-2013 31-Oct-2016 30-May-2017 31-Dec-2020 PHINDPDOTBL  2. Improved regulation on the output-based cost standard for the STI research funding system issued on an annual basis (Text, Custom) Baseline Actual (Previous) Actual (Current) End Target Refined regulation issued based Value NA -- NA on annual review covering research priorities Date 13-May-2011 31-Oct-2016 30-May-2017 31-Dec-2019 PHINDPDOTBL 3. Increased % of Master's and Ph.D. degree holders in LPNK and MoRTHE supported by the RISET Project (Percentage, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 -- 4.00 100.00 Date 30-Sep-2013 -- 30-May-2017 31-Dec-2020 PHINDPDOTBL  4. Master’s degree holders who participate in applied science research programs (Percentage, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 -- 5.00 90.00 Date 30-Sep-2013 -- 30-May-2017 31-Dec-2020 PHINDPDOTBL  5. Ph.D. degree holders who manage or coordinate applied science research programs (Percentage, Custom) Baseline Actual (Previous) Actual (Current) End Target 6/22/2017 Page 3 of 8 Public Disclosure Copy Public Disclosure Copy The World Bank Implementation Status & Results Report Research and Innovation in Science and Technology Project (P121842) Value 0.00 -- 0.00 90.00 Date 30-Sep-2013 -- 30-May-2017 31-Dec-2020 Overall Comments Intermediate Results Indicators PHINDIRITBL  1. National innovation strategy is developed (Component 1) (Text, Custom) Baseline Actual (Previous) Actual (Current) End Target Strategy action plans are submitted for consideration to Value NA In progress In progress the new national research and innovation master plan Date 30-Sep-2013 30-Sep-2016 30-May-2017 31-Dec-2019 PHINDIRITBL  2. National Information System for STI is established and integrated into ministry’s database system (Component 1) (Text, Custom) Baseline Actual (Previous) Actual (Current) End Target STI data is Value Not started In progress In progress collected and reported Date 30-Sep-2013 30-Sep-2016 30-May-2017 31-Dec-2020 6/22/2017 Page 4 of 8 Public Disclosure Copy Public Disclosure Copy The World Bank Implementation Status & Results Report Research and Innovation in Science and Technology Project (P121842) PHINDIRITBL  3. Existing regulations in the STI legal framework are reviewed and modifications proposed (Component 1) (Text, Custom) Baseline Actual (Previous) Actual (Current) End Target Final modifications are proposed Value NA -- Reviews undertaken and submitted for consideration to MoF Date 30-Sep-2013 30-Sep-2016 30-May-2017 31-Dec-2020 PHINDIRITBL 1. Increased number of research programs in LPNKs and MoRTHE focused on higher ranks of the Technology Readiness Level (TRL) (Component 2) (Text, Custom) Baseline Actual (Previous) Actual (Current) End Target Increased number of Value NA -- NA research programs of higher TRL Date 30-Sep-2013 30-Sep-2016 30-May-2017 31-Dec-2019 PHINDIRITBL  2. Strengthened R&D monitoring & evaluation capacity (Component 2) (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 -- 0.00 20.00 Date 30-Sep-2013 -- 30-May-2017 31-Dec-2020 PHINDIRITBL  1. Number of LPNK, MoRTHE, Research Agency staff who have studied overseas as supported by RISET-Project (Component 3) (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 202.00 202.00 422.00 Date 30-Sep-2013 30-Sep-2016 30-May-2017 31-Dec-2020 6/22/2017 Page 5 of 8 Public Disclosure Copy Public Disclosure Copy The World Bank Implementation Status & Results Report Research and Innovation in Science and Technology Project (P121842) PHINDIRITBL  2. Number of participants in RISET-Project’s Non-Degree professional courses and training (Component 3) (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 805.00 1,907.00 Date 30-Sep-2013 30-Sep-2016 30-May-2017 31-Dec-2018 PHINDIRITBL  Direct project beneficiaries (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 -- 1,319.00 2,387.00 Date 30-Sep-2013 -- 30-May-2017 31-Dec-2019 PHINDIRITBL  Female beneficiaries (Percentage, Custom Supplement) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 -- 30.00 28.00 PHINDIRITBL  1. Project implementation and monitoring reports (include financial reports) are completed (Component 4) (Yes/No, Custom) Baseline Actual (Previous) Actual (Current) End Target Value N -- N Y Date 30-Sep-2013 -- 30-May-2017 31-Dec-2020 6/22/2017 Page 6 of 8 Public Disclosure Copy Public Disclosure Copy The World Bank Implementation Status & Results Report Research and Innovation in Science and Technology Project (P121842) PHINDIRITBL 2. Computerized project monitoring database is established, updated, and key information is placed on MoRTHE project website (Component 4) (Yes/No, Custom) Baseline Actual (Previous) Actual (Current) End Target Value N -- N Y Date 30-Sep-2013 -- 30-May-2017 31-Dec-2020 Overall Comments Data on Financial Performance Disbursements (by loan) Project Loan/Credit/TF Status Currency Original Revised Cancelled Disbursed Undisbursed Disbursed P121842 IBRD-82450 Effective USD 95.00 80.00 15.00 37.45 42.55 47% Key Dates (by loan) Project Loan/Credit/TF Status Approval Date Signing Date Effectiveness Date Orig. Closing Date Rev. Closing Date P121842 IBRD-82450 Effective 29-Mar-2013 12-Apr-2013 12-Jun-2013 31-Dec-2020 31-Dec-2020 Cumulative Disbursements 6/22/2017 Page 7 of 8 Public Disclosure Copy Public Disclosure Copy The World Bank Implementation Status & Results Report Research and Innovation in Science and Technology Project (P121842) Restructuring History Level 1 Approved on 30-Jan-2017 Related Project(s) There are no related projects. 6/22/2017 Page 8 of 8 Public Disclosure Copy