Capacity Strengthening for the Implementation of the Minamata Convention in China Project Procurement Plan May 2017 The procurement plan will cover the whole period of the project implementation. The pilot provinces shall update the procurement plan throughout the duration of the project at least annually by including contracts previously awarded. All procurement plans, their updates or modifications shall be subject to Bank’s prior review and no objection before implementation. I. General 1. Project information: Country( China Borrower: The People’s Republic of China Project Name: Capacity Strengthening for the Implementation of the Minamata Convention on Mercury in China Project No: P151281 Project Implementation Agency (PIA): Foreign Economic Cooperation Office of MEP 2. Bank’s approval Date of the procurement Plan [Original : July 22, 2016; Revision: May 5, 2017.] 3. Date of General Procurement Notice: January 13, 2017 4. Period covered by this procurement plan: July 2016- April 2021 II. Goods and Works and Non-consulting services. 1. Prior Review Threshold: Procurement Decisions subject to Prior Review by the Bank as stated in Appendix 1 to the Guidelines for Procurement: Expendit Contract Value Procurement Bank Prior ure (US$) Method Review Category ICB All ICB Goods/IT )=10 million contracts Systems NCB and Non- Remarks: Where All contracts Consultin )=500k - < 10 goods are not >= USD 4 g million normally available million. Services within China, the 1 method of procurement will be ICB even if the contract value is less than USD 10 million. < 500 K Shopping None All contracts N/A DC >= USD 4 million. Notes: ICB: International Competitive Bidding NCB: National Competitive Bidding DC: Direct Contracting NA: Not Applicable 2. Prequalification. Bidders for all ICB works contracts shall be prequalified in accordance with the provisions of paragraphs 2.9 and 2.10 of the Guidelines: NA. 3. Proposed Procedures for CDD Components (as per paragraph. 3.19 of the Guidelines: NA. 4. Reference to (if any) Project Operational/Procurement Manual: NA 5. Any Other Special Procurement Arrangements: Retroactive financing will be agreed under this project. All advance contracts are subject to Bank’s prior review. Payments will be made only for contracts procured in accordance with applicable Bank procurement procedures. 2 6. Procurement Packages with Methods and Time Schedule 1 2 3 4 5 6 7 8 9 10 11 Categor Estimat Estimate Procure Prequ Domesti Review Expect Contrac Ref. No. y Contract ed d ment alificat c by Bank ed t Period (Description) Cost Cost Method ion Prefere (Prior / Bid- (Months (USD (CNY 1, (yes/n nce Post) Openi ) 1,000) 000)* o) (yes/no) ng Date National Level procurement of equipment for pilot laboratories, includes laboratories retrofit for 2017.1 NCB-N1 Goods 990 6435 NCB No No Post 12 installation and 0 operation of equipment in pilot laboratory(activity 2.2.5and 2.2.6) Total 990 6435 3 III. Selection of Consultants 1. Prior Review Threshold: Selection decisions subject to Prior Review by Bank as stated in Appendix 1 to the Guidelines Selection and Employment of Consultants: Expendit Contract Selection Bank Prior Review ure Value (US$) Method Category >= 300,000 QCBS, QBS Firms: All contracts >=USD QCBS, QBS, 2 million; < 300,000 CQS Firms: All SSS contracts >= N/A SSS USD 1 million; Consultan Individual Consultant: All ts contracts >=400 K; N/A IC SSS for individual consultant: All contracts>=USD 400 K Notes QCBS: Quality- and Cost-Based Selection : QBS: Quality-Based Selection CQS: Selection Based on the Consultants’ Qualifications SSS: Single-Source Selection IC: Individual Consultant selection procedure NA: Not Applicable 2. Short list comprising entirely of national consultants: Short list of consultants for services, estimated to cost less than USD500,000 equivalent per contract, may comprise entirely of national consultants in accordance with the provisions of paragraph 2.7 of the Consultant Guidelines. 4 3. Any Other Special Selection Arrangements: Retroactive financing will be agreed under this project. Payments will be made only for contracts procured in accordance with applicable Bank procurement procedures. 4. Consultancy Assignments with Selection Methods and Time Schedule 5 1 2 3 4 5 6 7 8 9 Estimat Estimat Selecti Revie Expected Contrac Remarks Ref. Description of Assignment ed ed on w Proposals t No. Cost Cost Metho by Submissio Duratio (USD (CNY d Bank n n 1,000) 1,000)* (Prior Date (months / Post) ) CN-1 Project official assistant for project Retroactiv management(activity 1.1.1) 100 650 IC Post 2017.07 42 e Financing CN-2 National Technical Advisor for project Retroactiv implementation(activity 1.1.2) 60 390 IC Post 2017.12 36 e Financing CN-3 Technical experts supporting the project implementation: Individual expert for guidance and compilation strategies on five point sources(activity 1.1.3) Retroactiv Individual expert for reporting 99 643.5 IC Post 2017.7 18 e template development, data review Financing and conclusion report drafting(activity 2.1.1) Individual expert for guidance on the capacity building in pilot laboratories(activity 2.2.2) CN-4 Formulation of strategy for Retroactiv management of mercury supply 210 1365 CQS Post 2017.5 18 e sources and trade(activity 1.2&1.3) Financing CN-5 Formulation of strategy for reduction Retroactiv the use of mercury in mercury added e 90 585 CQS Post 2017.6 18 products and PVC production sector Financing (activity 1.4&1.5) CN-6 Formulation of strategy for reducing Retroactiv the emission and release of mercury e 290 1885 CQS Post 2017.6 36 and mercury compounds from coal- Financing fired power plants (activity 1.6) CN-7 Formulation of strategy for reducing Retroactiv 218 1417 CQS Post 2017.6 36 the emission and release of mercury e 6 1 2 3 4 5 6 7 8 9 Estimat Estimat Selecti Revie Expected Contrac Remarks Ref. Description of Assignment ed ed on w Proposals t No. Cost Cost Metho by Submissio Duratio (USD (CNY d Bank n n 1,000) 1,000)* (Prior Date (months / Post) ) and mercury compounds from coal- Financing fired industrial boilers (activity 1.7) CN- Formulation of strategy for reducing Retroactiv 8B the emission and release of mercury e and mercury compounds from waste Financing 560 3640 QBS Post 2017.6 36 incineration facilities and cement clinker production facilities (activity 1.8,1.9) CN-9 Formulation of strategy for reducing Retroactiv the emission and release of mercury e and mercury compounds from non- 130 845 CQS Post 2017.7 36 Financing ferrous smelting facilities (activity 1.10) CN- Formulation of strategy on Retroactiv 10A environment sound management of e 555 3607.5 QBS Post 2017.5 36 waste and contaminated site Financing containing mercury (activity 1.11) CN-11 Formulation of strategy for environmental monitoring and development of environmental and social management framework and 90 585 CQS Post 2017.12 36 social impact monitoring strategy for the implementation of the national strategy (activity 1.12.1,1.12.3) CN-12 Formulation of strategy for health 80 520 CQS Post 2017.9 36 monitoring (activity 1.12.2) CN-13 Formulation of Strategy for research and development and financing requirement and resources for 130 845 CQS Post 2017.12 30 Convention compliance (activity 1.13,1.14) CN-14 Formulation of NIP based on the 200 1300 CQS Post 2017.6 36 Retroactiv 7 1 2 3 4 5 6 7 8 9 Estimat Estimat Selecti Revie Expected Contrac Remarks Ref. Description of Assignment ed ed on w Proposals t No. Cost Cost Metho by Submissio Duratio (USD (CNY d Bank n n 1,000) 1,000)* (Prior Date (months / Post) ) outputs from activities 1.2 to 1.14 and e cover the other articles in Convention Financing (activity 1.15) CN-15 Formulation of Shaanxi Implementation Plan (PIP) policies improvement, IRMS 125 812.5 CQS Post 2017.9 12 running comparison (activity 1.16.1 ,1.17.1,2.1.4) CN-16 Formulation of Hunan Implementation Plan (PIP), policies improvement, IRMS 125 812.5 CQS Post 2017.9 12 running comparison (activity 1.16.2,1.17.2, 2.1.4( CN-17 Formulation of Guizhou Implementation Plan (PIP), (activity 1.16.3) 50 325 CQS Post 2017.9 12 CN-18 Formulation of Tongren Municipal Implementation Plan (MIP), policies improvement, IRMS running 125 812.5 CQS Post 2017.9 12 comparison (activity 1.16.4 and 1.17.3, 2.1.4) CN-19 Formulation of Brochure and video on national strategy for dissemination 150 975 CQS Post 2017.9 24 workshop (activity 1.18.4) CN-20 Development and troubleshooting of Retroactiv National Mercury Information e 140 910 CQS Post 2017.12 24 Reporting and Management System Financing (IRMS) (activity 2.1.2) CN-21 Standards samples gathering for comparison activity in pilot laboratories and development of the criterion for 146 364 CQS Post 2018.3 24 the laboratories establishment based on the experiences in pilot laboratories 8 1 2 3 4 5 6 7 8 9 Estimat Estimat Selecti Revie Expected Contrac Remarks Ref. Description of Assignment ed ed on w Proposals t No. Cost Cost Metho by Submissio Duratio (USD (CNY d Bank n n 1,000) 1,000)* (Prior Date (months / Post) ) (activity 2.2.3,2.2.4,2.2.8) , and capacity building activity in pilot laboratories of the pilot provinces(activity 2.2.7) CN-22 Environmental risk assessment of Retroactiv mercury contaminated site in primary e mercury mine area and closed choler- 450 2925 CQS Post 2018.3 12 Financing alkali manufactory in Shanxi (activitiy2.3.1,2.3.2,2.3.3) CN-23 Environmental risk assessment Retroactiv framework of mercury contaminated e 150 780 CQS Post 2018.3 18 site excluding primary mercury mining Financing in Hunan (activity 2.3.4) CN-24 Assessment on mercury recycling Retroactiv technology of waste mercury-added 420 2730 QBS Post 2018.3 24 e products in two plants (activity 2.4.1) Financing CN-25 Assessment on mercury recycling Retroactiv technology of solid waste from non- e 840 5460 QBS Post 2018.3 24 ferrous melting plants including lead, Financing zinc and copper (activity 2.4.2) CN-26 Propose the emission standard on the mercury emission and release from the 25 325 CQS Post 2018.3 20 waste recycle plants (activity 2.4.3) CN-27 Brochure and video for dissemination workshop on pilot experience in both 130 845 CQS Post 2017.9 12 national level and pilot provincial level (activity 2.5.1,2.5.2,2.5.3,2.5.4( Total 5688 36972 *: The ratio is 6.5 in January 2016. 9 PROCUREMENT China : Capacity Strengthening for Implementation of Minamata Convention on Mercury Project PLAN General Information Country: China Bank’s Approval Date of the Original Procurement Plan: 2016-10-07 2021-10-28 Revised Plan Date(s): (comma delineated, leave blank if none) Project ID: P151281 GPN Date: 2017-01-16 Project Name: Capacity Strengthening for Implementation of Minamata Convention on Mercury Project Loan / Credit No: / , TF / A3198, TF / A3066 M Executing Agency(ies): ercury FECO WORKS Activity Reference No. / Estimated Actual Draft Bidding Bid Evaluation Report Loan / Credit Procurement Prequalification High SEA/SH Procurement Process Draft Pre-qualification Prequalification Specific Procurement Bidding Documents as Proposal Submission / Contract Description Component Review Type Method Market Approach Amount Amount Document / and Recommendation Signed Contract No. Process (Y/N) Risk Document Type Status Documents Evaluation Report Notice / Invitation Issued Opening / Minutes Completion (US$) (US$) Justification for Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned GOODS Activity Reference No. / Draft Bidding Bid Evaluation Report Loan / Credit Procurement Prequalification Estimated Actual Amount Process Draft Pre-qualification Prequalification Specific Procurement Bidding Documents as Proposal Submission / Description Component Review Type Method Market Approach Document / and Recommendation Signed Contract Contract Completion No. Process (Y/N) Amount (US$) (US$) Status Documents Evaluation Report Notice / Invitation Issued Opening / Minutes Justification for Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual NCB-N1 / procurement of eq uipment for pilot laboratories, Development of National includes laboratories retrofit f Single Stage - One / Strategy and Sectoral and Prior Request for Bids Open - National 990,000.00 0.00 Canceled 2017-04-30 2017-05-05 2017-06-16 2017-07-16 2017-08-20 2018-08-20 or installation and operation Envelope Provincial Action Plans of equipment in pilot laborato ry(activity 2.2.5and 2.2.6 NCB-N1A / procurement of equipment for pilot laboratories, includes Development of National laboratories retrofit for Single Stage - One TF / A3066 Strategy and Sectoral and Post Request for Bids Open - National 990,000.00 0.00 Canceled 2017-05-01 2017-05-06 2017-06-17 2017-07-17 2017-08-21 2018-08-21 installation and operation of Envelope Provincial Action Plans equipment in pilot laboratory(activity 2.2.5 and 2.2.6) NCB-N1B / procurement of equipment for pilot laboratories, includes Capacity Strengthening for laboratories retrofit for Single Stage - One TF / A3066 Mercury Management and Post Request for Bids Open - National 990,000.00 0.00 Canceled 2018-05-31 2018-06-05 2018-07-17 2018-08-16 2018-09-20 2019-03-19 installation and operation of Envelope Risk Assessment equipment in pilot laboratory(activity 2.2.5 and 2.2.6) GS-1 / Procurement of Capacity Strengthening for Request for Single Stage - One sampling apparatus for pilot TF / A3066 Mercury Management and Post Limited 200,000.00 55,250.67 Signed 2018-10-27 2019-05-14 2018-12-22 2019-06-25 2019-10-31 Quotations Envelope laboratories Risk Assessment GS-2 / Procurement of fast detectors for pilot laboratories Capacity Strengthening for includes installation and Request for Single Stage - One TF / A3066 Mercury Management and Post Limited 250,000.00 259,234.84 Signed 2018-10-27 2019-05-14 2018-12-22 2019-07-10 2019-10-31 operation of equipment in Quotations Envelope Risk Assessment Shaanxi, Hunan and Tongren city. NCB-2 / Purchasing 12 Capacity Strengthening for Pending automatic equipment for Single Stage - One TF / A3066 Mercury Management and Post Request for Bids Open - National 2,520,000.00 0.00 Implementati 2020-03-05 2020-03-20 2020-05-01 2020-05-31 2020-07-05 2021-01-01 monitoring and analyzing Envelope Risk Assessment on atmospheric mercury NON CONSULTING SERVICES Activity Reference No. / Draft Bidding Bid Evaluation Report Loan / Credit Procurement Prequalification Estimated Actual Amount Process Draft Pre-qualification Prequalification Specific Procurement Bidding Documents as Proposal Submission / Description Component Review Type Method Market Approach Document / and Recommendation Signed Contract Contract Completion No. Process (Y/N) Amount (US$) (US$) Status Documents Evaluation Report Notice / Invitation Issued Opening / Minutes Justification for Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual CONSULTING FIRMS Activity Reference No. / Combined Evaluation Loan / Credit Contract Type Estimated Actual Amount Expression of Interest Short List and Draft Request for Proposals Opening of Technical Evaluation of Description Component Review Type Method Market Approach Process Status Terms of Reference Report and Draft Signed Contract Contract Completion No. Amount (US$) (US$) Notice Request for Proposals as Issued Proposals / Minutes Technical Proposal Negotiated Contract Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual CN-5 / Formulation of strategy for reduction the use Capacity Strengthening for Consultant Under of mercury in mercury added / Mercury Management and Post Qualification Open - National 90,000.00 186,299.85 2017-06-30 2017-06-11 2017-07-21 2017-09-03 2017-11-05 2017-10-03 2018-05-10 2017-11-07 2019-11-07 Implementation products and PVC production Risk Assessment Selection sector (activity 1.4&1.5) CN-6 / Formulation of strategy for reducing the Capacity Strengthening for Consultant emission and release of Under / Mercury Management and Post Qualification Open - National 290,000.00 284,302.59 2016-11-30 2018-01-12 2016-12-21 2017-02-03 2018-03-22 2017-03-05 2018-05-20 2017-04-09 2019-04-09 mercury and mercury Implementation Risk Assessment Selection compounds from coal-fired power plants (activity 1.6) CN-7 / Formulation of strategy for reducing the Capacity Strengthening for Consultant emission and release of Under / Mercury Management and Post Qualification Open - National 218,000.00 210,922.70 2016-11-30 2018-02-05 2016-12-21 2017-02-03 2017-04-13 2017-03-05 2018-07-01 2017-04-09 2019-04-09 mercury and mercury Implementation Risk Assessment Selection compounds from coal-fired industrial boilers (activity 1.7) CN-9 / Formulation of strategy for reducing the emission and release of Capacity Strengthening for Consultant Under mercury and mercury / Mercury Management and Post Qualification Open - National 130,000.00 123,371.29 2016-11-30 2018-03-07 2016-12-21 2017-02-03 2018-05-29 2017-03-05 2019-01-07 2017-04-09 2019-04-09 Implementation compounds from non- Risk Assessment Selection ferrous smelting facilities (activity 1.10) Page 1 CN-11 / Formulation of strategy for environmental monitoring and development of environmental and social Capacity Strengthening for Consultant management framework and Under / Mercury Management and Post Qualification Open - National 90,000.00 85,626.91 2017-12-31 2018-04-12 2018-01-21 2018-03-06 2018-06-22 2018-04-05 2018-11-07 2018-05-10 2020-05-11 social impact monitoring Implementation Risk Assessment Selection strategy for the implementation of the national strategy (activity 1.12.1,1.12.3) CN-12 / Formulation of Capacity Strengthening for Consultant Under strategy for health monitoring / Mercury Management and Post Qualification Open - National 80,000.00 77,265.51 2017-03-31 2018-03-07 2017-04-21 2017-06-04 2018-05-18 2017-07-04 2018-08-10 2017-08-08 2019-08-08 Implementation (activity 1.12.2) Risk Assessment Selection CN-13 / Formulation of Strategy for research and Capacity Strengthening for Consultant development and financing Under / Mercury Management and Post Qualification Open - National 130,000.00 135,823.62 2017-12-31 2019-07-10 2018-01-21 2018-03-06 2019-11-07 2018-04-05 2019-11-27 2018-05-10 2020-05-10 requirement and resources Implementation Risk Assessment Selection for Convention compliance (activity 1.13,1.14) CN-14 / Formulation of NIP based on the outputs from Capacity Strengthening for Consultant Under activities 1.2 to 1.14 and / Mercury Management and Post Qualification Open - National 200,000.00 188,661.16 2017-01-31 2017-08-17 2017-02-21 2017-04-06 2017-11-03 2017-05-06 2018-04-02 2017-06-10 2019-06-10 Implementation cover the other articles in Risk Assessment Selection Convention (activity 1.15) CN-15 / Formulation of Shaanxi Implementation Plan Development of National Consultant Under (PIP) policies improvement, / Strategy and Sectoral and Post Qualification Open - National 125,000.00 121,368.38 2017-09-30 2018-06-01 2017-10-21 2017-12-04 2018-10-09 2018-01-03 2019-01-15 2018-02-07 2019-02-07 Implementation IRMS running comparison Provincial Action Plans Selection (activity 1.16.1 ,1.17.1,2.1.4) CN-16 / Formulation of Huna n Implementation Plan (PIP), p Development of National Consultant Under olicies improvement, IRMS run / Strategy and Sectoral and Post Qualification Open - National 125,000.00 137,244.96 2017-09-30 2018-06-01 2017-10-21 2017-12-04 2018-11-26 2018-01-03 2019-03-25 2018-02-07 2019-02-07 Implementation ning comparison activity 1.1 Provincial Action Plans Selection 6.2,1.17.2, 2.1.4 CN-17 / Formulation of Capacity Strengthening for Consultant Under Guizhou Implementation Plan / Mercury Management and Post Qualification Open - National 50,000.00 52,738.40 2017-09-30 2018-09-10 2017-10-21 2017-12-04 2018-12-21 2018-01-03 2019-02-01 2018-02-07 2019-02-07 Implementation (PIP), (activity 1.16.3) Risk Assessment Selection CN-18 / Formulation of Tongren Municipal Development of National Consultant Implementation Plan (MIP), Under / Strategy and Sectoral and Post Qualification Open - National 125,000.00 122,434.12 2017-09-30 2018-06-01 2017-10-21 2017-12-04 2018-10-22 2018-01-03 2018-12-16 2018-02-07 2019-02-07 policies improvement, IRMS Implementation Provincial Action Plans Selection running comparison (activity 1.16.4 and 1.17.3, 2.1.4) CN-19 / Formulation of Brochure and video on Capacity Strengthening for Consultant national strategy for / Mercury Management and Post Qualification Open - National 150,000.00 0.00 Canceled 2017-03-31 2017-04-21 2017-06-04 2017-07-04 2017-08-08 2019-08-08 dissemination workshop Risk Assessment Selection (activity 1.18.4) CN-20 / Development and troubleshooting of National Development of National Consultant Under Mercury Information / Strategy and Sectoral and Post Qualification Open - National 140,000.00 33,494.60 2016-12-31 2019-03-22 2017-01-21 2017-03-06 2019-05-15 2017-04-05 2019-06-08 2017-05-10 2019-05-10 Implementation Reporting and Management Provincial Action Plans Selection System (IRMS) (activity 2.1.2) CN-23 / Environmental risk assessment framework of Development of National Consultant mercury contaminated site Under / Strategy and Sectoral and Post Qualification Open - National 150,000.00 1,300.05 2018-03-31 2018-07-18 2018-04-21 2020-11-10 2018-06-04 2018-11-26 2018-07-04 2019-01-23 2018-08-08 2020-02-07 excluding primary mercury Implementation Provincial Action Plans Selection mining in Hunan (activity 2.3.4) CN-26 / Propose the emission standard on the Development of National Consultant Under mercury emission and release / Strategy and Sectoral and Post Qualification Open - National 25,000.00 25,855.40 2018-03-31 2020-05-15 2018-04-21 2018-06-04 2020-07-06 2018-07-04 2020-08-02 2018-08-08 2020-04-08 Implementation from the waste recycle plants Provincial Action Plans Selection (activity 2.4.3) CN-27 / Brochure and video f or dissemination workshop on Development of National Consultant pilot experience in both natio / Strategy and Sectoral and Post Qualification Open - National 130,000.00 0.00 Canceled 2017-12-31 2018-01-21 2018-03-06 2018-04-05 2018-05-10 2019-05-10 nal level and pilot provincial le Provincial Action Plans Selection vel activity 2.5.1,2.5.2,2.5.3, 2.5.4 CN-21 / Standards samples gathering for comparison in pilot laboratories and development of criterion for Development of National Consultant Under laboratories establishment / Strategy and Sectoral and Post Qualification Open - National 146,000.00 156,328.73 2018-03-31 2020-03-12 2018-04-21 2018-06-04 2020-05-29 2018-07-04 2020-07-24 2018-08-08 2020-08-08 Implementation based on experiences in pilot Provincial Action Plans Selection laboratories, and capacity building in pilot laboratories of the pilot provinces CN-25 / Assessment on mercury recycling technology Development of National of solid waste from non- Quality And Cost- Pending / Strategy and Sectoral and Post Open - International 840,000.00 0.00 2018-03-31 2018-04-21 2018-06-04 2018-07-02 2018-08-01 2018-09-05 2018-10-10 2020-10-10 ferrous melting plants Based Selection Implementation Provincial Action Plans including lead, zinc and copper (activity 2.4.2) CN-22 / Environmental risk assessment of mercury contaminated site in primary Development of National Quality And Cost- mercury mine area and closed / Strategy and Sectoral and Post Open - International 450,000.00 0.00 Canceled 2018-03-31 2018-04-21 2018-06-04 2018-07-02 2018-08-01 2018-09-05 2018-10-10 2019-10-10 Based Selection choler-alkali manufactory in Provincial Action Plans Shanxi (activitiy2.3.1,2.3.2,2.3.3) CN-24 / Assessment on mercury recycling technology Development of National Quality And Cost- of waste mercury-added / Strategy and Sectoral and Post Open - International 420,000.00 0.00 Canceled 2018-03-31 2018-04-21 2018-06-04 2018-07-02 2018-08-01 2018-09-05 2018-10-10 2020-10-10 Based Selection products in two plants Provincial Action Plans (activity 2.4.1) Page 2 PPG-1 / Provision of technical support for the formulation of Consultant an environmental risk Pending TF / A3198 Project Management Post Qualification Open - National 150,000.00 0.00 2016-12-07 2016-12-28 2017-02-10 2017-03-12 2017-04-16 2017-10-13 management framework for Implementation Selection contamination from a primary mercury mine area. PPG-2 / Provision of technical support for selection Consultant and assessment of potential Pending TF / A3198 Project Management Post Qualification Open - National 50,000.00 0.00 2016-12-07 2016-12-28 2017-02-10 2017-03-12 2017-04-16 2017-10-13 technical approaches to Implementation Selection remediating contaminated sites. CN-4A / Formulation of Capacity Strengthening for Consultant strategy for management of TF / A3066 Mercury Management and Post Qualification Open - National 210,000.00 128,356.80 Signed 2017-02-03 2017-03-31 2017-02-24 2017-04-09 2017-12-03 2017-05-09 2018-02-25 2017-06-13 2018-03-29 2019-06-13 mercury supply sources and Risk Assessment Selection trade(activity 1.2 & 1.3) CN-4 / Formulation of Capacity Strengthening for Consultant strategy for management of / Mercury Management and Prior Qualification Open - National 210,000.00 0.00 Canceled 2016-11-30 2016-12-21 2017-02-03 2017-03-05 2017-04-09 2019-04-09 mercury supply sources and Risk Assessment Selection trade(activity 1.2&1.3) CN-8 / Formulation of strategy for reducing the emission and release of Capacity Strengthening for mercury and mercury Quality And Cost- / Mercury Management and Prior Open - International 560,000.00 0.00 Canceled 2017-01-31 2017-02-21 2017-04-06 2017-05-04 2017-06-03 2017-07-08 2017-08-12 2019-08-12 compounds from waste Based Selection Risk Assessment incineration facilities and cement clinker production facilities (activity 1.8,1.9) CN-8B / Formulation of strategy for reducing the emission and release of Capacity Strengthening for mercury and mercury Quality Based TF / A3066 Mercury Management and Post Open - International 560,000.00 0.00 Canceled 2017-06-30 2017-07-21 2017-09-03 2017-10-01 2017-10-31 2017-11-21 2017-12-26 2019-12-26 compounds from waste Selection Risk Assessment incineration facilities and cement clinker production facilities(activity 1.8,1.9) CN-10A / Formulation of strategy on environment Capacity Strengthening for sound management of waste Quality Based TF / A3066 Mercury Management and Post Open - International 555,000.00 463,577.51 Signed 2017-06-30 2017-07-12 2017-07-21 2017-11-24 2017-09-03 2018-05-20 2017-09-17 2017-12-22 2017-10-17 2018-03-12 2017-11-07 2018-06-04 2017-12-12 2018-06-11 2019-12-12 and contaminated site Selection Risk Assessment containing mercury (activity 1.11) CN-8A / Formulation of strategy for reducing the emission and release of Capacity Strengthening for mercury and mercury Quality And Cost- TF / A3066 Mercury Management and Post Open - International 560,000.00 0.00 Canceled 2017-02-03 2017-02-24 2017-04-09 2017-05-07 2017-06-06 2017-07-11 2017-08-15 2019-08-15 compounds from waste Based Selection Risk Assessment incineration facilities and cement clinker production facilities (activity 1.8,1.9) CN-10 / Formulation of strategy on environment Capacity Strengthening for sound management of waste Quality And Cost- / Mercury Management and Post Open - International 555,000.00 0.00 Canceled 2017-01-31 2017-02-21 2017-04-06 2017-05-04 2017-06-03 2017-07-08 2017-08-12 2019-08-12 and contaminated site Based Selection Risk Assessment containing mercury (activity 1.11) CN-8B-2 / Strategy for reducing the emission and Development of National Consultant release of mercury and TF / A3066 Strategy and Sectoral and Post Qualification Open - National 270,000.00 247,537.90 Signed 2018-03-20 2018-05-28 2018-04-10 2018-05-24 2019-01-03 2018-06-23 2019-03-15 2018-07-28 2019-03-15 2019-01-24 mercury compoundes from Provincial Action Plans Selection cement clinker production facilities (Activity 1.9) CN-8B-1 / Strategy for reducing the emission and Development of National Consultant release of mercury and TF / A3066 Strategy and Sectoral and Post Qualification Open - National 290,000.00 280,411.05 Signed 2018-03-20 2019-01-21 2018-04-10 2018-05-24 2018-11-02 2018-06-23 2019-01-24 2018-07-28 2019-01-24 2019-01-24 mercury compoundes from Provincial Action Plans Selection waste incineration facilities (Activity 1.8) CN-22A / Environmental risk assessment of mercury contaminated site in primary Capacity Strengthening for Consultant mercury mine area and closed TF / A3066 Mercury Management and Post Qualification Open - National 150,000.00 156,761.43 Signed 2019-07-31 2019-07-11 2019-08-21 2019-10-04 2019-10-09 2019-11-03 2019-12-13 2019-12-08 2019-12-20 2020-06-05 chlor-alkali manufactory in Risk Assessment Selection Shaanxi (activitiy2.3.1,2.3.2,2.3.3) CN-24-1 / Assessment on promoting mercury recycling Capacity Strengthening for Consultant and disposal technologies of TF / A3066 Mercury Management and Post Qualification Open - National 210,000.00 174,737.01 Signed 2019-12-10 2019-04-30 2019-12-31 2020-02-13 2020-10-16 2020-03-14 2020-11-02 2020-04-18 2020-11-10 2020-10-15 mercury-containing waste in Risk Assessment Selection Shaanxi province CN-24-2 / Assessment on promoting mercury recycling Capacity Strengthening for Consultant and disposal technologies of TF / A3066 Mercury Management and Post Qualification Open - National 210,000.00 155,844.45 Signed 2019-12-10 2019-04-30 2019-12-31 2020-02-13 2020-03-30 2020-03-14 2020-06-15 2020-04-18 2020-07-02 2020-10-15 mercury-containing wastein Risk Assessment Selection Tongren of Guizhou province CN-28 / Improving mercury Capacity Strengthening for Eemission control technology Quality Based Under TF / A3066 Mercury Management and Post Open - International 1,099,403.00 0.00 2021-06-04 2021-06-01 2021-06-24 2021-06-22 2021-08-07 2021-07-30 2021-09-04 2021-07-30 2021-10-04 2021-09-29 2021-11-03 2021-11-30 2022-10-15 in cement clinker producing Selection Implementation Risk Assessment enterprises. CN-29 / Developing the risk management framework for Capacity Strengthening for Quality Based Under sites contaminated by primary TF / A3066 Mercury Management and Post Open - International 746,000.00 0.00 2021-06-01 2021-06-01 2021-06-22 2021-06-22 2021-08-05 2021-06-30 2021-09-02 2021-07-30 2021-10-02 2021-09-28 2021-11-01 2021-11-30 2022-10-15 Selection Implementation mercury mining and milling in Risk Assessment Tongren in Guizhou Province. CN-31 / Consultation Service for the Study of the Recovery Capacity Strengthening for Consultant Under and Control Technology for TF / A3066 Mercury Management and Post Qualification Open - National 102,000.00 0.00 2021-07-23 2021-07-28 2021-08-13 2021-09-26 2021-08-25 2021-10-26 2021-11-30 2022-05-29 Implementation Flue Gas Mercury from Non- Risk Assessment Selection ferrous Metal Smelting Page 3 CN-32 / Consultation Service for the Study on the Current Capacity Strengthening for Consultant Status of Resource Utilization Under TF / A3066 Mercury Management and Post Qualification Open - National 116,000.00 0.00 2021-07-24 2021-07-28 2021-08-14 2021-09-27 2021-10-27 2021-12-01 2022-05-30 of Mercury-Containing Wastes Implementation Risk Assessment Selection in Nonferrous Metal Smelting Industry CN-30-1 / Consultation Service for the Assessment on the Status of Atmospheric Mercury Emission Control and Capacity Strengthening for Consultant Under Environmental Sound TF / A3066 Mercury Management and Post Qualification Open - National 110,000.00 0.00 2021-09-06 2021-09-06 2021-09-27 2021-10-30 2021-11-15 2022-01-27 2022-07-26 Implementation Management of Mercury- Risk Assessment Selection Containing Wastes from Non- ferrous Metal Smelting Industry in Shaanxi Province CN-30-5 / Consultation Service for the Assessment on the Status of Atmospheric Mercury Emission Control and Capacity Strengthening for Consultant Under Environmental Sound TF / A3066 Mercury Management and Post Qualification Open - National 110,000.00 0.00 2021-09-05 2021-09-06 2021-09-26 2021-11-09 2021-11-15 2021-12-09 2022-06-07 Implementation Management of Mercury- Risk Assessment Selection Containing Wastes from Non- ferrous Metal Smelting Industry in Hunan Province CN-30-2 / Consultation Service for the Assessment on the Status of Atmospheric Mercury Emission Control and Capacity Strengthening for Consultant Under Environmental Sound TF / A3066 Mercury Management and Post Qualification Open - National 110,000.00 0.00 2021-09-03 2021-09-06 2021-09-24 2021-11-07 2021-12-07 2022-01-11 2022-07-10 Implementation Management of Mercury- Risk Assessment Selection Containing Wastes from Non- ferrous Metal Smelting Industry in Sichuan Province CN-30-3 / Consultation Service for the Assessment on the Status of Atmospheric Mercury Emission Control and Environmental Sound Capacity Strengthening for Consultant Under Management of Mercury- TF / A3066 Mercury Management and Post Qualification Open - National 110,000.00 0.00 2021-09-03 2021-09-06 2021-09-24 2021-11-07 2021-12-07 2022-01-11 2022-07-10 Implementation Containing Wastes from Non- Risk Assessment Selection ferrous Metal Smelting Industry in Jiyuan Production City Integration Demonstration Zone CN-30-4 / Consultation Service for the Assessment on the Status of Atmospheric Mercury Emission Control and Capacity Strengthening for Consultant Under Environmental Sound TF / A3066 Mercury Management and Post Qualification Open - National 110,000.00 0.00 2021-09-03 2021-09-06 2021-09-24 2021-11-07 2021-12-07 2022-01-11 2022-07-10 Implementation Management of Mercury- Risk Assessment Selection Containing Wastes from Non- ferrous Metal Smelting Industry in Shandong Province CN-34 / Consultant for Preparing Environmental and Social Management Capacity Strengthening for Consultant Pending Instruments for the GEF- TF / A3066 Mercury Management and Post Qualification Open - National 144,000.00 0.00 2021-10-27 2021-11-05 2021-11-11 2021-12-31 2022-01-10 2022-08-31 Implementation Sustainable Mercury Risk Assessment Selection Management in Non-ferrous Metal Industry Project in China INDIVIDUAL CONSULTANTS Activity Reference No. / Invitation to Loan / Credit Contract Type Estimated Actual Amount Draft Negotiated Description Component Review Type Method Market Approach Process Status Terms of Reference Identified/Selected Signed Contract Contract Completion No. Amount (US$) (US$) Contract Consultant Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual CN-1 / Project official Capacity Strengthening for Individual Pending assistant for project / Mercury Management and Post Consultant Limited 100,000.00 0.00 2016-11-30 2016-12-05 2016-12-26 2017-01-30 2021-01-29 Implementation management(activity 1.1.1) Risk Assessment Selection CN-2 / National Technical Capacity Strengthening for Individual Under Advisor for project / Mercury Management and Post Consultant Limited 60,000.00 0.00 2016-11-30 2017-07-12 2016-12-05 2017-07-16 2016-12-26 2018-03-02 2017-01-30 2021-01-29 Implementation implementation(activity 1.1.2) Risk Assessment Selection CN-3 / Technical experts Development of National Individual supporting the project / Strategy and Sectoral and Post Consultant Limited 99,000.00 0.00 Canceled 2016-11-30 2017-05-31 2016-12-05 2016-12-26 2017-01-30 2019-01-30 implementation(activity 1.1.3 Provincial Action Plans Selection 2.1.1 2.2.2) CN-3-1 / Technical experts Development of National Individual supporting the project TF / A3066 Strategy and Sectoral and Post Consultant Limited 45,000.00 46,647.53 Signed 2021-08-13 2017-06-29 2021-08-18 2017-08-02 2021-09-08 2017-09-12 2021-10-13 2017-09-21 2022-04-11 implementation(activity 1.1.3 Provincial Action Plans Selection 2.1.1 2.2.2) CN-3-2 / Individual Expert for Development of National Development of National Individual Mercury Flow Reporting TF / A3066 Strategy and Sectoral and Post Consultant Limited 30,000.00 26,877.21 Signed 2021-08-13 2018-01-30 2021-08-18 2018-03-13 2021-09-08 2018-04-08 2021-10-13 2018-04-13 2022-04-11 System and Pilot Technology Provincial Action Plans Selection Under the Project of Capacity Strengthening CN-3-3 / Individual Expert for guidance on the capacity Development of National Individual building in pilot laboratories TF / A3066 Strategy and Sectoral and Post Consultant Limited 24,000.00 21,255.41 Signed 2021-08-13 2017-09-11 2021-08-18 2017-10-11 2021-09-08 2017-11-22 2021-10-13 2017-11-28 2022-04-11 Under the Project of Capacity Provincial Action Plans Selection Strengthening CN-35 / Individual expert Capacity Strengthening for Individual providing technical support Pending TF / A3066 Mercury Management and Post Consultant Open 23,000.00 0.00 2021-11-01 2021-12-29 2022-01-19 2022-01-31 2022-09-30 for Project Evaluation Implementation Risk Assessment Selection Document (PAD) preparation. 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