Public Disclosure Copy The World Bank Implementation Status & Results Report RESULTS-BASED NATIONAL URBAN DEVELOPMENT PROGRAM - NORTHERN MOUNTAINS (P143596) RESULTS-BASED NATIONAL URBAN DEVELOPMENT PROGRAM - NORTHERN MOUNTAINS (P143596) EAST ASIA AND PACIFIC | Vietnam | Social, Urban, Rural and Resilience Global Practice Global Practice | IBRD/IDA | Program-for-Results | FY 2014 | Seq No: 5 | ARCHIVED on 14-Apr-2016 | ISR23196 | Implementing Agencies: Ministry of Construction Program Development Objectives Program Development Objective (from Program-for-Results Appraisal Document) The proposed program development objective is to strengthen the capacity of participating Northern Mountains cities to plan, implement and sustain urban infrastructure. Overall Ratings Name Previous Rating Current Rating Progress towards achievement of PDO  Moderately Satisfactory  Moderately Satisfactory Overall Implementation Progress (IP)  Moderately Satisfactory  Moderately Satisfactory Overall Risk Rating  --  Substantial Implementation Status and Key Decisions The Program has completed its first year of implementation with most of Disbursement Linked Indicators (DLI) results for 2015 reported as achieved. The verification process is being carried out from April - June 2016. In the mean time, the seven participating cities are continuing their efforts towards the achievement of the Program’s DLI targets for 2016 by carrying out the needed designs, procurement and land acquisition. Implementation of civil works is at a critical stage, given the fact that complex investments are expected to be carried out for 2016. Technical support from the Ministry of Construction is therefore crucial in this context to help the cities successfully achieve the 2016 DLIs. Data on Financial Performance Disbursements (by loan) Project Loan/Credit/TF Status Currency Original Revised Cancelled Disbursed Undisbursed Disbursed P143596 IDA-54760 Effective XDR 161.80 161.80 0.00 14.95 146.85 9% Key Dates (by loan) Project Loan/Credit/TF Status Approval Date Signing Date Effectiveness Date Orig. Closing Date Rev. Closing Date 4/14/2016 Public Disclosure Copy Page 1 of 9 Public Disclosure Copy The World Bank Implementation Status & Results Report RESULTS-BASED NATIONAL URBAN DEVELOPMENT PROGRAM - NORTHERN MOUNTAINS (P143596) P143596 IDA-54760 Effective 05-Jun-2014 17-Jul-2014 30-Oct-2014 30-Jun-2021 -- Disbursement Linked Indicators (DLI) PHDLIPDOTBL  Enhanced Annual City Plans approved and disclosed to the public (Text) Baseline Actual (Previous) Actual (Current) 0 Plan approved and 7 Plans approved and Value 7 Plans approved and disclosed disclosed disclosed Date 01-May-2014 -- 07-Mar-2016 Comments All 7 participating cities have approved and disclosed their Enhanced Annual City Plans. Actual achievement will be verified by June 2016 for first year results. PHDLIPDOTBL  Professionally-staffed management units in place within each Participating City People’s Committee (Text) Baseline Actual (Previous) Actual (Current) 7 PMUs in place and fully 7 PMUs in place and fully staffed Value 0 PMU in place staffed as per POM as per POM Date 01-May-2014 -- 07-Mar-2016 Comments All cities have confirmed the list of staff as per POM. Actual achievements will be verified by June 2016 for first year results. PHDLIPDOTBL  Local urban infrastructure investments delivered as per each Participating City’s approved Enhanced Annual City Plan (Text) Baseline Actual (Previous) Actual (Current) Value 0 sub project completed 4 sub project completed 12 sub project completed Date 01-May-2014 -- 07-Mar-2016 Comments 12/13 investments scheduled for completion in 2015 have been achieved except for the Phay Khat - Na Ngan Road in Cao Bang due to implementation delays. Compliance to PAP Actions 2, 4 and 5 will have to be verified by SAV during verification process to declare results as achieved. PHDLIPDOTBL  Asset management plan adopted and local urban infrastructure sub-projects in full service after completion (Text) Baseline Actual (Previous) Actual (Current) Value 0 Asset Management Plan 0 Asset Management Plan 7 Asset Management Plan 4/14/2016 Public Disclosure Copy Page 2 of 9 Public Disclosure Copy The World Bank Implementation Status & Results Report RESULTS-BASED NATIONAL URBAN DEVELOPMENT PROGRAM - NORTHERN MOUNTAINS (P143596) adopted/0 sub-project adopted/0 sub-project adopted/12 subprojects completed completed completed Date 01-May-2014 -- 07-Mar-2016 Comments Under the guidance of MOC, the participating cities have carried out and approved the Asset Condition Assessment Report by December 31, 2015. Actual achievement will be verified by June 2016 for first year results. PHDLIPDOTBL  Increased annual own-sources revenue in Participating Cities (Text) Baseline Actual (Previous) Actual (Current) 5 cities with increase annual No annual revenue 7 cities with improved OSR more Value own-sources revenue of at measure taken than 12% least 12% Date 01-May-2014 -- 07-Mar-2016 Comments Cities informed that the collection of OSR has been positive, audit figures will confirm the achievement of this DLI during verification process. PHDLIPDOTBL  Implementation Strategy for National Urban Development Program adopted with annual milestones (Text) Baseline Actual (Previous) Actual (Current) Policy Note on Vietnam Urban No annual milestone Value No annual milestone applied Investment Needs completed achieved and approved by MOC Date 01-May-2014 -- 07-Mar-2016 Comments MOC has approved the Policy Note on Vietnam Urban Infrastructure Investment demands for 2016-2035 on December 29, 2015. Actual achievement will be verified by June 2016 for first year results. PHDLIPDOTBL  Professionally-staffed unit in place in MOC, preparation of Annual Capacity Development Plans, and capacity building support provided to cities in accordance with such plans (Yes/No) Baseline Actual (Previous) Actual (Current) Value N N Y Date 01-May-2014 -- 07-Mar-2016 Comments MOC PMU was staffed with adequate personnel as per the POM. Per the Capacity Building Plan approved in May 2015, eight training courses were organized with 405 participants. Actual achievement will be verified by June 2016 for first year results. 4/14/2016 Public Disclosure Copy Page 3 of 9 Public Disclosure Copy The World Bank Implementation Status & Results Report RESULTS-BASED NATIONAL URBAN DEVELOPMENT PROGRAM - NORTHERN MOUNTAINS (P143596) PHDLIPDOTBL  Completed Program Report (Yes/No) Baseline Actual (Previous) Actual (Current) Value N N Y Date 01-May-2014 -- 31-Mar-2016 Comments The Program Annual Report was submitted by MOC to SAV on March 30, 2016. Results Results Area Intermediate Results Area Institutional Strengthening at the City Level Infrastructure Delivered Sustainability of Infrastructure National Policy, Support and Oversight Project Development Objective Indicators PHINDPDOTBL  Enhanced Annual City Plans approved and disclosed to the public (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 7.00 7.00 7.00 Date 01-May-2014 05-Oct-2015 07-Mar-2016 30-Jun-2021 Comments All seven cities had approved and disclosed their respective 2016 Enhanced Annual City Plans prior to December 31, 2015, meeting the annual target for this indicator. Results subject to verification. PHINDPDOTBL  Asset Management Plan adopted and local urban infrastructure sub-projects in full service after completion (Yes/No, Custom) Baseline Actual (Previous) Actual (Current) End Target Value N N Y Y 4/14/2016 Public Disclosure Copy Page 4 of 9 Public Disclosure Copy The World Bank Implementation Status & Results Report RESULTS-BASED NATIONAL URBAN DEVELOPMENT PROGRAM - NORTHERN MOUNTAINS (P143596) Date 01-May-2014 05-Oct-2015 07-Mar-2016 30-Jun-2021 Comments Asset Condition Assessment Reports approved in 7 cities by December 2015. Results subject to verification. PHINDPDOTBL  Implementation Strategy for National Urban Development Program adopted with annual milestones (Yes/No, Custom) Baseline Actual (Previous) Actual (Current) End Target Value N N Y Y Date 01-May-2014 05-Oct-2015 07-Mar-2016 30-Jun-2021 Comments Policy Note on Urban Infrastructure Investment Needs approved by MOC by December 31, 2015. Results subject to verification. PHINDPDOTBL  Total number of people benefiting from Program (disagregated by gender) (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 30886.00 759300.00 Date 01-May-2014 05-Oct-2015 07-Mar-2016 30-Jun-2021 Comments Results achieved for 2015, but pending verification in April – June 2016. Annual target for 2015 is zero. PHINDPDOTBL  Number of male beneficiaries from the Program (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 15390.00 -- Date 01-May-2014 05-Oct-2015 07-Mar-2016 30-Jun-2021 PHINDPDOTBL  Number of female beneficiaries from the Program (Number, Custom Breakdown) 4/14/2016 Public Disclosure Copy Page 5 of 9 Public Disclosure Copy The World Bank Implementation Status & Results Report RESULTS-BASED NATIONAL URBAN DEVELOPMENT PROGRAM - NORTHERN MOUNTAINS (P143596) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 15496.00 -- Date 01-May-2014 05-Oct-2015 07-Mar-2016 -- Overall Comments Intermediate Results Indicators PHINDIRITBL  Professionally-staffed management units in place within each Participating City People's Committee (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 7.00 7.00 7.00 Date 01-May-2014 05-Oct-2015 07-Mar-2016 30-Jun-2021 Comments Professionally-staffed management units are in place in all participating CPC. Results subject to verification. PHINDIRITBL  People benefiting from city primary/secondary infrastructure services (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 30886.00 651500.00 Date 01-May-2014 05-Oct-2015 07-Mar-2016 30-Jun-2021 Comments Results achieved for 2015, but pending verification in April – June 2016.Target for 2015 is zero. PHINDIRITBL  People benefiting from improved tertiary/social infrastructure services (disaggregated by gender) (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 107800.00 Date 01-May-2014 05-Oct-2015 07-Mar-2016 30-Jun-2021 Comments Results are pending verification in April – June 2016.Target for 2015 is zero. 4/14/2016 Public Disclosure Copy Page 6 of 9 Public Disclosure Copy The World Bank Implementation Status & Results Report RESULTS-BASED NATIONAL URBAN DEVELOPMENT PROGRAM - NORTHERN MOUNTAINS (P143596) PHINDIRITBL  Number of women benefiting from improved tertiary/social infrastructure services (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 -- Date 01-May-2014 05-Oct-2015 07-Mar-2016 -- PHINDIRITBL  Number of men benefiting from improved tertiary/social infrastructure services (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 -- Date 01-May-2014 05-Oct-2015 07-Mar-2016 -- PHINDIRITBL  Ethnic Minority beneficiaries (Percentage, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 18169.00 14.00 Date 01-May-2014 05-Oct-2015 07-Mar-2016 30-Jun-2021 Comments Results achieved for 2015, but pending verification in April – June 2016.Target for 2015 is zero. PHINDIRITBL  Male ethnic minority beneficiaries (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 9124.00 -- Date 01-May-2014 05-Oct-2015 07-Mar-2016 30-Jun-2021 PHINDIRITBL  Female ethnic minority beneficiaries (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target 4/14/2016 Public Disclosure Copy Page 7 of 9 Public Disclosure Copy The World Bank Implementation Status & Results Report RESULTS-BASED NATIONAL URBAN DEVELOPMENT PROGRAM - NORTHERN MOUNTAINS (P143596) Value 0.00 0.00 9045.00 -- Date 01-May-2014 05-Oct-2015 07-Mar-2016 30-Jun-2021 PHINDIRITBL  New and upgraded roads completed (Kilometers, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 11.86 101.90 Date 01-May-2014 05-Oct-2015 07-Mar-2016 30-Jun-2021 Comments Results achieved for 2015, but pending verification in April – June 2016.Annual target for 2015 is 1.5 kilometers. PHINDIRITBL  Resettlement areas completed (Hectare(Ha), Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 236.00 Date 01-May-2014 05-Oct-2015 07-Mar-2016 30-Jun-2021 Comments Results not achieved for 2015, but pending verification in April – June 2016.Annual target for 2015 is 32 hectares. PHINDIRITBL  LIAs upgraded (Hectare(Ha), Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 126.30 333.00 Date 01-May-2014 05-Oct-2015 07-Mar-2016 30-Jun-2021 Comments Results achieved for 2015, but pending verification in April – June 2016.Annual target for 2015 is 23 hectares. PHINDIRITBL  Increase in own-sources revenue (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target 4/14/2016 Public Disclosure Copy Page 8 of 9 Public Disclosure Copy The World Bank Implementation Status & Results Report RESULTS-BASED NATIONAL URBAN DEVELOPMENT PROGRAM - NORTHERN MOUNTAINS (P143596) Value 0.00 0.00 7.00 7.00 Date 01-May-2014 05-Oct-2015 07-Mar-2016 30-Jun-2021 Comments Results achieved for 2015, but pending verification in April – June 2016.Annual target is 7 cities with increase of OSR more than 12%. PHINDIRITBL  Professionally-staffed unit in place in MOC; and capacity support for cities provided as per Annual Capacity Development Plan (Text, Custom) Baseline Actual (Previous) Actual (Current) End Target 100% of staff in place in MOC 10/10 required staff are and capacity 10/10 required staff are PMU not consolidated, No in place; Capacity support is fully in place; Capacity Value capacity development plan Development Plan is provided as per Development Plan or activity is available. approved and being Annual delivered as planned. implemented. Capacity Development Plan Date 01-May-2014 05-Oct-2015 05-Oct-2015 30-Jun-2021 Comments Results achieved for 2015, but pending verification in April – June 2016. Annual target of 2015 is 100% staff in place and capacity support is fully provided as per Annual Capacity Development Plan. PHINDIRITBL  Completed Program report (Yes/No, Custom) Baseline Actual (Previous) Actual (Current) End Target Value N N Y Y Date 01-May-2014 05-Oct-2015 07-Mar-2016 30-Jun-2021 Comments Program Report has been submitted to SAV on March 30, 2016. Overall Comments 4/14/2016 Public Disclosure Copy Page 9 of 9