ORGANISMO DE EJECUCIÓN: EMPRESA MUNICIPAL DE AGUA POTABLE Y ALCANTARILLADO DE GUAYAQUIL PROYECTO: UNIVERSALIZACIÓN DE LOS SERVICIOS DE ALCANTARILLADO SANITARIO Y TRATAMIENTO DE LAS AGUAS RESIDUALES DEL SUR DE GUAYAQUL - PTAR LAS ESCLUSAS CONVENIO DE CRÉDITO: BIRF 3505-EC EXPRESADO EN DOLARES (USD): 102,500,000 PLAN ACUALIZADO AL (FECHA): 25 DE FEBRERO DE 2016 PROCUREMENT Ecuador : EC Guayaquil Wastewater Management Project PLAN General Information Country: Ecuador Banks Approval Date of the Original Procurement Plan: 2017-02-28 Revised Plan Date(s): (comma delineated, leave blank if none) 2017-06-26 Project ID: P151439 GPN Date: Project Name: EC Guayaquil Wastewater Management Project Loan / Credit No: IBRD / 85050 Executing Agency(ies): Executing Unit for Multilateral Projects WORKS Activity Reference No. / Bid Evaluation Report Procurement Prequalification Estimated Actual Amount Process Draft Pre-qualification Prequalification Draft Bidding Document Specific Procurement Bidding Documents as Proposal Submission / Description Loan / Credit No. Component Review Type Method Market Approach and Recommendation Signed Contract Contract Completion Process (Y/N) Amount (US$) (US$) Status Documents Evaluation Report / Justification Notice / Invitation Issued Opening / Minutes for Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Component 1: Installation of Household Connections Component 4: Project management and Administration, including Communication Plan and LPI 01/2015 / Construccion de la Management of Social, Single Stage - One Planta de Tratamiento de Aguas IBRD / 85050 Prior Request for Bids Open - International Y 0.00 98,226,148.86 Signed 2016-11-21 2016-10-13 Environmental a nd Safety Envelope Residuales Las Esclusas Issues Component 3: Wastewater Treatment and Disposal Facilities Component 2: Rehabilitation of Sewerage Network GOODS Activity Reference No. / Bid Evaluation Report Procurement Prequalification Estimated Actual Amount Process Draft Pre-qualification Prequalification Draft Bidding Document Specific Procurement Bidding Documents as Proposal Submission / Description Loan / Credit No. Component Review Type Method Market Approach and Recommendation Signed Contract Contract Completion Process (Y/N) Amount (US$) (US$) Status Documents Evaluation Report / Justification Notice / Invitation Issued Opening / Minutes for Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual NON CONSULTING SERVICES Activity Reference No. / Bid Evaluation Report Procurement Prequalification Estimated Actual Amount Process Draft Pre-qualification Prequalification Draft Bidding Document Specific Procurement Bidding Documents as Proposal Submission / Description Loan / Credit No. Component Review Type Method Market Approach and Recommendation Signed Contract Contract Completion Process (Y/N) Amount (US$) (US$) Status Documents Evaluation Report / Justification Notice / Invitation Issued Opening / Minutes for Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual CONSULTING FIRMS Activity Reference No. / Combined Evaluation Contract Type Estimated Actual Amount Expression of Interest Short List and Draft Request for Proposals Opening of Technical Evaluation of Technical Description Loan / Credit No. Component Review Type Method Market Approach Process Status Terms of Reference Report and Draft Signed Contract Contract Completion Amount (US$) (US$) Notice Request for Proposals as Issued Proposals / Minutes Proposal Negotiated Contract Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual SBCC 01/2015 / Fiscalizacion Component 3: Wastewater de la Construcción de la Planta Quality And Cost- Pending IBRD / 85050 Treatment and Disposal Prior Open - International 5,700,000.00 0.00 2015-03-10 2015-03-30 2015-05-01 2015-06-12 2015-06-27 2015-08-19 2015-09-08 2018-12-21 de Tratamiento de Aguas Based Selection Implementation Facilities Residuales Las Esclusas SBCC 02/2015 / Fiscalización de la Rehabilitacion del Sistema Component 2: Rehabilitation of Quality And Cost- Pending IBRD / 85050 Prior Open - International 3,420,000.00 0.00 2015-05-17 2015-06-06 2015-07-08 2015-08-19 2015-09-03 2015-10-26 2015-11-15 2018-08-01 de Alcantarillado Sanitario de la Sewerage Network Based Selection Implementation Cuenca La Chala SBCC 03/2015 / Fiscalización de la Construccion de la Component 3: Wastewater Quality And Cost- Pending Estación de Bombeo Pradera y IBRD / 85050 Treatment and Disposal Prior Open - International 2,997,225.12 0.00 2015-07-01 2015-07-21 2015-08-22 2015-10-03 2015-10-18 2015-12-10 2015-12-30 2018-04-18 Based Selection Implementation Linea de Impulsion Pradera Las Facilities Esclusas SCC 01/2016 / Fiscalizacion de Consultant Component 1: Installation of Pending las Conexiones Intra IBRD / 85050 Post Qualification Open - National 142,500.00 0.00 2016-02-23 2016-03-29 2016-04-23 2016-05-03 2016-06-06 2017-08-30 Household Connections Implementation Domiciliarias de la Isla Trinitaria Selection SCC 02/2016 / Campaña de Consultant Component 1: Installation of Pending Corresponsabilidad Social de la IBRD / 85050 Post Qualification Open - National 96,900.00 0.00 2016-03-03 2016-04-07 2016-05-02 2016-05-26 2016-06-15 2017-06-10 Household Connections Implementation Isla Trinitaria Lote 1 Selection SCC 03/2016 / Campaña de Consultant Component 1: Installation of Pending Corresponsabilidad Social de la IBRD / 85050 Post Qualification Open - National 96,900.00 0.00 2016-03-03 2016-04-07 2016-05-12 2016-05-26 2016-06-15 2017-06-10 Household Connections Implementation Isla Trinitaria Lote 2 Selection Component 4: Project management and SBMC 01/2017 / Auditoria Administration, including Pending Financiera Primer Año, Segundo IBRD / 85050 Communication Plan and Post Least Cost Selection Open - National 100,000.00 0.00 2016-10-04 2016-10-24 2016-11-13 2016-11-28 2016-12-08 2017-01-30 2017-02-19 2020-02-04 Implementation Año y Tercer Año Management of Social, Environmental a nd Safety Issues INDIVIDUAL CONSULTANTS Activity Reference No. / Invitation to Contract Type Estimated Actual Amount Draft Negotiated Description Loan / Credit No. Component Review Type Method Market Approach Process Status Terms of Reference Identified/Selected Signed Contract Contract Completion Amount (US$) (US$) Contract Consultant Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Component 4: Project management and SBSS 01/2016 / Asistencia Administration, including Tecnica del Diseño de la PTAR Pending IBRD / 85050 Communication Plan and Post Direct Selection Direct 100,000.00 0.00 2016-02-11 2016-02-11 2016-03-02 2016-09-08 Las Esclusas en Etapa de Implementation Management of Social, Adquisiciones Environmental a nd Safety Issues Page 1 Component 4: Project management and SBSS 02/2016 / Asistencia Administration, including Tecnica del Diseño de la PTAR Pending IBRD / 85050 Communication Plan and Post Direct Selection Direct 456,000.00 0.00 2016-10-19 2016-10-19 2016-11-08 2019-10-24 Las Esclusas en Etapa de Implementation Management of Social, Construccion Environmental a nd Safety Issues Component 4: Project management and Administration, including 3CV 01/2016 / Supervisor Individual Consultant Pending IBRD / 85050 Communication Plan and Post Open 45,000.00 0.00 2016-01-12 2016-02-08 2016-03-01 2016-03-01 2017-02-24 Financiero Contable UEPM Selection Implementation Management of Social, Environmental a nd Safety Issues Component 4: Project management and Administration, including 3CV 02/2016 / Supervisor Individual Consultant Pending IBRD / 85050 Communication Plan and Post Open 46,800.00 0.00 2016-01-12 2016-02-08 2016-03-01 2016-03-01 2017-02-24 Programacion y Control UEPM Selection Implementation Management of Social, Environmental a nd Safety Issues Component 4: Project management and Administration, including 3CV 05/2016 / Asistente Individual Consultant Pending IBRD / 85050 Communication Plan and Post Open 12,000.00 0.00 2016-04-13 2016-05-10 2016-05-27 2016-06-01 2017-01-27 Tecnico UEPM Selection Implementation Management of Social, Environmental a nd Safety Issues Component 3: Wastewater 3CV 06/2016 / Administrador de Individual Consultant Pending IBRD / 85050 Treatment and Disposal Post Open 200,000.00 0.00 2016-05-13 2016-06-09 2016-06-26 2016-07-01 2019-10-14 Obra de la PTAR Las Esclusas Selection Implementation Facilities 3CV 07/2016 / Administrador de Obra de la Rehabilitacion del Component 2: Rehabilitation of Individual Consultant Pending IBRD / 85050 Post Open 148,500.00 0.00 2016-05-13 2016-06-09 2016-06-26 2016-07-01 2019-03-18 Sistema de Alcantarillado Sewerage Network Selection Implementation Sanitario de la Cuenca la Chala 3CV 08/2016 / Administrador de Component 3: Wastewater Obra de la Estacion de Bombeo Individual Consultant Pending IBRD / 85050 Treatment and Disposal Post Open 60,000.00 0.00 2016-05-13 2016-06-09 2016-06-26 2016-07-01 2017-06-26 Pradera y Linea de Impulsion Selection Implementation Facilities Pradera Las Esclusas 3CV 09/2016 / Administrador de Component 1: Installation of Individual Consultant Pending Obra de las Conexiones Intra IBRD / 85050 Post Open 48,000.00 0.00 2016-05-13 2016-06-09 2016-06-26 2016-07-01 2017-06-26 Household Connections Selection Implementation Domiciliarias de la Isla Trinitaria 3CV 10/2016 / Administrador de Obra de las Conexiones Intra Component 1: Installation of Individual Consultant Pending IBRD / 85050 Post Open 48,000.00 0.00 2016-05-13 2016-06-09 2016-06-26 2016-07-01 2017-06-26 Domiciliarias del Guasmo Oeste Household Connections Selection Implementation y Centro Oeste 3CV 11/2016 / Consultor de Campaña de Corresponsabilidad Component 1: Installation of Individual Consultant Pending IBRD / 85050 Post Open 124,185.00 0.00 2016-05-13 2016-06-09 2016-06-26 2016-07-01 2017-06-26 Social del Guasmo Oeste y Household Connections Selection Implementation Centro Oeste Component 4: Project management and 3CV 12/2016 / Asesor de Administration, including Individual Consultant Pending Probidad de la PTAR Las IBRD / 85050 Communication Plan and Post Open 60,000.00 0.00 2016-09-14 2016-10-11 2016-10-28 2016-11-02 2017-10-28 Selection Implementation Esclusas Management of Social, Environmental a nd Safety Issues Page 2