Procurement Plan I. General 1. Project information: Country: Democratic Socialist Republic of Sri Lanka Borrower: Ministry of Finance Project Name: Financial Sector Modernization Project Credit No: 6006-LK Project Implementing Agencies: (a) Central Bank of Sri Lanka; (2) Securities and Exchange Commission; (3) Insurance Board of Sri Lanka 2. Bank’s approval Date of the procurement Plan April 04, 2017 3. Date of General Procurement Notice11 May 2018 4. Period covered by this procurement plan: May 01 2018 to September 30, 2019 II. Goods and Works and non-consulting services. 1. Prior Review Threshold: Procurement Decisions subject to Prior Review by the Bank as stated in Appendix 1 to the Guidelines for Procurement: Expenditure Contract Value Procurement Contracts/Processes Subject Category (Threshold) Method to Prior Review Goods and > US$1,000, 000 ICB All contracts above US$ non- 2,000,000 Consulting < US$1,000,000 NCB None Services < US$50,000 Shopping None 3. Proposed Procedures for CDD Components (as per paragraph. 3.17 of the Guidelines: Not applicable 4. Any Other Special Procurement Arrangements: Not applicable 5. Procurement Packages with Methods and Time Schedule Please refer procurement plan on STEP III. Selection of Consultants 1. Prior Review Threshold: Selection decisions subject to Prior Review by Bank as stated in Appendix 1 to the Guidelines Selection and Employment of Consultants: Consultant > US$300,000 All competitive All contracts over US$ Services methods; advertise 1,000,000 equivalent (firms) internationally < US$500,000 All competitive none methods; advertise locally < US$300,000 CQS Selection of Particular All contracts Types of Consultants - UN Agencies Individual IC (Section V of All contracts over US$300,000 Consultants Consultant Guidelines) equivalent 2. Short list comprising entirely of national consultants: Short list of consultants for services, estimated to cost less than $500,000 equivalent per contract, may comprise entirely of national consultants in accordance with the provisions of paragraph 2.7 of the Consultant Guidelines. 3. Any Other Special Selection Arrangements: Not Applicable PROCUREMENT Sri Lanka : Sri Lanka Financial Sector Modernization Project PLAN General Information Country: Sri Lanka Bank’s Approval Date of the Original Procurement Plan: 2018-06-14 2019-04-20 Revised Plan Date(s): (comma delineated, leave blank if none) Project ID: P159303 GPN Date: 2018-05-11 Project Name: Sri Lanka Financial Sector Modernization Project Loan / Credit No: IDA / 60060 Executing Agency(ies): Central Bank of Sri Lanka WORKS Bid Evaluation Activity Reference No. / Draft Bidding Loan / Credit Market Procurement Prequalification Actual Amount Process Draft Pre-qualification Prequalification Specific Procurement Bidding Documents Proposal Submission / Report and Description Component Review Type Method Document / Signed Contract Contract Completion No. Approach Process (Y/N) (US$) Status Documents Evaluation Report Notice / Invitation as Issued Opening / Minutes Recommendation for Justification Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual GOODS Bid Evaluation Activity Reference No. / Draft Bidding Loan / Credit Market Procurement Prequalification Actual Amount Process Draft Pre-qualification Prequalification Specific Procurement Bidding Documents Proposal Submission / Report and Description Component Review Type Method Document / Signed Contract Contract Completion No. Approach Process (Y/N) (US$) Status Documents Evaluation Report Notice / Invitation as Issued Opening / Minutes Recommendation for Justification Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual LK-CBSL-65839-GO-RFP / Integrated solution for the Employee Provident Fund (Member information Pending Database, General Ledger Open - Single Stage - One IDA / 60060 Prior Request for Bids 0.00 Implementati 2019-05-15 2019-05-20 2019-07-01 2019-07-31 2019-09-04 2020-03-02 and asset & liability International Envelope on management) and development of a database for consolidating data of Employee Provident Fund. LK-CBSL-64359-GO-RFP / To procure an Investment Management System for the Centralized Investment Unit of the Finance Department Under Open - Single Stage - One of the Central Bank of Sri IDA / 60060 Post Request for Bids 0.00 Implementati 2019-02-15 2019-02-20 2019-04-03 2019-05-03 2019-06-07 2019-12-04 International Envelope Lanka by replacing manual on operations and providing an automation solutions for font office, middle office and back office LK-CBSL-65728-GO-RFP / upgrading or replacement of Pending Large-value payment system Open - Single Stage - One IDA / 60060 Prior Request for Bids 0.00 Implementati 2019-02-15 2019-02-20 2019-04-03 2019-05-03 2019-06-07 2019-12-04 and related infrastructure International Envelope on (RTGS) with enhanced facilities. LK-CBSL-65768-GO-RFP / Procurement of IT system to establish Consolidated Risk Based Supervisory Pending Framework for Bank Open - Single Stage - One IDA / 60060 Post Request for Bids 0.00 Implementati 2019-03-01 2019-03-06 2019-04-17 2019-05-17 2019-06-21 2019-12-18 Supervision and Department International Envelope on of Non Bank Financial Institution and developing the existing in house developed Fin-net Database. Page 1 LK-CBSL-65799-GO-RFP / Pending set up a fraud detection and Open - Single Stage - One IDA / 60060 Post Request for Bids 0.00 Implementati 2018-07-16 2018-07-21 2018-09-01 2018-10-01 2018-11-05 2019-05-04 management system for the International Envelope on National Payment System NON CONSULTING SERVICES Bid Evaluation Activity Reference No. / Draft Bidding Loan / Credit Market Procurement Prequalification Actual Amount Process Draft Pre-qualification Prequalification Specific Procurement Bidding Documents Proposal Submission / Report and Description Component Review Type Method Document / Signed Contract Contract Completion No. Approach Process (Y/N) (US$) Status Documents Evaluation Report Notice / Invitation as Issued Opening / Minutes Recommendation for Justification Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual CONSULTING FIRMS Activity Reference No. / Combined Evaluation Loan / Credit Market Contract Type Actual Amount Expression of Interest Short List and Draft Request for Proposals Opening of Technical Evaluation of Description Component Review Type Method Process Status Terms of Reference Report and Draft Signed Contract Contract Completion No. Approach (US$) Notice Request for Proposals as Issued Proposals / Minutes Technical Proposal Negotiated Contract Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual LK-CBSL-66330-CS-QCBS / Consultancy services for microfinance supervision Consultant Open - Pending (proportionate risk based IDA / 60060 Post Qualification 0.00 2019-04-01 2019-04-22 2019-06-05 2019-07-05 2019-08-09 2020-02-05 International Implementation supervision, capacity building Selection and development of database and reporting system) LK-CBSL-65816-CS-QCBS / Consultant Open - Pending consultation service for IDA / 60060 Post Qualification 0.00 2019-04-01 2019-04-22 2019-06-05 2019-07-05 2019-08-09 2020-02-05 International Implementation National Payment Council Selection LK-CBSL-65804-CS-QCBS / consultancy service for establishing a supervisory Quality And Cost- Open - Pending IDA / 60060 Post 0.00 2019-04-01 2019-04-22 2019-06-05 2019-07-03 2019-08-02 2019-09-06 2019-10-11 2020-10-10 guidance and cyber-resilient Based Selection International Implementation framework for financial market infrastructure LK-CBSL-65833-CS-QCBS / consultation for integrated solution for the Employee Provident Fund (Member information Database, Quality And Cost- Open - Under IDA / 60060 Post 0.00 2018-12-17 2019-01-07 2019-02-20 2019-03-20 2019-04-19 2019-05-24 2019-06-28 2020-06-27 General Ledger and asset & Based Selection International Implementation liability management) and development of a database for consolidating data of Employee Provident Fund. LK-CBSL-65826-CS-QCBS / Project Consultant for assessment/diagnostic for Quality And Cost- Open - enhancement of large-value IDA / 60060 Post 0.00 Canceled 2018-12-10 2018-12-31 2019-02-13 2019-03-13 2019-04-12 2019-05-17 2019-06-21 2020-06-20 Based Selection International payment system (LVPS): real- time gross settlement system (RTGS) LK-CBSL-65824-CS-QCBS / Consultation for Payment Quality And Cost- Open - Pending IDA / 60060 Post 0.00 2019-04-01 2019-04-22 2019-06-05 2019-07-03 2019-08-02 2019-09-06 2019-10-11 2020-10-10 System Implementation Based Selection International Implementation Support Page 2 LK-CBSL-66307-CS-QCBS / Consultancy services for establishing Consolidated Risk Based Supervisory Framework and strengthening risk based Quality And Cost- Open - Pending IDA / 60060 Prior 0.00 2018-12-17 2019-01-07 2019-02-20 2019-03-20 2019-04-19 2019-05-24 2019-06-28 2020-06-27 supervision in Bank Based Selection International Implementation supervision and Department of Non Bank Financial Institutions - Training and implementation and stress testing LK-CBSL-65462-CS-QCBS / Consultancy services for establishing Consolidated Risk Based Supervisory Framework and Quality And Cost- Open - Under IDA / 60060 Post 0.00 2018-08-15 2018-09-05 2018-10-19 2018-11-16 2018-12-16 2019-01-20 2019-02-24 2020-02-24 strengthening risk based Based Selection International Implementation supervision in Bank supervision and Department of Non Bank Financial Institutions - Project Advisor LK-CBSL-110811-CS-QCBS / Selecting a Project Consultant for assessment/diagnostic for Quality And Cost- Open - Pending IDA / 60060 Post 0.00 2019-04-16 2019-05-07 2019-06-20 2019-07-18 2019-08-17 2019-09-21 2019-10-26 2020-10-25 enhancement of large-value Based Selection International Implementation payment system (LVPS): real- time gross settlement system (RTGS), INDIVIDUAL CONSULTANTS Page 3